# 金融商品取引法 / Financial Instruments and Exchange Act — 附 則 (Supplementary Provisions)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附 則 (Supplementary Provisions) — address `suppl-4101-107`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
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## 附 則 平成一〇年六月一五日法律第一〇七号
suppl-4101-107 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107
### 第一条（施行期日） — Effective Date
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suppl-4101-107/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1
**第一項** この法律は、平成十年十二月一日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
suppl-4101-107/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1
This Act comes into effect on December 1, 1998; provided, however, that the provisions set forth in the following items come into effect on the dates specified respectively in those items:
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**一** 第一条中証券取引法第四章の次に一章を加える改正規定（第七十九条の二十九第一項に係る部分に限る。）並びに同法第百八十九条第二項及び第四項の改正規定、第二十一条の規定、第二十二条中保険業法第二編第十章第二節第一款の改正規定（第二百六十五条の六に係る部分に限る。）、第二十三条の規定並びに第二十五条の規定並びに附則第四十条、第四十二条、第五十八条、第百三十六条、第百四十条、第百四十三条、第百四十七条、第百四十九条、第百五十八条、第百六十四条、第百八十七条（大蔵省設置法（昭和二十四年法律第百四十四号）第四条第七十九号の改正規定を除く。）及び第百八十八条から第百九十条までの規定 平成十年七月一日
suppl-4101-107/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-1
the provision in Article 1 adding one Chapter after Chapter IV of the Securities and Exchange Act (limited to the part concerning Article 79-29, paragraph (1)) and the provisions amending Article 189, paragraphs (2) and (4) of that Act; the provisions of Article 21; the provision in Article 22 amending Part II, Chapter X, Section 2, Subsection 1 of the Insurance Business Act (limited to the part concerning Article 265-6); the provisions of Article 23 and the provisions of Article 25; and the provisions of Articles 40, 42, 58, 136, 140, 143, 147, 149, 158, 164, and 187 (excluding the provision amending Article 4, item (lxxix) of the Act for Establishment of the Ministry of Finance (Act No. 144 of 1949)) and Articles 188 through 190 of the Supplementary Provisions: July 1, 1998;
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**一の二** 第一条中証券取引法第百六十二条第一項第一号の改正規定、同法第二百八条第一号の改正規定（同法第百六十二条第一項第一号に係る部分に限る。）及び同法第二百八条の次に一条を加える改正規定（同法第百六十二条第一項第一号に係る部分に限る。） 金融システム改革のための関係法律の整備等に関する法律の一部を改正する法律（平成十年法律第百十八号）の施行の日
suppl-4101-107/art-1/par-1/item-1-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-1-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-1-2
the provision in Article 1 amending Article 162, paragraph (1), item (i) of the Securities and Exchange Act, the provision amending Article 208, item (i) of that Act (limited to the part concerning Article 162, paragraph (1), item (i) of that Act), and the provision adding one Article after Article 208 of that Act (limited to the part concerning Article 162, paragraph (1), item (i) of that Act): the date of enforcement of the Act Partially Amending the Act on Preparation of Relevant Acts for Financial System Reform, etc. (Act No. 118 of 1998);
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**二** 第一条中証券取引法第二条第七項の改正規定（「同条第四項」を「同条第五項」に改める部分に限る。）、同法第四条第一項第三号、第五項及び第六項第一号並びに第五条第一項第二号及び第二項の改正規定、同条第三項の改正規定（同項第二号の改正規定を除く。）、同条第一項の次に一項を加える改正規定、同法第十三条第一項及び第二項、第二十一条第一項第一号並びに第二十三条の二の改正規定、同法第二十三条の三第一項の改正規定（「第五条第三項」を「第五条第四項」に、「五億円」を「一億円」に改める部分に限る。）、同条第四項の改正規定、同法第二十三条の八第一項及び第三項の改正規定（「五億円」を「一億円」に改める部分に限る。）、同法第二十三条の十二第二項、第二十三条の十三第一項及び第三項並びに第二十三条の十四第一項の改正規定、同法第二十四条第一項の改正規定（「その発行する」を「その会社が発行者である」に改める部分を除く。）、同条第二項の改正規定（「の発行する」を「が発行者である」に改める部分を除く。）、同条第四項及び第六項の改正規定、同条第一項の次に一項を加える改正規定、同法第二十四条の五第一項及び第二項の改正規定、同条第三項の改正規定（「発行する」を「会社が発行者である」に改める部分を除く。）、同条第四項の改正規定（「の発行する」を「が発行者である」に改める部分を除く。）、同条第五項の改正規定、同条第一項の次に一項を加える改正規定、同法第二十五条第一項の改正規定、同条第三項の改正規定（「前条第三項」を「前条第四項」に改める部分を除く。）、同法第百九十七条第一号の改正規定、同法第百九十八条第二号の改正規定（「第二十四条の六第三項」を「第二十四条の六第四項」に改める部分を除く。）、同条第五号の改正規定、同条第六号の改正規定（「第二十四条の六第一項若しくは第二項」を「第二十四条の六第一項から第三項まで」に改める部分を除く。）、同法第二百条第一号の改正規定（「第二十四条の六第三項」を「第二十四条の六第四項」に改める部分を除く。）並びに同条第五号の改正規定（「第二十四条の六第一項」の下に「若しくは第二項」を加える部分を除く。）、第二十七条中地方税法附則第四条第一項の改正規定、同法附則第五条第一項及び第二項の改正規定（「第九条第三項に規定する特定目的会社」を「第九条第四項各号に掲げる法人」に改める部分に限る。）、同条第三項の改正規定並びに同法附則第三十五条の二の改正規定並びに附則第四条から第七条まで並びに附則第百四十六条第三項、第四項、第六項及び第七項の規定 平成十一年四月一日
suppl-4101-107/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-2
the provision in Article 1 amending Article 2, paragraph (7) of the Securities and Exchange Act (limited to the part replacing "paragraph (4) of that Article" with "paragraph (5) of that Article"); the provisions amending Article 4, paragraph (1), item (iii), paragraph (5), and paragraph (6), item (i), and Article 5, paragraph (1), item (ii) and paragraph (2) of that Act; the provision amending Article 5, paragraph (3) of that Act (excluding the provision amending item (ii) of that paragraph); the provision adding one paragraph after Article 5, paragraph (1) of that Act; the provisions amending Article 13, paragraphs (1) and (2), Article 21, paragraph (1), item (i), and Article 23-2 of that Act; the provision amending Article 23-3, paragraph (1) of that Act (limited to the part replacing "Article 5, paragraph (3)" with "Article 5, paragraph (4)" and "500 million yen" with "100 million yen"); the provision amending paragraph (4) of that Article; the provisions amending Article 23-8, paragraphs (1) and (3) of that Act (limited to the part replacing "500 million yen" with "100 million yen"); the provisions amending Article 23-12, paragraph (2), Article 23-13, paragraphs (1) and (3), and Article 23-14, paragraph (1) of that Act; the provision amending Article 24, paragraph (1) of that Act (excluding the part replacing "that it issues" with "of which that company is the issuer"); the provision amending paragraph (2) of that Article (excluding the part replacing "issued by" with "of which ... is the issuer"); the provisions amending paragraphs (4) and (6) of that Article; the provision adding one paragraph after paragraph (1) of that Article; the provisions amending Article 24-5, paragraphs (1) and (2) of that Act; the provision amending paragraph (3) of that Article (excluding the part replacing "issues" with "of which the company is the issuer"); the provision amending paragraph (4) of that Article (excluding the part replacing "issued by" with "of which ... is the issuer"); the provision amending paragraph (5) of that Article; the provision adding one paragraph after paragraph (1) of that Article; the provision amending Article 25, paragraph (1) of that Act; the provision amending paragraph (3) of that Article (excluding the part replacing "paragraph (3) of the preceding Article" with "paragraph (4) of the preceding Article"); the provision amending Article 197, item (i) of that Act; the provision amending Article 198, item (ii) of that Act (excluding the part replacing "Article 24-6, paragraph (3)" with "Article 24-6, paragraph (4)"); the provision amending item (v) of that Article; the provision amending item (vi) of that Article (excluding the part replacing "Article 24-6, paragraph (1) or (2)" with "Article 24-6, paragraphs (1) through (3)"); the provision amending Article 200, item (i) of that Act (excluding the part replacing "Article 24-6, paragraph (3)" with "Article 24-6, paragraph (4)"); and the provision amending item (v) of that Article (excluding the part adding "or paragraph (2)" after "Article 24-6, paragraph (1)"); the provision in Article 27 amending Article 4, paragraph (1) of the Supplementary Provisions of the Local Tax Act; the provisions amending Article 5, paragraphs (1) and (2) of the Supplementary Provisions of that Act (limited to the part replacing "special purpose company prescribed in Article 9, paragraph (3)" with "juridical person set forth in the items of Article 9, paragraph (4)"), the provision amending paragraph (3) of that Article, and the provision amending Article 35-2 of the Supplementary Provisions of that Act; and the provisions of Articles 4 through 7 and Article 146, paragraphs (3), (4), (6), and (7) of the Supplementary Provisions: April 1, 1999;
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**三** 第一条中証券取引法第百三十条第二項第四号を削る改正規定、同項第五号の改正規定（「前各号」を「前三号」に改める部分に限る。）、同号を同項第四号とする改正規定及び同法第百三十一条の改正規定並びに附則第百七十六条の規定 平成十年十二月一日から平成十一年十二月三十一日までの範囲内において政令で定める日
suppl-4101-107/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-3
the provision in Article 1 deleting Article 130, paragraph (2), item (iv) of the Securities and Exchange Act, the provision amending item (v) of that paragraph (limited to the part replacing "the preceding items" with "the preceding three items"), the provision making that item item (iv) of that paragraph, and the provision amending Article 131 of that Act, and the provision of Article 176 of the Supplementary Provisions: the date specified by Cabinet Order within the period from December 1, 1998 to December 31, 1999;
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**四** 第五条の規定 平成十一年十月一日から平成十二年三月三十一日までの範囲内において政令で定める日
suppl-4101-107/art-1/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-4
the provisions of Article 5: the date specified by Cabinet Order within the period from October 1, 1999 to March 31, 2000;
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**五** 略
suppl-4101-107/art-1/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-5
Omitted
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**六** 第二条の規定及び附則第五十七条の規定 平成十二年七月一日
suppl-4101-107/art-1/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-6
the provisions of Article 2 and the provisions of Article 57 of the Supplementary Provisions: July 1, 2000.
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### 第二条（証券取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Securities and Exchange Act
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suppl-4101-107/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-2
**第一項** この法律の施行の日（以下「施行日」という。）前に取得の申込みの勧誘（証券取引法等の一部を改正する法律（平成十八年法律第六十五号）第三条の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第三項に規定する取得の申込みの勧誘をいう。）又は売付けの申込み若しくは買付けの申込みの勧誘（附則第四条において「取得の申込みの勧誘等」という。）を開始した新有価証券（第一条の規定による改正後の証券取引法（以下「新証券取引法」という。）第二条第一項各号に掲げる有価証券又は同条第二項各号に掲げる権利（第一条の規定による改正前の証券取引法（以下「旧証券取引法」という。）第二条第一項各号に掲げる有価証券又は同条第二項各号に掲げる権利を除く。）をいう。附則第十一条において同じ。）については、新金融商品取引法第二章の規定は、適用しない。
suppl-4101-107/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-2/par-1
With regard to new securities (meaning the securities set forth in the items of Article 2, paragraph (1) of the Securities and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to as the "New Securities and Exchange Act") or the rights set forth in the items of paragraph (2) of that Article (excluding the securities set forth in the items of Article 2, paragraph (1) of the Securities and Exchange Act prior to amendment by the provisions of Article 1 (hereinafter referred to as the "Former Securities and Exchange Act") or the rights set forth in the items of paragraph (2) of that Article); the same applies in Article 11 of the Supplementary Provisions) for which the solicitation of an offer to acquire (meaning the solicitation of an offer to acquire prescribed in Article 2, paragraph (3) of the Financial Instruments and Exchange Act as amended by the provisions of Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) (hereinafter referred to as the "New Financial Instruments and Exchange Act")) or an offer to sell or the solicitation of an offer to purchase (referred to as the "solicitation of an offer to acquire, etc." in Article 4 of the Supplementary Provisions) was commenced before the day this Act comes into effect (hereinafter referred to as "the effective date"), the provisions of Chapter II of the New Financial Instruments and Exchange Act do not apply.
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### 第三条
suppl-4101-107/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-3
**第一項** 附則第八十九条第一項に規定する特定信託約款に係る証券投資信託の受益証券については、施行日から起算して二年を経過する日までの間は、新証券取引法第二章の規定は、適用しない。
suppl-4101-107/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-3/par-1
With regard to beneficiary certificates of securities investment trusts pertaining to the specified trust terms prescribed in Article 89, paragraph (1) of the Supplementary Provisions, the provisions of Chapter II of the New Securities and Exchange Act do not apply until the day on which two years elapse, counting from the effective date.
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**第二項** 前項に規定する受益証券で、その特定期間（新証券取引法第二十四条第五項に規定する特定期間をいう。）の末日（その日が施行日から起算して二年を経過した日前であるときは、同日）におけるその所有者の数が政令で定める数以上であるものは、同条第一項第三号に該当するものとみなして新証券取引法第二十四条から第二十四条の五まで、第二十五条及び第二十六条（これらの規定に係る罰則を含む。）の規定を適用する。
suppl-4101-107/art-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-3/par-2
Beneficiary certificates prescribed in the preceding paragraph for which the number of holders on the last day of their specific period (meaning the specific period prescribed in Article 24, paragraph (5) of the New Securities and Exchange Act) (or, if that day is before the day on which two years have elapsed counting from the effective date, the day on which two years have elapsed) is the number specified by Cabinet Order or more are deemed to fall under paragraph (1), item (iii) of that Article, and the provisions of Articles 24 through 24-5, Article 25, and Article 26 of the New Securities and Exchange Act (including penal provisions pertaining to these provisions) apply.
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### 第四条
suppl-4101-107/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-4
**第一項** 新証券取引法第四条第一項及び第五項、第十三条第一項、第二十三条の八第一項及び第三項、第二十三条の十三第一項及び第三項並びに第二十三条の十四の規定は、平成十一年四月一日以後に開始する有価証券の取得の申込みの勧誘等について適用し、同日前に開始した有価証券の取得の申込みの勧誘等については、なお従前の例による。
suppl-4101-107/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-4/par-1
The provisions of Article 4, paragraphs (1) and (5), Article 13, paragraph (1), Article 23-8, paragraphs (1) and (3), Article 23-13, paragraphs (1) and (3), and Article 23-14 of the New Securities and Exchange Act apply to the solicitation of an offer to acquire, etc. securities commenced on or after April 1, 1999, and the provisions then in force continue to govern the solicitation of an offer to acquire, etc. securities commenced before that day.
