# 金融商品取引法 / Financial Instruments and Exchange Act — 第三条の三 (Supplementary Provisions, Article 3-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三条の三 (Supplementary Provisions, Article 3-3)（移行期間特例業務に関する特例） — address `suppl-3231-25/art-3-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三条の三（移行期間特例業務に関する特例） — (Special Provisions on Specially Permitted Services for the Transitional Period) caption: Ministry of Justice translation — Japanese Law Translation Database System suppl-3231-25/art-3-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3 **第一項** 金融商品取引業者、第三十三条第一項に規定する金融機関、特例業務届出者及び海外投資家等特例業務届出者以外の者で、外国の法令に準拠し、外国において投資運用業（第二十八条第四項に規定する投資運用業をいう。以下この条において同じ。）を行う者（以下この条において「外国投資運用業者」という。）は、第二十九条及び第五十八条の二の規定にかかわらず、あらかじめ、内閣府令で定めるところにより、次に掲げる事項を内閣総理大臣に届け出て、移行期間特例業務を行うことができる。ただし、その届出の日から五年を経過したとき（当該期間が経過するまでの間に、金融商品取引業者等（投資運用業を行う者に限る。）、特例業務届出者又は海外投資家等特例業務届出者となつたときは、当該金融商品取引業者等、特例業務届出者又は海外投資家等特例業務届出者となつたとき）、又は第四項の規定により適用される第六十三条の十第三項第二号に該当することとなつたときは、この限りでない。 suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 Notwithstanding the provisions of Article 29 and Article 58-2, a person other than a financial instruments business operator, a financial institution prescribed in Article 33, paragraph (1), a notifier of specially permitted services, and a notifier of specially permitted services for foreign investors, etc. who engages in investment management business (meaning the investment management business prescribed in Article 28, paragraph (4); hereinafter the same applies in this Article) in a foreign country based on foreign laws and regulations (hereinafter referred to as a "foreign investment management business operator" in this Article) may engage in specially permitted services for the transitional period" by notifying the Prime Minister of the following particulars in advance pursuant to the provisions of Cabinet Office Order; provided, however, that this does not apply if a period of five years that starts on the date of notification (if the person has become a financial instruments business operator, etc. (limited to one that conducts investment management business), a notifier of specially permitted services, or a notifier of specially permitted services for foreign investors, etc. during the five-year period, at the time when the person has become the financial instruments business operator, etc., the notifier of specially permitted services, or the notifier of specially permitted services for foreign investors, etc.), or if the person comes to fall under Article 63-10, paragraph (3), item (ii) as applied pursuant to the provisions of paragraph (4). Ministry of Justice translation — Japanese Law Translation Database System **一** 商号、名称又は氏名 suppl-3231-25/art-3-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-1 the person's trade name or name; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人であるときは、資本金の額又は出資の総額 suppl-3231-25/art-3-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-2 the amount of stated capital or total amount of contributions, if it is a corporation; Ministry of Justice translation — Japanese Law Translation Database System **三** 法人であるときは、役員（外国法人にあつては、国内における代表者を含む。）の氏名又は名称 suppl-3231-25/art-3-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-3 the names of its officers, if it is a corporation (including the domestic representative, if it is a foreign corporation); Ministry of Justice translation — Japanese Law Translation Database System **四** 政令で定める使用人があるときは、その者の氏名 suppl-3231-25/art-3-3/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-4 if the person has an employee specified by Cabinet Order, the name of that employee; Ministry of Justice translation — Japanese Law Translation Database System **五** 業務の種別（第五項各号に掲げる行為に係る業務の種別をいう。） suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-5 the type of business (meaning the type of business related to the acts set forth in the items of paragraph (5)); Ministry of Justice translation — Japanese Law Translation Database System **六** 主たる営業所又は事務所（外国法人にあつては、国内における主たる営業所又は事務所を含む。）の名称及び所在地 suppl-3231-25/art-3-3/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-6 the name and location of the person's principal business office or office (if it is a foreign corporation, including the principal business office or office in Japan); Ministry of Justice translation — Japanese Law Translation Database System **七** 移行期間特例業務を行う営業所又は事務所の名称及び所在地 suppl-3231-25/art-3-3/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-7 the name and location of the business office or office for performing specially permitted services for the transitional period; Ministry of Justice translation — Japanese Law Translation Database System **八** 投資運用関係業務を委託する場合においては、その旨並びに委託先の商号、名称又は氏名及び当該委託先に委託する投資運用関係業務の内容その他内閣府令で定める事項 suppl-3231-25/art-3-3/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-8 if it entrusts investment management-related services, that fact, the trade name, name, or personal name of the entrustee and the content of the investment management-related services entrusted to that entrustee, and other particulars specified by Cabinet Office Order; machine translation, not official **九** 他に事業を行つているときは、その事業の種類 suppl-3231-25/art-3-3/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-9 if the person engages in other business, the business type; and machine translation, not official **十** その他内閣府令で定める事項 suppl-3231-25/art-3-3/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-10 other particulars specified by Cabinet Office Order. machine translation, not official **第二項** 前項の規定による届出は、新型コロナウイルス感染症等の影響による社会経済情勢の変化に対応して金融の機能の強化及び安定の確保を図るための銀行法等の一部を改正する法律（令和三年法律第四十六号）の施行の日から起算して五年を経過する日までにしなければならない。 suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-2 The notification under the provisions of the preceding paragraph must be made by the day on which a period of five years have elapsed starts to run from the day on which the Act Partially Amending the Banking Act and Other Acts for Ensuring Reinforcement and Stability of Financial Functions in Response to Socioeconomic Changes due to the Impact of the COVID-19 Infection (Act No. 46 of 2021) comes into effect. