# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-3281-142` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-3281-142 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 昭和二八年八月一日法律第一四二号 suppl-3281-142 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142 · https://japanlaw.org/l/323AC0000000025/suppl-3281-142 **第一項** この法律は、公布の日から起算して三月をこえない範囲内において政令で定める日から施行する。 suppl-3281-142/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3281-142/par-1 This Act comes into effect on the date specified by Cabinet Order within a period not exceeding three months from the date of promulgation. machine translation, not official **第三項** 改正前の証券取引法（以下「旧法」という。）第二条第九項に規定する証券業者（株式会社であるものを除く。）は、新法第三十一条第一項第九号ハの規定の適用については、同号ハの証券業者とみなす。この場合において、同号ハの規定中「取締役」とあるのは、「業務執行社員」とする。 suppl-3281-142/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3281-142/par-3 A securities dealer prescribed in Article 2, paragraph (9) of the Securities and Exchange Act before the amendment (hereinafter referred to as the "Former Act") (excluding one that is a stock company) is deemed to be a securities dealer under Article 31, paragraph (1), item (ix), (c) of the New Act for the purpose of applying the provisions of Article 31, paragraph (1), item (ix), (c) of the New Act. In this case, the term "director" in the provisions of Article 31, paragraph (1), item (ix), (c) of the New Act is deemed to be replaced with "managing partner". machine translation, not official **第四項** この法律施行の際旧法第八十一条第二項の規定による登録がされている証券取引所は、新法第八十一条第二項の規定による大蔵大臣の免許を受けて設立された証券取引所とみなす。 suppl-3281-142/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3281-142/par-4 A securities exchange that has been registered under the provisions of Article 81, paragraph (2) of the Former Act at the time this Act comes into effect is deemed to be a securities exchange established with the license of the Minister of Finance under the provisions of Article 81, paragraph (2) of the New Act. machine translation, not official **第五項** この法律施行の際旧法第百十条又は第百十三条の規定により証券取引所に上場されている有価証券は、この法律施行の日から一月を限り、新法第百十条の規定による大蔵大臣の承認を受けて上場されている有価証券とみなす。 suppl-3281-142/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3281-142/par-5 Securities listed on a securities exchange pursuant to the provisions of Article 110 or Article 113 of the Former Act at the time this Act comes into effect are deemed, for one month from the day this Act comes into effect, to be securities listed with the approval of the Minister of Finance under the provisions of Article 110 of the New Act. machine translation, not official **第七項** この法律施行の際旧法第四条第一項の規定による届出が効力を生じている有価証券のうち、その募集又は売出が新法第四条第一項但書の規定に基いて同項の規定を適用されないこととなるものについては、その有価証券の発行者は、この法律施行後は、新法第二十四条の規定による報告書を提出することを要しない。 suppl-3281-142/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3281-142/par-7 With regard to securities for which a notification under the provisions of Article 4, paragraph (1) of the Former Act has taken effect at the time this Act comes into effect, and whose public offering or secondary distribution comes to be exempted from the application of the provisions of that paragraph on the basis of the proviso to Article 4, paragraph (1) of the New Act, the issuer of those securities is not required, after this Act comes into effect, to submit the report under the provisions of Article 24 of the New Act. machine translation, not official **第八項** この法律施行前にした行為に対する罰則の適用については、なお従前の例による。 suppl-3281-142/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3281-142/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-3281-142/par-8 With regard to the application of penal provisions to acts committed before this Act comes into effect, the provisions then in force continue to govern. machine translation, not official --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-022, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22