# 金融商品取引法 / Financial Instruments and Exchange Act — 第八十二条 (Article 82) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第八十二条 (Article 82)（免許審査基準） — address `art-82` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-82 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第八十二条（免許審査基準） — (Licensing Examination Criteria) caption: Ministry of Justice translation — Japanese Law Translation Database System art-82 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82 · https://japanlaw.org/l/323AC0000000025/art-82 **第一項** 内閣総理大臣は、前条第一項の規定による免許の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。 art-82/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-1 · https://japanlaw.org/l/323AC0000000025/art-82/par-1 When a license application under paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria: Ministry of Justice translation — Japanese Law Translation Database System **一** 定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。 art-82/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-82/par-1/item-1 the provisions of the articles of incorporation, the operational rules, and the brokerage contract rules conform to laws and regulations, and are sufficient for ensuring fair and smooth purchase and sales of securities and market derivatives transactions on a financial instruments exchange market, as well as for protecting investors; Ministry of Justice translation — Japanese Law Translation Database System **二** 免許申請者が取引所金融商品市場を適切に運営するに足りる人的構成を有するものであること。 art-82/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-1/item-2 the license applicant has a personnel structure sufficient to operate a financial instruments exchange market in an appropriate manner; or Ministry of Justice translation — Japanese Law Translation Database System **三** 免許申請者が金融商品取引所としてこの法律の規定に適合するように組織されるものであること。 art-82/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-1/item-3 the license applicant will be organized as a financial instruments exchange in a manner that conforms to the provisions of this Act. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その免許を与えなければならない。 art-82/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2 If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister must grant the license, except in a case that falls under any of the following items: Ministry of Justice translation — Japanese Law Translation Database System **一** 免許申請者がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。 art-82/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-1 the license applicant is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or for violating the provisions of a foreign law or regulation that is equivalent to one of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement; machine translation, not official **二** 免許申請者が第百四十八条、第百五十二条第一項、第百五十六条の十七第一項若しくは第二項、第百五十六条の二十六において準用する第百四十八条若しくは第百五十六条の三十二第一項の規定により免許を取り消され、第五十二条第一項、第五十三条第三項、第五十七条の六第三項、第六十六条の二十第一項、第六十六条の四十二第一項、第六十六条の六十三第一項若しくは第六十六条の八十五第一項の規定により登録を取り消され、若しくは第百六条の七第一項、第百六条の二十一第一項、第百六条の二十八第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消され、又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録（当該免許又は登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの者であるとき。 art-82/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-2 the license applicant is a person that has had their license rescinded pursuant to the provisions of Article 148, Article 152, paragraph (1), Article 156-17, paragraph (1) or (2), Article 148 as applied mutatis mutandis pursuant to Article 156-26, or Article 156-32, paragraph (1); a person that has had their registration rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), Article 57-6, paragraph (3), Article 66-20, paragraph (1), Article 66-42, paragraph (1), Article 66-63, paragraph (1) or Article 66-85, paragraph (1); a person that has had their authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1), Article 106-21, paragraph (1), Article 106-28, paragraph (1) or Article 156-5-9, paragraph (1); a person that has had their registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or a person that had a license or registration of the same kind obtained in a foreign country rescinded pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (including permission or any other administrative dispositions similar to the license or registration); for whom five years have not passed since the date of the rescission; machine translation, not official **三** 免許申請者の役員のうちに次のイからヘまでのいずれかに該当する者があるとき。 art-82/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3 the license applicant has a person falling under any of the provisions of the following sub-items (a) through (f) as an officer: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第二号ロからリまでに掲げる者 art-82/par-2/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-1 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-1 a person set forth in any of Article 29-4, paragraph (1), item (ii), (b) through (i); Ministry of Justice translation — Japanese Law Translation Database System **ロ** 金融商品取引所が第百四十八条若しくは第百五十二条第一項の規定により免許を取り消された場合、金融商品取引清算機関が第百五十六条の十七第一項若しくは第二項の規定により免許を取り消された場合、証券金融会社が第百五十六条の三十二第一項の規定により免許を取り消された場合、外国金融商品取引所が第百五十五条の六若しくは第百五十五条の十第一項の規定により認可を取り消された場合若しくは外国金融商品取引清算機関が第百五十六条の二十の十四第一項若しくは第二項の規定により免許を取り消された場合又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは認可（当該免許又は認可に類する許可その他の行政処分を含む。）