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の規定にかかわらず、次の各号のいずれかに該当する者は、移行期間特例業務を行つてはならない。 suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 Notwithstanding the provisions of paragraph (1), a person that falls under any of the following items must not perform specially permitted services for the transitional period: Ministry of Justice translation — Japanese Law Translation Database System **一** 次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1 a person falling under any of the following sub-items: Ministry of Justice translation — Japanese Law Translation Database System **イ** 外国（投資者の保護を図る上で我が国と同等の水準にあると認められる投資運用業を行う者に関する制度を有している国又は地域として内閣府令で定めるものに限る。ロ及び次号ニ並びに第五項第一号において同じ。）の法令の規定により当該外国において投資運用業を行うことにつき第二十九条の登録と同種類の登録（当該登録に類する許可その他の行政処分を含む。）を受けていない者 suppl-3231-25/art-3-3/par-3/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-1 a person that has not obtained the registration of the same kind as the registration referred to in Article 29 (including permission or any other administrative disposition similar to such a registration) for conducting investment management business in a foreign country (limited to a foreign country specified by Cabinet Office Order as a country or region that has a system concerning persons engaging in investment management business that is found to be at a level equivalent to that of Japan in protecting investors; the same applies in (b) of this item, (d) of the following item, and paragraph (5), item (i)) pursuant to the provisions of laws and regulations of that foreign country; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 外国の法令に準拠し、当該外国において投資運用業を開始してから政令で定める期間を経過するまでの者（政令で定める場合に該当する者を除く。） suppl-3231-25/art-3-3/par-3/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-2 a person for whom the period specified by Cabinet Order that starts to run from the time investment management business has been commenced in a foreign country based on foreign laws and regulations has not passed (excluding a person falling under a case specified by Cabinet Order); Ministry of Justice translation — Japanese Law Translation Database System **ハ** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-1/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-3 a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c); Ministry of Justice translation — Japanese Law Translation Database System **ニ** 次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-1/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-4 a person falling under any of the following: machine translation, not official **（１）** 暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、移行期間特例業務の信用を失墜させるおそれがあると認められる者 suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1 a person that is found likely to damage the credibility of specially permitted services for the transitional period in light of the person's relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or a member of an organized crime group prescribed in item (vi) of that Article, or other circumstances; machine translation, not official **（２）** その他移行期間特例業務を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者 suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-2 any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a sufficient personnel structure to perform specially permitted services for the transitional period in an appropriate manner; machine translation, not official **ホ** 移行期間特例業務を適確に遂行するための必要な体制が整備されていると認められない者として内閣府令で定める者 suppl-3231-25/art-3-3/par-3/item-1/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-5 a person specified by Cabinet Office Order as a person that is found not to have in place the necessary system for performing specially permitted services for the transitional period in an appropriate manner; or Ministry of Justice translation — Japanese Law Translation Database System **ヘ** 主として第二条第一項第九号に掲げる有価証券その他の政令で定める有価証券に対する投資として、運用対象財産（当該者が第四十二条第一項に規定する権利者のため運用を行う金銭その他の財産をいう。）の運用を行う者 suppl-3231-25/art-3-3/par-3/item-1/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-6 a person mainly engaged in investing property subject to investment (meaning money and other property invested by that person on behalf of a right holder prescribed in Article 42, paragraph (1)) as an investment in securities set forth in Article 2, paragraph (1), item (ix) and other securities specified by Cabinet Order; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人である場合においては、次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2 if the person is a corporation, a person that falls under any of the following sub-items: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第二号に該当する者 suppl-3231-25/art-3-3/par-3/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-1 a person that falls under Article 29-4, paragraph (1), item (ii); Ministry of Justice translation — Japanese Law Translation Database System **ロ** 国内に営業所又は事務所を有しない者 suppl-3231-25/art-3-3/par-3/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-2 a person that does not have a business office or office in Japan; Ministry of Justice translation — Japanese Law Translation Database System **ハ** 外国法人であつて国内における代表者を定めていない者 suppl-3231-25/art-3-3/par-3/item-2/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-3 a foreign corporation that has not designated a domestic representative; Ministry of Justice translation — Japanese Law Translation Database System **ニ** 外国法人であつてその主たる営業所若しくは事務所又は投資運用業を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者 suppl-3231-25/art-3-3/par-3/item-2/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-4 a foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments prescribed in paragraph (1) of that Article in a foreign country where its principal business office or office, or its business office or office for performing investment management business is located; Ministry of Justice translation — Japanese Law Translation Database System **ホ** 個人である主要株主（第二十九条の四第二項に規定する主要株主をいい、当該法人が持株会社の子会社（同条第四項に規定する子会社をいう。