# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4041-73` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4041-73 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成四年六月五日法律第七三号 suppl-4041-73 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4041-73/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-1 **第一項** この法律は、公布の日から起算して六月を超えない範囲内において政令で定める日から施行する。ただし、第四条中大蔵省設置法第二章第一節の次に一節を加える改正規定（第十一条第一項のうち両議院の同意を得ることに係る部分に限る。）並びに附則第四条及び第六条第一項の規定は、公布の日から施行する。 suppl-4041-73/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-1/par-1 This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding six months from the date of promulgation; provided, however, that the provisions in Article 4 adding one section following Chapter II, Section 1 of the Act for Establishment of the Ministry of Finance (limited to the part of Article 11, paragraph (1) pertaining to obtaining the consent of both Houses of the Diet), and the provisions of Article 4 and Article 6, paragraph (1) of the Supplementary Provisions, come into effect as of the date of promulgation. machine translation, not official ### 第二条（外務員の登録に関する経過措置） — Transitional Measures Concerning Registration of Sales Representatives caption: machine translation, not official suppl-4041-73/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-2 **第一項** この法律の施行の際現に第一条の規定による改正前の証券取引法（以下「旧証券取引法」という。）第六十五条の二第一項の認可を受けている銀行、信託会社その他同項の政令で定める金融機関は、この法律の施行の日（以下「施行日」という。）から六月間は、第一条の規定による改正後の証券取引法（以下「新証券取引法」という。）第六十五条の二第三項において準用する新証券取引法第六十二条第二項の規定にかかわらず、同条第一項の規定により登録を受けた者以外の者に外務員の職務を行わせることができる。その者につきその期間内に同項の登録を申請した場合において、その申請について登録をする旨の通知を受ける日又はその申請についてその期間の経過後登録をしない旨の通知を受ける日までの間も、同様とする。 suppl-4041-73/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-2/par-1 A bank, trust company or other financial institution specified by Cabinet Order in Article 65-2, paragraph (1) of the Securities and Exchange Act prior to amendment by the provisions of Article 1 (hereinafter referred to as the "Former Securities and Exchange Act") that, at the time this Act comes into effect, actually holds the authorization referred to in that paragraph may, for six months from the date of enforcement of this Act (hereinafter referred to as "the effective date"), notwithstanding Article 62, paragraph (2) of the Securities and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to as the "New Securities and Exchange Act") as applied mutatis mutandis pursuant to Article 65-2, paragraph (3) of the New Securities and Exchange Act, have a person other than a person registered pursuant to the provisions of Article 62, paragraph (1) of the New Securities and Exchange Act perform the duties of a sales representative; the same applies, where an application for the registration referred to in that paragraph has been filed within that period with respect to that person, during the period until the day on which notice is received that registration will be made upon that application or the day on which notice is received, after the lapse of that period, that registration will not be made upon that application. machine translation, not official ### 第三条 suppl-4041-73/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-3 **第一項** 旧証券取引法第六十二条第一項の規定により施行日前に登録を受けた外務員が施行日前に旧証券取引法第六十四条の三第一項第二号に該当することとなった場合における新証券取引法第六十四条の三第一項の規定の適用については、同項中「二年」とあるのは、「六月」とする。 suppl-4041-73/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-3/par-1 In the case where a sales representative who was registered before the effective date pursuant to the provisions of Article 62, paragraph (1) of the Former Securities and Exchange Act has come to fall under Article 64-3, paragraph (1), item (ii) of the Former Securities and Exchange Act before the effective date, with regard to the application of the provisions of Article 64-3, paragraph (1) of the New Securities and Exchange Act, the phrase "two years" in that paragraph is deemed to be replaced with "six months". machine translation, not official ### 第四条（証券業協会に関する経過措置） — Transitional Measures Concerning Securities Dealers Associations caption: machine translation, not official suppl-4041-73/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4 **第一項** この法律の公布の際旧証券取引法第六十七条第一項の規定により登録を受けている証券業協会（以下「旧協会」という。）は、施行日前においても、新証券取引法第七十四条の規定の例により、定款を変更し、大蔵大臣の認可を受けることができる。 suppl-4041-73/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4/par-1 A securities dealers association registered pursuant to the provisions of Article 67, paragraph (1) of the Former Securities and Exchange Act at the time of promulgation of this Act (hereinafter referred to as the "former association") may, even before the effective date, change its articles of incorporation and obtain the authorization of the Minister of Finance, in the same manner as under the provisions of Article 74 of the New Securities and Exchange Act. machine translation, not official **第二項** 前項の規定による定款の変更は、施行日にその効力を生ずるものとし、旧協会は、同項の規定により認可を受けたものに限り、この法律の施行後も、引き続き、新証券取引法の規定による証券業協会として存続するものとする。 