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### 第五条
suppl-4101-107/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5
**第一項** 新証券取引法第五条第一項の規定は、次の各号に掲げる者が当該各号に定める日以後に提出する同項の規定による届出書について適用し、次の各号に掲げる者が当該各号に定める日前に提出する届出書については、なお従前の例による。
suppl-4101-107/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1
The provisions of Article 5, paragraph (1) of the New Securities and Exchange Act apply to a securities registration statement under that paragraph that is submitted by a person set forth in the following items on or after the day specified in the relevant item, and the provisions then in force continue to govern a securities registration statement submitted by a person set forth in the following items before the day specified in the relevant item:
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**一** 平成十一年四月一日において既に旧証券取引法第二十四条第一項（同条第四項において準用する場合を含む。次条において同じ。）の規定による有価証券報告書を提出している者 次条第一項の規定を適用することにより新証券取引法第二十四条第一項（同条第五項において準用する場合を含む。次条において同じ。）の規定による有価証券報告書を提出することとなる日又は次条第二項の規定により新証券取引法第二十四条第一項の規定による有価証券報告書を提出した日
suppl-4101-107/art-5/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-1
a person who, as of April 1, 1999, has already submitted an annual securities report under Article 24, paragraph (1) of the Former Securities and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (4) of that Article; the same applies in the following Article): the day on which, by applying the provisions of paragraph (1) of the following Article, that person is to submit an annual securities report under Article 24, paragraph (1) of the New Securities and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (5) of that Article; the same applies in the following Article), or the day on which that person has submitted an annual securities report under Article 24, paragraph (1) of the New Securities and Exchange Act pursuant to the provisions of paragraph (2) of the following Article;
machine translation, not official
**二** 前号に掲げる者以外の者 平成十二年七月一日
suppl-4101-107/art-5/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-2
a person other than the persons set forth in the preceding item: July 1, 2000.
machine translation, not official
**第二項** 前項の規定により旧証券取引法第五条第一項の規定による届出書を提出しなければならない者は、平成十一年四月一日以後、前項各号に定める日前においても同条第一項の規定による届出書に代えて、新証券取引法第五条第一項の規定による届出書を提出することができる。
suppl-4101-107/art-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-2
A person who is required to submit a securities registration statement under Article 5, paragraph (1) of the Former Securities and Exchange Act pursuant to the provisions of the preceding paragraph may, on or after April 1, 1999, even before the day specified in the items of the preceding paragraph, submit a securities registration statement under Article 5, paragraph (1) of the New Securities and Exchange Act in lieu of the securities registration statement under Article 5, paragraph (1) of the Former Securities and Exchange Act.
machine translation, not official
### 第六条
suppl-4101-107/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6
**第一項** 新証券取引法第二十四条第一項の規定は、平成十一年四月一日以後に開始する事業年度に係る同項の規定による有価証券報告書（その添付書類及びこれらの訂正報告書を含む。以下この条において同じ。）について適用し、同日前に開始した事業年度に係る旧証券取引法第二十四条第一項の規定による有価証券報告書については、なお従前の例による。
suppl-4101-107/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-1
The provisions of Article 24, paragraph (1) of the New Securities and Exchange Act apply to an annual securities report under that paragraph (including its accompanying documents and the amended reports of these; hereinafter the same in this Article) for a business year commencing on or after April 1, 1999, and the provisions then in force continue to govern an annual securities report under Article 24, paragraph (1) of the Former Securities and Exchange Act for a business year that commenced before that day.
machine translation, not official
**第二項** 前項の規定により旧証券取引法第二十四条第一項の規定による有価証券報告書を提出しなければならない会社は、平成十一年四月一日以後、同日前に開始した事業年度に係る同項の規定による有価証券報告書に代えて、新証券取引法第二十四条第一項の規定による有価証券報告書を提出することができる。
suppl-4101-107/art-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-2
A company that is required to submit an annual securities report under Article 24, paragraph (1) of the Former Securities and Exchange Act pursuant to the provisions of the preceding paragraph may, on or after April 1, 1999, submit an annual securities report under Article 24, paragraph (1) of the New Securities and Exchange Act in lieu of the annual securities report under that paragraph for a business year that commenced before that day.
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### 第七条
suppl-4101-107/art-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7
**第一項** 新証券取引法第二十四条の五第一項（同条第三項において準用する場合を含む。以下この条において同じ。）の規定は、平成十二年四月一日以後に開始する事業年度に係る同条第一項の規定による半期報告書（その訂正報告書を含む。以下この条において同じ。）について適用し、同日前に開始する事業年度に係る旧証券取引法第二十四条の五第一項の規定による半期報告書については、なお従前の例による。
suppl-4101-107/art-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7/par-1
The provisions of Article 24-5, paragraph (1) of the New Securities and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (3) of that Article; the same applies hereinafter in this Article) apply to a semiannual securities report under the provisions of paragraph (1) of that Article (including its amended report; the same applies hereinafter in this Article) for a business year beginning on or after April 1, 2000, and for a semiannual securities report under the provisions of Article 24-5, paragraph (1) of the Former Securities and Exchange Act for a business year beginning before that date, the provisions then in force continue to govern.
machine translation, not official
**第二項** 前項の規定により旧証券取引法第二十四条の五第一項の規定による半期報告書を提出しなければならない会社は、平成十一年四月一日以後、平成十二年四月一日前に開始する事業年度に係る同項の規定による半期報告書に代えて、新証券取引法第二十四条の五第一項の規定による半期報告書を提出することができる。
suppl-4101-107/art-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7/par-2
A company that must submit a semiannual securities report under the provisions of Article 24-5, paragraph (1) of the Former Securities and Exchange Act pursuant to the provisions of the preceding paragraph may submit a semiannual securities report under the provisions of Article 24-5, paragraph (1) of the New Securities and Exchange Act in place of the semiannual securities report under the provisions of Article 24-5, paragraph (1) of the Former Securities and Exchange Act for a business year beginning on or after April 1, 1999 and before April 1, 2000.
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### 第八条
suppl-4101-107/art-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-8
**第一項** 新証券取引法第二十四条の六第一項の規定は、施行日以後に行われる商法（明治三十二年法律第四十八号）第二百十条ノ二第二項若しくは第二百十二条ノ二第一項の規定による定時総会の決議又は株式の消却の手続に関する商法の特例に関する法律（平成九年法律第五十五号）第三条第一項に規定する取締役会の決議（以下この項及び次条において「定時総会決議等」という。）に基づいて行う新証券取引法第二十四条の六第一項に規定する自己株券等の買付けについて適用し、施行日前に行われた定時総会決議等に基づいて行う自己の株式に係る株券の買付けについては、なお従前の例による。
suppl-4101-107/art-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-8/par-1
The provisions of Article 24-6, paragraph (1) of the New Securities and Exchange Act apply to the purchase of own share certificates, etc. prescribed in Article 24-6, paragraph (1) of the New Securities and Exchange Act that is conducted based on a resolution of an annual general meeting under the provisions of Article 210-2, paragraph (2) or Article 212-2, paragraph (1) of the Commercial Code (Act No. 48 of 1899), or a resolution of the board of directors prescribed in Article 3, paragraph (1) of the Act on Special Provisions of the Commercial Code Concerning Procedures for Retirement of Shares (Act No. 55 of 1997) (hereinafter in this paragraph and the following Article referred to as a "resolution of an annual general meeting, etc."), made on or after the effective date, and for the purchase of share certificates for its own shares that is conducted based on a resolution of an annual general meeting, etc. made before the effective date, the provisions then in force continue to govern.
machine translation, not official
**第二項** 新証券取引法第二十四条の六第二項の規定は、平成十一年四月一日以後に行われる商法第二百十二条第一項の規定による株式の消却のための新証券取引法第二十四条の六第二項に規定する自己株券等の買付け等又は同項に規定する償還株式の消却のための自己株券等の買付け等について適用する。
suppl-4101-107/art-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-8/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-8/par-2
The provisions of Article 24-6, paragraph (2) of the New Securities and Exchange Act apply to the purchase, etc. of own share certificates, etc. prescribed in Article 24-6, paragraph (2) of the New Securities and Exchange Act for the retirement of shares under the provisions of Article 212, paragraph (1) of the Commercial Code, or the purchase, etc. of own share certificates, etc. for the retirement of redeemable shares prescribed in Article 24-6, paragraph (2) of the New Securities and Exchange Act, that is conducted on or after April 1, 1999.
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### 第九条
suppl-4101-107/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-9
**第一項** 新証券取引法第二十七条の二十二の二第一項（第一号に限る。）の規定は、施行日以後に行われる定時総会決議等に基づいて行う同号に掲げる買付けについて適用し、施行日前に行われた定時総会決議等に基づいて行う旧証券取引法第二十七条の二十二の二第一項に規定する買付けについては、なお従前の例による。
suppl-4101-107/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-9/par-1
The provisions of Article 27-22-2, paragraph (1) of the New Securities and Exchange Act (limited to item (i)) apply to the purchase set forth in that item that is conducted based on a resolution of an annual general meeting, etc. made on or after the effective date, and for the purchase prescribed in Article 27-22-2, paragraph (1) of the Former Securities and Exchange Act that is conducted based on a resolution of an annual general meeting, etc. made before the effective date, the provisions then in force continue to govern.
machine translation, not official
**第二項** 新証券取引法第二十七条の二十二の二第一項（第二号及び第三号に限る。）の規定は、平成十一年四月一日以後に行われる同項第二号又は第三号に掲げる買付け等について適用する。
suppl-4101-107/art-9/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-9/par-2
The provisions of Article 27-22-2, paragraph (1) of the New Securities and Exchange Act (limited to items (ii) and (iii)) apply to the purchase, etc. set forth in item (ii) or (iii) of that paragraph that is conducted on or after April 1, 1999.
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### 第十条
suppl-4101-107/art-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10
**第一項** この法律の施行の際現に新証券取引法第二十七条の二十三第一項に規定する大量保有者（以下この条において「新大量保有者」という。）に該当する者（旧証券取引法第二十七条の二十三第一項に規定する大量保有者に該当する者を除く。）については、施行日に新大量保有者となったものとみなして、新証券取引法第二十七条の二十三から第二十七条の三十まで（これらの規定に係る罰則を含む。）の規定を適用する。ただし、施行日において新証券取引法第二十七条の二十三第四項に規定する株券等保有割合が百分の五以下となったときは、この限りでない。
suppl-4101-107/art-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-1
With regard to a person who, at the time this Act comes into effect, actually falls under the category of a large-volume holder prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act (hereinafter referred to as a "new large-volume holder" in this Article) (excluding a person who falls under the category of a large-volume holder prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act), the person is deemed to have become a new large-volume holder on the effective date, and the provisions of Articles 27-23 through 27-30 of the New Securities and Exchange Act (including the penal provisions pertaining to those provisions) apply; provided, however, that this does not apply if the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (4) of the New Securities and Exchange Act has become 5 percent or less on the effective date.
machine translation, not official
**第二項** 前項の場合において、新大量保有者が提出すべき新証券取引法第二十七条の二十三第一項に規定する大量保有報告書の記載内容の特例については、内閣府令で定める。
suppl-4101-107/art-10/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-2
In the case referred to in the preceding paragraph, special provisions on the content of statements in the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act that a new large-volume holder is to submit are specified by Cabinet Office Order.
machine translation, not official
**第三項** この法律の施行の際現に旧証券取引法第二章の三の規定により提出されている次に掲げる報告書は、新証券取引法第二章の三の規定により提出されたものとみなす。
suppl-4101-107/art-10/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-3
The following reports that, at the time this Act comes into effect, are actually submitted pursuant to the provisions of Chapter II-3 of the Former Securities and Exchange Act are deemed to have been submitted pursuant to the provisions of Chapter II-3 of the New Securities and Exchange Act:
machine translation, not official
**一** 旧証券取引法第二十七条の二十三第一項に規定する大量保有報告書及び旧証券取引法第二十七条の二十五第一項に規定する変更報告書並びにこれらの訂正報告書
suppl-4101-107/art-10/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-3/item-1
the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act, the statement of changes prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act, and the amended reports for them.
machine translation, not official
**二** 旧証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書及び同条第二項に規定する特例対象株券等に係る変更報告書並びにこれらの訂正報告書
suppl-4101-107/art-10/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-3/item-2
the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act, the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article, and the amended reports for them.
machine translation, not official
### 第十一条
suppl-4101-107/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11
**第一項** この法律の施行の際現に新有価証券につき新証券取引法第二条第八項に規定する証券業を営んでいる者については、施行日から起算して三月間（当該期間内に新証券取引法第二十八条の四の規定又は第三条の規定による改正後の外国証券業者に関する法律（以下「新外国証券業者法」という。）第六条第一項の規定による登録の拒否の処分があったときは、当該処分のあった日までの間）は、新証券取引法第二十八条の規定にかかわらず、引き続き当該証券業を営むことができる。その者が当該期間内に同条又は新外国証券業者法第三条第一項の登録の申請をした場合において当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。
suppl-4101-107/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-1
A person who, at the time this Act comes into effect, is actually engaged in the securities business prescribed in Article 2, paragraph (8) of the New Securities and Exchange Act with regard to new securities may continue to engage in that securities business, notwithstanding the provisions of Article 28 of the New Securities and Exchange Act, for three months from the effective date (or, if a disposition of refusal of registration is made within that period pursuant to the provisions of Article 28-4 of the New Securities and Exchange Act or Article 6, paragraph (1) of the Act on Foreign Securities Firms as amended by the provisions of Article 3 (hereinafter referred to as the "New Foreign Securities Firms Act"), until the date of that disposition). The same applies, where that person has filed within that period an application for the registration referred to in Article 28 of the New Securities and Exchange Act or Article 3, paragraph (1) of the New Foreign Securities Firms Act, during the period until the day on which notice is received that registration will be made upon that application or the day on which notice is received, after the lapse of that period, that registration will not be made upon that application.
machine translation, not official
**第二項** 前項に規定する者のうち、この法律の施行の際現に新有価証券につき新証券取引法第二十九条第一項各号に掲げる業務を営んでいるものについては、施行日から起算して三月間（当該期間内に同項又は新外国証券業者法第七条第一項の認可に係る拒否の処分があったときは、当該処分のあった日までの間）は、新証券取引法第二十九条第一項の規定にかかわらず、引き続き当該業務を営むことができる。その者がその期間内に同条又は新外国証券業者法第七条第一項の認可を申請した場合において、その申請について認可をする旨の通知を受ける日又はその申請についてその期間の経過後認可をしない旨の通知を受ける日までの間も、同様とする。
suppl-4101-107/art-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-2
Among the persons prescribed in the preceding paragraph, a person who, at the time this Act comes into effect, is actually engaged with regard to new securities in the business set forth in the items of Article 29, paragraph (1) of the New Securities and Exchange Act may continue to engage in that business, notwithstanding the provisions of Article 29, paragraph (1) of the New Securities and Exchange Act, for three months from the effective date (or, if a disposition of refusal concerning the authorization referred to in that paragraph or Article 7, paragraph (1) of the New Foreign Securities Firms Act is made within that period, until the date of that disposition). The same applies, where that person has applied within that period for the authorization referred to in Article 29 of the New Securities and Exchange Act or Article 7, paragraph (1) of the New Foreign Securities Firms Act, during the period until the day on which notice is received that authorization will be granted upon that application or the day on which notice is received, after the lapse of that period, that authorization will not be granted upon that application.