を取り消された場合において、その取消しの日前三十日以内にその法人の役員（外国金融商品取引所又は外国金融商品取引清算機関にあつては、国内における代表者を含む。ホにおいて同じ。）であつた者でその取消しの日から五年を経過するまでの者 art-82/par-2/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-2 a person that, during the 30 days prior to the date of rescission, was the officer (for a foreign financial instruments exchange or a foreign financial instruments clearing organization, this includes the domestic representative; hereinafter the same applies in (e)) of a financial instruments exchange that has had its license rescinded pursuant to the provisions of Article 148 or Article 152, paragraph (1); the officer of a financial instruments clearing organization that has had its license rescinded pursuant to the provisions of Article 156-17, paragraph (1) or (2); the officer of a securities finance company that has had its license rescinded pursuant to the provisions of Article 156-32, paragraph (1); the officer of a foreign financial instruments exchange that has had its authorization rescinded pursuant to the provisions of Article 155-6 or Article 155-10, paragraph (1); the officer a foreign financial instruments clearing organization that has had its license rescinded pursuant to the provisions of Article 156-20-14, paragraph (1) or (2); or the officer of a person that had a license or authorization of the same kind obtained in a foreign country rescinded pursuant to the provisions of a foreign law or regulation that is equivalent to this Act (including permission or any other administrative disposition similar to such a license or authorization); for whom five years have not passed since the date of the rescission; Ministry of Justice translation — Japanese Law Translation Database System **ハ** 主要株主（第百六条の六第一項、第百六条の二十第一項又は第百五十六条の五の八に規定する主要株主をいう。以下この号において同じ。）が第百六条の七第一項、第百六条の二十一第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消された場合又は金融商品取引所持株会社が第百六条の二十八第一項の規定により認可を取り消された場合において、その取消しの日前三十日以内に当該主要株主若しくは金融商品取引所持株会社の役員であつた者でその取消しの日から五年を経過するまでの者 art-82/par-2/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-3 a person that, during the 30 days prior to the date of rescission, was a Major shareholder (meaning a major shareholder as prescribed in Article 106-6, paragraph (1); Article 106-20, paragraph (1); or Article 156-5-8; hereinafter the same applies in this item) that has had its authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1); Article 106-21, paragraph (1); or Article 156-5-9, paragraph (1); or was the officer of a financial instruments exchange holding company that has had its authorization rescinded pursuant to the provisions of Article 106-28, paragraph (1); for whom five years have not passed since the date of rescission; Ministry of Justice translation — Japanese Law Translation Database System **ニ** 主要株主が第百六条の七第一項、第百六条の二十一第一項又は第百五十六条の五の九第一項の規定により認可を取り消された場合において、その取消しの日から五年を経過するまでの者 art-82/par-2/item-3/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-4 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-4 a person whose major shareholder has had its authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1); Article 106-21, paragraph (1); or Article 156-5-9, paragraph (1), and for whom five years have not passed since the date of the rescission; Ministry of Justice translation — Japanese Law Translation Database System **ホ** 第百五十条、第百五十二条第一項、第百五十五条の十第二項、第百五十六条の十四第三項、第百五十六条の十七第二項、第百五十六条の二十の十四第二項又は第百五十六条の三十一第三項の規定により解任を命ぜられた役員でその処分を受けた日から五年を経過するまでの者 art-82/par-2/item-3/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-5 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-5 an officer whose dismissal has been ordered pursuant to the provisions of Article 150; Article 152, paragraph (1); Article 155-10, paragraph (2); Article 156-14, paragraph (3); Article 156-17, paragraph (2); Article 156-20-14, paragraph (2); or Article 156-31, paragraph (3), for whom five years have not passed since the day of that disposition; or Ministry of Justice translation — Japanese Law Translation Database System **ヘ** 第百六条の二十八第二項の規定により解任を命ぜられた役員でその処分を受けた日から五年を経過するまでの者 art-82/par-2/item-3/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-6 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-6 an officer whose dismissal has been ordered pursuant to the provisions of Article 106-28, paragraph (2), for whom five years have not passed since the day of that disposition; Ministry of Justice translation — Japanese Law Translation Database System **四** 免許申請書又はこれに添付すべき書類若しくは電磁的記録のうちに重要な事項について虚偽の記載又は記録があるとき。 art-82/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-4 the license application, or a document or electronic or magnetic record that is required to be attached to it contains a false statement or false record regarding a material particular. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-82/par-1: 前条第一項 → 金融商品取引法 第八十一条第一項 (Article 81, paragraph (1)), art-81/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-81/par-1 · https://japanlaw.org/l/323AC0000000025/art-81/par-1 - art-82/par-2: 前項 → 金融商品取引法 第八十二条第一項 (Article 82, paragraph (1)), art-82/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-1 · https://japanlaw.org/l/323AC0000000025/art-82/par-1 - art-82/par-2/item-2: 第百四十八条 → 金融商品取引法 第百四十八条 (Article 148), art-148 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-148 · https://japanlaw.org/l/323AC0000000025/art-148 - art-82/par-2/item-2: 第百五十二条第一項 → 金融商品取引法 第百五十二条第一項 (Article 152, paragraph (1)), art-152/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-152/par-1 · https://japanlaw.org/l/323AC0000000025/art-152/par-1 - art-82/par-2/item-2: 第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-17/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-17/par-1 - art-82/par-2/item-2: 第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-17/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-17/par-2 - art-82/par-2/item-2: 第百五十六条の二十六 → 金融商品取引法 第百五十六条の二十六 (Article 156-26), art-156-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-26 · https://japanlaw.org/l/323AC0000000025/art-156-26 - art-82/par-2/item-2: 第百五十六条の三十二第一項 → 金融商品取引法 第百五十六条の三十二第一項 (Article 156-32, paragraph (1)), art-156-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-32/par-1 - art-82/par-2/item-2: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - art-82/par-2/item-2: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-53/par-3 · https://japanlaw.org/l/323AC0000000025/art-53/par-3 - art-82/par-2/item-2: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3 - art-82/par-2/item-2: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1 - art-82/par-2/item-2: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-42/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-42/par-1 - art-82/par-2/item-2: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1 - art-82/par-2/item-2: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-85/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-85/par-1 - art-82/par-2/item-2: 第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1 - art-82/par-2/item-2: 第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-21/par-1 - art-82/par-2/item-2: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-28/par-1 - art-82/par-2/item-2: 第百五十六条の五の九第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-5-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-1 - art-82/par-2/item-2: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection - art-82/par-2/item-2: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection - art-82/par-2/item-2: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection - art-82/par-2/item-2: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection - art-82/par-2/item-2: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection - art-82/par-2/item-3/sub-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-82/par-2/item-3/sub-2: 第百四十八条 → 金融商品取引法 第百四十八条 (Article 148), art-148 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-148 · https://japanlaw.org/l/323AC0000000025/art-148 - art-82/par-2/item-3/sub-2: 第百五十二条第一項 → 金融商品取引法 第百五十二条第一項 (Article 152, paragraph (1)), art-152/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-152/par-1 · https://japanlaw.org/l/323AC0000000025/art-152/par-1 - art-82/par-2/item-3/sub-2: 第百五十六条の十七第一項 → 金融商品取引法 第百五十六条の十七第一項 (Article 156-17, paragraph (1)), art-156-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-17/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-17/par-1 - art-82/par-2/item-3/sub-2: 第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-17/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-17/par-2 - art-82/par-2/item-3/sub-2: 第百五十六条の三十二第一項 → 金融商品取引法 第百五十六条の三十二第一項 (Article 156-32, paragraph (1)), art-156-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-32/par-1 - art-82/par-2/item-3/sub-2: 第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-6 · https://japanlaw.org/l/323AC0000000025/art-155-6 - art-82/par-2/item-3/sub-2: 第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1 - art-82/par-2/item-3/sub-2: 第百五十六条の二十の十四第一項 → 金融商品取引法 第百五十六条の二十の十四第一項 (Article 156-20-14, paragraph (1)), art-156-20-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-20-14/par-1 - art-82/par-2/item-3/sub-2: 第二項 → 金融商品取引法 第百五十六条の二十の十四第二項 (Article 156-20-14, paragraph (2)), art-156-20-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-20-14/par-2 - art-82/par-2/item-3/sub-3: 第百六条の六第一項 → 金融商品取引法 第百六条の六第一項 (Article 106-6, paragraph (1)), art-106-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-6/par-1 - art-82/par-2/item-3/sub-3: 第百六条の二十第一項 → 金融商品取引法 第百六条の二十第一項 (Article 106-20, paragraph (1)), art-106-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-20/par-1 - art-82/par-2/item-3/sub-3: 第百五十六条の五の八 → 金融商品取引法 第百五十六条の五の八 (Article 