# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4081-94` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4081-94 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成八年六月二一日法律第九四号 suppl-4081-94 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4081-94/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-1 **第一項** この法律は、平成九年四月一日から施行する。ただし、次条第一項及び第二項、附則第三条第九項及び第十項、附則第九条第七項及び第八項、附則第十条第二項及び第三項並びに附則第十一条の規定は、公布の日から施行する。 suppl-4081-94/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-1/par-1 This Act comes into effect as of April 1, 1997; provided, however, that the provisions of paragraph (1) and paragraph (2) of the following Article, Article 3, paragraphs (9) and (10), Article 9, paragraphs (7) and (8), Article 10, paragraphs (2) and (3), and Article 11 of the Supplementary Provisions come into effect as of the date of its promulgation. machine translation, not official ### 第十一条（証券取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Securities and Exchange Act caption: machine translation, not official suppl-4081-94/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11 **第一項** 証券会社は、施行日前においても、第十三条の規定による改正後の証券取引法（次項において「新証券取引法」という。）第五十六条の二第一項の規定の例により、大蔵大臣の認可を受けることができる。 suppl-4081-94/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11/par-1 A securities company may, even before the effective date, receive the authorization of the Minister of Finance in accordance with Article 56-2, paragraph (1) of the Securities and Exchange Act as amended by the provisions of Article 13 of this Act (referred to as the "New Securities and Exchange Act" in the following paragraph). machine translation, not official **第二項** 前項の大蔵大臣の認可を受けた者は、施行日において新証券取引法第五十六条の二第一項の認可を受けたものとみなす。 suppl-4081-94/art-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11/par-2 A person who has received the authorization of the Minister of Finance under the preceding paragraph is deemed to have received, on the effective date, the authorization under Article 56-2, paragraph (1) of the New Securities and Exchange Act. machine translation, not official ### 第十二条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions caption: machine translation, not official suppl-4081-94/art-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-12 **第一項** この法律の各改正規定の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる事項に係るこの法律の各改正規定の施行後にした行為に対する罰則の適用については、なお従前の例による。 suppl-4081-94/art-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-12/par-1 The provisions then in force continue to govern the applicability of penal provisions to acts which a person has committed before the amended provisions of this Act come into effect, as well as to acts which a person commits after the amended provisions of this Act come into effect related to the particulars for which prior laws are to continue to govern pursuant to these Supplementary Provisions. machine translation, not official ### 第十三条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order caption: machine translation, not official suppl-4081-94/art-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-13 **第一項** 附則第二条から前条までに定めるもののほか、この法律の施行に関し必要な経過措置は、政令で定める。 suppl-4081-94/art-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-13/par-1 Beyond what is provided for in Article 2 through the preceding Article of the Supplementary Provisions, the transitional measures necessary for the enforcement of this Act are specified by Cabinet Order. machine translation, not official --- ## Cites - suppl-4081-94/art-1/par-1: 附則第十一条 → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-4081-94/art-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11 - suppl-4081-94/art-11/par-1: 次項 → 金融商品取引法 附則第十一条第二項 (Supplementary Provisions, Article 11, paragraph (2)), suppl-4081-94/art-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11/par-2 - suppl-4081-94/art-11/par-2: 前項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-4081-94/art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11/par-1 - suppl-4081-94/art-13/par-1: 附則第二条から前条まで → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-4081-94/art-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11 - suppl-4081-94/art-13/par-1: 附則第二条から前条まで → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-4081-94/art-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-12 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-1/par-1 - 金融商品取引法 附則第十一条第一項（証券取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11/par-1 - 金融商品取引法 附則第十一条第二項（証券取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-11/par-2 - 金融商品取引法 附則第十三条第一項（その他の経過措置の政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4081-94/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4081-94/art-13/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-027, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22