machine translation, not official
### 第十二条
suppl-4101-107/art-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12
**第一項** この法律の施行の際現に旧証券取引法第二十八条の免許を受けている者は、施行日において新証券取引法第二十八条の登録を受けたものとみなす。この場合において、新証券取引法第六十二条第三項及び第百九十四条の四第一項の規定は、適用しない。
suppl-4101-107/art-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-1
A person who, at the time this Act comes into effect, actually holds a license under Article 28 of the Former Securities and Exchange Act is deemed to have received the registration under Article 28 of the New Securities and Exchange Act on the effective date. In this case, the provisions of Article 62, paragraph (3) and Article 194-4, paragraph (1) of the New Securities and Exchange Act do not apply.
machine translation, not official
**第二項** 前項の規定により新証券取引法第二十八条の登録を受けたものとみなされる者（以下「みなし登録証券会社」という。）は、施行日から起算して二月以内に新証券取引法第二十八条の二第一項各号に掲げる事項を記載した書類及び同条第二項第二号から第四号までに掲げる書類を金融再生委員会に提出しなければならない。
suppl-4101-107/art-12/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2
A person who is deemed, pursuant to the provisions of the preceding paragraph, to have received the registration under Article 28 of the New Securities and Exchange Act (hereinafter referred to as a "deemed registered securities company") must, within two months from the effective date, submit to the Financial Reconstruction Commission a document stating the particulars set forth in the items of Article 28-2, paragraph (1) of the New Securities and Exchange Act and the documents set forth in Article 28-2, paragraph (2), items (ii) through (iv) of that Act.
machine translation, not official
**第三項** 金融再生委員会は、前項に規定する書類の提出があったときは、当該書類に記載された新証券取引法第二十八条の二第一項各号に掲げる事項及び新証券取引法第二十八条の三第一項第二号に掲げる事項を証券会社登録簿に登録するものとする。
suppl-4101-107/art-12/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-3
When the documents prescribed in the preceding paragraph are submitted, the Financial Reconstruction Commission is to register in the securities company register the particulars set forth in the items of Article 28-2, paragraph (1) of the New Securities and Exchange Act and the particulars set forth in Article 28-3, paragraph (1), item (ii) of the New Securities and Exchange Act that are stated in those documents.
machine translation, not official
### 第十三条
suppl-4101-107/art-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-13
**第一項** 旧証券取引法第三十五条第一項又は第二項の規定によりすべての種類の免許を取り消され又は解任を命ぜられた者は、その処分を受けた日において、新証券取引法第五十六条第一項又は第二項の規定により登録を取り消され又は解任を命ぜられたものとみなす。
suppl-4101-107/art-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-13/par-1
A person whose licenses of all types have been revoked, or who has been ordered to be dismissed, pursuant to the provisions of Article 35, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed to have had the registration revoked, or to have been ordered to be dismissed, pursuant to the provisions of Article 56, paragraph (1) or (2) of the New Securities and Exchange Act on the day on which the person received that disposition.
machine translation, not official
### 第十四条
suppl-4101-107/art-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14
**第一項** この法律の施行の際現に旧証券取引法第二十八条第二項第三号の免許を受けている者は、施行日において新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けたものとみなす。この場合において、新証券取引法第六十二条第三項及び第百九十四条の四第一項の規定は、適用しない。
suppl-4101-107/art-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-1
A person who, at the time this Act comes into effect, actually holds a license under Article 28, paragraph (2), item (iii) of the Former Securities and Exchange Act is deemed to have received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act on the effective date. In this case, the provisions of Article 62, paragraph (3) and Article 194-4, paragraph (1) of the New Securities and Exchange Act do not apply.
machine translation, not official
**第二項** 前項の規定により新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けたものとみなされる者は、施行日から起算して二月以内に新証券取引法第二十九条の三第一項各号に掲げる事項を記載した書類及び同条第二項に規定する書類を金融再生委員会に提出しなければならない。
suppl-4101-107/art-14/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2
A person who is deemed, pursuant to the provisions of the preceding paragraph, to have received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act must, within two months from the effective date, submit to the Financial Reconstruction Commission a document stating the particulars set forth in the items of Article 29-3, paragraph (1) of the New Securities and Exchange Act and the documents prescribed in paragraph (2) of that Article.
machine translation, not official
**第三項** 金融再生委員会は、前項に規定する者から同項に規定する書類の提出があったときは、新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けた旨をその者の証券会社の登録に付記するものとする。
suppl-4101-107/art-14/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-3
When the documents prescribed in that paragraph are submitted by the person prescribed in the preceding paragraph, the Financial Reconstruction Commission is to annotate, in that person's registration as a securities company, that the person has received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act.
machine translation, not official
### 第十五条
suppl-4101-107/art-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15
**第一項** 新証券取引法第三十条第一項から第三項までの規定は、みなし登録証券会社については、当該みなし登録証券会社が附則第十二条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
suppl-4101-107/art-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-1
The provisions of Article 30, paragraphs (1) through (3) of the New Securities and Exchange Act do not apply to a deemed registered securities company until the day on which that deemed registered securities company submits the documents prescribed in Article 12, paragraph (2) of the Supplementary Provisions pursuant to the provisions of that paragraph.
machine translation, not official
**第二項** 新証券取引法第三十条第四項の規定は、前条第一項の規定により新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けたものとみなされる者については、その者が前条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
suppl-4101-107/art-15/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-2
The provisions of Article 30, paragraph (4) of the New Securities and Exchange Act do not apply to a person who is deemed, pursuant to the provisions of paragraph (1) of the preceding Article, to have received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act, until the day on which that person submits the documents prescribed in paragraph (2) of the preceding Article pursuant to the provisions of that paragraph.
machine translation, not official
### 第十六条
suppl-4101-107/art-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-16 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-16
**第一項** この法律の施行の際現にみなし登録証券会社の取締役である者で他の会社の取締役又は監査役に就任している者（旧証券取引法第四十二条又は第四十二条の二第一項ただし書若しくは第二項ただし書の承認を受けた者を除く。）は、新証券取引法第三十二条第四項の規定にかかわらず、施行日から起算して二月以内にその旨を金融再生委員会に届け出なければならない。
suppl-4101-107/art-16/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-16/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-16/par-1
A person who, at the time this Act comes into effect, is actually a director of a deemed registered securities company and has assumed the position of director or company auditor of another company (excluding a person who has obtained the approval referred to in Article 42 of the Former Securities and Exchange Act, or in the proviso to Article 42-2, paragraph (1) or the proviso to paragraph (2) of that Article) must, notwithstanding the provisions of Article 32, paragraph (4) of the New Securities and Exchange Act, notify the Financial Reconstruction Commission to that effect within two months from the effective date.
machine translation, not official
### 第十七条
suppl-4101-107/art-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-17 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-17
**第一項** みなし登録証券会社で、この法律の施行の際現に旧証券取引法第四十三条ただし書の承認を受けて新証券取引法第三十四条第二項各号に掲げる業務を営んでいる者は、施行日において当該業務につき同条第三項の届出をしたものとみなす。
suppl-4101-107/art-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-17/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-17/par-1
A deemed registered securities company that, at the time this Act comes into effect, is actually engaged in a business set forth in the items of Article 34, paragraph (2) of the New Securities and Exchange Act with the approval referred to in the proviso to Article 43 of the Former Securities and Exchange Act is deemed to have made, on the effective date, the notification referred to in Article 34, paragraph (3) of the New Securities and Exchange Act for that business.
machine translation, not official
**第二項** みなし登録証券会社で、この法律の施行の際現に旧証券取引法第四十三条ただし書の承認を受けて新証券取引法第三十四条第一項に規定する業務及び同条第二項各号に掲げる業務のいずれにも該当しない業務を営んでいる者は、施行日において当該業務につき同条第四項の承認を受けたものとみなす。この場合において、新証券取引法第六十二条第三項の規定は、適用しない。
suppl-4101-107/art-17/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-17/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-17/par-2
A deemed registered securities company that, at the time this Act comes into effect, is actually engaged, with the approval referred to in the proviso to Article 43 of the Former Securities and Exchange Act, in a business that falls under neither the business prescribed in Article 34, paragraph (1) of the New Securities and Exchange Act nor the businesses set forth in the items of paragraph (2) of that Article is deemed to have received, on the effective date, the approval referred to in paragraph (4) of that Article for that business. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act do not apply.
machine translation, not official
### 第十八条
suppl-4101-107/art-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-18 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-18
**第一項** 施行日前にされた旧証券取引法第五十条の三第三項ただし書の確認は、新証券取引法第四十二条の二第三項ただし書の確認とみなす。
suppl-4101-107/art-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-18/par-1
A confirmation referred to in the proviso to Article 50-3, paragraph (3) of the Former Securities and Exchange Act that was given before the effective date is deemed to be a confirmation referred to in the proviso to Article 42-2, paragraph (3) of the New Securities and Exchange Act.
machine translation, not official
### 第十九条
suppl-4101-107/art-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-19 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-19
**第一項** 施行日前にされた旧証券取引法第五十条の二ただし書の承認は、新証券取引法第四十五条ただし書の承認とみなす。
suppl-4101-107/art-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-19/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-19/par-1
An approval referred to in the proviso to Article 50-2 of the Former Securities and Exchange Act that was given before the effective date is deemed to be an approval referred to in the proviso to Article 45 of the New Securities and Exchange Act.
machine translation, not official
### 第二十条
suppl-4101-107/art-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-20 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-20
**第一項** 新証券取引法第四十七条の規定は、みなし登録証券会社については、平成十一年三月三十一日までの間は、適用しない。
suppl-4101-107/art-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-20/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-20/par-1
The provisions of Article 47 of the New Securities and Exchange Act do not apply to a deemed registered securities company until March 31, 1999.
machine translation, not official
### 第二十一条
suppl-4101-107/art-21 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-21 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-21
**第一項** 新証券取引法第四十九条第一項及び第三項の規定は、施行日以後に終了する営業年度に係る同条第一項の営業報告書について適用し、施行日前に終了した営業年度に係る旧証券取引法第五十三条第一項の営業報告書については、なお従前の例による。
suppl-4101-107/art-21/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-21/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-21/par-1
The provisions of Article 49, paragraphs (1) and (3) of the New Securities and Exchange Act apply to the business report referred to in paragraph (1) of that Article for a business year ending on or after the effective date, and for the business report referred to in Article 53, paragraph (1) of the Former Securities and Exchange Act for a business year ending before the effective date, the provisions then in force continue to govern.
machine translation, not official
### 第二十二条
suppl-4101-107/art-22 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-22 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-22
**第一項** 新証券取引法第五十条の規定は、施行日以後に終了する営業年度に係る同条に規定する説明書類について適用する。
suppl-4101-107/art-22/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-22/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-22/par-1
The provisions of Article 50 of the New Securities and Exchange Act apply to the explanatory documents prescribed in that Article for a business year ending on or after the effective date.
machine translation, not official
### 第二十三条
suppl-4101-107/art-23 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-23 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23
**第一項** 新証券取引法第五十一条の規定は、みなし登録証券会社については、施行日以後に開始する営業年度に係る同条第一項の証券取引責任準備金の積立てについて適用し、施行日前に開始した営業年度に係る旧証券取引法第五十九条第一項の証券取引責任準備金の積立てについては、なお従前の例による。
suppl-4101-107/art-23/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-23/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23/par-1
The provisions of Article 51 of the New Securities and Exchange Act apply, with regard to a deemed registered securities company, to the accumulation of the securities transaction liability reserve under paragraph (1) of that Article for a business year commencing on or after the effective date, and the provisions then in force continue to govern the accumulation of the securities transaction liability reserve under Article 59, paragraph (1) of the Former Securities and Exchange Act for a business year that commenced before the effective date.
machine translation, not official
**第二項** みなし登録証券会社に係るこの法律の施行の際現に存する旧証券取引法第五十九条第一項の証券取引責任準備金及び前項の規定によりなお従前の例によることとされる場合における同条第一項の証券取引責任準備金は、新証券取引法第五十一条第一項の証券取引責任準備金として積み立てられたものとみなす。
suppl-4101-107/art-23/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-23/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23/par-2
The securities transaction liability reserve under Article 59, paragraph (1) of the Former Securities and Exchange Act that exists at the time this Act comes into effect with regard to a deemed registered securities company, and the securities transaction liability reserve under paragraph (1) of that Article in the case where the provisions then in force continue to govern pursuant to the provisions of the preceding paragraph, are deemed to have been accumulated as the securities transaction liability reserve under Article 51, paragraph (1) of the New Securities and Exchange Act.
machine translation, not official
**第三項** 施行日前にされた旧証券取引法第五十九条第二項ただし書の承認は、新証券取引法第五十一条第二項ただし書の承認とみなす。
suppl-4101-107/art-23/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-23/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23/par-3
The approval under the proviso to Article 59, paragraph (2) of the Former Securities and Exchange Act that was given before the effective date is deemed to be the approval under the proviso to Article 51, paragraph (2) of the New Securities and Exchange Act.
machine translation, not official
### 第二十四条
suppl-4101-107/art-24 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-24 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-24
**第一項** 新証券取引法第五十二条第三項の規定は、みなし登録証券会社については、平成十一年四月一日以後の自己資本規制比率を記載した書面について適用する。
suppl-4101-107/art-24/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-24/par-1
The provisions of Article 52, paragraph (3) of the New Securities and Exchange Act apply, with regard to a deemed registered securities company, to a document stating the capital adequacy ratio on or after April 1, 1999.
machine translation, not official
### 第二十五条
suppl-4101-107/art-25 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-25 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-25
**第一項** みなし登録証券会社で、この法律の施行の際現に旧証券取引法第五十六条第一項の認可を受けている者は、施行日において新証券取引法第五十三条第一項の認可を受けたものとみなす。この場合において、新証券取引法第六十二条第三項の規定は、適用しない。
suppl-4101-107/art-25/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-25/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-25/par-1
A deemed registered securities company that, at the time this Act comes into effect, has received the authorization under Article 56, paragraph (1) of the Former Securities and Exchange Act is deemed to have received, on the effective date, the authorization under Article 53, paragraph (1) of the New Securities and Exchange Act. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act do not apply.
machine translation, not official
### 第二十六条
suppl-4101-107/art-26 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-26 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-26
**第一項** 新証券取引法第五十五条第三項の規定は、施行日から起算して三十日を経過した日以後の証券業の廃止、合併（合併により消滅する場合の当該合併に限る。）、合併及び破産以外の理由による解散又は営業の全部若しくは一部の譲渡について適用し、同日前の証券業の廃止、合併（合併により消滅する場合の当該合併に限る。）、合併及び破産以外の理由による解散又は営業の全部若しくは一部の譲渡については、なお従前の例による。
suppl-4101-107/art-26/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-26/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-26/par-1
The provisions of Article 55, paragraph (3) of the New Securities and Exchange Act apply to the abolition of securities business, a merger (limited to a merger in which the company is extinguished by the merger), dissolution for a reason other than a merger or bankruptcy, or the transfer of all or part of the business, on or after the day on which 30 days have elapsed counting from the effective date, and the provisions then in force continue to govern the abolition of securities business, a merger (limited to a merger in which the company is extinguished by the merger), dissolution for a reason other than a merger or bankruptcy, or the transfer of all or part of the business, before that day.
