# 金融商品取引法 / Financial Instruments and Exchange Act — 第七十九条の四十九 (Article 79-49)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第七十九条の四十九 (Article 79-49)（業務の範囲等） — address `art-79-49`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-79-49
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第七十九条の四十九（業務の範囲等） — (Scope of Services)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-79-49 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49 · https://japanlaw.org/l/323AC0000000025/art-79-49</sup>

  **第一項**  基金は、第七十九条の二十一に規定する目的を達成するため、次に掲げる業務を行う。
  <sup>art-79-49/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1</sup>
  A fund provides the following services in order to achieve the purpose prescribed in Article 79-21:
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **一**  第七十九条の五十六第一項の規定による一般顧客に対する支払
    <sup>art-79-49/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-1</sup>
    the payment of general customers under the provisions of Article 79-56, paragraph (1);
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **二**  第七十九条の五十九第一項の規定による資金の貸付け
    <sup>art-79-49/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-2</sup>
    the lending of funds under the provisions of Article 79-59, paragraph (1);
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **三**  第七十九条の六十第一項に規定する裁判上又は裁判外の行為
    <sup>art-79-49/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-3</sup>
    judicial or non-judicial act prescribed in Article 79-60, paragraph (1);
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **四**  第七十九条の六十一に規定する顧客資産の迅速な返還に資するための業務
    <sup>art-79-49/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-4</sup>
    services for contributing to the expeditious refunding of customer assets prescribed in Article 79-61;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **五**  負担金（第七十九条の二十八第四項及び第七十九条の六十四第一項に規定する負担金をいう。第七十九条の五十一第一項において同じ。）の徴収及び管理
    <sup>art-79-49/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-5</sup>
    collection and management of burden charges (meaning the burden charges prescribed in Article 79-28, paragraph (4) and Article 79-64, paragraph (1); the same applies in Article 79-51, paragraph (1));
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **六**  金融機関等の更生手続の特例等に関する法律（平成八年法律第九十五号）第四章第五節、第五章第三節及び第六章第三節の規定による顧客表の提出その他これらの規定による業務
    <sup>art-79-49/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-6</sup>
    the submission of the customer lists under the provisions of Chapter IV, Section 5, Chapter V, Section 3 and Chapter VI, Section 3 of the Act on Special Treatment of Corporate Reorganization Proceedings and Other Insolvency Proceedings of Financial Institutions (Act No. 95 of 1996) and other services under those provisions; and
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **七**  破産法（平成十六年法律第七十五号）の規定により選任される破産管財人、保全管理人、破産管財人代理若しくは保全管理人代理、民事再生法（平成十一年法律第二百二十五号）の規定により選任される監督委員、管財人、保全管理人、管財人代理若しくは保全管理人代理、会社更生法（平成十四年法律第百五十四号）の規定により選任される管財人、管財人代理、保全管理人、保全管理人代理若しくは監督委員又は外国倒産処理手続の承認援助に関する法律（平成十二年法律第百二十九号）の規定により選任される承認管財人、保全管理人、承認管財人代理若しくは保全管理人代理の業務
    <sup>art-79-49/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-7</sup>
    the business of a bankruptcy trustee, provisional administrator, bankruptcy trustee representative, or provisional administrator representative appointed under the Bankruptcy Act (Act No. 75 of 2004), a supervisor, trustee, provisional administrator, trustee representative, or provisional administrator representative appointed under the Civil Rehabilitation Act (Act No. 225 of 1999), a trustee, trustee representative, provisional administrator, provisional administrator representative, or supervisor appointed under the Corporate Reorganization Act (Act No. 154 of 2002), or a recognition trustee, provisional administrator, recognition trustee representative, or provisional administrator representative appointed under the Act on Recognition of and Assistance for Foreign Insolvency Proceedings (Act No. 129 of 2000);
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **八**  預金保険法（昭和四十六年法律第三十四号）第百二十六条の四第三項に規定する特別監視代行者の業務
    <sup>art-79-49/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-8</sup>
    the business of the special surveillance agent prescribed in Article 126-4, paragraph (3) of the Deposit Insurance Act (Act No. 34 of 1971);
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **九**  預金保険法第百二十六条の六第一項に規定する機構代理の業務
    <sup>art-79-49/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-9</sup>
    the business of the corporation agent prescribed in Article 126-6, paragraph (1) of the Deposit Insurance Act; and
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **十**  前各号に掲げる業務に附帯する業務
    <sup>art-79-49/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-10</sup>