第七項において同じ。）であるときは、当該持株会社の主要株主を含む。ヘにおいて同じ。）のうちに同条第一項第五号ニ（１）又は（２）に該当する者のある者 suppl-3231-25/art-3-3/par-3/item-2/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-5 a person that has a person falling under Article 29-4, paragraph (1), item (v), (d) 1. or 2. among their major shareholders that is an individual (meaning the major shareholders prescribed in paragraph (2) of that Article; if the corporation is a subsidiary company of a holding company (meaning the subsidiary company prescribed in paragraph (4) of that Article; the same applies in paragraph (7)), including the major shareholders of the holding company; the same applies in (f)); or Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "a person that has a person falling under Article 29-4, paragraph (1), item (v), (d) 1. or 2. among their major shareholders that is an individual (meaning the major shareholders prescribed in paragraph (2) of that Article; if the corporation is a subsidiary company of a holding company (meaning the subsidiary company prescribed in paragraph (4) of that Article; the same applies in paragraph (7), including the major shareholders of the holding company; the same applies in (f)); or" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **ヘ** 法人である主要株主のうちに第二十九条の四第一項第五号ホ（１）から（３）までのいずれかに該当する者のある者 suppl-3231-25/art-3-3/par-3/item-2/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-6 a person that has a person falling under one of Article 29-4, paragraph (1), item (v), (e) 1. through 3. among their major shareholders that are corporations; or Ministry of Justice translation — Japanese Law Translation Database System **ト** 届出の対象となる移行期間特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員（相談役、顧問その他いかなる名称を有する者であるかを問わず、当該法人に対し取締役、執行役又はこれらに準ずる者と同等以上の支配力を有するものと認められる者を含む。トにおいて同じ。）又は使用人を確保していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する役員又は使用人を確保していれば足りるものとする。 suppl-3231-25/art-3-3/par-3/item-2/sub-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-7 a person that is found not to have secured, for each of the specially permitted services for the transitional period subject to the notification, officers (including a person that is found to have at least the same amount of authority as a director, executive officer, or person equivalent thereto over the corporation, irrespective of whether the person is an advisor, consultant, or holds any other title; the same applies in (g)) or employees who have the sufficient knowledge and experience necessary for its execution; provided, however, that with regard to investment management-related services in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to one that has been registered as referred to in Article 66-71 or has had a change registered as referred to in Article 66-75, paragraph (4) for conducting those investment management-related services), it is sufficient to have secured officers or employees who have the ability to appropriately supervise those services. machine translation, not official **三** 個人である場合においては、次のいずれかに該当する者 suppl-3231-25/art-3-3/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3 if the person is an individual, a person that falls under any of the following sub-items: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第三号ロに該当する者 suppl-3231-25/art-3-3/par-3/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3/sub-1 a person that falls under Article 29-4, paragraph (1), item (iii), (b); or machine translation, not official **ロ** 外国に住所を有する者 suppl-3231-25/art-3-3/par-3/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3/sub-2 a person that has an address in a foreign country. Ministry of Justice translation — Japanese Law Translation Database System **ハ** 届出の対象となる移行期間特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する者であることをもつて足りるものとする。 suppl-3231-25/art-3-3/par-3/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3/sub-3 a person that is found not to have the sufficient knowledge and experience necessary for the execution of each of the specially permitted services for the transitional period subject to the notification; provided, however, that with regard to investment management-related services in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to one that has been registered as referred to in Article 66-71 or has had a change registered as referred to in Article 66-75, paragraph (4) for conducting those investment management-related services), it is sufficient to be a person who has the ability to appropriately supervise those services. machine translation, not official **第四項** 第一項の規定により外国投資運用業者が移行期間特例業務を行う場合においては、同項の規定による届出を第六十三条の九第一項の規定による届出と、当該移行期間特例業務を第六十三条の八第一項に規定する海外投資家等特例業務とみなして、この法律（第二十九条の四第一項第一号ロ（７）及び第二号ヘ（７）、第六十三条の九第一項及び第六項並びに第六十三条の十一を除く。）並びに住民基本台帳法（昭和四十二年法律第八十一号）、金融サービスの提供及び利用環境の整備等に関する法律及び犯罪による収益の移転防止に関する法律（平成十九年法律第二十二号）の規定（これらの規定に基づく命令の規定を含む。）を適用する。この場合において、第二条第四十三項中「同項第一号」とあるのは「附則第三条の三第五項第一号」と、第六十三条の九第二項第一号及び第二号中「第六項第一号」とあるのは「附則第三条の三第三項第一号」と、同条第八項中「第三十九条」とあるのは「第三十八条の二、第三十九条」と、「第四十二条の七」とあるのは「第四十二条の七、第四十二条の八」と、同条第九項中「海外投資家等特例業務として開始した前条第一項第一号に掲げる行為に係る第二条第二項第五号若しくは第六号に掲げる権利が前条第一項第一号」とあるのは「移行期間特例業務として開始した附則第三条の三第五項第一号イに掲げる行為に係る投資一任契約が同号イに規定する投資一任契約に該当しなくなつたとき、同号ロに掲げる行為に係る外国投資信託の受益証券に表示される権利が同号ロに規定する外国投資信託の受益証券に表示される権利に該当しなくなつたとき、又は同号ハに掲げる行為に係る第二条第二項第六号に掲げる権利が附則第三条の三第五項第一号ハ」と、「とき、又は当該権利を有する海外投資家等（同条第二項に規定する海外投資家等をいう。）から出資され、若しくは拠出された金銭が主として非居住者から出資若しくは拠出を受けた金銭に該当しなくなつたときは」とあるのは「ときは」と、第六十三条の十三第二項第一号中「又は」とあるのは「（外国の法令を含む。）又は当該」と、第百九十四条の七第二項第二号の三中「第六十三条の八第一項各号」とあるのは「附則第三条の三第五項各号」とするほか、必要な技術的読替えは、政令で定める。 suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 If a foreign investment management business operator performs specially permitted services for the transitional period pursuant to the provisions of paragraph (1), the provisions of this Act (excluding Article 29-4, paragraph (1), item (i), (b), (7) and item (ii), (f), (7), Article 63-9, paragraphs (1) and (6), and Article 63-11), the Residential Basic Book Act (Act No. 81 of 1967), the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, and the Act on Prevention of Transfer of Criminal Proceeds (Act No. 22 of 2007) (including provisions of orders based on those provisions) apply by deeming the notification under the provisions of that paragraph to be a notification under the provisions of Article 63-9, paragraph (1) and deeming those specially permitted services for the transitional period to be specially permitted services for foreign investors, etc. prescribed in Article 63-8, paragraph (1). In this case, in Article 2, paragraph (43), the phrase "item (i) of that paragraph" is deemed to be replaced with "Article 3-3, paragraph (5), item (i) of the Supplementary Provisions"; in Article 63-9, paragraph (2), items (i) and (ii), the phrase "paragraph (6), item (i)" is deemed to be replaced with "Article 3-3, paragraph (3), item (i) of the Supplementary Provisions"; in paragraph (8) of that Article, the phrase "Article 39" is deemed to be replaced with "Article 38-2, Article 39" and the phrase "Article 42-7" is deemed to be replaced with "Article 42-7, Article 42-8"; in paragraph (9) of that Article, the phrase "the right set forth in Article 2, paragraph (2), item (v) or (vi) connected with an act set forth in paragraph (1), item (i) of the preceding Article which a notifier of specially permitted services for foreign investors, etc. has commenced as specially permitted services for foreign investors, etc. no longer falls under the right prescribed in paragraph (1), item (i) of the preceding Article, or the money invested or contributed by foreign investors, etc. (meaning the foreign investors, etc. prescribed in paragraph (2) of the preceding Article) that hold that right no longer falls under the money that has been mainly invested or contributed by non-residents" is deemed to be replaced with "the discretionary investment contract connected with an act set forth in Article 3-3, paragraph (5), item (i), (a) of the Supplementary Provisions which a notifier of specially permitted services for foreign investors, etc. has commenced as specially permitted services for the transitional period no longer falls under the discretionary investment contract prescribed in (a) of that item, the right represented in beneficiary certificates of foreign investment trusts connected with an act set forth in (b) of that item no longer falls under the right represented in beneficiary certificates of foreign investment trusts prescribed in (b) of that item, or the right set forth in Article 2, paragraph (2), item (vi) connected with an act set forth in (c) of that item no longer falls under the right prescribed in Article 3-3, paragraph (5), item (i), (c) of the Supplementary Provisions"; in Article 63-13, paragraph (2), item (i), the phrase "or a disposition made by a government agency which is based on a law or regulation" is deemed to be replaced with "(including foreign laws and regulations) or a disposition made by a government agency which is based on that law or regulation"; in Article 194-7, paragraph (2), item (ii)-3, the phrase "the items of Article 63-8, paragraph (1)" is deemed to be replaced with "the items of Article 3-3, paragraph (5) of the Supplementary Provisions"; and any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official **第五項** 第一項及び前二項の「移行期間特例業務」とは、外国投資運用業者が国内に設ける営業所又は事務所において次に掲げる行為のいずれかを業として行うことをいう。 suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 The term "specially permitted services for the transitional period" as used in paragraph (1) and the preceding two paragraphs means the performance of any of the following acts on a regular basis by a foreign investment management business operator at its business office or office established in Japan: Ministry of Justice translation — Japanese Law Translation Database System **一** 外国の法令に準拠し、当該外国において行う投資運用業に係る次に掲げる行為 suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 the following acts connected with the investment management business conducted in a foreign country based on foreign laws and regulations: Ministry of Justice translation — Japanese Law Translation Database System **イ** 投資一任契約（その相手方が海外投資家等（次のいずれにも該当しないものに限る。）のみであるものに限る。）に基づき行う第二条第八項第十二号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1 the act set forth in Article 2, paragraph (8), item (xii) performed based on a discretionary investment contract (limited to those concluded only with foreign investors, etc. (limited to those that do not fall under any of the following persons)) (excluding acts specified by Cabinet Office Order as those likely to compromise the protection of investors): Ministry of Justice translation — Japanese Law Translation Database System **（１）** その発行する資産対応証券（資産の流動化に関する法律第二条第十一項に規定する資産対応証券をいう。）を海外投資家等以外の者が取得している特定目的会社（同条第三項に規定する特定目的会社をいう。） suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1 a special purpose company (meaning a special purpose company prescribed in Article 2, paragraph (3) of the Act on the Securitization of Assets) that issues asset backed securities (meaning asset backed securities prescribed in paragraph (11) of that Article) which have been acquired by persons other than foreign investors, etc.; machine translation, not official **（２）** 第二条第二項第五号又は第六号に掲げる権利に対する投資事業に係る匿名組合契約（商法第五百三十五条に規定する匿名組合契約をいう。）で、海外投資家等以外の者を匿名組合員とするものの営業者又は営業者になろうとする者 suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2 the business operator or a person seeking to become a business operator in a silent partnership agreement (meaning a silent partnership agreement prescribed in Article 535 of the Commercial Code) that concerns the rights set forth in Article 2, paragraph (2), item (v) or (vi) and that has a person other than a foreign investor, etc. as a silent partner; and machine translation, not official **（３）** （１）又は（２）に掲げる者に準ずる者として内閣府令で定める者 suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-3 a person specified by Cabinet Office Order as a person equivalent to the persons set forth in (1) or (2); machine translation, not official **ロ** 第二条第一項第十号に規定する外国投資信託の受益証券に表示される権利（当該権利を有する者が海外投資家等（イ（１）から（３）までのいずれにも該当しないものに限る。