machine translation, not official
### 第二十七条
suppl-4101-107/art-27 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-27 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-27
**第一項** みなし登録証券会社が施行日前にした旧証券取引法第三十五条第一項第二号に該当する行為は、新証券取引法第五十六条第一項第三号又は第五号に該当する行為とみなして、同項の規定を適用する。
suppl-4101-107/art-27/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-27/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-27/par-1
An act that falls under Article 35, paragraph (1), item (ii) of the Former Securities and Exchange Act committed by a deemed registered securities company before the effective date is deemed to be an act that falls under Article 56, paragraph (1), item (iii) or (v) of the New Securities and Exchange Act, and the provisions of that paragraph apply.
machine translation, not official
### 第二十八条
suppl-4101-107/art-28 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-28 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-28
**第一項** 新証券取引法第五十六条第二項の規定は、この法律の施行の際現に新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当しているみなし登録証券会社の取締役又は監査役である者（旧証券取引法第三十二条第四号イからニまでのいずれかに該当している者を除く。）が、引き続き新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
suppl-4101-107/art-28/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-28/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-28/par-1
The provisions of Article 56, paragraph (2) of the New Securities and Exchange Act do not apply, until the day on which five years elapse counting from the effective date, in the case where a person who is, at the time this Act comes into effect, a director or company auditor of a deemed registered securities company and who falls under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act (excluding a person who falls under any of Article 32, item (iv), (a) through (d) of the Former Securities and Exchange Act) continues to fall under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act.
machine translation, not official
**第二項** この法律の施行の際現にみなし登録証券会社の取締役又は監査役である者が施行日前にした旧証券取引法第三十五条第一項第二号に該当する行為は、新証券取引法第五十六条第一項第三号又は第五号に該当する行為とみなして、同条第二項の規定を適用する。
suppl-4101-107/art-28/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-28/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-28/par-2
An act that falls under Article 35, paragraph (1), item (ii) of the Former Securities and Exchange Act committed before the effective date by a person who is, at the time this Act comes into effect, a director or company auditor of a deemed registered securities company is deemed to be an act that falls under Article 56, paragraph (1), item (iii) or (v) of the New Securities and Exchange Act, and the provisions of paragraph (2) of that Article apply.
machine translation, not official
### 第二十九条
suppl-4101-107/art-29 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-29 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-29
**第一項** 施行日前にされた旧証券取引法第三十五条第一項又は第五十四条第一項の規定による処分は、新証券取引法第五十六条第一項の規定による処分とみなす。
suppl-4101-107/art-29/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-29/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-29/par-1
A disposition under Article 35, paragraph (1) or Article 54, paragraph (1) of the Former Securities and Exchange Act that was made before the effective date is deemed to be a disposition under Article 56, paragraph (1) of the New Securities and Exchange Act.
machine translation, not official
**第二項** 施行日前にされた旧証券取引法第三十五条第二項の規定による処分は、新証券取引法第五十六条第二項の規定による処分とみなす。
suppl-4101-107/art-29/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-29/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-29/par-2
A disposition under Article 35, paragraph (2) of the Former Securities and Exchange Act that was made before the effective date is deemed to be a disposition under Article 56, paragraph (2) of the New Securities and Exchange Act.
machine translation, not official
**第三項** 施行日前にされた旧証券取引法第五十四条第二項の規定による処分（業務の全部又は一部の停止を命ずる処分を除く。）は、新証券取引法第五十六条の二第一項の規定による処分とみなす。
suppl-4101-107/art-29/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-29/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-29/par-3
A disposition under Article 54, paragraph (2) of the Former Securities and Exchange Act (excluding a disposition ordering the suspension of all or part of business) that was made before the effective date is deemed to be a disposition under Article 56-2, paragraph (1) of the New Securities and Exchange Act.
machine translation, not official
**第四項** 施行日前にされた旧証券取引法第五十四条第二項の規定による処分（業務の全部又は一部の停止を命ずる処分に限る。）は、新証券取引法第五十六条の二第二項の規定による処分とみなす。
suppl-4101-107/art-29/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-29/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-29/par-4
A disposition under Article 54, paragraph (2) of the Former Securities and Exchange Act (limited to a disposition ordering the suspension of all or part of business) that was made before the effective date is deemed to be a disposition under Article 56-2, paragraph (2) of the New Securities and Exchange Act.
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### 第三十条
suppl-4101-107/art-30 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-30 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-30
**第一項** 旧証券取引法第二十八条の免許を受けた証券会社が施行日前において解散し又はすべての証券業を廃止した場合において、施行日までに、有価証券の売買その他の取引並びに有価証券指数等先物取引（旧証券取引法第二条第十四項に規定する有価証券指数等先物取引をいう。附則第七十七条において同じ。）並びにこれに係る旧証券取引法第二条第八項第二号及び第三号に掲げる行為、有価証券オプション取引（旧証券取引法第二条第十五項に規定する有価証券オプション取引をいう。附則第七十七条において同じ。）並びにこれに係る旧証券取引法第二条第八項第二号及び第三号に掲げる行為並びに外国市場証券先物取引（旧証券取引法第二条第十六項に規定する外国市場証券先物取引をいう。附則第七十七条において同じ。）並びにこれに係る旧証券取引法第二条第八項第二号及び第三号に掲げる行為を結了していないときは、旧証券取引法第三十八条の規定は、施行日以後も、なおその効力を有する。
suppl-4101-107/art-30/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-30/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-30/par-1
If a securities company that has received the license under Article 28 of the Former Securities and Exchange Act is dissolved or abolishes all securities business before the effective date, and by the effective date has not completed the purchase and sale of securities and other transactions, securities index, etc. futures transactions (meaning securities index, etc. futures transactions prescribed in Article 2, paragraph (14) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, securities option transactions (meaning securities option transactions prescribed in Article 2, paragraph (15) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, and foreign market securities futures transactions (meaning foreign market securities futures transactions prescribed in Article 2, paragraph (16) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, the provisions of Article 38 of the Former Securities and Exchange Act remain in force after the effective date.
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### 第三十一条
suppl-4101-107/art-31 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-31 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-31
**第一項** 施行日前にされた旧証券取引法第六十条第一項の規定による処分は、新証券取引法第六十条の規定による処分とみなす。
suppl-4101-107/art-31/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-31/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-31/par-1
A disposition under Article 60, paragraph (1) of the Former Securities and Exchange Act that was made before the effective date is deemed to be a disposition under Article 60 of the New Securities and Exchange Act.
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### 第三十二条
suppl-4101-107/art-32 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-32 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32
**第一項** この法律の施行の際現に旧証券取引法第六十二条第一項の規定によりみなし登録証券会社が登録を受けている外務員は、施行日において新証券取引法第六十四条第一項の規定により登録を受けたものとみなす。この場合において、同条第六項において準用する新証券取引法第六十二条第三項の規定は、適用しない。
suppl-4101-107/art-32/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-1
A sales representative for whom a deemed registered securities company has obtained registration under Article 62, paragraph (1) of the Former Securities and Exchange Act at the time this Act comes into effect is deemed to have been registered, on the effective date, under Article 64, paragraph (1) of the New Securities and Exchange Act. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 64, paragraph (6) of the New Securities and Exchange Act do not apply.
machine translation, not official
**第二項** みなし登録証券会社は、施行日から起算して一年を経過する日までの間は、新証券取引法第六十四条第二項の規定にかかわらず、その営業所で同条第一項の規定により登録を受けた外務員以外の者に外務員の職務を行わせることができる。その者につき当該期間内に同項の登録の申請をした場合において、当該申請について登録をする旨の通知を受ける日又は当該申請について当該期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。
suppl-4101-107/art-32/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-2
A deemed registered securities company may, until the day on which one year elapses counting from the effective date, notwithstanding Article 64, paragraph (2) of the New Securities and Exchange Act, have a person other than a sales representative registered under paragraph (1) of that Article perform the duties of a sales representative at its business office. The same applies, where an application for registration under that paragraph has been filed for that person within that period, until the day on which notice is received that registration will be made upon that application or the day on which, after the expiry of that period, notice is received that registration will not be made upon that application.
machine translation, not official
**第三項** この法律の施行の際現に存する旧証券取引法第六十二条第一項の規定による外務員登録原簿は、新証券取引法第六十四条第一項の規定による外務員登録原簿とみなす。
suppl-4101-107/art-32/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-3
The register of sales representatives under Article 62, paragraph (1) of the Former Securities and Exchange Act that exists at the time this Act comes into effect is deemed to be the sales representatives register under Article 64, paragraph (1) of the New Securities and Exchange Act.
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### 第三十三条
suppl-4101-107/art-33 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-33 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-33
**第一項** 旧証券取引法第六十四条の三第一項の規定により外務員の登録を取り消され又はその職務の停止を命ぜられた者は、その処分を受けた日において、新証券取引法第六十四条の五第一項の規定により外務員の登録を取り消され又はその職務の停止を命ぜられたものとみなす。
suppl-4101-107/art-33/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-33/par-1
A person whose registration as a sales representative has been rescinded, or who has been ordered to suspend their duties, under Article 64-3, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day on which that disposition was received, to have had their registration as a sales representative rescinded, or to have been ordered to suspend their duties, under Article 64-5, paragraph (1) of the New Securities and Exchange Act.
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### 第三十四条
suppl-4101-107/art-34 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-34 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34
**第一項** 新証券取引法第六十四条の五第一項（第一号に限る。）の規定は、この法律の施行の際現に新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している附則第三十二条第一項の規定により登録を受けたものとみなされる者（旧証券取引法第三十二条第四号イからニまでのいずれかに該当している者を除く。）が、引き続き新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
suppl-4101-107/art-34/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-34/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34/par-1
The provisions of Article 64-5, paragraph (1) of the New Securities and Exchange Act (limited to item (i)) do not apply, until the day on which five years elapse counting from the effective date, in the case where a person who is deemed to have been registered pursuant to the provisions of Article 32, paragraph (1) of the Supplementary Provisions and who falls under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act at the time this Act comes into effect (excluding a person who falls under any of Article 32, item (iv), (a) through (d) of the Former Securities and Exchange Act) continues to fall under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act.
machine translation, not official
**第二項** 附則第三十二条第一項の規定により登録を受けたものとみなされる者が施行日前にした旧証券取引法第六十四条の三第一項第二号に該当する行為は、新証券取引法第六十四条の五第一項第二号に該当する行為とみなして、同項の規定を適用する。
suppl-4101-107/art-34/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-34/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34/par-2
An act that falls under Article 64-3, paragraph (1), item (ii) of the Former Securities and Exchange Act committed before the effective date by a person who is deemed to have been registered pursuant to the provisions of Article 32, paragraph (1) of the Supplementary Provisions is deemed to be an act that falls under Article 64-5, paragraph (1), item (ii) of the New Securities and Exchange Act, and the provisions of that paragraph apply.
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### 第三十五条
suppl-4101-107/art-35 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-35 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-35
**第一項** 旧証券取引法第六十四条の五第一項の規定により登録事務を行う証券業協会の施行日前における旧証券取引法第六十二条第三項の規定による登録の申請に係る不作為、旧証券取引法第六十三条第一項の規定による登録の拒否又は旧証券取引法第六十四条の三第一項の規定による処分に係る審査請求については、なお従前の例による。
suppl-4101-107/art-35/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-35/par-1
The provisions then in force continue to govern a request for review concerning any of the following acts, before the effective date, of a securities association that does the registration work under Article 64-5, paragraph (1) of the Former Securities and Exchange Act: its inaction in connection with an application for registration under Article 62, paragraph (3) of the Former Securities and Exchange Act, its refusal of registration under Article 63, paragraph (1) of the Former Securities and Exchange Act, or its disposition under Article 64-3, paragraph (1) of the Former Securities and Exchange Act.
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### 第三十六条
suppl-4101-107/art-36 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36
**第一項** この法律の施行の際現に旧証券取引法第六十五条の二第一項の認可を受けている銀行、信託会社その他政令で定める金融機関は、施行日において新証券取引法第六十五条の二第一項の登録を受けたものとみなす。この場合において、同条第二項において準用する新証券取引法第六十二条第三項の規定は、適用しない。
suppl-4101-107/art-36/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-1
A bank, trust company, or other financial institution specified by Cabinet Order that, at the time this Act comes into effect, has received the authorization under Article 65-2, paragraph (1) of the Former Securities and Exchange Act is deemed to have received, on the effective date, the registration under Article 65-2, paragraph (1) of the New Securities and Exchange Act. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (2) of the New Securities and Exchange Act do not apply.
machine translation, not official
**第二項** 附則第十二条第二項及び第三項の規定は、前項の登録について準用する。
suppl-4101-107/art-36/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-2
The provisions of Article 12, paragraphs (2) and (3) of the Supplementary Provisions apply mutatis mutandis to the registration referred to in the preceding paragraph.
machine translation, not official
**第三項** この法律の施行の際現に旧証券取引法第六十五条の二第一項の規定により同条第二項において準用する旧証券取引法第二十八条第二項第三号の認可を受けている銀行、信託会社その他政令で定める金融機関は、施行日において新証券取引法第六十五条の二第三項の規定による有価証券の元引受け業務に係る認可を受けたものとみなす。この場合において、同条第四項において準用する新証券取引法第六十二条第三項の規定は、適用しない。
suppl-4101-107/art-36/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-3
A bank, trust company, or other financial institution specified by Cabinet Order that, at the time this Act comes into effect, has received, pursuant to Article 65-2, paragraph (1) of the Former Securities and Exchange Act, the authorization under Article 28, paragraph (2), item (iii) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (2) of the Former Securities and Exchange Act is deemed to have received, on the effective date, the authorization for the business of wholesale underwriting of securities under Article 65-2, paragraph (3) of the New Securities and Exchange Act. In this case, the provisions of Article 62, paragraph (3) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (4) of the New Securities and Exchange Act do not apply.
machine translation, not official
**第四項** 附則第十四条第二項及び第三項の規定は、前項の認可について準用する。
suppl-4101-107/art-36/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-4
The provisions of Article 14, paragraphs (2) and (3) of the Supplementary Provisions apply mutatis mutandis to the authorization referred to in the preceding paragraph.
machine translation, not official
**第五項** 附則第十五条、第十八条、第二十条、第二十一条、第二十六条、第二十七条、第二十九条第一項及び第三十二条から前条までの規定は、第一項の規定により新証券取引法第六十五条の二第一項の登録を受けたものとみなされる銀行、信託会社その他政令で定める金融機関（第七項において「みなし登録金融機関」という。）について準用する。
suppl-4101-107/art-36/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5
The provisions of Articles 15, 18, 20, 21, 26, and 27, Article 29, paragraph (1), and Articles 32 through the preceding Article of the Supplementary Provisions apply mutatis mutandis to a bank, trust company, or other financial institution specified by Cabinet Order that is deemed to have received the registration under Article 65-2, paragraph (1) of the New Securities and Exchange Act pursuant to the provisions of paragraph (1) (referred to as a "deemed registered financial institution" in paragraph (7)).