156-5-8), art-156-5-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-5-8 · https://japanlaw.org/l/323AC0000000025/art-156-5-8 - art-82/par-2/item-3/sub-3: この号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3 - art-82/par-2/item-3/sub-3: 第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1 - art-82/par-2/item-3/sub-3: 第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-21/par-1 - art-82/par-2/item-3/sub-3: 第百五十六条の五の九第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-5-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-1 - art-82/par-2/item-3/sub-3: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-28/par-1 - art-82/par-2/item-3/sub-4: 第百六条の七第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1 - art-82/par-2/item-3/sub-4: 第百六条の二十一第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-21/par-1 - art-82/par-2/item-3/sub-4: 第百五十六条の五の九第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-5-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-1 - art-82/par-2/item-3/sub-5: 第百五十条 → 金融商品取引法 第百五十条 (Article 150), art-150 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-150 · https://japanlaw.org/l/323AC0000000025/art-150 - art-82/par-2/item-3/sub-5: 第百五十二条第一項 → 金融商品取引法 第百五十二条第一項 (Article 152, paragraph (1)), art-152/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-152/par-1 · https://japanlaw.org/l/323AC0000000025/art-152/par-1 - art-82/par-2/item-3/sub-5: 第百五十五条の十第二項 → 金融商品取引法 第百五十五条の十第二項 (Article 155-10, paragraph (2)), art-155-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-2 - art-82/par-2/item-3/sub-5: 第百五十六条の十四第三項 → 金融商品取引法 第百五十六条の十四第三項 (Article 156-14, paragraph (3)), art-156-14/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-14/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-14/par-3 - art-82/par-2/item-3/sub-5: 第百五十六条の十七第二項 → 金融商品取引法 第百五十六条の十七第二項 (Article 156-17, paragraph (2)), art-156-17/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-17/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-17/par-2 - art-82/par-2/item-3/sub-5: 第百五十六条の二十の十四第二項 → 金融商品取引法 第百五十六条の二十の十四第二項 (Article 156-20-14, paragraph (2)), art-156-20-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-20-14/par-2 - art-82/par-2/item-3/sub-5: 第百五十六条の三十一第三項 → 金融商品取引法 第百五十六条の三十一第三項 (Article 156-31, paragraph (3)), art-156-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-31/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-31/par-3 - art-82/par-2/item-3/sub-6: 第百六条の二十八第二項 → 金融商品取引法 第百六条の二十八第二項 (Article 106-28, paragraph (2)), art-106-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-28/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-28/par-2 ## Cited by 18 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第八十二条第二項（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2 - 金融商品取引法 第八十二条第二項第三号ハ（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-3 - 金融商品取引法 第百二条の十六第二項（認可の基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-102-16/par-2 · https://japanlaw.org/l/323AC0000000025/art-102-16/par-2 - 金融商品取引法 第百六条の四第二項（認可基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-4/par-2 - 金融商品取引法 第百六条の十二第二項第四号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-12/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-106-12/par-2/item-4 - 金融商品取引法 第百六条の十八第二項（主要株主に係る認可基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-18/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-18/par-2 - 金融商品取引法 第百四十八条第一項（免許の取消し） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-148/par-1 · https://japanlaw.org/l/323AC0000000025/art-148/par-1 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 - 金融商品取引法 第百五十五条の三第二項第四号ロ（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-4/sub-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-4/sub-2 - 金融商品取引法 第百五十六条の四第二項第四号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-4/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-156-4/par-2/item-4 - 金融商品取引法 第百五十六条の十四第一項第二号（役員の欠格事由等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-14/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-156-14/par-1/item-2 - 金融商品取引法 第百五十六条の二十の四第二項第四号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-4 - 金融商品取引法 第百五十六条の二十の十八第二項第四号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-4 - 金融商品取引法 第百五十六条の二十五第二項第五号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-25/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-156-25/par-2/item-5 - 金融商品取引法 第百五十六条の二十六第一項（免許の拒否等の準用） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-26/par-1 - 金融商品取引法 第百五十六条の三十一第一項第二号（取締役等の兼職制限等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-31/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-156-31/par-1/item-2 - 金融商品取引法 附則第百三十八条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-138/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-138/par-1 - 金融商品取引法 附則第百四十二条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-142/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-142/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-012, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22