以下この項において同じ。）のみであるものに限る。）を有する海外投資家等から拠出を受けた金銭の運用を行う同条第八項第十四号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-2 the act set forth in Article 2, paragraph (8), item (xiv), which is to invest money contributed by a foreign investor, etc. that holds rights indicated on the beneficiary certificates of a foreign investment trust prescribed in paragraph (1), item (x) of that Article (limited to rights held only by foreign investors, etc. (limited to those that do not fall under any of sub-item (a) 1. through 3.; hereinafter the same applies in this paragraph)) (excluding acts specified by Cabinet Office Order as those likely to compromise the protection of investors); Ministry of Justice translation — Japanese Law Translation Database System **ハ** 第二条第二項第六号に掲げる権利（同一の出資対象事業（同項第五号に規定する出資対象事業をいう。）に係る当該権利を有する者が海外投資家等のみであるものに限る。）を有する海外投資家等から出資され、又は拠出された金銭（これに類するものとして政令で定めるものを含む。）の運用を行う同条第八項第十五号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-1/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-3 the act set forth in Article 2, paragraph (8), item (xv), which is to invest money (including things specified by Cabinet Order as being similar to money) that has been invested or contributed by a foreign investor, etc. that holds rights set forth in Article 2, paragraph (2), item (vi) (limited to rights related to the same business subject to investment (meaning a business subject to investment provided for in item (v) of that paragraph) in which foreign investors, etc. are the only holders of those rights) (excluding the acts specified by Cabinet Office Order as those likely to compromise the protection of investors); or Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "the act set forth in Article 2, paragraph (8), item (xv), which is to invest money (including things specified by Cabinet Order as being similar to money) that has been invested or contributed by a foreign investor, etc. that holds rights set forth in Article 2, paragraph (2), item (vi) (limited to rights related to the same business subject to investment (meaning an business subject to investment provided for in item (v) of that paragraph) in which foreign investors, etc. are the only holders of those rights (excluding the acts specified by Cabinet Office Order as those likely to compromise the protection of investors); or" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **二** 前号に掲げる行為に関する次に掲げる行為 suppl-3231-25/art-3-3/par-5/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2 the following acts connected with the acts set forth in the preceding item: Ministry of Justice translation — Japanese Law Translation Database System **イ** その行う前号イに掲げる行為に関して海外投資家等を相手方として行う第二条第一項第十号に規定する外国投資信託の受益証券、同項第十一号に規定する外国投資証券又は同条第二項第六号に掲げる権利に係る募集の取扱い又は私募の取扱い（海外投資家等以外の者がこれらの有価証券を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-1 the handling of public offering or handling of private placement related to beneficiary certificates of a foreign investment trust prescribed in Article 2, paragraph (1), item (x), foreign investment securities prescribed in item (xi) of that paragraph, or rights set forth in paragraph (2), item (vi) of that Article, which is carried out with foreign investors, etc. in connection with an act set forth in (a) of the preceding item performed by a person (limited to handling of public offering or handling of private placement specified by Cabinet Order as having little likelihood of persons that are not foreign investors, etc. to acquire those securities and excluding handling specified by Cabinet Office Order as that likely to compromise the protection of investors); Ministry of Justice translation — Japanese Law Translation Database System **ロ** その行う前号ロに掲げる行為に関して海外投資家等を相手方として行う第二条第一項第十号に規定する外国投資信託の受益証券に係る募集又は私募（海外投資家等以外の者が当該受益証券を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-2 the public offering or private placement of beneficiary certificates of a foreign investment trust prescribed in Article 2, paragraph (1), item (x), which is carried out with foreign investors, etc. in connection with an act set forth in (b) of the preceding item performed by a person (limited to public offering or private placement specified by Cabinet Order as having little likelihood of allowing persons that are not foreign investors, etc. to acquire the beneficiary certificates and excluding offering or placement specified by Cabinet Office Order as that likely to compromise the protection of investors); and Ministry of Justice translation — Japanese Law Translation Database System **ハ** その行う前号ハに掲げる行為に関して海外投資家等を相手方として行う第二条第二項第六号に掲げる権利に係る募集又は私募（海外投資家等以外の者が当該権利を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） suppl-3231-25/art-3-3/par-5/item-2/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-3 the public offering or private placement of rights set forth in Article 2, paragraph (2), item (vi), which is carried out with foreign investors, etc. in connection with an act set forth in (c) of the preceding item performed by a person (limited to public offering or private placement specified by Cabinet Order as having little likelihood of allowing persons that are not foreign investors, etc. to acquire the rights and excluding those specified by Cabinet Office Order as being likely to compromise the protection of investors). Ministry of Justice translation — Japanese Law Translation Database System **第六項** 前項の「海外投資家等」とは、次に掲げる者をいう。 