machine translation, not official
**第六項** 旧証券取引法第六十五条の二第三項において準用する旧証券取引法第三十五条第一項（第二号に限る。）の規定によりすべての種類の認可を取り消された者は、その処分を受けた日において、新証券取引法第六十五条の二第五項において準用する新証券取引法第五十六条第一項の規定により新証券取引法第六十五条の二第一項の登録を取り消されたものとみなす。
suppl-4101-107/art-36/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-6
A person whose authorizations of all types have been rescinded pursuant to Article 35, paragraph (1) (limited to item (ii)) of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (3) of the Former Securities and Exchange Act is deemed, on the day on which that disposition was received, to have had the registration under Article 65-2, paragraph (1) of the New Securities and Exchange Act rescinded pursuant to Article 56, paragraph (1) of the New Securities and Exchange Act as applied mutatis mutandis pursuant to Article 65-2, paragraph (5) of the New Securities and Exchange Act.
machine translation, not official
**第七項** 附則第二十三条の規定は、みなし登録金融機関が、新証券取引法第六十五条第二項第一号に規定する国債証券等の有価証券先物取引に係る新証券取引法第二条第八項第二号若しくは第三号に掲げる行為、新証券取引法第六十五条第二項第六号に掲げる取引に係る新証券取引法第二条第八項第二号若しくは第三号に掲げる行為又は新証券取引法第六十五条第二項第七号に掲げる取引について同号に定める行為を行う場合について準用する。
suppl-4101-107/art-36/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-7
The provisions of Article 23 of the Supplementary Provisions apply mutatis mutandis where a deemed registered financial institution performs an act set forth in Article 2, paragraph (8), item (ii) or (iii) of the New Securities and Exchange Act pertaining to securities futures transactions in government bond securities, etc. prescribed in Article 65, paragraph (2), item (i) of the New Securities and Exchange Act, an act set forth in Article 2, paragraph (8), item (ii) or (iii) of the New Securities and Exchange Act pertaining to the transactions set forth in Article 65, paragraph (2), item (vi) of the New Securities and Exchange Act, or the act specified in item (vii) of that paragraph with regard to the transactions set forth in that item.
machine translation, not official
**第八項** 附則第三十条の規定は、旧証券取引法第六十五条の二第一項の認可を受けた銀行、信託会社その他政令で定める金融機関が施行日前に解散し又は当該認可に係る業務を廃止した場合について準用する。
suppl-4101-107/art-36/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-8
The provisions of Article 30 of the Supplementary Provisions apply mutatis mutandis where a bank, trust company, or other financial institution specified by Cabinet Order that has received the authorization under Article 65-2, paragraph (1) of the Former Securities and Exchange Act is dissolved or abolishes the business pertaining to that authorization before the effective date.
machine translation, not official
**第九項** 第二項、第四項、第五項、第七項及び前項の場合において必要な技術的読替えは、政令で定める。
suppl-4101-107/art-36/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-9 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-9
The technical replacement of terms necessary in the cases referred to in paragraphs (2), (4), (5), (7), and the preceding paragraph is specified by Cabinet Order.
machine translation, not official
### 第三十七条
suppl-4101-107/art-37 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-37 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-37
**第一項** この法律の施行の際現に存する旧証券取引法第七十五条第一項に規定する店頭売買有価証券登録原簿は、新証券取引法第七十五条第一項に規定する店頭売買有価証券登録原簿とみなす。
suppl-4101-107/art-37/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-37/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-37/par-1
The over-the-counter traded securities register prescribed in Article 75, paragraph (1) of the Former Securities and Exchange Act that exists at the time this Act comes into effect is deemed to be the over-the-counter traded securities register prescribed in Article 75, paragraph (1) of the New Securities and Exchange Act.
machine translation, not official
### 第三十八条
suppl-4101-107/art-38 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-38 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-38
**第一項** この法律の施行の際現に旧証券取引法第七十六条第一項の認可を受けて同項に規定する規則を定めている証券業協会は、施行日において当該規則につき新証券取引法第七十六条第一項の認可を受けたものとみなす。この場合において、同条第二項の規定は、適用しない。
suppl-4101-107/art-38/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-38/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-38/par-1
A securities association that, at the time this Act comes into effect, has received the authorization under Article 76, paragraph (1) of the Former Securities and Exchange Act and has established the rules prescribed in that paragraph is deemed to have received, on the effective date, the authorization under Article 76, paragraph (1) of the New Securities and Exchange Act with regard to those rules. In this case, the provisions of paragraph (2) of that Article do not apply.
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### 第三十九条
suppl-4101-107/art-39 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-39 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-39
**第一項** 新証券取引法第七十九条の八第五項の規定は、この法律の施行の際現に新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している証券業協会の役員である者（旧証券取引法第三十二条第四号イからニまでのいずれかに該当している者を除く。）が、引き続き新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
suppl-4101-107/art-39/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-39/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-39/par-1
The provisions of Article 79-8, paragraph (5) of the New Securities and Exchange Act do not apply, until the day on which five years elapse counting from the effective date, in the case where a person who is, at the time this Act comes into effect, an officer of a securities association and who falls under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act (excluding a person who falls under any of Article 32, item (iv), (a) through (d) of the Former Securities and Exchange Act) continues to fall under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act.
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### 第四十条
suppl-4101-107/art-40 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-40 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-40
**第一項** 新証券取引法第七十九条の二十一に規定する投資者保護基金（以下「基金」という。）の発起人又は会員になろうとする証券会社（旧証券取引法第二条第九項に規定する証券会社をいう。附則第四十三条第一項において同じ。）又は外国証券会社（第三条の規定による改正前の外国証券業者に関する法律（以下「旧外国証券業者法」という。）第二条第二号に規定する外国証券会社をいう。附則第四十三条第一項において同じ。）は、施行日前においても、新証券取引法第七十九条の二十二、第七十九条の二十三、第七十九条の二十五、第七十九条の二十六、第七十九条の二十七第一項、第七十九条の二十九第二項から第八項まで、第七十九条の三十、第七十九条の三十二、第七十九条の三十四、第七十九条の三十五、第七十九条の三十七、第七十九条の三十八、第七十九条の四十二、第七十九条の五十一及び第七十九条の六十五並びに新証券取引法附則第五条の規定の例により、定款の作成、創立総会の開催その他基金の設立に必要な行為、基金への加入に必要な行為及び基金の成立の日を含む事業年度の業務の運営に必要な行為をすることができる。
suppl-4101-107/art-40/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-40/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-40/par-1
A securities company (meaning a securities company prescribed in Article 2, paragraph (9) of the Former Securities and Exchange Act; the same applies in Article 43, paragraph (1) of the Supplementary Provisions) or foreign securities company (meaning a foreign securities company prescribed in Article 2, item (ii) of the Act on Foreign Securities Firms prior to amendment by the provisions of Article 3 (hereinafter referred to as the "Former Foreign Securities Firms Act"); the same applies in Article 43, paragraph (1) of the Supplementary Provisions) that intends to become a founder or member of an investor protection fund prescribed in Article 79-21 of the New Securities and Exchange Act (hereinafter referred to as a "fund") may, even before the effective date, in accordance with the provisions of Articles 79-22, 79-23, 79-25, 79-26, 79-27, paragraph (1), 79-29, paragraphs (2) through (8), 79-30, 79-32, 79-34, 79-35, 79-37, 79-38, 79-42, 79-51, and 79-65 of the New Securities and Exchange Act and Article 5 of the Supplementary Provisions of the New Securities and Exchange Act, prepare the articles of incorporation, hold an organizational meeting, and perform other acts necessary for the establishment of the fund, acts necessary for joining the fund, and acts necessary for the operation of business in the business year that includes the day of establishment of the fund.
machine translation, not official
**第二項** 基金の発起人は、施行日前においても、新証券取引法第七十九条の三十及び第七十九条の三十一並びに新証券取引法附則第九条の規定の例により、基金の設立の認可並びに基金のために基金の成立の日を含む事業年度の予算及び資金計画の認可の申請をし、大蔵大臣の認可を受けることができる。この場合において、これらの認可の効力は、施行日から生ずるものとする。
suppl-4101-107/art-40/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-40/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-40/par-2
A founder of a fund may, even before the effective date, in accordance with the provisions of Articles 79-30 and 79-31 of the New Securities and Exchange Act and Article 9 of the Supplementary Provisions of the New Securities and Exchange Act, apply for authorization of the establishment of the fund and, for the fund, for authorization of the budget and financial plan for the business year that includes the day of establishment of the fund, and obtain the authorization of the Minister of Finance. In this case, the authorizations take effect from the effective date.
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### 第四十一条
suppl-4101-107/art-41 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-41 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-41
**第一項** この法律の施行の際現に更生手続の開始が決定され、かつ、当該更生手続が終了していないみなし登録証券会社又はみなし登録外国証券会社（附則第五十九条第二項に規定するみなし登録外国証券会社をいう。次項において同じ。）については、新証券取引法第七十九条の二十六及び第七十九条の二十七第一項の規定は、適用しない。
suppl-4101-107/art-41/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-41/par-1
With regard to a deemed registered securities company or deemed registered foreign securities company (meaning a deemed registered foreign securities company prescribed in Article 59, paragraph (2) of the Supplementary Provisions; the same applies in the following paragraph) for which, at the time this Act comes into effect, the commencement of reorganization proceedings has been decided and those reorganization proceedings have not been terminated, the provisions of Articles 79-26 and 79-27, paragraph (1) of the New Securities and Exchange Act do not apply.
machine translation, not official
**第二項** 前項に規定するみなし登録証券会社又はみなし登録外国証券会社のうち、この法律の施行後にその事業及び財産の状況が再び正常になったと認められるもので、金融再生委員会が指定するものについては、その指定の日から、新証券取引法第七十九条の二十六及び第七十九条の二十七第一項の規定を適用する。
suppl-4101-107/art-41/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-41/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-41/par-2
Of the deemed registered securities companies or deemed registered foreign securities companies prescribed in the preceding paragraph, with regard to those found to have returned to normal in the state of their business and assets after the enforcement of this Act and designated by the Financial Reconstruction Commission, the provisions of Articles 79-26 and 79-27, paragraph (1) of the New Securities and Exchange Act apply from the day of that designation.
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### 第四十二条
suppl-4101-107/art-42 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42
**第一項** 昭和四十四年八月一日に設立された財団法人寄託証券補償基金（以下この条において「寄託証券補償基金」という。）は、政令で定める日までの間、基金の発起人又は基金に対し、当該寄託証券補償基金が行う一切の業務並びにその有する一切の資産及び負債を基金において承継すべき旨を申し出ることができる。
suppl-4101-107/art-42/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-1
The incorporated foundation Deposited Securities Compensation Fund established on August 1, 1969 (hereinafter referred to as the "Deposited Securities Compensation Fund" in this Article) may, until the day specified by Cabinet Order, make an offer to the founders of the fund or to the fund that all business conducted by that Deposited Securities Compensation Fund and all assets and liabilities it holds be succeeded to by the fund.
machine translation, not official
**第二項** 基金の発起人又は基金は、前項の規定による申出があった場合において、当該申出を承諾しようとするときは、基金の創立総会又は総会でその承認を得なければならない。
suppl-4101-107/art-42/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-2
When an offer under the preceding paragraph has been made, if the founders of the fund or the fund intend to accept that offer, they must obtain its approval at the organizational meeting or general meeting of the fund.
machine translation, not official
**第三項** 基金の発起人又は基金は、前項の規定による創立総会又は総会の承認の決議があったときは、遅滞なく、大蔵大臣の認可を申請しなければならない。
suppl-4101-107/art-42/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-3
When a resolution of approval has been made by the organizational meeting or general meeting under the preceding paragraph, the founders of the fund or the fund must without delay apply for the authorization of the Minister of Finance.
machine translation, not official
**第四項** 前項の認可があったときは、寄託証券補償基金の行う業務並びにその有する資産及び負債は、当該認可に係る基金（以下この条及び次条において「認可基金」という。）の成立の日（その日が当該認可を受けた日前であるときは、同日）において、認可基金に承継されるものとし、寄託証券補償基金は、その時において解散するものとする。この場合においては、他の法令中法人の解散及び清算に関する規定は、適用しない。
suppl-4101-107/art-42/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4
When the authorization under the preceding paragraph is given, the business conducted by the Deposited Securities Compensation Fund and the assets and liabilities it holds are to be succeeded to by the fund pertaining to that authorization (hereinafter referred to as the "authorized fund" in this Article and the following Article) on the day of establishment of the authorized fund (or, if that day is before the day on which that authorization was received, the day on which the authorization was received), and the Deposited Securities Compensation Fund is to be dissolved at that time. In this case, the provisions concerning the dissolution and liquidation of a juridical person in any other law or regulation do not apply.
machine translation, not official
**第五項** 前項の規定により寄託証券補償基金が解散した場合における解散の登記については、政令で定める。
suppl-4101-107/art-42/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-5
The registration of the dissolution in the case where the Deposited Securities Compensation Fund has been dissolved pursuant to the provisions of the preceding paragraph is specified by Cabinet Order.
machine translation, not official
**第六項** 認可基金は、新証券取引法第七十九条の四十九の規定にかかわらず、第四項の規定により承継した寄託証券補償基金の業務（次項において「承継業務」という。）を行うことができる。
suppl-4101-107/art-42/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-6
Notwithstanding Article 79-49 of the New Securities and Exchange Act, an authorized fund may carry out the business of the Deposited Securities Compensation Fund that it has succeeded to pursuant to the provisions of paragraph (4) (referred to as the "succeeded services" in the following paragraph).
machine translation, not official
**第七項** 認可基金が承継業務のうち新証券取引法第七十九条の四十九第一号に掲げる業務に類似する業務として内閣府令・財務省令で定める業務を行う場合には、当該業務は同号に掲げる業務とみなして、新証券取引法第七十九条の六十三、第七十九条の七十二及び第二百八条第十一号の規定を適用する。
suppl-4101-107/art-42/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-7
In the case where an authorized fund carries out, among the succeeded services, services specified by Cabinet Office Order and Ministry of Finance Order as services similar to the services set forth in Article 79-49, item (i) of the New Securities and Exchange Act, those services are deemed to be services set forth in that item, and the provisions of Articles 79-63, 79-72, and 208, item (xi) of the New Securities and Exchange Act apply.