suppl-4041-73/art-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4/par-2 A change in the articles of incorporation under the provisions of the preceding paragraph is to take effect on the effective date, and only a former association that has obtained authorization pursuant to the provisions of that paragraph is to continue to exist, even after this Act comes into effect, as a securities dealers association under the provisions of the New Securities and Exchange Act. machine translation, not official ### 第五条 suppl-4041-73/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-5 **第一項** この法律の施行の際現に証券業協会に類似する名称を用いている者については、新証券取引法第六十七条第三項の規定は、この法律の施行後六月間は、適用しない。 suppl-4041-73/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-5/par-1 With regard to a person who, at the time this Act comes into effect, is actually using a name similar to that of a securities dealers association, the provisions of Article 67, paragraph (3) of the New Securities and Exchange Act do not apply for six months after this Act comes into effect. machine translation, not official ### 第六条 suppl-4041-73/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-6 **第一項** 附則第四条第一項の認可を受けた旧協会で、その規則の定めるところにより原簿を備えて有価証券の種類及び銘柄を登録し、当該有価証券の売買の価格を公表する業務を行っているものは、施行日前に、新証券取引法第七十六条の規定の例により、当該規則につき、必要な変更を加え、大蔵大臣の認可を受けることができる。 suppl-4041-73/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-6/par-1 A former association that has obtained authorization under Article 4, paragraph (1) of the Supplementary Provisions and that, as provided by its rules, keeps a register, registers the classes and issues of securities, and conducts the business of publicizing the prices of purchase and sale of those securities may, before the effective date, make necessary changes to those rules and obtain the authorization of the Minister of Finance, in the same manner as under the provisions of Article 76 of the New Securities and Exchange Act. machine translation, not official **第二項** 前項の規定により認可を受けた規則は、新証券取引法第七十六条の規定により認可を受けた規則とみなし、当該規則の定めるところにより当該旧協会が行う同項の業務に係る同項の原簿は、新証券取引法第七十五条に規定する店頭売買有価証券登録原簿とみなし、この法律の施行の際現に当該原簿にその種類及び銘柄が登録されている有価証券は、新証券取引法第七十六条に規定する店頭売買有価証券とみなし、当該有価証券の種類及び銘柄の当該原簿への登録は、附則第四条第二項の規定により新証券取引法の規定による証券業協会として存続するものとされる当該旧協会が新証券取引法第七十五条第一項の規定により施行日において行ったものとみなす。 suppl-4041-73/art-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-6/par-2 The rules authorized pursuant to the provisions of the preceding paragraph are deemed to be rules authorized pursuant to the provisions of Article 76 of the New Securities and Exchange Act; the register referred to in that paragraph pertaining to the business referred to in that paragraph that the former association conducts as provided by those rules is deemed to be the over-the-counter traded securities register prescribed in Article 75 of the New Securities and Exchange Act; securities whose class and issue are, at the time this Act comes into effect, actually registered in that register are deemed to be over-the-counter traded securities prescribed in Article 76 of the New Securities and Exchange Act; and the registration of the class and issue of those securities in that register is deemed to have been made on the effective date, pursuant to the provisions of Article 75, paragraph (1) of the New Securities and Exchange Act, by the former association that is to continue to exist as a securities dealers association under the provisions of the New Securities and Exchange Act pursuant to the provisions of Article 4, paragraph (2) of the Supplementary Provisions. machine translation, not official ### 第七条 suppl-4041-73/art-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-7 **第一項** 新証券取引法第七十九条の十三の規定は、証券業協会の施行日以後にした同条の法令等に違反する行為及び協会員又は新証券取引法第七十六条に規定する店頭売買有価証券の発行者が施行日以後に当該法令等に違反し、又は証券業協会の定款その他の規則に定める取引の信義則に背反する行為をした場合における当該証券業協会の新証券取引法第七十九条の十三の怠る行為について適用する。 suppl-4041-73/art-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-7/par-1 The provisions of Article 79-13 of the New Securities and Exchange Act apply to acts committed by a securities dealers association on or after the effective date that violate the laws and regulations, etc. referred to in that Article, and to the omission by that securities dealers association referred to in Article 79-13 of the New Securities and Exchange Act in the case where an association member or an issuer of over-the-counter traded securities prescribed in Article 76 of the New Securities and Exchange Act has, on or after the effective date, violated those laws and regulations, etc. or acted contrary to the principle of good faith in transactions provided for in the articles of incorporation or other rules of the securities dealers association. machine translation, not official **第二項** 旧協会又はその協会員若しくは役員が施行日前に旧証券取引法第七十五条各号に該当することとなった場合については、同条の規定（登録の取消しに係る部分を除く。）