suppl-3231-25/art-3-3/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6 The term "foreign investor, etc." as used in the preceding paragraph means one of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **一** 外国法人又は外国に住所を有する個人 suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-1 a foreign corporation or an individual that has an address in a foreign country; Ministry of Justice translation — Japanese Law Translation Database System **二** 前号に掲げる者のほか、外国投資運用業者と密接な関係を有する者として政令で定める者 suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-2 in addition to the persons set forth in the preceding item, a person specified by Cabinet Order as being closely related to a foreign investment management business operator; and Ministry of Justice translation — Japanese Law Translation Database System **三** 前二号に掲げる者に準ずる者として内閣府令で定める者 suppl-3231-25/art-3-3/par-6/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-3 a person that is specified by Cabinet Office Order as a person equivalent to the persons set forth in the preceding two items. Ministry of Justice translation — Japanese Law Translation Database System **第七項** 第一項、第二項、第三項（第一号イ及びロ並びに第三号を除く。）及び第四項の規定は、外国投資運用業者（第三項第一号又は第二号（ロ及びハを除く。）に該当する者を除く。）の子会社が国内に設ける営業所又は事務所において投資一任契約（その相手方が当該外国投資運用業者のみであるものに限る。）に基づき第二条第八項第十二号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。）を業として行う場合について準用する。この場合において、これらの規定中「移行期間特例業務」とあるのは「第七項に規定する行為に係る業務」と、第一項第五号中「第五項各号に掲げる行為に係る業務の種別」とあるのは「第七項に規定する行為に係る業務」と、第四項中「同項の」とあるのは「第一項の」と、「同項第一号」とあるのは「海外投資家等特例業務（第六十三条の八第一項に規定する海外投資家等特例業務をいい、同項第一号に掲げる行為を行うものに限る。）」と、「附則第三条の三第五項第一号」」とあるのは「附則第三条の三第七項に規定する行為に係る業務」」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 The provisions of paragraphs (1), (2), (3) (excluding (a) and (b) of item (i), and item (iii)), and (4) apply mutatis mutandis to the case where a subsidiary company of a foreign investment management business operator (excluding a person that falls under paragraph (3), item (i) or item (ii) (excluding (b) and (c))) engages, as a business, in the act set forth in Article 2, paragraph (8), item (xii) (excluding those specified by Cabinet Office Order as being likely to impede the protection of investors) at a business office or office it establishes in Japan, based on a discretionary investment contract (limited to those whose counterparty is only that foreign investment management business operator). In this case, in these provisions, the phrase "specially permitted services for the transitional period" is deemed to be replaced with "services related to the act prescribed in paragraph (7)"; in paragraph (1), item (v), the phrase "the type of business related to the acts set forth in the items of paragraph (5)" is deemed to be replaced with "the business related to the act prescribed in paragraph (7)"; in paragraph (4), the phrase "that paragraph" is deemed to be replaced with "paragraph (1)", the phrase "item (i) of that paragraph" is deemed to be replaced with "specially permitted services for foreign investors, etc. (meaning the specially permitted services for foreign investors, etc. prescribed in Article 63-8, paragraph (1), limited to those that perform the act set forth in item (i) of that paragraph)", and the phrase "Article 3-3, paragraph (5), item (i) of the Supplementary Provisions" is deemed to be replaced with "services related to the act prescribed in Article 3-3, paragraph (7) of the Supplementary Provisions"; and any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official --- ## Cites - suppl-3231-25/art-3-3/par-1: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1 - suppl-3231-25/art-3-3/par-1: 第二十八条第四項 → 金融商品取引法 第二十八条第四項 (Article 28, paragraph (4)), art-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-28/par-4 · https://japanlaw.org/l/323AC0000000025/art-28/par-4 - suppl-3231-25/art-3-3/par-1: この条 → 金融商品取引法 附則第三条の三 (Supplementary Provisions, Article 3-3), suppl-3231-25/art-3-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3 - suppl-3231-25/art-3-3/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-3231-25/art-3-3/par-1: 第五十八条の二 → 金融商品取引法 第五十八条の二 (Article 58-2), art-58-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-58-2 · https://japanlaw.org/l/323AC0000000025/art-58-2 - suppl-3231-25/art-3-3/par-1: 第四項 → 金融商品取引法 附則第三条の三第四項 (Supplementary Provisions, Article 3-3, paragraph (4)), suppl-3231-25/art-3-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - suppl-3231-25/art-3-3/par-1: 第六十三条の十第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-10/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-10/par-3/item-2 - suppl-3231-25/art-3-3/par-1/item-5: 第五項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-2: 前項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-3: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-3/item-1/sub-1: 次号 → 金融商品取引法 附則第三条の三第三項第二号 (Supplementary Provisions, Article 3-3, paragraph (3), item (ii)), suppl-3231-25/art-3-3/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2 - suppl-3231-25/art-3-3/par-3/item-1/sub-1: 第五項第一号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-3/item-1/sub-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-3231-25/art-3-3/par-3/item-1/sub-3: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1: 暴力団員による不当な行為の防止等に関する法律第二条第二号 → e-Gov law 403AC0000000077, 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — not held in this collection - suppl-3231-25/art-3-3/par-3/item-1/sub-4/sub2-1: 同条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection - suppl-3231-25/art-3-3/par-3/item-1/sub-6: 第二条第一項第九号 → 金融商品取引法 第二条第一項第九号 (Article 2, paragraph (1), item (ix)), art-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-9 - suppl-3231-25/art-3-3/par-3/item-1/sub-6: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/art-42/par-1 - suppl-3231-25/art-3-3/par-3/item-2/sub-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - suppl-3231-25/art-3-3/par-3/item-2/sub-4: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - suppl-3231-25/art-3-3/par-3/item-2/sub-4: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-2 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 同条第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-4 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 第七項 → 金融商品取引法 附則第三条の三第七項 (Supplementary Provisions, Article 3-3, paragraph (7)), suppl-3231-25/art-3-3/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 - suppl-3231-25/art-3-3/par-3/item-2/sub-5: 同条第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5 - suppl-3231-25/art-3-3/par-3/item-2/sub-6: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5 - suppl-3231-25/art-3-3/par-3/item-2/sub-7: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - suppl-3231-25/art-3-3/par-3/item-2/sub-7: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - suppl-3231-25/art-3-3/par-3/item-3/sub-1: 第二十九条の四第一項第三号 → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-3 - suppl-3231-25/art-3-3/par-3/item-3/sub-3: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - suppl-3231-25/art-3-3/par-3/item-3/sub-3: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - suppl-3231-25/art-3-3/par-4: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-4: 第六十三条の九第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-1 - suppl-3231-25/art-3-3/par-4: 第六十三条の八第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1 - suppl-3231-25/art-3-3/par-4: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - suppl-3231-25/art-3-3/par-4: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - suppl-3231-25/art-3-3/par-4: 第六項 → 金融商品取引法 第六十三条の九第六項 (Article 63-9, paragraph (6)), art-63-9/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6 - suppl-3231-25/art-3-3/par-4: 第六十三条の十一 → 金融商品取引法 第六十三条の十一 (Article 63-11), art-63-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-11 · https://japanlaw.org/l/323AC0000000025/art-63-11 - suppl-3231-25/art-3-3/par-4: 第二条第四十三項 → 金融商品取引法 第二条第四十三項 (Article 2, paragraph (43)), art-2/par-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-43 · https://japanlaw.org/l/323AC0000000025/art-2/par-43 - suppl-3231-25/art-3-3/par-4: 附則第三条の三第五項第一号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-4: 第六十三条の九第二項第一号 → 金融商品取引法 第六十三条の九第二項第一号 (Article 63-9, paragraph (2), item (i)), art-63-9/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-1 - suppl-3231-25/art-3-3/par-4: 第二号 → 金融商品取引法 第六十三条の九第二項第二号 (Article 63-9, paragraph (2), item (ii)), art-63-9/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-2/item-2 - suppl-3231-25/art-3-3/par-4: 第六項第一号 → 金融商品取引法 第六十三条の九第六項第一号 (Article 63-9, paragraph (6), item (i)), art-63-9/par-6/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-1 - suppl-3231-25/art-3-3/par-4: 附則第三条の三第三項第一号 → 金融商品取引法 附則第三条の三第三項第一号 (Supplementary Provisions, Article 3-3, paragraph (3), item (i)), suppl-3231-25/art-3-3/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1 - suppl-3231-25/art-3-3/par-4: 同条第八項 → 金融商品取引法 第六十三条の九第八項 (Article 63-9, paragraph (8)), art-63-9/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-8 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-8 - suppl-3231-25/art-3-3/par-4: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-39 · https://japanlaw.org/l/323AC0000000025/art-39 - suppl-3231-25/art-3-3/par-4: 第三十八条の二 → 金融商品取引法 第三十八条の二 (Article 38-2), art-38-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-38-2 · https://japanlaw.org/l/323AC0000000025/art-38-2 - suppl-3231-25/art-3-3/par-4: 第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7 · https://japanlaw.org/l/323AC0000000025/art-42-7 - suppl-3231-25/art-3-3/par-4: 第四十二条の八 → 金融商品取引法 第四十二条の八 (Article 42-8), art-42-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-8 · https://japanlaw.org/l/323AC0000000025/art-42-8 - suppl-3231-25/art-3-3/par-4: 同条第九項 → 金融商品取引法 第六十三条の九第九項 (Article 63-9, paragraph (9)), art-63-9/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-9 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-9 - suppl-3231-25/art-3-3/par-4: 前条第一項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1/item-1 - suppl-3231-25/art-3-3/par-4: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - suppl-3231-25/art-3-3/par-4: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-4: 同条第二項 → 金融商品取引法 第六十三条の八第二項 (Article 63-8, paragraph (2)), art-63-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-2 - suppl-3231-25/art-3-3/par-4: 第六十三条の十三第二項第一号 → 金融商品取引法 第六十三条の十三第二項第一号 (Article 63-13, paragraph (2), item (i)), art-63-13/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2/item-1 - suppl-3231-25/art-3-3/par-4: 第百九十四条の七第二項第二号の三 → 金融商品取引法 第百九十四条の七第二項第二号の三 (Article 194-7, paragraph (2), item (ii-3)), art-194-7/par-2/item-2-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-7/par-2/item-2-3 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-2/item-2-3 - suppl-3231-25/art-3-3/par-4: 附則第三条の三第五項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-5: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-5: 前二項 → 金融商品取引法 附則第三条の三第三項 (Supplementary Provisions, Article 3-3, paragraph (3)), suppl-3231-25/art-3-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 - suppl-3231-25/art-3-3/par-5: 前二項 → 金融商品取引法 附則第三条の三第四項 (Supplementary Provisions, Article 3-3, paragraph (4)), suppl-3231-25/art-3-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - suppl-3231-25/art-3-3/par-5/item-1/sub-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8/item-12 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-12 - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1: 資産の流動化に関する法律第二条第十一項 → e-Gov law 410AC0000000105, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-1: 同条第三項 → e-Gov law 410AC0000000105, 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — not held in this collection - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-5/item-1/sub-1/sub2-2: 商法第五百三十五条 → e-Gov law 132AC0000000048, 第五百三十五条 (Article 535), art-535 — not held in this collection - suppl-3231-25/art-3-3/par-5/item-1/sub-2: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-10 - suppl-3231-25/art-3-3/par-5/item-1/sub-2: この項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-5/item-1/sub-2: 同条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8/item-14 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-14 - suppl-3231-25/art-3-3/par-5/item-1/sub-3: 第二条第二項第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-5/item-1/sub-3: 同項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - suppl-3231-25/art-3-3/par-5/item-1/sub-3: 同条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8/item-15 