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### 第四十三条
suppl-4101-107/art-43 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43
**第一項** 基金は、政令で定める日までの間、新証券取引法第七十九条の四十九の規定にかかわらず、次に掲げる事由のいずれかが生じた証券会社又は外国証券会社に対して施行日前に行われた資金の貸付けのうち、投資者の保護に資すると認められるものとして内閣府令・財務省令で定めるものについて、当該貸付けを行った者から当該貸付けに係る債権を譲り受けることができる。
suppl-4101-107/art-43/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
Until the day specified by Cabinet Order, the fund may, notwithstanding Article 79-49 of the New Securities and Exchange Act, with regard to the lending of funds made before the effective date to a securities company or foreign securities company in respect of which any of the following events has occurred, that are specified by Cabinet Office Order and Ministry of Finance Order as found to contribute to the protection of investors, acquire the claims pertaining to those loans from the person who made them:
machine translation, not official
**一** すべての証券業の廃止（外国証券会社にあっては、その支店におけるすべての証券業の廃止をいう。）又は証券会社若しくは外国証券会社の解散
suppl-4101-107/art-43/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1/item-1
the abolition of all securities business (for a foreign securities company, meaning the abolition of all securities business at its branch) or the dissolution of a securities company or foreign securities company;
machine translation, not official
**二** 旧証券取引法第三十五条第一項又は旧外国証券業者法第十二条第一項の規定による免許の取消し
suppl-4101-107/art-43/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1/item-2
revocation of a license pursuant to Article 35, paragraph (1) of the Former Securities and Exchange Act or Article 12, paragraph (1) of the Former Foreign Securities Firms Act;
machine translation, not official
**三** 旧証券取引法第三十五条第一項又は旧外国証券業者法第十二条第一項の規定による業務の全部若しくは一部の停止の命令（旧証券取引法第三十五条第一項第三号又は旧外国証券業者法第十二条第一項第三号に該当する場合においてなされたものに限る。）又は旧証券取引法第五十四条第二項（旧外国証券業者法第二十条において準用する場合を含む。）の規定による業務の全部若しくは一部の停止の命令
suppl-4101-107/art-43/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1/item-3
an order to suspend all or part of business pursuant to Article 35, paragraph (1) of the Former Securities and Exchange Act or Article 12, paragraph (1) of the Former Foreign Securities Firms Act (limited to one made in a case that falls under Article 35, paragraph (1), item (iii) of the Former Securities and Exchange Act or Article 12, paragraph (1), item (iii) of the Former Foreign Securities Firms Act), or an order to suspend all or part of business pursuant to Article 54, paragraph (2) of the Former Securities and Exchange Act (including as applied mutatis mutandis pursuant to Article 20 of the Former Foreign Securities Firms Act).
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**第二項** 内閣総理大臣及び財務大臣は、認可基金に対し、前項の規定による債権の譲受けを行うことを要請することができる。
suppl-4101-107/art-43/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-2
The Prime Minister and the Minister of Finance may request an authorized fund to acquire claims pursuant to the provisions of the preceding paragraph.
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**第三項** 第一項の規定による債権の譲受けは、基金の総会の議決を経なければ行うことができない。
suppl-4101-107/art-43/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-3
The acquisition of claims pursuant to the provisions of paragraph (1) may not be carried out without a resolution of the general meeting of the fund.
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**第四項** 基金の理事長は、第一項の規定による債権の譲受けに係る議案を総会に提出しようとするときは、あらかじめ、新証券取引法第七十九条の四十五第一項に規定する運営審議会の意見を聴かなければならない。
suppl-4101-107/art-43/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-4
When the president of the fund intends to submit to the general meeting a proposal pertaining to the acquisition of claims pursuant to the provisions of paragraph (1), the president must in advance hear the opinion of the governing board prescribed in Article 79-45, paragraph (1) of the New Securities and Exchange Act.
machine translation, not official
**第五項** 基金が第一項の規定による債権の譲受けに係る業務を行う場合には、当該業務は新証券取引法第七十九条の四十九第二号に掲げる業務とみなして、新証券取引法第七十九条の六十三、第七十九条の七十二及び第二百八条第十一号の規定を適用する。
suppl-4101-107/art-43/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-5
In the case where the fund carries out services pertaining to the acquisition of claims pursuant to the provisions of paragraph (1), those services are deemed to be services set forth in Article 79-49, item (ii) of the New Securities and Exchange Act, and the provisions of Articles 79-63, 79-72, and 208, item (xi) of the New Securities and Exchange Act apply.
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### 第四十四条
suppl-4101-107/art-44 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-44 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-44
**第一項** この法律の施行の際現にその名称のうちに投資者保護基金という文字を用いている者については、新証券取引法第七十九条の二十三第二項の規定は、施行日から起算して六月を経過する日までの間は、適用しない。
suppl-4101-107/art-44/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-44/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-44/par-1
With regard to a person that, at the time this Act comes into effect, uses the words "investor protection fund" in its name, the provisions of Article 79-23, paragraph (2) of the New Securities and Exchange Act do not apply until the day on which six months elapse counting from the effective date.
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### 第四十五条
suppl-4101-107/art-45 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-45 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-45
**第一項** 新証券取引法第九十八条第五項の規定は、この法律の施行の際現に新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している証券取引所の役員である者（旧証券取引法第三十二条第四号イからニまでのいずれかに該当している者を除く。）が、引き続き新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
suppl-4101-107/art-45/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-45/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-45/par-1
The provisions of Article 98, paragraph (5) of the New Securities and Exchange Act do not apply, until the day on which five years have elapsed counting from the effective date, in the case where a person who is an officer of a securities exchange and who, at the time this Act comes into force, falls under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act (excluding a person who falls under any of Article 32, item (iv), (a) through (d) of the Former Securities and Exchange Act) continues to fall under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act.
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### 第四十六条
suppl-4101-107/art-46 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-46 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-46
**第一項** 新証券取引法第百八条の三の規定は、施行日以後に約定する同条第一項に規定する証券先物取引等について適用し、施行日前に約定した同項に規定する証券先物取引等については、なお従前の例による。
suppl-4101-107/art-46/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-46/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-46/par-1
The provisions of Article 108-3 of the New Securities and Exchange Act apply to securities futures transactions, etc. prescribed in paragraph (1) of that Article that are contracted on or after the effective date, and the provisions then in force continue to govern securities futures transactions, etc. prescribed in that paragraph that were contracted before the effective date.
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### 第四十七条
suppl-4101-107/art-47 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-47 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-47
**第一項** この法律の施行の際現に旧証券取引法第百十条第一項の承認を受けて新証券取引法第百十条第一項に規定する有価証券又は同条第二項に規定する有価証券等を上場している証券取引所は、施行日において、当該有価証券につき同条第一項の届出をし、又は当該有価証券等につき同条第二項の承認を受けたものとみなす。この場合において、同条第三項の規定は、適用しない。
suppl-4101-107/art-47/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-47/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-47/par-1
A securities exchange that, at the time this Act comes into force, has received the approval under Article 110, paragraph (1) of the Former Securities and Exchange Act and lists securities prescribed in Article 110, paragraph (1) of the New Securities and Exchange Act or securities, etc. prescribed in paragraph (2) of that Article is deemed, on the effective date, to have made the notification under paragraph (1) of that Article for those securities, or to have received the approval under paragraph (2) of that Article for those securities, etc.; in this case, the provisions of paragraph (3) of that Article do not apply.
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**第二項** この法律の施行の際現に旧証券取引法第百二十条本文に規定する国債証券、地方債証券、外国国債証券又は政令で定める有価証券（同条ただし書に規定する標準物を除く。以下この項において「国債等」という。）を上場している証券取引所は、施行日において当該国債等につき新証券取引法第百十条第一項の届出をしたものとみなす。この場合において、同条第三項の規定は、適用しない。
suppl-4101-107/art-47/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-47/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-47/par-2
A securities exchange that, at the time this Act comes into force, lists national government bonds, municipal bonds, foreign national government bonds, or securities specified by Cabinet Order prescribed in the main clause of Article 120 of the Former Securities and Exchange Act (excluding the standardized instruments prescribed in the proviso to that Article; hereinafter in this paragraph referred to as "national government bond certificates, etc.") is deemed, on the effective date, to have made the notification under Article 110, paragraph (1) of the New Securities and Exchange Act for those national government bond certificates, etc.; in this case, the provisions of Article 110, paragraph (3) of the New Securities and Exchange Act do not apply.
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### 第四十八条
suppl-4101-107/art-48 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-48 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-48
**第一項** この法律の施行の際現に旧証券取引法第百五十六条の三第一項の免許を受けている者は、施行日において新証券取引法第百五十六条の三第一項の免許を受けたものとみなす。この場合において、新証券取引法第百五十六条の五及び第百九十四条の四第一項の規定は、適用しない。
suppl-4101-107/art-48/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-48/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-48/par-1
A person who, at the time this Act comes into force, has received the license under Article 156-3, paragraph (1) of the Former Securities and Exchange Act is deemed, on the effective date, to have received the license under Article 156-3, paragraph (1) of the New Securities and Exchange Act; in this case, the provisions of Article 156-5 and Article 194-4, paragraph (1) of the New Securities and Exchange Act do not apply.
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### 第四十九条
suppl-4101-107/art-49 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-49 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-49
**第一項** 前条の規定により新証券取引法第百五十六条の三第一項の免許を受けたものとみなされる者（以下「みなし免許証券金融会社」という。）で、この法律の施行の際現に旧証券取引法第百五十六条の六第一項の承認を受けて新証券取引法第百五十六条の六第一項各号に掲げる業務を営んでいるものは、施行日において当該業務につき同条第二項の届出をしたものとみなす。
suppl-4101-107/art-49/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-49/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-49/par-1
A person who is deemed to have received the license under Article 156-3, paragraph (1) of the New Securities and Exchange Act pursuant to the provisions of the preceding Article (hereinafter referred to as a "deemed licensed securities finance company") and who, at the time this Act comes into force, has received the approval under Article 156-6, paragraph (1) of the Former Securities and Exchange Act and is conducting the business set forth in the items of Article 156-6, paragraph (1) of the New Securities and Exchange Act is deemed, on the effective date, to have made the notification under Article 156-6, paragraph (2) of the New Securities and Exchange Act for that business.
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**第二項** みなし免許証券金融会社で、この法律の施行の際現に旧証券取引法第百五十六条の六第一項の承認を受けて新証券取引法第百五十六条の六第一項各号に掲げる業務以外の業務を営んでいるものは、施行日において当該業務につき同条第三項の承認を受けたものとみなす。
suppl-4101-107/art-49/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-49/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-49/par-2
A deemed licensed securities finance company that, at the time this Act comes into force, has received the approval under Article 156-6, paragraph (1) of the Former Securities and Exchange Act and is conducting business other than the business set forth in the items of Article 156-6, paragraph (1) of the New Securities and Exchange Act is deemed, on the effective date, to have received the approval under Article 156-6, paragraph (3) of the New Securities and Exchange Act for that business.
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### 第五十条
suppl-4101-107/art-50 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-50 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-50
**第一項** 新証券取引法第百五十六条の十第二項の規定は、この法律の施行の際現に新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当しているみなし免許証券金融会社の役員である者（旧証券取引法第三十二条第四号イからニまでのいずれかに該当している者を除く。）が、引き続き新証券取引法第二十八条の四第九号イからヘまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
suppl-4101-107/art-50/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-50/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-50/par-1
The provisions of Article 156-10, paragraph (2) of the New Securities and Exchange Act do not apply, until the day on which five years have elapsed counting from the effective date, in the case where a person who is an officer of a deemed licensed securities finance company and who, at the time this Act comes into force, falls under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act (excluding a person who falls under any of Article 32, item (iv), (a) through (d) of the Former Securities and Exchange Act) continues to fall under any of Article 28-4, item (ix), (a) through (f) of the New Securities and Exchange Act.
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### 第五十一条
suppl-4101-107/art-51 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-51 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-51
**第一項** 新証券取引法第百五十六条の十四の規定は、施行日以後に終了する営業年度に係る同条の営業報告書について適用する。
suppl-4101-107/art-51/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-51/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-51/par-1
The provisions of Article 156-14 of the New Securities and Exchange Act apply to the business report under that Article for a business year ending on or after the effective date.
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### 第五十二条
suppl-4101-107/art-52 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-52 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-52
**第一項** みなし免許証券金融会社の役員若しくは職員又はこれらの職にあった者に係るその職務に関して知得した秘密を他に漏らし、又は窃用してはならない義務については、施行日以後も、なお従前の例による。
suppl-4101-107/art-52/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-52/par-1
As for the obligation of an officer or employee of a deemed licensed securities finance company, or a person who has held such a position, not to divulge to others or misappropriate a secret learned in the course of his or her duties, the provisions then in force continue to govern on or after the effective date as well.
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### 第五十三条
suppl-4101-107/art-53 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-53 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-53
**第一項** 新証券取引法第百六十三条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等について適用し、施行日前に行われた旧証券取引法第百六十三条の規定による同条の特定有価証券等の同条の買付け又は売付けについては、なお従前の例による。
suppl-4101-107/art-53/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-53/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-53/par-1
The provisions of Article 163 of the New Securities and Exchange Act apply to a purchase, etc. or sale, etc. under that Article of regulated securities, etc. under that Article that is made on or after the effective date, and the provisions then in force continue to govern a purchase or sale under Article 163 of the Former Securities and Exchange Act of regulated securities, etc. under that Article that was made before the effective date pursuant to the provisions of that Article.
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### 第五十四条
suppl-4101-107/art-54 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-54 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-54
**第一項** 新証券取引法第百六十四条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等に係る利益について適用し、施行日前に行われた旧証券取引法第百六十四条の規定による同条の特定有価証券等の同条の買付け又は売付けに係る利益については、なお従前の例による。
suppl-4101-107/art-54/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-54/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-54/par-1
The provisions of Article 164 of the New Securities and Exchange Act apply to profits from a purchase, etc. or sale, etc. under that Article of regulated securities, etc. under that Article that is made on or after the effective date, and the provisions then in force continue to govern profits from a purchase or sale under Article 164 of the Former Securities and Exchange Act of regulated securities, etc. under that Article that was made before the effective date pursuant to the provisions of that Article.
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### 第五十五条
suppl-4101-107/art-55 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-55 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-55
**第一項** 新証券取引法第百六十六条の規定は、施行日以後に生じた同条第一項に規定する重要事実（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第三号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して生じたものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた旧証券取引法第百六十六条第一項に規定する重要事実（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含むものとし、同項第三号に掲げる事実にあっては施行日前に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して施行日以後に生じたものを含む。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。
suppl-4101-107/art-55/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-55/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-55/par-1
The provisions of Article 166 of the New Securities and Exchange Act apply to the purchase and sale, etc. under that Article by a person that comes to know a material fact prescribed in paragraph (1) of that Article that arose on or after the effective date (in the case of a decision, made by the organ of a listed company, etc. prescribed in paragraph (2), item (i) of that Article that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in that item, limited to a case where the decision of that organ to carry out that matter was made on or after the effective date; and in the case of a fact set forth in item (iii) of that paragraph, limited to a fact that arose in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), item (iii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made on or after the effective date) or that receives information on those facts, and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the Former Securities and Exchange Act by a person that comes to know a material fact prescribed in paragraph (1) of that Article that arose before the effective date (in the case of a decision, made by the organ of a listed company, etc. prescribed in paragraph (2), item (i) of that Article that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in that item, including a case where the decision of that organ to carry out that matter was made before the effective date and the decision not to carry out that matter was made on or after the effective date; and in the case of a fact set forth in item (iii) of that paragraph, including a fact that arose on or after the effective date in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), item (iii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made before the effective date) or that receives information on those facts.
