# 金融商品取引法 / Financial Instruments and Exchange Act — 第四条 (Supplementary Provisions, Article 4)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四条 (Supplementary Provisions, Article 4) — address `suppl-4021-43/art-4`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第四条
<sup>suppl-4021-43/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4</sup>

**第一項**  この法律の施行の際現に大量保有者（新法第二十七条の二十三第一項に規定する大量保有者をいう。以下この条において同じ。）に該当する者については、施行日に大量保有者となったものとみなして、新法第二十七条の二十三から第二十七条の三十までの規定（これらの規定に係る罰則を含む。）を適用する。ただし、施行日において株券等保有割合（新法第二十七条の二十三第三項に規定する株券等保有割合をいう。）が百分の五以下となったときは、この限りでない。
<sup>suppl-4021-43/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-1</sup>
A person who, at the time this Act comes into effect, falls under the category of a large-volume holder (meaning a large-volume holder prescribed in Article 27-23, paragraph (1) of the New Act; the same applies hereinafter in this Article) is deemed to have become a large-volume holder on the effective date, and the provisions of Articles 27-23 through 27-30 of the New Act (including the penal provisions pertaining to those provisions) apply; provided, however, that this does not apply if the holding ratio of share certificates, etc. (meaning the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (3) of the New Act) has become 5 percent or less on the effective date.
<sup>machine translation, not official</sup>

**第二項**  前項の場合において、同項の大量保有者が提出すべき新法第二十七条の二十三第一項に規定する大量保有報告書の記載内容の特例については、大蔵省令で定める。
<sup>suppl-4021-43/art-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-2</sup>
In the case referred to in the preceding paragraph, special provisions on the content of statements in the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Act that is to be submitted by the large-volume holder referred to in that paragraph are provided for by Ministry of Finance Order.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4021-43/art-4/par-1: この条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4021-43/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4
- suppl-4021-43/art-4/par-2: 前項 → 金融商品取引法 附則第四条第一項 (Supplementary Provisions, Article 4, paragraph (1)), suppl-4021-43/art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-1

## Cited by

2 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-1
- 金融商品取引法 附則第四条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-2

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-032, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