    services incidental to the services set forth in the preceding items.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第二項**  基金は、その顧客資産に係る業務の範囲を、第七十九条の二十第三項第一号、第三号、第五号及び第七号に掲げる顧客資産（同号に掲げる顧客資産については、対象有価証券関連取引に関するものとして内閣府令・財務省令で定めるものに限る。）のみに係る業務に限定する旨を定款で定めることができる。この場合において、当該基金又はその会員である金融商品取引業者についての第七十九条の二十六第一項、第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十六第一項中「金融商品取引業者」とあるのは「有価証券関連業を行う金融商品取引業者」と、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「有価証券関連業を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
  <sup>art-79-49/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2</sup>
  A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to the customer assets listed in Article 79-20, paragraph (3), items (i), (iii), (v) and (vii) (with regard to customer assets listed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject securities-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of the relevant fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts securities-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
  <sup>Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to the customer assets listed in Article 79-20, paragraph (3), items (i), (iii), (v) and (vii) (with regard to customer assets listed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject securities-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of the relevant fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts securities-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-relate business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-49, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb</sup>

  **第三項**  前項の規定による定款の定めがある基金の会員である金融商品取引業者であつて商品デリバティブ取引関連業務を併せて行う者（第七十九条の二十七第一項に規定する政令で定める金融商品取引業者を除く。）は、同条第一項の規定にかかわらず、当該定款の定めがない他のいずれか一の基金にその会員として加入しなければならない。この場合において、当該他の基金（次項の規定による定款の定めがないものに限る。）は、当該金融商品取引業者に関しては、その顧客資産に係る業務の範囲を前項の顧客資産以外の顧客資産に係る業務に限定をすることができるものとし、かつ、当該限定をした基金又は当該基金の会員である金融商品取引業者についての第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同項及び同条第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
  <sup>art-79-49/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-3</sup>
  A financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in the preceding paragraph and also conducts commodity derivatives transaction-related business (excluding a financial instruments business operator specified by Cabinet Order prescribed in Article 79-27, paragraph (1)) is to, notwithstanding the provisions of Article 79-27, paragraph (1), join any other fund whose articles of incorporation do not include the relevant provisions as a member. In this case, such other fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in the following paragraph) may, with regard to the relevant financial instruments business operator, limit the scope of its business related to customer assets to the business related to customer assets other than customer assets prescribed in the preceding paragraph, and with regard to the application of Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to a fund which has prescribed the relevant limitation or a financial instruments business operator that is a member of the relevant fund, the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting commodity derivatives transaction-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第四項**  基金は、その顧客資産に係る業務の範囲を、第七十九条の二十第三項第二号、第四号、第六号及び第七号に掲げる顧客資産（同号に掲げる顧客資産については、対象商品デリバティブ取引関連取引に関するものとして内閣府令・財務省令で定めるものに限る。）のみに係る業務に限定する旨を定款で定めることができる。この場合において、当該基金又はその会員である金融商品取引業者についての第七十九条の二十六第一項、第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十六第一項中「金融商品取引業者」とあるのは「商品デリバティブ取引関連業務を行う金融商品取引業者」と、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第二項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同項及び同条第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
  <sup>art-79-49/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4</sup>
  A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to customer assets listed in Article 79-20, paragraph (3), items (ii), (iv), (vi) and (vii) (with regard to customer assets prescribed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject commodity derivatives transaction-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of that fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts commodity derivatives transaction-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting commodity derivatives transaction-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
