# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十六条の七十二 (Article 66-72)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第六十六条の七十二 (Article 66-72)（登録の申請） — address `art-66-72`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-66-72
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第六十六条の七十二（登録の申請） — Application for Registration
<sup>caption: machine translation, not official</sup>
<sup>art-66-72 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72 · https://japanlaw.org/l/323AC0000000025/art-66-72</sup>

  **第一項**  前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
  <sup>art-66-72/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1</sup>
  A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
  <sup>machine translation, not official</sup>

    **一**  商号、名称又は氏名
    <sup>art-66-72/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-1</sup>
    its trade name or name;
    <sup>machine translation, not official</sup>

    **二**  財産的基礎に係る事項として内閣府令で定めるもの
    <sup>art-66-72/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-2</sup>
    particulars concerning its financial basis specified by Cabinet Office Order;
    <sup>machine translation, not official</sup>

    **三**  法人であるときは、役員の氏名又は名称
    <sup>art-66-72/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-3</sup>
    the names of its officers, if it is a corporation;
    <sup>machine translation, not official</sup>

    **四**  主たる営業所又は事務所（外国法人又は外国に住所を有する個人にあつては、主たる営業所又は事務所及び国内における主たる営業所又は事務所）の名称及び所在地
    <sup>art-66-72/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-4</sup>
    the name and location of its principal business office or office (or if it is a foreign corporation or an individual with a domicile in a foreign country, its principal business office or office and its principal business office or office in Japan);
    <sup>machine translation, not official</sup>

    **五**  登録申請の対象となる投資運用関係業務受託業を行う営業所又は事務所の名称及び所在地
    <sup>art-66-72/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-5</sup>
    the name and location of the business office or office at which the investment management-related services contracting business subject to the application for registration is conducted;
    <sup>machine translation, not official</sup>

    **六**  業務の種別（第二条第四十三項各号に掲げる業務の種別をいう。）
    <sup>art-66-72/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-6</sup>
    the type of business (meaning the type of business set forth in the items of Article 2, paragraph (43));
    <sup>machine translation, not official</sup>

    **七**  他に事業を行つているときは、その事業の種類
    <sup>art-66-72/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-7</sup>
    if the person engages in other business, the business type;
    <sup>machine translation, not official</sup>

    **八**  その他内閣府令で定める事項
    <sup>art-66-72/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1/item-8</sup>
    other particulars specified by Cabinet Office Order.
    <sup>machine translation, not official</sup>

  **第二項**  前項の登録申請書には、次に掲げる書類を添付しなければならない。
  <sup>art-66-72/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-2</sup>
  The following documents must accompany the written application for registration referred to in the preceding paragraph:
  <sup>machine translation, not official</sup>

    **一**  第六十六条の七十四各号（第二号から第五号まで、第七号ハ及び第八号ハを除く。）のいずれにも該当しないことを誓約する書面
    <sup>art-66-72/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-2/item-1</sup>
    a document pledging that the person does not fall under any of the items of Article 66-74 (excluding items (ii) through (v), item (vii), (c) and item (viii), (c));
    <sup>machine translation, not official</sup>

    **二**  投資運用関係業務受託業の業務の内容及び方法として内閣府令で定めるものを記載した書類
    <sup>art-66-72/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-2/item-2</sup>
    a document in which the content and method of the investment management-related services contracting business specified by Cabinet Office Order are stated;
    <sup>machine translation, not official</sup>

    **三**  法人である場合においては、定款及び法人の登記事項証明書（これらに準ずるものを含む。）
    <sup>art-66-72/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-2/item-3</sup>
    if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and
    <sup>machine translation, not official</sup>

    **四**  その他内閣府令で定める書類
    <sup>art-66-72/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-2/item-4</sup>
    other documents specified by Cabinet Office Order.
    <sup>machine translation, not official</sup>

  **第三項**  前項第三号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
  <sup>art-66-72/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-3</sup>
  As concerns the documents set forth in item (iii) of the preceding paragraph accompanying a written application for registration, if the articles of incorporation have been prepared as electronic or magnetic records, such electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany the written application in lieu of paper documents.
  <sup>machine translation, not official</sup>

---

## Cites
- art-66-72/par-1: 前条 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71
- art-66-72/par-1/item-6: 第二条第四十三項 → 金融商品取引法 第二条第四十三項 (Article 2, paragraph (43)), art-2/par-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-43 · https://japanlaw.org/l/323AC0000000025/art-2/par-43
- art-66-72/par-2: 前項 → 金融商品取引法 第六十六条の七十二第一項 (Article 66-72, paragraph (1)), art-66-72/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-1
- art-66-72/par-2/item-1: 第六十六条の七十四 → 金融商品取引法 第六十六条の七十四 (Article 66-74), art-66-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-74 · https://japanlaw.org/l/323AC0000000025/art-66-74
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第二号 (Article 66-74, paragraph (1), item (ii)), art-66-74/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-74/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-74/par-1/item-2
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第三号 (Article 66-74, paragraph (1), item (iii)), art-66-74/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-74/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-74/par-1/item-3
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第四号 (Article 66-74, paragraph (1), item (iv)), art-66-74/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-74/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-66-74/par-1/item-4
- art-66-72/par-2/item-1: 第二号から第五号まで → 金融商品取引法 第六十六条の七十四第一項第五号 (Article 66-74, paragraph (1), item (v)), art-66-74/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-74/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-66-74/par-1/item-5
- art-66-72/par-2/item-1: 第七号 → 金融商品取引法 第六十六条の七十四第一項第七号 (Article 66-74, paragraph (1), item (vii)), art-66-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-74/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-66-74/par-1/item-7
- art-66-72/par-2/item-1: 第八号 → 金融商品取引法 第六十六条の七十四第一項第八号 (Article 66-74, paragraph (1), item (viii)), art-66-74/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-74/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-66-74/par-1/item-8
- art-66-72/par-3: 前項第三号 → 金融商品取引法 第六十六条の七十二第二項第三号 (Article 66-72, paragraph (2), item (iii)), art-66-72/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-2/item-3

## Cited by

8 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第六十六条の七十二第二項（登録の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-2
- 金融商品取引法 第六十六条の七十二第三項（登録の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-72/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-72/par-3
- 金融商品取引法 第六十六条の七十三第一項第一号（登録簿への登録） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-73/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-73/par-1/item-1
- 金融商品取引法 第六十六条の七十五第一項（変更登録等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-75/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-1
- 金融商品取引法 第六十六条の七十五第三項（変更登録等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-75/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-3
- 金融商品取引法 第六十六条の七十五第四項（変更登録等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4
- 金融商品取引法 第六十六条の九十二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-92/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-92/par-1
- 金融商品取引法 第百九十八条の六第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-1

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-012, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-009, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22