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-15 - suppl-3231-25/art-3-3/par-5/item-2: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-10 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 同項第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-11 - suppl-3231-25/art-3-3/par-5/item-2/sub-1: 同条第二項第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-5/item-2/sub-2: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-2: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-10 - suppl-3231-25/art-3-3/par-5/item-2/sub-3: 前号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 - suppl-3231-25/art-3-3/par-5/item-2/sub-3: 第二条第二項第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - suppl-3231-25/art-3-3/par-6: 前項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-6/item-2: 前号 → 金融商品取引法 附則第三条の三第六項第一号 (Supplementary Provisions, Article 3-3, paragraph (6), item (i)), suppl-3231-25/art-3-3/par-6/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-1 - suppl-3231-25/art-3-3/par-6/item-3: 前二号 → 金融商品取引法 附則第三条の三第六項第一号 (Supplementary Provisions, Article 3-3, paragraph (6), item (i)), suppl-3231-25/art-3-3/par-6/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-1 - suppl-3231-25/art-3-3/par-6/item-3: 前二号 → 金融商品取引法 附則第三条の三第六項第二号 (Supplementary Provisions, Article 3-3, paragraph (6), item (ii)), suppl-3231-25/art-3-3/par-6/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-2 - suppl-3231-25/art-3-3/par-7: 第一項 → 金融商品取引法 附則第三条の三第一項 (Supplementary Provisions, Article 3-3, paragraph (1)), suppl-3231-25/art-3-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - suppl-3231-25/art-3-3/par-7: 第二項 → 金融商品取引法 附則第三条の三第二項 (Supplementary Provisions, Article 3-3, paragraph (2)), suppl-3231-25/art-3-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-2 - suppl-3231-25/art-3-3/par-7: 第三項 → 金融商品取引法 附則第三条の三第三項 (Supplementary Provisions, Article 3-3, paragraph (3)), suppl-3231-25/art-3-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 - suppl-3231-25/art-3-3/par-7: 第一号 → 金融商品取引法 附則第三条の三第三項第一号 (Supplementary Provisions, Article 3-3, paragraph (3), item (i)), suppl-3231-25/art-3-3/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1 - suppl-3231-25/art-3-3/par-7: 第三号 → 金融商品取引法 附則第三条の三第三項第三号 (Supplementary Provisions, Article 3-3, paragraph (3), item (iii)), suppl-3231-25/art-3-3/par-3/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-3 - suppl-3231-25/art-3-3/par-7: 第四項 → 金融商品取引法 附則第三条の三第四項 (Supplementary Provisions, Article 3-3, paragraph (4)), suppl-3231-25/art-3-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - suppl-3231-25/art-3-3/par-7: 第二号 → 金融商品取引法 附則第三条の三第三項第二号 (Supplementary Provisions, Article 3-3, paragraph (3), item (ii)), suppl-3231-25/art-3-3/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2 - suppl-3231-25/art-3-3/par-7: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8/item-12 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-12 - suppl-3231-25/art-3-3/par-7: 第七項 → 金融商品取引法 附則第三条の三第七項 (Supplementary Provisions, Article 3-3, paragraph (7)), suppl-3231-25/art-3-3/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 - suppl-3231-25/art-3-3/par-7: 第一項第五号 → 金融商品取引法 附則第三条の三第一項第五号 (Supplementary Provisions, Article 3-3, paragraph (1), item (v)), suppl-3231-25/art-3-3/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-5 - suppl-3231-25/art-3-3/par-7: 第五項 → 金融商品取引法 附則第三条の三第五項 (Supplementary Provisions, Article 3-3, paragraph (5)), suppl-3231-25/art-3-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - suppl-3231-25/art-3-3/par-7: 第六十三条の八第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1 - suppl-3231-25/art-3-3/par-7: 同項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-8/par-1/item-1 - suppl-3231-25/art-3-3/par-7: 附則第三条の三第五項第一号 → 金融商品取引法 附則第三条の三第五項第一号 (Supplementary Provisions, Article 3-3, paragraph (5), item (i)), suppl-3231-25/art-3-3/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1 ## Cited by 18 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第三条の三第一項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1 - 金融商品取引法 附則第三条の三第一項第五号（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-1/item-5 - 金融商品取引法 附則第三条の三第二項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-2 - 金融商品取引法 附則第三条の三第三項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3 - 金融商品取引法 附則第三条の三第三項第一号イ（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-1/sub-1 - 金融商品取引法 附則第三条の三第三項第二号ホ（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-5 - 金融商品取引法 附則第三条の三第四項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - 金融商品取引法 附則第三条の三第五項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5 - 金融商品取引法 附則第三条の三第五項第一号ロ（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-1/sub-2 - 金融商品取引法 附則第三条の三第五項第二号（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2 - 金融商品取引法 附則第三条の三第五項第二号イ（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-1 - 金融商品取引法 附則第三条の三第五項第二号ロ（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-2 - 金融商品取引法 附則第三条の三第五項第二号ハ（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-5/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-5/item-2/sub-3 - 金融商品取引法 附則第三条の三第六項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6 - 金融商品取引法 附則第三条の三第六項第二号（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-2 - 金融商品取引法 附則第三条の三第六項第三号（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-6/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-6/item-3 - 金融商品取引法 附則第三条の三第七項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-7 - 金融商品取引法 附則第八条第四項（投資運用関係業務に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5061-32/art-8/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5061-32/art-8/par-4 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Supplementary Provisions, Article 3-3, paragraph (3), item (ii), (e) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Supplementary Provisions, Article 3-3, paragraph (5), item (i), (c) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-027, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-027, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22