  <sup>Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A fund may provide in its articles of incorporation that the scope of its business related to customer assets is limited to the business only related to customer assets listed in Article 79-20, paragraph (3), items (ii), (iv), (vi) and (vii) (with regard to customer assets prescribed in item (vii), limited to those specified by Cabinet Office Order and Ministry of Finance Order as being related to subject commodity derivatives transaction-related transactions). In this case, with regard to the application of Article 79-26, paragraph (1), Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to the relevant fund or a financial instruments business operator that is a member of that fund, the term "financial instruments business operator" in Article 79-26, paragraph (1) is deemed to be replaced with "financial instruments business operator that conducts commodity derivatives transaction-related business"; the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting commodity derivatives transaction-related business and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-49, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (2)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb</sup>

  **第五項**  前項の規定による定款の定めがある基金の会員である金融商品取引業者であつて有価証券関連業を併せて行う者（第七十九条の二十七第一項に規定する政令で定める金融商品取引業者を除く。）は、同条第一項の規定にかかわらず、当該定款の定めがない他のいずれか一の基金にその会員として加入しなければならない。この場合において、当該他の基金（第二項の規定による定款の定めがないものに限る。）は、当該金融商品取引業者に関しては、その顧客資産に係る業務の範囲を前項の顧客資産以外の顧客資産に係る業務に限定をすることができるものとし、かつ、当該限定をした基金又は当該基金の会員である金融商品取引業者についての第七十九条の二十八第一項、第三項及び第五項並びに第七十九条の五十三第一項の規定の適用については、第七十九条の二十八第一項第一号及び第七十九条の五十三第一項第三号中「有価証券関連業及び商品デリバティブ取引関連業務を行わない旨の第三十一条第四項の変更登録並びに」とあるのは「有価証券関連業を行わない旨の第三十一条第四項の変更登録及び」と、第七十九条の二十八第三項中「他の基金の会員となる場合」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）の会員となる場合若しくは既に会員である他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）のみの会員となる場合」と、同条第五項第二号中「他の基金に会員として加入する手続をとつていること」とあるのは「他の基金（第七十九条の四十九第四項の規定による定款の定めがないものに限る。）に会員として加入する手続をとつていること、又は既に他の基金（同条第二項及び第四項の規定による定款の定めのいずれもないものに限る。）の会員であること」とする。
  <sup>art-79-49/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-5</sup>
  A financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in the preceding paragraph and also conducts securities-related business (excluding a financial instruments business operator specified by Cabinet Order prescribed in Article 79-27, paragraph (1)) is to, notwithstanding the provisions of paragraph (1) of that Article, join any other fund whose articles of incorporation do not include the relevant provisions as a member. In this case, such other fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in paragraph (2)) may, with regard to the relevant financial instruments business operator, limit the scope of its business related to customer assets to the business related to customer assets other than customer assets prescribed in the preceding paragraph, and with regard to the application of Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to a fund which has prescribed that limitation or a financial instruments business operator that is a member of the relevant fund, the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), item (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business, and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4))"; and the term "has taken procedures to join another fund as a member" in Article 79-28, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not contain the provisions prescribed in Article 79-49, paragraphs (2) and (4))".
  <sup>Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in the preceding paragraph and also conducts securities-related business (excluding a financial instruments business operator specified by Cabinet Order prescribed in Article 79-27, paragraph (1)) is to, notwithstanding the provisions of paragraph (1) of that Article, join any other fund whose articles of incorporation do not include the relevant provisions as a member. In this case, such other fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in paragraph (2)) may, with regard to the relevant financial instruments business operator, limit the scope of its business related to customer assets to the business related to customer assets other than customer assets prescribed in the preceding paragraph, and with regard to the application of Article 79-28, paragraphs (1), (3) and (5) and Article 79-53, paragraph (1) to a fund which has prescribed that limitation or a financial instruments business operator that is a member of the relevant fund, the term "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business and commodity derivatives transaction-related business, and" in Article 79-28, paragraph (1), items (i) and Article 79-53, paragraph (1), item (iii) is deemed to be replaced with "the registration of change set forth in Article 31, paragraph (4) to the effect that it stops conducting securities-related business, and"; the term "becomes a member of another fund" in Article 79-28, paragraph (3) is deemed to be replaced with "becomes a member of another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) or becomes a member only of another fund of which it is already a member (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraphs (2) and (4)); and the term "has taken procedures to join another fund as a member" in Article 79-49, paragraph (5), item (ii) is deemed to be replaced with "has taken procedures to join another fund (limited to a fund whose articles of incorporation do not include the provisions prescribed in Article 79-49, paragraph (4)) as a member or is already a member of another fund (limited to a fund whose articles of incorporation do not contain the provisions prescribed in Article 79-49, paragraphs (2) and (4))"." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb</sup>

