# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附　則 (Supplementary Provisions) — address `suppl-4051-44`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4051-44
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4051-44
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

---

## 附　則 平成五年五月一二日法律第四四号
<sup>suppl-4051-44 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4051-44 · https://japanlaw.org/l/323AC0000000025/suppl-4051-44</sup>

### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-4051-44/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4051-44/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4051-44/art-1</sup>

**第一項**  この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。
<sup>suppl-4051-44/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4051-44/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4051-44/art-1/par-1</sup>
This Act comes into effect as of the date specified by Cabinet Order within a period not exceeding 1 year from the date of promulgation.
<sup>machine translation, not official</sup>

### 第四条（証券取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Securities and Exchange Act
<sup>caption: machine translation, not official</sup>
<sup>suppl-4051-44/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4051-44/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4051-44/art-4</sup>

**第一項**  前条の規定による改正後の証券取引法第百六十六条の規定は、この法律の施行の日（以下「施行日」という。）以後に生じた同条第一項に規定する重要事実（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第三号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して生じたものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた前条の規定による改正前の証券取引法第百六十六条第一項に規定する重要事実（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含むものとし、同項第三号に掲げる事実にあっては施行日前に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して施行日以後に生じたものを含む。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。
<sup>suppl-4051-44/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4051-44/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4051-44/art-4/par-1</sup>
The provisions of Article 166 of the Securities and Exchange Act as amended by the provisions of the preceding Article apply to the sale and purchase, etc. under that Article by a person who came to know a material fact prescribed in paragraph (1) of that Article that arose on or after the day this Act comes into effect (hereinafter referred to as "the effective date") (limited, in the case of a decision not to do a matter set forth in item (i) of paragraph (2) of that Article made by the organ of a listed company, etc. that is responsible for making decisions on the execution of its operations as prescribed in that item, to one where the decision of that organ to do that matter was made on or after the effective date, and, in the case of a fact set forth in item (iii) of that paragraph, limited to one that arose in comparison with the last disclosed forecasts or the disclosed actual figures for the preceding business year prescribed in Article 166, paragraph (2), item (iii) for which the public announcement under paragraph (4) of that Article was made on or after the effective date) or by a person who received information on these facts, and the provisions then in force continue to govern the sale and purchase, etc. under that Article by a person who came to know a material fact prescribed in Article 166, paragraph (1) of the Securities and Exchange Act prior to amendment by the provisions of the preceding Article that arose before the effective date (including, in the case of a decision not to do a matter set forth in item (i) of paragraph (2) of that Article made by the organ of a listed company, etc. that is responsible for making decisions on the execution of its operations as prescribed in that item, one where the decision of that organ to do that matter was made before the effective date and the decision not to do that matter was made on or after the effective date, and, in the case of a fact set forth in item (iii) of that paragraph, including one that arose on or after the effective date in comparison with the last disclosed forecasts or the disclosed actual figures for the preceding business year prescribed in Article 166, paragraph (2), item (iii) for which the public announcement under paragraph (4) of that Article was made before the effective date) or by a person who received information on these facts.
<sup>machine translation, not official</sup>

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-026, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
