# 金融商品取引法 / Financial Instruments and Exchange Act — 第九条 (Supplementary Provisions, Article 9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第九条 (Supplementary Provisions, Article 9) — address `suppl-4041-73/art-9` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第九条 suppl-4041-73/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9 **第一項** 新証券取引法第百五十五条第一項第一号の規定は、証券取引所の施行日以後にした法令、法令に基づく行政官庁の処分又は定款その他の規則（以下この条において「法令等」という。）に違反する行為及び会員又は当該証券取引所に上場されている有価証券の発行者（以下この条において単に「発行者」という。）が施行日以後に法令等に違反し、又は証券取引所の定款その他の規則に定める取引の信義則に背反する行為をした場合における当該証券取引所の同号の怠る行為について適用し、証券取引所の施行日前にした法令、定款又は法令に基づく行政官庁の処分に違反する行為及び会員又は発行者が施行日前に旧証券取引法第百五十五条第一項第一号の定款等に違反した場合における当該証券取引所の同号の怠る行為については、なお従前の例による。 suppl-4041-73/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9/par-1 The provisions of Article 155, paragraph (1), item (i) of the New Securities and Exchange Act apply to acts committed by a securities exchange on or after the effective date that violate laws and regulations, dispositions by government agencies based on laws and regulations, or the articles of incorporation or other rules (hereinafter referred to as "laws and regulations, etc." in this Article), and to the omission by that securities exchange referred to in that item in the case where a member or an issuer of securities listed on that securities exchange (hereinafter referred to simply as an "issuer" in this Article) has, on or after the effective date, violated laws and regulations, etc. or acted contrary to the principle of good faith in transactions provided for in the articles of incorporation or other rules of the securities exchange; and the provisions then in force continue to govern acts committed by a securities exchange before the effective date that violate laws and regulations, the articles of incorporation, or dispositions by government agencies based on laws and regulations, and the omission by that securities exchange referred to in Article 155, paragraph (1), item (i) of the Former Securities and Exchange Act in the case where a member or an issuer has, before the effective date, violated the articles of incorporation, etc. referred to in that item. machine translation, not official --- ## Cites - suppl-4041-73/art-9/par-1: この条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4041-73/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9 ## Cited by 1 provision cites this one. No official source publishes this direction. - 金融商品取引法 附則第九条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-032, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22