は、なおその効力を有する。この場合において、新証券取引法の規定による証券業協会は、旧協会とみなす。 suppl-4041-73/art-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-7/par-2 In the case where a former association, or its association member or officer, has come to fall under any item of Article 75 of the Former Securities and Exchange Act before the effective date, the provisions of that Article (excluding the part pertaining to rescission of registration) remain in force. In this case, a securities dealers association under the provisions of the New Securities and Exchange Act is deemed to be the former association. machine translation, not official ### 第八条（証券取引所に関する経過措置） — Transitional Measures Concerning Securities Exchanges caption: machine translation, not official suppl-4041-73/art-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-8 **第一項** 証券取引所は、この法律の施行後速やかに、この法律の施行の際現に存する当該証券取引所の規則（定款、業務規程及び受託契約準則を除く。）を大蔵大臣に提出しなければならない。 suppl-4041-73/art-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-8/par-1 A securities exchange must, promptly after this Act comes into effect, submit to the Minister of Finance the rules of that securities exchange (excluding the articles of incorporation, operational rules and brokerage contract rules) that actually exist at the time this Act comes into effect. machine translation, not official ### 第九条 suppl-4041-73/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9 **第一項** 新証券取引法第百五十五条第一項第一号の規定は、証券取引所の施行日以後にした法令、法令に基づく行政官庁の処分又は定款その他の規則（以下この条において「法令等」という。）に違反する行為及び会員又は当該証券取引所に上場されている有価証券の発行者（以下この条において単に「発行者」という。）が施行日以後に法令等に違反し、又は証券取引所の定款その他の規則に定める取引の信義則に背反する行為をした場合における当該証券取引所の同号の怠る行為について適用し、証券取引所の施行日前にした法令、定款又は法令に基づく行政官庁の処分に違反する行為及び会員又は発行者が施行日前に旧証券取引法第百五十五条第一項第一号の定款等に違反した場合における当該証券取引所の同号の怠る行為については、なお従前の例による。 suppl-4041-73/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9/par-1 The provisions of Article 155, paragraph (1), item (i) of the New Securities and Exchange Act apply to acts committed by a securities exchange on or after the effective date that violate laws and regulations, dispositions by government agencies based on laws and regulations, or the articles of incorporation or other rules (hereinafter referred to as "laws and regulations, etc." in this Article), and to the omission by that securities exchange referred to in that item in the case where a member or an issuer of securities listed on that securities exchange (hereinafter referred to simply as an "issuer" in this Article) has, on or after the effective date, violated laws and regulations, etc. or acted contrary to the principle of good faith in transactions provided for in the articles of incorporation or other rules of the securities exchange; and the provisions then in force continue to govern acts committed by a securities exchange before the effective date that violate laws and regulations, the articles of incorporation, or dispositions by government agencies based on laws and regulations, and the omission by that securities exchange referred to in Article 155, paragraph (1), item (i) of the Former Securities and Exchange Act in the case where a member or an issuer has, before the effective date, violated the articles of incorporation, etc. referred to in that item. machine translation, not official ### 第十条（役員及び主要株主の売買報告書の提出に関する経過措置） — Transitional Measures Concerning Submission of Purchase and Sale Reports by Officers and Major Shareholders caption: machine translation, not official suppl-4041-73/art-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-10 **第一項** 新証券取引法第百六十三条の規定は、施行日以後に行われる同条の特定有価証券等の同条の買付け又は売付けについて適用し、施行日前に行われた旧証券取引法第百八十八条の規定による同条の株券等の同条の買付け又は売付けについては、なお従前の例による。 suppl-4041-73/art-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-10/par-1 The provisions of Article 163 of the New Securities and Exchange Act apply to the purchase or sale, as referred to in that Article, of specified securities, etc. referred to in that Article, made on or after the effective date, and the provisions then in force continue to govern the purchase or sale under the provisions of Article 188 of the Former Securities and Exchange Act, as referred to in that Article, of share certificates, etc. referred to in that Article, made before the effective date. machine translation, not official ### 第十一条（役員及び主要株主の不当利益の返還に関する経過措置） — Transitional Measures Concerning Return of Unjust Profits by Officers and Major Shareholders caption: machine translation, not official suppl-4041-73/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-11 **第一項** 新証券取引法第百六十四条の規定は、施行日以後に行われる同条の特定有価証券等の同条の買付け又は売付けに係る利益について適用し、施行日前に行われた旧証券取引法第百八十九条の規定による同条の株券等の同条の買付け又は売付けに係る利益については、なお従前の例による。 