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**第二項** 新証券取引法第百六十七条の規定は、施行日以後に生じた同条第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実（同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日以後に行われた場合に係るものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等について適用し、施行日前に生じた旧証券取引法第百六十七条第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実（同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日前に行われた場合の施行日以後に行われた同条第一項に規定する公開買付け等の中止に係るものを含む。）を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等については、なお従前の例による。
suppl-4101-107/art-55/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-55/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-55/par-2
The provisions of Article 167 of the New Securities and Exchange Act apply to the purchase, etc. or sale, etc. under that Article by a person that comes to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in paragraph (1) of that Article that arose on or after the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in that paragraph, limited to a case where the decision of the tender offeror, etc. prescribed in paragraph (2) of that Article to conduct the tender offer, etc. prescribed in paragraph (1) of that Article was made on or after the effective date) or that receives information on those facts, and the provisions then in force continue to govern the purchase, etc. or sale, etc. under Article 167 of the Former Securities and Exchange Act by a person that comes to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in paragraph (1) of that Article that arose before the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in that paragraph, including a fact relating to a suspension, made on or after the effective date, of the tender offer, etc. prescribed in paragraph (1) of that Article in a case where the decision of the tender offeror, etc. prescribed in paragraph (2) of that Article to conduct the tender offer, etc. prescribed in paragraph (1) of that Article was made before the effective date) or that receives information on those facts.
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### 第五十六条
suppl-4101-107/art-56 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-56 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-56
**第一項** この法律の施行前に旧証券取引法第百七十二条の規定による申立てがあった争いに係る仲介については、なお従前の例による。
suppl-4101-107/art-56/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-56/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-56/par-1
With respect to mediation of a dispute for which an application was made under Article 172 of the Former Securities and Exchange Act before this Act comes into force, the provisions then in force continue to govern.
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### 第五十七条
suppl-4101-107/art-57 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57
**第一項** 第二条の規定による改正後の証券取引法（以下この条において「新々証券取引法」という。）第百六十六条の規定は、同条第一項に規定する重要事実が平成十二年七月一日（当該重要事実に係る上場会社等の新証券取引法第五条第一項の規定による届出書、新証券取引法第二十四条第一項の規定による有価証券報告書又は新証券取引法第二十四条の五第一項の規定による半期報告書のいずれもが同日前に新証券取引法第二十五条第一項の規定による公衆の縦覧に供されていない場合にあっては、これらのいずれかの書類が同項の規定により公衆の縦覧に供された日の翌日とする。以下この条において同じ。）以後に生じた場合（新々証券取引法第百六十六条第二項第一号及び第五号に規定する上場会社等及び上場会社等の子会社の業務執行を決定する機関がした同項第一号又は第五号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が平成十二年七月一日以後に行われた場合に限るものとし、同項第三号及び第七号に掲げる事実にあっては平成十二年七月一日以後に同条第四項の公表がされた同条第二項第三号及び第七号に規定する直近の予想値又は前事業年度の実績値に比較して生じた場合に限る。）における当該重要事実を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、新証券取引法第百六十六条第一項に規定する重要事実が平成十二年七月一日前に生じた場合（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が平成十二年七月一日前に行われ、かつ、当該事項を行わない旨の決定が平成十二年七月一日以後に行われた場合を含むものとし、同項第三号に掲げる事実にあっては平成十二年七月一日前に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して平成十二年七月一日以後に生じた場合を含む。）における当該重要事実を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。
suppl-4101-107/art-57/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57/par-1
The provisions of Article 166 of the Securities and Exchange Act as amended by Article 2 (hereinafter referred to as the "Further Amended Securities and Exchange Act" in this Article) apply to the purchase and sale, etc. under that Article by a person that comes to know a material fact prescribed in paragraph (1) of that Article, or that receives information on that fact, in a case where that material fact arose on or after July 1, 2000 (where none of the registration statement under Article 5, paragraph (1) of the New Securities and Exchange Act, the annual securities report under Article 24, paragraph (1) of the New Securities and Exchange Act, or the semiannual securities report under Article 24-5, paragraph (1) of the New Securities and Exchange Act of the listed company, etc. concerned with that material fact has been made available for public inspection under Article 25, paragraph (1) of the New Securities and Exchange Act before that day, the day following the day on which any of those documents is made available for public inspection under that paragraph; the same applies hereinafter in this Article) (in the case of a decision, made by the organ responsible for making decisions on the execution of operations of the listed company, etc. and the subsidiary company of the listed company, etc. prescribed in paragraph (2), items (i) and (v) of that Article, not to carry out a matter set forth in item (i) or (v) of that paragraph, limited to a case where the decision of that organ to carry out that matter was made on or after July 1, 2000; and in the case of a fact set forth in items (iii) and (vii) of that paragraph, limited to a case where it arose in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), items (iii) and (vii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made on or after July 1, 2000), and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the New Securities and Exchange Act by a person that comes to know a material fact prescribed in paragraph (1) of that Article, or that receives information on that fact, in a case where that material fact arose before July 1, 2000 (in the case of a decision, made by the organ of the listed company, etc. prescribed in Article 166, paragraph (2), item (i) of the New Securities and Exchange Act that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in that item, including a case where the decision of that organ to carry out that matter was made before July 1, 2000 and the decision not to carry out that matter was made on or after July 1, 2000; and in the case of a fact set forth in item (iii) of that paragraph, including a case where it arose on or after July 1, 2000 in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), item (iii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made before July 1, 2000).
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### 第八十二条（金融制度及び証券取引制度の改革のための関係法律の整備等に関する法律の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Act on Preparation of Related Acts for Reform of Finance System and Security Exchange System
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suppl-4101-107/art-82 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-82 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-82
**第一項** 第四条の規定による改正前の金融制度及び証券取引制度の改革のための関係法律の整備等に関する法律（次条において「旧制度改革法」という。）附則第十九条第一項又は第二項の規定により旧証券取引法第二十八条第二項第二号の免許に付した条件は、施行日において第四条の規定による改正後の金融制度及び証券取引制度の改革のための関係法律の整備等に関する法律（次条において「新制度改革法」という。）附則第十九条第一項又は第二項の規定により新証券取引法第二十八条の登録に付したものとみなす。
suppl-4101-107/art-82/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-82/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-82/par-1
A condition attached to the license under Article 28, paragraph (2), item (ii) of the Former Securities and Exchange Act pursuant to Article 19, paragraph (1) or (2) of the Supplementary Provisions of the Act on Preparation of Related Acts for Reform of Finance System and Security Exchange System prior to amendment by Article 4 (referred to as the "Former Financial System Reform Act" in the following Article) is deemed, on the effective date, to have been attached to the registration under Article 28 of the New Securities and Exchange Act pursuant to Article 19, paragraph (1) or (2) of the Supplementary Provisions of the Act on Preparation of Related Acts for Reform of Finance System and Security Exchange System as amended by Article 4 (referred to as the "New Financial System Reform Act" in the following Article).
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### 第百四十七条（権限の委任） — Delegation of Authority
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suppl-4101-107/art-147 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-147 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-147
**第一項** 内閣総理大臣は、この附則の規定による権限（政令で定めるものを除く。）を金融庁長官に委任する。
suppl-4101-107/art-147/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-147/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-147/par-1
The Prime Minister delegates the authority under the provisions of these Supplementary Provisions (excluding that specified by Cabinet Order) to the Commissioner of the Financial Services Agency.
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**第二項** 前項の規定により金融庁長官に委任された権限並びにこの附則の規定による農林水産大臣及び厚生労働大臣の権限については、政令で定めるところにより、その一部を財務局長若しくは財務支局長（農林水産大臣及び厚生労働大臣の権限にあっては、地方支分部局の長）に委任することができる。
suppl-4101-107/art-147/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-147/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-147/par-2
A part of the authority delegated to the Commissioner of the Financial Services Agency pursuant to the provisions of the preceding paragraph and a part of the authority of the Minister of Agriculture, Forestry and Fisheries and the Minister of Health, Labour and Welfare under the provisions of these Supplementary Provisions may be delegated to the Directors-General of Local Finance Bureaus or Local Finance Branch Bureaus (or to the heads of local branch offices, in the case of the authority of the Minister of Agriculture, Forestry and Fisheries and the Minister of Health, Labour and Welfare), pursuant to the provisions of Cabinet Order.
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### 第百八十八条（処分等の効力） — Effect of Dispositions
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suppl-4101-107/art-188 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-188 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-188
**第一項** この法律（附則第一条各号に掲げる規定にあっては、当該規定）の施行前に改正前のそれぞれの法律（これに基づく命令を含む。以下この条において同じ。）の規定によってした処分、手続その他の行為であって、改正後のそれぞれの法律の規定に相当の規定があるものは、この附則に別段の定めがあるものを除き、改正後のそれぞれの法律の相当の規定によってしたものとみなす。
suppl-4101-107/art-188/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-188/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-188/par-1
Dispositions, procedures or other acts carried out before this Act (or, for the provisions listed in the items of Article 1 of the Supplementary Provisions, those provisions) comes into effect pursuant to the provisions of the respective Acts prior to amendment (including orders based on them; the same applies hereinafter in this Article) for which there are equivalent provisions in the respective Acts as amended are deemed, except as otherwise provided for in these Supplementary Provisions, to have been carried out pursuant to the equivalent provisions of the respective Acts as amended.
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### 第百八十九条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions
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suppl-4101-107/art-189 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-189 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-189
**第一項** この法律（附則第一条各号に掲げる規定にあっては、当該規定）の施行前にした行為並びにこの附則の規定によりなお従前の例によることとされる場合及びこの附則の規定によりなおその効力を有することとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。
suppl-4101-107/art-189/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-189/par-1
The provisions then in force continue to govern the application of penal provisions to acts committed before this Act (or, with regard to the provisions listed in the items of Article 1 of the Supplementary Provisions, those provisions) comes into effect, and to acts committed after this Act comes into effect in cases where the provisions then in force continue to govern pursuant to the provisions of these Supplementary Provisions or where provisions remain in force pursuant to the provisions of these Supplementary Provisions.
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### 第百九十条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order
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suppl-4101-107/art-190 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-190 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-190
**第一項** 附則第二条から第百四十六条まで、第百五十三条、第百六十九条及び前条に定めるもののほか、この法律の施行に関し必要な経過措置は、政令で定める。
suppl-4101-107/art-190/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-190/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-190/par-1
Beyond what is provided for in Articles 2 through 146, Article 153, Article 169, and the preceding Article of the Supplementary Provisions, transitional measures necessary for the enforcement of this Act are specified by Cabinet Order.
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### 第百九十一条（検討） — Review
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suppl-4101-107/art-191 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-191 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-191
**第一項** 政府は、この法律の施行後においても、新保険業法の規定による保険契約者等の保護のための特別の措置等に係る制度の実施状況、保険会社の経営の健全性の状況等にかんがみ必要があると認めるときは、保険業に対する信頼性の維持を図るために必要な措置を講ずるものとする。
suppl-4101-107/art-191/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-191/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-191/par-1
If the government finds it to be necessary in light of the implementation status of the systems related to special measures, etc. for protecting policyholders, etc. pursuant to the provisions of the new Insurance Business Act and the status, etc. of the soundness of management of insurance companies, it is to take the measures necessary for maintaining the reliability of insurance business even after this Act comes into effect.
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**第二項** 政府は、前項に定めるものを除くほか、この法律の施行後五年以内に、この法律による改正後の規定の実施状況、金融システムを取り巻く社会経済状況の変化等を勘案し、この法律による改正後の金融諸制度について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。
suppl-4101-107/art-191/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-191/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-191/par-2
Beyond what is provided for in the preceding paragraph, within five years after this Act comes into effect, the government is to take into account the implementation status of the provisions amended by this Act and the changes in the social and economic conditions surrounding the financial system, review the financial system after the amendment by this Act, and is to take the required measures based on the results of the review if it finds this to be necessary.
