# 金融商品取引法 / Financial Instruments and Exchange Act — 第七十九条の五十三 (Article 79-53) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第七十九条の五十三 (Article 79-53)（基金への通知） — address `art-79-53` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-79-53 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第七十九条の五十三（基金への通知） — (Notifying the Fund) caption: Ministry of Justice translation — Japanese Law Translation Database System art-79-53 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53 · https://japanlaw.org/l/323AC0000000025/art-79-53 **第一項** 基金の会員である金融商品取引業者は、次の各号のいずれかに該当する場合には、直ちに、その旨をその所属する基金に通知しなければならない。 art-79-53/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1 If a financial instruments business operator that is a member of a fund falls under any of the following items, it must immediately notify the fund to which it belongs of this: Ministry of Justice translation — Japanese Law Translation Database System **一** 第五十二条第一項、第五十三条第三項、第五十四条又は第五十七条の六第三項の規定により第二十九条の登録を取り消されたとき。 art-79-53/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-1 its Article 29 registration is rescinded pursuant to the provisions of Article 52, paragraph (1); Article 53, paragraph (3); Article 54; or Article 57-6, paragraph (3); Ministry of Justice translation — Japanese Law Translation Database System **二** 破産手続開始、再生手続開始、更生手続開始又は特別清算開始の申立てを行つたとき（外国法人である金融商品取引業者にあつては、国内において破産手続開始、再生手続開始、更生手続開始若しくは特別清算開始の申立てを行つたとき、又は本店の所在する国において当該国の法令に基づき同種類の申立てを行つたとき。）。 art-79-53/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-2 it files a petition to commence bankruptcy proceedings, rehabilitation proceedings, reorganization proceedings, or special liquidation proceedings (or if the financial instruments business operator is a foreign corporation, it files a petition to commence bankruptcy proceedings, rehabilitation proceedings, reorganization proceedings, or special liquidation proceedings in Japan, or a petition of the same kind in the country where its head office is located based on the laws and regulations of that country); Ministry of Justice translation — Japanese Law Translation Database System **三** 金融商品取引業の廃止（有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに外国法人である金融商品取引業者にあつては、国内に設けられた全ての営業所又は事務所における金融商品取引業の廃止を含む。以下この号において同じ。）をしたとき若しくは解散（外国法人である金融商品取引業者にあつては、国内に設けられた営業所又は事務所の清算の開始を含む。）をしたとき、又は第五十条の二第六項の規定による金融商品取引業等の廃止若しくは解散の公告をしたとき。 art-79-53/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-3 it discontinues its financial instruments business (including the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and with regard to a financial instruments business operator that is a foreign corporation, this includes the discontinuation of financial instruments business at all business offices and offices it has established in Japan; hereinafter the same applies in this item) or is dissolved (with regard to a financial instruments business operator that is a foreign corporation, this includes the commencement of liquidation of the business offices and offices it has established in Japan) or it issues a public notice of its discontinuation of financial instruments business, etc. under the provisions of Article 50-2, paragraph (6) or of its dissolution; or Ministry of Justice translation — Japanese Law Translation Database System **四** 第五十二条第一項の規定による業務の全部又は一部の停止の命令（同項第八号に該当する場合に限る。）を受けたとき。 art-79-53/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-4 it becomes subject to an order for the suspension of all or part of the business under the provisions of Article 52, paragraph (1) (limited to a case falling under item (viii) of that paragraph). Ministry of Justice translation — Japanese Law Translation Database System **第二項** 基金は、前項の規定による通知を受けたときは、直ちに、その旨を内閣総理大臣及び財務大臣に報告しなければならない。 art-79-53/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-2 If a fund receives a notice under the provisions of the preceding paragraph, it must immediately report this to the Prime Minister and the Minister of Finance. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、基金の会員である金融商品取引業者に対し次に掲げる処分をしたときは、直ちに、その旨を財務大臣及び当該金融商品取引業者が所属する基金に通知しなければならない。 art-79-53/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-3 If the Prime Minister issues any of the following dispositions with regard to a financial instruments business operator that is a member of a fund, the Prime Minister must immediately notify the Minister of Finance and the fund to which that financial instruments business operator: Ministry of Justice translation — Japanese Law Translation Database System **一** 第五十二条第一項若しくは第四項、第五十三条第三項、第五十四条又は第五十七条の六第三項の規定による第二十九条の登録の取消し art-79-53/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-3/item-1 the Article 52, paragraph (1) or (4); Article 53, paragraph (3); Article 54; or Article 57-6, paragraph (3) rescission of an Article 29 registration; or Ministry of Justice translation — Japanese Law Translation Database System **二** 第五十二条第一項の規定による業務の全部又は一部の停止の命令（同項第八号に該当する場合に限る。） art-79-53/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-3/item-2 an order for the suspension of all or part of the business under the provisions of Article 52, paragraph (1) (limited to the case falling under item (viii) of that paragraph). Ministry of Justice translation — Japanese Law Translation Database System **第四項** 内閣総理大臣は、基金の会員である金融商品取引業者につき、裁判所に対し、金融機関等の更生手続の特例等に関する法律第三百七十七条第一項の規定による更生手続開始の申立て、同法第四百四十六条第一項の規定による再生手続開始の申立て又は同法第四百九十条第一項の規定による破産手続開始の申立てをしたときは、直ちに、その旨を財務大臣及び当該金融商品取引業者が所属する基金に通知しなければならない。 art-79-53/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-4 The Prime Minister must, when having filed a petition for commencement of reorganization proceedings under the provisions of Article 377, paragraph (1) of the Act on Special Treatment of Corporate Reorganization Proceedings and Other Insolvency Proceedings of Financial Institutions, a petition for commencement of rehabilitation proceedings under the provisions of Article 446, paragraph (1) of that Act, and a petition for commencement of bankruptcy proceedings under the provisions of Article 490, paragraph (1) of that Act with the court with regard to a financial instruments business operator which is a member of a fund, immediately notify to that effect to the Minister of Finance and the fund to which the relevant financial instruments business operator belongs. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 内閣総理大臣は、基金の会員である金融商品取引業者につき、金融機関等の更生手続の特例等に関する法律第三百七十九条、第四百四十八条又は第四百九十二条の規定による通知その他特別清算に関する通知を受けたときは、直ちに、その旨を財務大臣及び当該金融商品取引業者が所属する基金に通知しなければならない。 art-79-53/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-5 If the Prime Minister receives a notice under the provisions of Article 379; Article 448; or Article 492 of the Act on Special Treatment of Corporate Reorganization Proceedings and Other Insolvency Proceedings of Financial Institutions or any other notice concerning special liquidation proceedings with regard to a financial instruments business operator that is a member of a fund, the Prime Minister must immediately notify the Minister of Finance and the fund to which the financial instruments business operator belongs of this. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-79-53/par-1/item-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - art-79-53/par-1/item-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-53/par-3 · https://japanlaw.org/l/323AC0000000025/art-53/par-3 - art-79-53/par-1/item-1: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-54 · https://japanlaw.org/l/323AC0000000025/art-54 - art-79-53/par-1/item-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3 - art-79-53/par-1/item-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-79-53/par-1/item-3: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4 - art-79-53/par-1/item-3: この号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-3 - art-79-53/par-1/item-3: 第五十条の二第六項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-50-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-6 - art-79-53/par-1/item-4: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - art-79-53/par-1/item-4: 同項第八号 → 金融商品取引法 第五十二条第一項第八号 (Article 52, paragraph (1), item (viii)), art-52/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-52/par-1/item-8 - art-79-53/par-2: 前項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1 - art-79-53/par-3/item-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - art-79-53/par-3/item-1: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-4 · https://japanlaw.org/l/323AC0000000025/art-52/par-4 - art-79-53/par-3/item-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-53/par-3 · https://japanlaw.org/l/323AC0000000025/art-53/par-3 - art-79-53/par-3/item-1: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-54 · https://japanlaw.org/l/323AC0000000025/art-54 - art-79-53/par-3/item-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3 - art-79-53/par-3/item-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-79-53/par-3/item-2: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - art-79-53/par-3/item-2: 同項第八号 → 金融商品取引法 第五十二条第一項第八号 (Article 52, paragraph (1), item (viii)), art-52/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-52/par-1/item-8 - art-79-53/par-4: 金融機関等の更生手続の特例等に関する法律第三百七十七条第一項 → e-Gov law 408AC0000000095, 第三百七十七条第一項 (Article 377, paragraph (1)), art-377/par-1 — not held in this collection - art-79-53/par-4: 同法第四百四十六条第一項 → e-Gov law 408AC0000000095, 第四百四十六条第一項 (Article 446, paragraph (1)), art-446/par-1 — not held in this collection - art-79-53/par-4: 同法第四百九十条第一項 → e-Gov law 408AC0000000095, 第四百九十条第一項 (Article 490, paragraph (1)), art-490/par-1 — not held in this collection - art-79-53/par-5: 金融機関等の更生手続の特例等に関する法律第三百七十九条 → e-Gov law 408AC0000000095, 第三百七十九条 (Article 379), art-379 — not held in this collection - art-79-53/par-5: 第四百四十八条 → e-Gov law 408AC0000000095, 第四百四十八条 (Article 448), art-448 — not held in this collection - art-79-53/par-5: 第四百九十二条 → e-Gov law 408AC0000000095, 第四百九十二条 (Article 492), art-492 — not held in this collection ## Cited by 20 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第七十九条の二十八第二項（脱退等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-2 - 金融商品取引法 第七十九条の二十八第四項（脱退等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-4 - 金融商品取引法 第七十九条の四十九第二項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2 - 金融商品取引法 第七十九条の四十九第三項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-3 - 金融商品取引法 第七十九条の四十九第四項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4 - 金融商品取引法 第七十九条の四十九第五項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-5 - 金融商品取引法 第七十九条の五十三第一項第三号（基金への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-3 - 金融商品取引法 第七十九条の五十三第二項（基金への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-2 - 金融商品取引法 第七十九条の五十四第一項（弁済困難の認定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-54/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-54/par-1 - 金融商品取引法 第百九十四条の四第一項（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1 - 金融商品取引法 第二百五条の二の三第一項第十二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-12 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-12 - 金融商品取引法 第二百八条第一項第十一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-11 - 金融商品取引法 附則第四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-4/par-1 - 金融商品取引法 附則第九十三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-93/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-93/par-1 - 金融商品取引法 附則第九十四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-94/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-94/par-1 - 金融商品取引法 附則第九十五条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-95/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-95/par-1 - 金融商品取引法 附則第四条第一項（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-1 - 金融商品取引法 附則第四条第六項（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-6 - 金融商品取引法 附則第四条第十一項第一号（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-11/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-11/item-1 - 金融商品取引法 附則第四条第十一項第二号（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-11/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-11/item-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22