  **第六項**  第七十九条の二十七第二項及び第三項の規定は、第二項の規定による定款の定めがある基金の会員である金融商品取引業者又は第四項の規定による定款の定めがある基金の会員である金融商品取引業者であつて、第三十一条第四項の変更登録を受けて商品デリバティブ取引関連業務又は有価証券関連業を行おうとする者（第七十九条の二十七第二項に規定する政令で定める者を除く。）について準用する。この場合において、第七十九条の二十七第二項中「いずれか一の基金」とあるのは、「当該定款の定めがない他のいずれか一の基金」と読み替えるものとする。
  <sup>art-79-49/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-6 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-6</sup>
  The provisions of Article 79-27, paragraphs (2) and (3) apply mutatis mutandis to a financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in paragraph (2) or a financial instruments business operator that is a member of a fund whose articles of incorporation include the provisions prescribed in paragraph (4), in each case, that seeks to conduct commodity derivatives transaction-related business or securities-related business by obtaining the registration of change set forth in Article 31, paragraph (4) (excluding a person specified by Cabinet Order prescribed in Article 79-27, paragraph (2)). In this case, the term "any one of the funds" in Article 79-27, paragraph (2) is deemed to be replaced with "any one of the funds whose articles of incorporation do not include the relevant provisions".
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

---

## Cites
- art-79-49/par-1: 第七十九条の二十一 → 金融商品取引法 第七十九条の二十一 (Article 79-21), art-79-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-21 · https://japanlaw.org/l/323AC0000000025/art-79-21
- art-79-49/par-1/item-1: 第七十九条の五十六第一項 → 金融商品取引法 第七十九条の五十六第一項 (Article 79-56, paragraph (1)), art-79-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-56/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-56/par-1
- art-79-49/par-1/item-2: 第七十九条の五十九第一項 → 金融商品取引法 第七十九条の五十九第一項 (Article 79-59, paragraph (1)), art-79-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-59/par-1
- art-79-49/par-1/item-3: 第七十九条の六十第一項 → 金融商品取引法 第七十九条の六十第一項 (Article 79-60, paragraph (1)), art-79-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-60/par-1
- art-79-49/par-1/item-4: 第七十九条の六十一 → 金融商品取引法 第七十九条の六十一 (Article 79-61), art-79-61 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-61 · https://japanlaw.org/l/323AC0000000025/art-79-61
- art-79-49/par-1/item-5: 第七十九条の二十八第四項 → 金融商品取引法 第七十九条の二十八第四項 (Article 79-28, paragraph (4)), art-79-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-4
- art-79-49/par-1/item-5: 第七十九条の六十四第一項 → 金融商品取引法 第七十九条の六十四第一項 (Article 79-64, paragraph (1)), art-79-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-64/par-1
- art-79-49/par-1/item-5: 第七十九条の五十一第一項 → 金融商品取引法 第七十九条の五十一第一項 (Article 79-51, paragraph (1)), art-79-51/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-51/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-51/par-1
- art-79-49/par-1/item-8: 預金保険法（昭和四十六年法律第三十四号）第百二十六条の四第三項 → e-Gov law 346AC0000000034, 第百二十六条の四第三項 (Article 126-4, paragraph (3)), art-126-4/par-3 — not held in this collection
- art-79-49/par-1/item-9: 預金保険法第百二十六条の六第一項 → e-Gov law 346AC0000000034, 第百二十六条の六第一項 (Article 126-6, paragraph (1)), art-126-6/par-1 — not held in this collection
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第一号 (Article 79-49, paragraph (1), item (i)), art-79-49/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-1
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第二号 (Article 79-49, paragraph (1), item (ii)), art-79-49/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-2
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第三号 (Article 79-49, paragraph (1), item (iii)), art-79-49/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-3
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第四号 (Article 79-49, paragraph (1), item (iv)), art-79-49/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-4
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第五号 (Article 79-49, paragraph (1), item (v)), art-79-49/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-5
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第六号 (Article 79-49, paragraph (1), item (vi)), art-79-49/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-6
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第七号 (Article 79-49, paragraph (1), item (vii)), art-79-49/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-7
