# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附　則 (Supplementary Provisions) — address `suppl-4021-43`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4021-43
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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## 附　則 平成二年六月二二日法律第四三号
<sup>suppl-4021-43 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43</sup>

### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-4021-43/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-1</sup>

**第一項**  この法律は、公布の日から起算して六月を超えない範囲内において政令で定める日から施行する。ただし、第二十三条の三に一項を加える改正規定、第二十四条第一項第三号の改正規定、第二十四条の五第一項及び第三項の改正規定、第二十五条第一項の改正規定、第百八十四条の次に一条を加える改正規定並びに第二百九条に一号を加える改正規定（同条第六号に係る部分に限る。）は、公布の日から起算して一月を経過した日から施行する。
<sup>suppl-4021-43/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-1/par-1</sup>
This Act comes into effect on the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation; provided, however, that the provisions adding one paragraph to Article 23-3, the provisions amending Article 24, paragraph (1), item (iii), the provisions amending Article 24-5, paragraphs (1) and (3), the provisions amending Article 25, paragraph (1), the provisions adding one Article following Article 184, and the provisions adding one item to Article 209 (limited to the part pertaining to item (vi) of that Article) come into effect on the day on which one month has elapsed from the date of promulgation.
<sup>machine translation, not official</sup>

### 第二条（経過措置） — Transitional Measures
<sup>caption: machine translation, not official</sup>
<sup>suppl-4021-43/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-2</sup>

**第一項**  改正後の証券取引法（以下「新法」という。）第二十七条の二の規定は、この法律の施行の日（以下「施行日」という。）以後の株券等の有価証券市場外における買付け等について適用し、施行日前の株券等の有価証券市場外における買付け等については、なお従前の例による。
<sup>suppl-4021-43/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-2/par-1</sup>
The provisions of Article 27-2 of the Securities and Exchange Act after amendment (hereinafter referred to as "the New Act") apply to purchase, etc. of share certificates, etc. outside a securities market on or after the date of enforcement of this Act (hereinafter referred to as "the effective date"), and for purchase, etc. of share certificates, etc. outside a securities market before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第三条
<sup>suppl-4021-43/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-3</sup>

**第一項**  施行日前に改正前の証券取引法第二十七条の二第一項の規定による届出をした同項の公開買付けについては、なお従前の例による。
<sup>suppl-4021-43/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-3/par-1</sup>
For a tender offer under Article 27-2, paragraph (1) of the Securities and Exchange Act before amendment for which a notification under that paragraph was filed before the effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第四条
<sup>suppl-4021-43/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4</sup>

**第一項**  この法律の施行の際現に大量保有者（新法第二十七条の二十三第一項に規定する大量保有者をいう。以下この条において同じ。）に該当する者については、施行日に大量保有者となったものとみなして、新法第二十七条の二十三から第二十七条の三十までの規定（これらの規定に係る罰則を含む。）を適用する。ただし、施行日において株券等保有割合（新法第二十七条の二十三第三項に規定する株券等保有割合をいう。）が百分の五以下となったときは、この限りでない。
<sup>suppl-4021-43/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-1</sup>
A person who, at the time this Act comes into effect, falls under the category of a large-volume holder (meaning a large-volume holder prescribed in Article 27-23, paragraph (1) of the New Act; the same applies hereinafter in this Article) is deemed to have become a large-volume holder on the effective date, and the provisions of Articles 27-23 through 27-30 of the New Act (including the penal provisions pertaining to those provisions) apply; provided, however, that this does not apply if the holding ratio of share certificates, etc. (meaning the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (3) of the New Act) has become 5 percent or less on the effective date.
<sup>machine translation, not official</sup>

**第二項**  前項の場合において、同項の大量保有者が提出すべき新法第二十七条の二十三第一項に規定する大量保有報告書の記載内容の特例については、大蔵省令で定める。
<sup>suppl-4021-43/art-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-2</sup>
In the case referred to in the preceding paragraph, special provisions on the content of statements in the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Act that is to be submitted by the large-volume holder referred to in that paragraph are provided for by Ministry of Finance Order.
<sup>machine translation, not official</sup>

### 第五条（罰則に関する経過措置） — Transitional Measures Concerning Penal Provisions
<sup>caption: machine translation, not official</sup>
<sup>suppl-4021-43/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-5</sup>

**第一項**  施行日前にした行為及びこの附則の規定によりなお従前の例によることとされる事項に係る施行日以後にした行為に対する罰則の適用については、なお従前の例による。
<sup>suppl-4021-43/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-5/par-1</sup>
With regard to the application of penal provisions to acts committed before the effective date and to acts committed on or after the effective date in connection with matters that are to continue to be governed by the provisions then in force pursuant to the provisions of these Supplementary Provisions, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第六条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order
<sup>caption: machine translation, not official</sup>
<sup>suppl-4021-43/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-6</sup>

**第一項**  この附則に規定するもののほか、この法律の施行に伴い必要な経過措置は、政令で定める。
<sup>suppl-4021-43/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-6/par-1</sup>
Beyond what is provided for in these Supplementary Provisions, transitional measures necessary incidental to the enforcement of this Act are specified by Cabinet Order.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4021-43/art-4/par-1: この条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4021-43/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4
- suppl-4021-43/art-4/par-2: 前項 → 金融商品取引法 附則第四条第一項 (Supplementary Provisions, Article 4, paragraph (1)), suppl-4021-43/art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-1

## Cited by

2 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-1
- 金融商品取引法 附則第四条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4021-43/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4021-43/art-4/par-2

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-032, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