suppl-4041-73/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-11/par-1 The provisions of Article 164 of the New Securities and Exchange Act apply to profits arising from the purchase or sale, as referred to in that Article, of specified securities, etc. referred to in that Article, made on or after the effective date, and the provisions then in force continue to govern profits arising from the purchase or sale under the provisions of Article 189 of the Former Securities and Exchange Act, as referred to in that Article, of share certificates, etc. referred to in that Article, made before the effective date. machine translation, not official ### 第十二条（会社関係者及び公開買付者等関係者の禁止行為に関する経過措置） — Transitional Measures Concerning Acts Prohibited for Persons Affiliated with the Company and Persons Affiliated with the Tender Offeror, etc. caption: machine translation, not official suppl-4041-73/art-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-12 **第一項** 新証券取引法第百六十六条の規定は、施行日以後に生じた同条第一項に規定する重要事実（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第三号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して生じたものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた旧証券取引法第百九十条の二第一項に規定する重要事実（同条第二項第一号に規定する会社の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含むものとし、同項第三号に掲げる事実にあっては施行日前に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して施行日以後に生じたものを含む。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。 suppl-4041-73/art-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-12/par-1 The provisions of Article 166 of the New Securities and Exchange Act apply to the purchase and sale, etc. referred to in that Article by a person who has come to know a material fact prescribed in paragraph (1) of that Article that arose on or after the effective date (in the case of a decision, made by the organ that decides on the execution of the business of the listed company, etc. prescribed in paragraph (2), item (i) of that Article, not to carry out a matter listed in that item, limited to a case where the organ's decision to carry out that matter was made on or after the effective date; and in the case of a fact listed in item (iii) of that paragraph, limited to one that arose in comparison with the last forecast or the actual figure for the preceding business year prescribed in paragraph (2), item (iii) of that Article, publicly announced under paragraph (4) of that Article on or after the effective date) or who has received information on those facts, and the provisions then in force continue to govern the purchase and sale, etc. referred to in Article 190-2 of the Former Securities and Exchange Act by a person who has come to know a material fact prescribed in paragraph (1) of that Article that arose before the effective date (including, in the case of a decision, made by the organ that decides on the execution of the business of the company prescribed in paragraph (2), item (i) of that Article, not to carry out a matter listed in that item, a case where the organ's decision to carry out that matter was made before the effective date and the decision not to carry out that matter was made on or after the effective date; and including, in the case of a fact listed in item (iii) of that paragraph, one that arose on or after the effective date in comparison with the last forecast or the actual figure for the preceding business year prescribed in paragraph (2), item (iii) of that Article, publicly announced under paragraph (4) of that Article before the effective date) or who has received information on those facts. machine translation, not official **第二項** 新証券取引法第百六十七条の規定は、施行日以後に生じた同条第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実（同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日以後に行われた場合に係るものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等について適用し、施行日前に生じた旧証券取引法第百九十条の三第一項に規定する公開買付け等の実施に関する事実若しくは公開買付け等の中止に関する事実（同項に規定する公開買付け等の中止に関する事実にあっては、同項に規定する公開買付け等を行うことについての同条第二項に規定する公開買付者等の決定が施行日前に行われた場合で施行日以後の同条第一項に規定する公開買付け等の中止に係るものを含む。）を知った者又はこれらの事実の伝達を受けた者の同条の買付け等又は売付け等については、なお従前の例による。 