# 金融商品取引法 / Financial Instruments and Exchange Act — 第七十九条の九 (Article 79-9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第七十九条の九 (Article 79-9)（認定の基準） — address `art-79-9` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-9 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-79-9 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第七十九条の九（認定の基準） — (Criteria for Certification) caption: Ministry of Justice translation — Japanese Law Translation Database System art-79-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-9 · https://japanlaw.org/l/323AC0000000025/art-79-9 **第一項** 内閣総理大臣は、第七十九条の七第二項の規定による申請が次の各号のいずれにも適合していると認めるときでなければ、その認定をしてはならない。 art-79-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-9/par-1 The Prime Minister must not grant a certification unless the Prime Minister finds that an application under Article 79-7, paragraph (2) conforms to all of the following items: Ministry of Justice translation — Japanese Law Translation Database System **一** 第七十九条の七第一項各号に掲げる業務を適正かつ確実に行うに必要な業務の実施の方法を定めているものであること。 art-79-9/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-9/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-9/par-1/item-1 the applicant has established the necessary methods of business implementation for it to perform the services set forth in the items of Article 79-7, paragraph (1) properly and reliably; Ministry of Justice translation — Japanese Law Translation Database System **二** 第七十九条の七第一項各号に掲げる業務を適正かつ確実に行うに足りる知識及び能力並びに経理的基礎を有するものであること。 art-79-9/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-9/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-9/par-1/item-2 the applicant has the necessary knowledge, ability, and financial basis for it to perform the services set forth in the items of Article 79-7, paragraph (1) properly and reliably; and Ministry of Justice translation — Japanese Law Translation Database System **三** 第七十九条の七第一項各号に掲げる業務以外の業務を行つている場合には、その業務を行うことによつて当該各号に掲げる業務が不公正になるおそれがないものであること。 art-79-9/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-9/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-9/par-1/item-3 if a person provides services other than what is set forth in any of the items of Article 79-7, paragraph (1), its provision of those services is unlikely to cause any unfairness in the services set forth in that item. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-79-9/par-1: 第七十九条の七第二項 → 金融商品取引法 第七十九条の七第二項 (Article 79-7, paragraph (2)), art-79-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-7/par-2 - art-79-9/par-1/item-1: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-7/par-1 - art-79-9/par-1/item-2: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-7/par-1 - art-79-9/par-1/item-3: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-7/par-1 ## Cited by 1 provision cites this one. No official source publishes this direction. - 金融商品取引法 第七十九条の十九第一項第二号（認定の取消し） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-19/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-19/par-1/item-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22