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第八号 (Article 79-49, paragraph (1), item (viii)), art-79-49/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-8
- art-79-49/par-1/item-10: 前各号 → 金融商品取引法 第七十九条の四十九第一項第九号 (Article 79-49, paragraph (1), item (ix)), art-79-49/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-9
- art-79-49/par-2: 第七十九条の二十第三項第一号 → 金融商品取引法 第七十九条の二十第三項第一号 (Article 79-20, paragraph (3), item (i)), art-79-20/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-1
- art-79-49/par-2: 第三号 → 金融商品取引法 第七十九条の二十第三項第三号 (Article 79-20, paragraph (3), item (iii)), art-79-20/par-3/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-3
- art-79-49/par-2: 第五号 → 金融商品取引法 第七十九条の二十第三項第五号 (Article 79-20, paragraph (3), item (v)), art-79-20/par-3/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-5 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-5
- art-79-49/par-2: 第七号 → 金融商品取引法 第七十九条の二十第三項第七号 (Article 79-20, paragraph (3), item (vii)), art-79-20/par-3/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-7 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-7
- art-79-49/par-2: 第七十九条の二十六第一項 → 金融商品取引法 第七十九条の二十六第一項 (Article 79-26, paragraph (1)), art-79-26/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-26/par-1
- art-79-49/par-2: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1
- art-79-49/par-2: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-3
- art-79-49/par-2: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5
- art-79-49/par-2: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1
- art-79-49/par-2: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1/item-1
- art-79-49/par-2: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-3
- art-79-49/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4
- art-79-49/par-2: 第七十九条の四十九第四項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4
- art-79-49/par-2: 同条第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2
- art-79-49/par-2: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5/item-2
- art-79-49/par-3: 前項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2
- art-79-49/par-3: 第七十九条の二十七第一項 → 金融商品取引法 第七十九条の二十七第一項 (Article 79-27, paragraph (1)), art-79-27/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-27/par-1
- art-79-49/par-3: 次項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4
- art-79-49/par-3: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1
- art-79-49/par-3: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-3
- art-79-49/par-3: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5
- art-79-49/par-3: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1
- art-79-49/par-3: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1/item-1
- art-79-49/par-3: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-3
- art-79-49/par-3: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4
- art-79-49/par-3: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5/item-2
- art-79-49/par-4: 第七十九条の二十第三項第二号 → 金融商品取引法 第七十九条の二十第三項第二号 (Article 79-20, paragraph (3), item (ii)), art-79-20/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-2
- art-79-49/par-4: 第四号 → 金融商品取引法 第七十九条の二十第三項第四号 (Article 79-20, paragraph (3), item (iv)), art-79-20/par-3/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-4 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-4
- art-79-49/par-4: 第六号 → 金融商品取引法 第七十九条の二十第三項第六号 (Article 79-20, paragraph (3), item (vi)), art-79-20/par-3/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-6 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-6
- art-79-49/par-4: 第七号 → 金融商品取引法 第七十九条の二十第三項第七号 (Article 79-20, paragraph (3), item (vii)), art-79-20/par-3/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-20/par-3/item-7 · https://japanlaw.org/l/323AC0000000025/art-79-20/par-3/item-7
- art-79-49/par-4: 第七十九条の二十六第一項 → 金融商品取引法 第七十九条の二十六第一項 (Article 79-26, paragraph (1)), art-79-26/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-26/par-1
- art-79-49/par-4: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1
- art-79-49/par-4: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-3
- art-79-49/par-4: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5
- art-79-49/par-4: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1
- art-79-49/par-4: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1/item-1
- art-79-49/par-4: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-3
- art-79-49/par-4: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4
- art-79-49/par-4: 第七十九条の四十九第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2
- art-79-49/par-4: 第四項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4
- art-79-49/par-4: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5/item-2