suppl-4041-73/art-12/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-12/par-2 The provisions of Article 167 of the New Securities and Exchange Act apply to the purchase, etc. or sale, etc. referred to in that Article by a person who has come to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in paragraph (1) of that Article that arose on or after the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in that paragraph, limited to a case where the decision of the tender offeror, etc. prescribed in paragraph (2) of that Article to conduct the tender offer, etc. prescribed in paragraph (1) of that Article was made on or after the effective date) or who has received information on those facts, and the provisions then in force continue to govern the purchase, etc. or sale, etc. referred to in Article 190-3 of the Former Securities and Exchange Act by a person who has come to know a fact concerning the launch of a tender offer, etc. or a fact concerning the suspension of a tender offer, etc. prescribed in paragraph (1) of that Article that arose before the effective date (in the case of a fact concerning the suspension of a tender offer, etc. prescribed in that paragraph, including a case where the decision of the tender offeror, etc. prescribed in paragraph (2) of that Article to conduct the tender offer, etc. prescribed in paragraph (1) of that Article was made before the effective date and which relates to the suspension of the tender offer, etc. prescribed in paragraph (1) of that Article on or after the effective date) or who has received information on those facts. machine translation, not official ### 第十七条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions caption: machine translation, not official suppl-4041-73/art-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-17 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-17 **第一項** 施行日前にした行為及びこの附則の規定によりなお従前の例によることとされる事項に係る施行日以後にした行為に対する罰則の適用については、なお従前の例による。 suppl-4041-73/art-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-17/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-17/par-1 With regard to the application of penal provisions to acts committed before the effective date and to acts committed on or after the effective date in connection with matters that are to continue to be governed by the provisions then in force pursuant to the provisions of these Supplementary Provisions, the provisions then in force continue to govern. machine translation, not official ### 第十八条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order caption: machine translation, not official suppl-4041-73/art-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-18 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-18 **第一項** この附則に規定するもののほか、この法律の施行に伴い必要な経過措置は、政令で定める。 suppl-4041-73/art-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-18/par-1 Beyond what is provided for in these Supplementary Provisions, transitional measures necessary incidental to the enforcement of this Act are specified by Cabinet Order. machine translation, not official --- ## Cites - suppl-4041-73/art-1/par-1: 附則第四条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4041-73/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4 - suppl-4041-73/art-1/par-1: 第六条第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4041-73/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-6/par-1 - suppl-4041-73/art-4/par-2: 前項 → 金融商品取引法 附則第四条第一項 (Supplementary Provisions, Article 4, paragraph (1)), suppl-4041-73/art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4/par-1 - suppl-4041-73/art-6/par-1: 附則第四条第一項 → 金融商品取引法 附則第四条第一項 (Supplementary Provisions, Article 4, paragraph (1)), suppl-4041-73/art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4/par-1 - suppl-4041-73/art-6/par-2: 前項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4041-73/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-6/par-1 - suppl-4041-73/art-6/par-2: 附則第四条第二項 → 金融商品取引法 附則第四条第二項 (Supplementary Provisions, Article 4, paragraph (2)), suppl-4041-73/art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4/par-2 - suppl-4041-73/art-9/par-1: この条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4041-73/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9 ## Cited by 5 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-1/par-1 - 金融商品取引法 附則第四条第二項（証券業協会に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-4/par-2 - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-6/par-1 - 金融商品取引法 附則第六条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-6/par-2 - 金融商品取引法 附則第九条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4041-73/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4041-73/art-9/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-032, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-032, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-025, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-025, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22