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## Cites
- suppl-4101-107/art-1/par-1/item-1: 附則第四十条 → 金融商品取引法 附則第四十条 (Supplementary Provisions, Article 40), suppl-4101-107/art-40 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-40 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-40
- suppl-4101-107/art-1/par-1/item-1: 第四十二条 → 金融商品取引法 附則第四十二条 (Supplementary Provisions, Article 42), suppl-4101-107/art-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42
- suppl-4101-107/art-1/par-1/item-1: 第百四十七条 → 金融商品取引法 附則第百四十七条 (Supplementary Provisions, Article 147), suppl-4101-107/art-147 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-147 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-147
- suppl-4101-107/art-1/par-1/item-1: 第百八十八条から第百九十条まで → 金融商品取引法 附則第百八十八条 (Supplementary Provisions, Article 188), suppl-4101-107/art-188 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-188 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-188
- suppl-4101-107/art-1/par-1/item-1: 第百八十八条から第百九十条まで → 金融商品取引法 附則第百八十九条 (Supplementary Provisions, Article 189), suppl-4101-107/art-189 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-189 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-189
- suppl-4101-107/art-1/par-1/item-1: 第百八十八条から第百九十条まで → 金融商品取引法 附則第百九十条 (Supplementary Provisions, Article 190), suppl-4101-107/art-190 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-190 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-190
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4101-107/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-4
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4101-107/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4101-107/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4101-107/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7
- suppl-4101-107/art-1/par-1/item-6: 附則第五十七条 → 金融商品取引法 附則第五十七条 (Supplementary Provisions, Article 57), suppl-4101-107/art-57 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57
- suppl-4101-107/art-2/par-1: 第二条第三項 → 金融商品取引法 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-3
- suppl-4101-107/art-2/par-1: 附則第四条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4101-107/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-4
- suppl-4101-107/art-2/par-1: 附則第十一条 → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-4101-107/art-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11
- suppl-4101-107/art-3/par-2: 前項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4101-107/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-3/par-1
- suppl-4101-107/art-5/par-1/item-1: 次条 → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4101-107/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6
- suppl-4101-107/art-5/par-1/item-1: 次条第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4101-107/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-1
- suppl-4101-107/art-5/par-1/item-1: 次条第二項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-4101-107/art-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-2
- suppl-4101-107/art-5/par-1/item-2: 前号 → 金融商品取引法 附則第五条第一項第一号 (Supplementary Provisions, Article 5, paragraph (1), item (i)), suppl-4101-107/art-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-1
- suppl-4101-107/art-5/par-2: 前項 → 金融商品取引法 附則第五条第一項 (Supplementary Provisions, Article 5, paragraph (1)), suppl-4101-107/art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1
- suppl-4101-107/art-6/par-1: この条 → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4101-107/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6
- suppl-4101-107/art-6/par-2: 前項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4101-107/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-1
- suppl-4101-107/art-7/par-1: この条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4101-107/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7
- suppl-4101-107/art-7/par-2: 前項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-4101-107/art-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7/par-1
- suppl-4101-107/art-8/par-1: 商法（明治三十二年法律第四十八号）第二百十条ノ二第二項 → e-Gov law 132AC0000000048, 第二百十条の二第二項 (Article 210-2, paragraph (2)), art-210-2/par-2 — not held in this collection
- suppl-4101-107/art-8/par-1: 第二百十二条ノ二第一項 → e-Gov law 132AC0000000048, 第二百十二条の二第一項 (Article 212-2, paragraph (1)), art-212-2/par-1 — not held in this collection
- suppl-4101-107/art-8/par-1: この項 → 金融商品取引法 附則第八条第一項 (Supplementary Provisions, Article 8, paragraph (1)), suppl-4101-107/art-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-8/par-1
- suppl-4101-107/art-8/par-1: 次条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4101-107/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-9
- suppl-4101-107/art-8/par-2: 商法第二百十二条第一項 → e-Gov law 132AC0000000048, 第二百十二条第一項 (Article 212, paragraph (1)), art-212/par-1 — not held in this collection
- suppl-4101-107/art-10/par-1: この条 → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-4101-107/art-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10
- suppl-4101-107/art-10/par-2: 前項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-4101-107/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-1
- suppl-4101-107/art-11/par-2: 前項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-4101-107/art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-1
- suppl-4101-107/art-12/par-2: 前項 → 金融商品取引法 附則第十二条第一項 (Supplementary Provisions, Article 12, paragraph (1)), suppl-4101-107/art-12/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-1
- suppl-4101-107/art-12/par-3: 前項 → 金融商品取引法 附則第十二条第二項 (Supplementary Provisions, Article 12, paragraph (2)), suppl-4101-107/art-12/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2
- suppl-4101-107/art-14/par-2: 前項 → 金融商品取引法 附則第十四条第一項 (Supplementary Provisions, Article 14, paragraph (1)), suppl-4101-107/art-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-1
- suppl-4101-107/art-14/par-3: 前項 → 金融商品取引法 附則第十四条第二項 (Supplementary Provisions, Article 14, paragraph (2)), suppl-4101-107/art-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2
- suppl-4101-107/art-15/par-1: 附則第十二条第二項 → 金融商品取引法 附則第十二条第二項 (Supplementary Provisions, Article 12, paragraph (2)), suppl-4101-107/art-12/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2
- suppl-4101-107/art-15/par-2: 前条第一項 → 金融商品取引法 附則第十四条第一項 (Supplementary Provisions, Article 14, paragraph (1)), suppl-4101-107/art-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-1
- suppl-4101-107/art-15/par-2: 前条第二項 → 金融商品取引法 附則第十四条第二項 (Supplementary Provisions, Article 14, paragraph (2)), suppl-4101-107/art-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2
- suppl-4101-107/art-23/par-2: 前項 → 金融商品取引法 附則第二十三条第一項 (Supplementary Provisions, Article 23, paragraph (1)), suppl-4101-107/art-23/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-23/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23/par-1
- suppl-4101-107/art-34/par-1: 附則第三十二条第一項 → 金融商品取引法 附則第三十二条第一項 (Supplementary Provisions, Article 32, paragraph (1)), suppl-4101-107/art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-1
- suppl-4101-107/art-34/par-2: 附則第三十二条第一項 → 金融商品取引法 附則第三十二条第一項 (Supplementary Provisions, Article 32, paragraph (1)), suppl-4101-107/art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32/par-1
- suppl-4101-107/art-36/par-2: 附則第十二条第二項 → 金融商品取引法 附則第十二条第二項 (Supplementary Provisions, Article 12, paragraph (2)), suppl-4101-107/art-12/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2
- suppl-4101-107/art-36/par-2: 第三項 → 金融商品取引法 附則第十二条第三項 (Supplementary Provisions, Article 12, paragraph (3)), suppl-4101-107/art-12/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-3
- suppl-4101-107/art-36/par-2: 前項 → 金融商品取引法 附則第三十六条第一項 (Supplementary Provisions, Article 36, paragraph (1)), suppl-4101-107/art-36/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-1
- suppl-4101-107/art-36/par-4: 附則第十四条第二項 → 金融商品取引法 附則第十四条第二項 (Supplementary Provisions, Article 14, paragraph (2)), suppl-4101-107/art-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2
- suppl-4101-107/art-36/par-4: 第三項 → 金融商品取引法 附則第十四条第三項 (Supplementary Provisions, Article 14, paragraph (3)), suppl-4101-107/art-14/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-3
- suppl-4101-107/art-36/par-4: 前項 → 金融商品取引法 附則第三十六条第三項 (Supplementary Provisions, Article 36, paragraph (3)), suppl-4101-107/art-36/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-3
- suppl-4101-107/art-36/par-5: 附則第十五条 → 金融商品取引法 附則第十五条 (Supplementary Provisions, Article 15), suppl-4101-107/art-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15
- suppl-4101-107/art-36/par-5: 第十八条 → 金融商品取引法 附則第十八条 (Supplementary Provisions, Article 18), suppl-4101-107/art-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-18 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-18
- suppl-4101-107/art-36/par-5: 第二十条 → 金融商品取引法 附則第二十条 (Supplementary Provisions, Article 20), suppl-4101-107/art-20 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-20 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-20
- suppl-4101-107/art-36/par-5: 第二十一条 → 金融商品取引法 附則第二十一条 (Supplementary Provisions, Article 21), suppl-4101-107/art-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-21 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-21
- suppl-4101-107/art-36/par-5: 第二十六条 → 金融商品取引法 附則第二十六条 (Supplementary Provisions, Article 26), suppl-4101-107/art-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-26 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-26
- suppl-4101-107/art-36/par-5: 第二十七条 → 金融商品取引法 附則第二十七条 (Supplementary Provisions, Article 27), suppl-4101-107/art-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-27 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-27
- suppl-4101-107/art-36/par-5: 第二十九条第一項 → 金融商品取引法 附則第二十九条第一項 (Supplementary Provisions, Article 29, paragraph (1)), suppl-4101-107/art-29/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-29/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-29/par-1
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十二条 (Supplementary Provisions, Article 32), suppl-4101-107/art-32 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-32 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-32
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十三条 (Supplementary Provisions, Article 33), suppl-4101-107/art-33 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-33 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-33
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十四条 (Supplementary Provisions, Article 34), suppl-4101-107/art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-34 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34
- suppl-4101-107/art-36/par-5: 第三十二条から前条まで → 金融商品取引法 附則第三十五条 (Supplementary Provisions, Article 35), suppl-4101-107/art-35 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-35 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-35
- suppl-4101-107/art-36/par-5: 第一項 → 金融商品取引法 附則第三十六条第一項 (Supplementary Provisions, Article 36, paragraph (1)), suppl-4101-107/art-36/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-1
- suppl-4101-107/art-36/par-5: 第七項 → 金融商品取引法 附則第三十六条第七項 (Supplementary Provisions, Article 36, paragraph (7)), suppl-4101-107/art-36/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-7
- suppl-4101-107/art-36/par-7: 附則第二十三条 → 金融商品取引法 附則第二十三条 (Supplementary Provisions, Article 23), suppl-4101-107/art-23 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-23 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23
- suppl-4101-107/art-36/par-8: 附則第三十条 → 金融商品取引法 附則第三十条 (Supplementary Provisions, Article 30), suppl-4101-107/art-30 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-30 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-30
- suppl-4101-107/art-36/par-9: 第二項 → 金融商品取引法 附則第三十六条第二項 (Supplementary Provisions, Article 36, paragraph (2)), suppl-4101-107/art-36/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-2
- suppl-4101-107/art-36/par-9: 第四項 → 金融商品取引法 附則第三十六条第四項 (Supplementary Provisions, Article 36, paragraph (4)), suppl-4101-107/art-36/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-4
- suppl-4101-107/art-36/par-9: 第五項 → 金融商品取引法 附則第三十六条第五項 (Supplementary Provisions, Article 36, paragraph (5)), suppl-4101-107/art-36/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5
- suppl-4101-107/art-36/par-9: 第七項 → 金融商品取引法 附則第三十六条第七項 (Supplementary Provisions, Article 36, paragraph (7)), suppl-4101-107/art-36/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-7
- suppl-4101-107/art-36/par-9: 前項 → 金融商品取引法 附則第三十六条第八項 (Supplementary Provisions, Article 36, paragraph (8)), suppl-4101-107/art-36/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-8
- suppl-4101-107/art-40/par-1: 附則第四十三条第一項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-41/par-1: 次項 → 金融商品取引法 附則第四十一条第二項 (Supplementary Provisions, Article 41, paragraph (2)), suppl-4101-107/art-41/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-41/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-41/par-2
- suppl-4101-107/art-41/par-2: 前項 → 金融商品取引法 附則第四十一条第一項 (Supplementary Provisions, Article 41, paragraph (1)), suppl-4101-107/art-41/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-41/par-1
- suppl-4101-107/art-42/par-1: この条 → 金融商品取引法 附則第四十二条 (Supplementary Provisions, Article 42), suppl-4101-107/art-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42
- suppl-4101-107/art-42/par-2: 前項 → 金融商品取引法 附則第四十二条第一項 (Supplementary Provisions, Article 42, paragraph (1)), suppl-4101-107/art-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-1
- suppl-4101-107/art-42/par-3: 前項 → 金融商品取引法 附則第四十二条第二項 (Supplementary Provisions, Article 42, paragraph (2)), suppl-4101-107/art-42/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-2
- suppl-4101-107/art-42/par-4: 前項 → 金融商品取引法 附則第四十二条第三項 (Supplementary Provisions, Article 42, paragraph (3)), suppl-4101-107/art-42/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-3
- suppl-4101-107/art-42/par-4: この条 → 金融商品取引法 附則第四十二条 (Supplementary Provisions, Article 42), suppl-4101-107/art-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42
- suppl-4101-107/art-42/par-4: 次条 → 金融商品取引法 附則第四十三条 (Supplementary Provisions, Article 43), suppl-4101-107/art-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43
- suppl-4101-107/art-42/par-5: 前項 → 金融商品取引法 附則第四十二条第四項 (Supplementary Provisions, Article 42, paragraph (4)), suppl-4101-107/art-42/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4
- suppl-4101-107/art-42/par-6: 第四項 → 金融商品取引法 附則第四十二条第四項 (Supplementary Provisions, Article 42, paragraph (4)), suppl-4101-107/art-42/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4
- suppl-4101-107/art-42/par-6: 次項 → 金融商品取引法 附則第四十二条第七項 (Supplementary Provisions, Article 42, paragraph (7)), suppl-4101-107/art-42/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-7
- suppl-4101-107/art-43/par-2: 前項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-43/par-3: 第一項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-43/par-4: 第一項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-43/par-5: 第一項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-47/par-2: この項 → 金融商品取引法 附則第四十七条第二項 (Supplementary Provisions, Article 47, paragraph (2)), suppl-4101-107/art-47/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-47/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-47/par-2
- suppl-4101-107/art-49/par-1: 前条 → 金融商品取引法 附則第四十八条 (Supplementary Provisions, Article 48), suppl-4101-107/art-48 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-48 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-48
- suppl-4101-107/art-57/par-1: この条 → 金融商品取引法 附則第五十七条 (Supplementary Provisions, Article 57), suppl-4101-107/art-57 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57
- suppl-4101-107/art-147/par-2: 前項 → 金融商品取引法 附則第百四十七条第一項 (Supplementary Provisions, Article 147, paragraph (1)), suppl-4101-107/art-147/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-147/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-147/par-1
- suppl-4101-107/art-188/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4101-107/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1
- suppl-4101-107/art-188/par-1: この条 → 金融商品取引法 附則第百八十八条 (Supplementary Provisions, Article 188), suppl-4101-107/art-188 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-188 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-188
- suppl-4101-107/art-189/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4101-107/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1
- suppl-4101-107/art-190/par-1: 附則第二条から第百四十六条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4101-107/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-2
- suppl-4101-107/art-190/par-1: 前条 → 金融商品取引法 附則第百八十九条 (Supplementary Provisions, Article 189), suppl-4101-107/art-189 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-189 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-189
- suppl-4101-107/art-191/par-2: 前項 → 金融商品取引法 附則第百九十一条第一項 (Supplementary Provisions, Article 191, paragraph (1)), suppl-4101-107/art-191/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-191/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-191/par-1
## Cited by
53 provisions cite this one. No official source publishes this direction.
- 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1
- 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-1
- 金融商品取引法 附則第一条第一項第二号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-2
- 金融商品取引法 附則第一条第一項第六号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-6
- 金融商品取引法 附則第二条第一項（証券取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-2/par-1
- 金融商品取引法 附則第三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-3/par-2
- 金融商品取引法 附則第五条第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-1
- 金融商品取引法 附則第五条第一項第二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-1/item-2
- 金融商品取引法 附則第五条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5/par-2
- 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-1
- 金融商品取引法 附則第六条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6/par-2
- 金融商品取引法 附則第七条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7/par-1
- 金融商品取引法 附則第七条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7/par-2
- 金融商品取引法 附則第八条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-8/par-1
- 金融商品取引法 附則第十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-1
- 金融商品取引法 附則第十条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-10/par-2
- 金融商品取引法 附則第十一条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-11/par-2
- 金融商品取引法 附則第十二条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2
- 金融商品取引法 附則第十二条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-3
- 金融商品取引法 附則第十四条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2
- 金融商品取引法 附則第十四条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-3
- 金融商品取引法 附則第十五条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-1
- 金融商品取引法 附則第十五条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-2
- 金融商品取引法 附則第二十三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-23/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-23/par-2
- 金融商品取引法 附則第三十四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-34/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34/par-1
- 金融商品取引法 附則第三十四条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-34/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-34/par-2
- 金融商品取引法 附則第三十六条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-2
- 金融商品取引法 附則第三十六条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-4
- 金融商品取引法 附則第三十六条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5
- 金融商品取引法 附則第三十六条第七項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-7
- 金融商品取引法 附則第三十六条第八項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-8
- 金融商品取引法 附則第三十六条第九項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-9 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-9
- 金融商品取引法 附則第四十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-40/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-40/par-1
- 金融商品取引法 附則第四十一条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-41/par-1
- 金融商品取引法 附則第四十一条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-41/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-41/par-2
- 金融商品取引法 附則第四十二条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-1
- 金融商品取引法 附則第四十二条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-2
- 金融商品取引法 附則第四十二条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-3
- 金融商品取引法 附則第四十二条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4
- 金融商品取引法 附則第四十二条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-5
- 金融商品取引法 附則第四十二条第六項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-6
- 金融商品取引法 附則第四十三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-2
- 金融商品取引法 附則第四十三条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-3
- 金融商品取引法 附則第四十三条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-4
- 金融商品取引法 附則第四十三条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-5
- 金融商品取引法 附則第四十七条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-47/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-47/par-2
- 金融商品取引法 附則第四十九条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-49/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-49/par-1
- 金融商品取引法 附則第五十七条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57/par-1
- 金融商品取引法 附則第百四十七条第二項（権限の委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-147/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-147/par-2
- 金融商品取引法 附則第百八十八条第一項（処分等の効力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-188/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-188/par-1
- 金融商品取引法 附則第百八十九条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-189/par-1
- 金融商品取引法 附則第百九十条第一項（その他の経過措置の政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-190/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-190/par-1
- 金融商品取引法 附則第百九十一条第二項（検討） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-191/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-191/par-2
---
## Sources
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-028, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-029, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-030, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-030, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-031, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-031, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22