# 金融商品取引法 / Financial Instruments and Exchange Act — 第十二条 (Supplementary Provisions, Article 12)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第十二条 (Supplementary Provisions, Article 12) — address `suppl-3231-25/art-12`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-12
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-12
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第十二条
<sup>suppl-3231-25/art-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-12</sup>

**第一項**  附則第九条第一項の規定に違反して、内閣総理大臣及び財務大臣の認可を受けなかつた場合においては、その行為をした基金の役員（仮理事及び仮監事を含む。）は、三十万円以下の過料に処する。
<sup>suppl-3231-25/art-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-12/par-1</sup>
If the fund fails to obtain the authorization of the Prime Minister and the Minister of Finance in violation of the provisions of Article 9, paragraph (1) of the Supplementary Provisions, the officer of the fund (including a provisional board member and provisional inspector) who committed the act is sentenced to a civil fine of 300,000 yen or less.
<sup>machine translation, not official</sup>

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## Cites
- suppl-3231-25/art-12/par-1: 附則第九条第一項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-3231-25/art-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-9/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-021, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22