- art-79-49/par-5: 前項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4
- art-79-49/par-5: 第七十九条の二十七第一項 → 金融商品取引法 第七十九条の二十七第一項 (Article 79-27, paragraph (1)), art-79-27/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-27/par-1
- art-79-49/par-5: 第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2
- art-79-49/par-5: 第七十九条の二十八第一項 → 金融商品取引法 第七十九条の二十八第一項 (Article 79-28, paragraph (1)), art-79-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1
- art-79-49/par-5: 第三項 → 金融商品取引法 第七十九条の二十八第三項 (Article 79-28, paragraph (3)), art-79-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-3
- art-79-49/par-5: 第五項 → 金融商品取引法 第七十九条の二十八第五項 (Article 79-28, paragraph (5)), art-79-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5
- art-79-49/par-5: 第七十九条の五十三第一項 → 金融商品取引法 第七十九条の五十三第一項 (Article 79-53, paragraph (1)), art-79-53/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1
- art-79-49/par-5: 第七十九条の二十八第一項第一号 → 金融商品取引法 第七十九条の二十八第一項第一号 (Article 79-28, paragraph (1), item (i)), art-79-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-1/item-1
- art-79-49/par-5: 第七十九条の五十三第一項第三号 → 金融商品取引法 第七十九条の五十三第一項第三号 (Article 79-53, paragraph (1), item (iii)), art-79-53/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-53/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-79-53/par-1/item-3
- art-79-49/par-5: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4
- art-79-49/par-5: 同条第五項第二号 → 金融商品取引法 第七十九条の二十八第五項第二号 (Article 79-28, paragraph (5), item (ii)), art-79-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-28/par-5/item-2 · https://japanlaw.org/l/323AC0000000025/art-79-28/par-5/item-2
- art-79-49/par-6: 第七十九条の二十七第二項 → 金融商品取引法 第七十九条の二十七第二項 (Article 79-27, paragraph (2)), art-79-27/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-27/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-27/par-2
- art-79-49/par-6: 第三項 → 金融商品取引法 第七十九条の二十七第三項 (Article 79-27, paragraph (3)), art-79-27/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-27/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-27/par-3
- art-79-49/par-6: 第二項 → 金融商品取引法 第七十九条の四十九第二項 (Article 79-49, paragraph (2)), art-79-49/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2
- art-79-49/par-6: 第四項 → 金融商品取引法 第七十九条の四十九第四項 (Article 79-49, paragraph (4)), art-79-49/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4
- art-79-49/par-6: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4

## Cited by

19 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第四十三条の二第一項第二号（分別管理） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-43-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-43-2/par-1/item-2
- 金融商品取引法 第四十三条の二の二第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-43-2-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-43-2-2/par-1
- 金融商品取引法 第七十九条の四十九第一項第十号（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-1/item-10
- 金融商品取引法 第七十九条の四十九第二項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-2
- 金融商品取引法 第七十九条の四十九第三項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-3 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-3
- 金融商品取引法 第七十九条の四十九第四項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-4 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-4
- 金融商品取引法 第七十九条の四十九第五項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-5 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-5
- 金融商品取引法 第七十九条の四十九第六項（業務の範囲等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-49/par-6 · https://japanlaw.org/l/323AC0000000025/art-79-49/par-6
- 金融商品取引法 第七十九条の六十三第一項（投資者保護資金） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-63/par-1
- 金融商品取引法 第七十九条の六十三第二項（投資者保護資金） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-79-63/par-2
- 金融商品取引法 第七十九条の七十二第一項（資金の借入れ） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-79-72/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-72/par-1
- 金融商品取引法 第二百八条第一項第十五号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-15 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-15
- 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1
- 金融商品取引法 附則第七条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-7/par-1
- 金融商品取引法 附則第十一条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-11/par-1
- 金融商品取引法 附則第四条第一項（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-1
- 金融商品取引法 附則第四条第五項（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-5
- 金融商品取引法 附則第四条第六項（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-6
- 金融商品取引法 附則第四条第七項（委託者保護基金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4/par-7

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## Sources

- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 79-49, paragraph (2) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 79-49, paragraph (4) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 79-49, paragraph (5) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22