# 金融商品取引法 / Financial Instruments and Exchange Act — 第七十八条の三 (Article 78-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第七十八条の三 (Article 78-3)（認定協会への報告） — address `art-78-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-78-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-78-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第七十八条の三（認定協会への報告） — (Report to Certified Associations) caption: Ministry of Justice translation — Japanese Law Translation Database System art-78-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-78-3 · https://japanlaw.org/l/323AC0000000025/art-78-3 **第一項** 会員は、次の各号に掲げる場合において当該各号に定める事項を、内閣府令で定めるところにより、その所属する認定協会に報告しなければならない。 art-78-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-78-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-78-3/par-1 In a case set forth in any of the following items, the member of a certified association must report the particulars prescribed in that item to the certified association, pursuant to the provisions of Cabinet Office Order: Ministry of Justice translation — Japanese Law Translation Database System **一** 自己の計算において行う上場株券等の取引所金融商品市場外での売買又は媒介、取次ぎ若しくは代理を行う上場株券等の取引所金融商品市場外での売買が成立した場合　当該売買に係る上場株券等の種類、銘柄、価格、数量その他内閣府令で定める事項 art-78-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-78-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-78-3/par-1/item-1 a purchase and sale of listed share certificates, etc. is made outside of a financial instruments exchange market and on the member's own account, or a purchase and sale of listed share certificates, etc. is made outside of a financial instruments exchange market and the member provides intermediation, brokerage, or agency for it:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the listed share certificates, etc. that are subject to the purchase and sale; and Ministry of Justice translation — Japanese Law Translation Database System **二** 同時に多数の者に対し、取引所金融商品市場外での上場株券等の売付け又は買付けの申込みをした場合その他の内閣府令で定める場合　当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項 art-78-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-78-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-78-3/par-1/item-2 the member makes an offer to sell or purchase listed share certificates, etc. to a large number of persons simultaneously outside of a financial instruments exchange market, or in any other case specified by Cabinet Office Order:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the listed share certificates, etc. subject to the offer to sell or purchase. Ministry of Justice translation — Japanese Law Translation Database System ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第七十八条の四第一項（売買高、価格等の通知等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-78-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-78-4/par-1 - 金融商品取引法 第二百八条第一項第九号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-9 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22