# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十六条の六十三 (Article 66-63) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十六条の六十三 (Article 66-63)（監督上の処分） — address `art-66-63` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-66-63 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十六条の六十三（監督上の処分） — (Supervisory Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-63 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63 · https://japanlaw.org/l/323AC0000000025/art-66-63 **第一項** 内閣総理大臣は、高速取引行為者が次の各号のいずれかに該当する場合においては、当該高速取引行為者の第六十六条の五十の登録を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。 art-66-63/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1 If a high-speed trader falls under any of the following items, the Prime Minister may rescind its registration referred to in Article 66-50 or order the suspension of all or part of the business during a fixed period of no longer than six months: Ministry of Justice translation — Japanese Law Translation Database System **一** 第六十六条の五十三各号（第五号イを除く。）のいずれかに該当することとなつたとき。 art-66-63/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1/item-1 the high-speed trader comes to fall under any of the items of Article 66-53 (excluding item (v), (a)); Ministry of Justice translation — Japanese Law Translation Database System **二** 不正の手段により第六十六条の五十の登録を受けたとき。 art-66-63/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1/item-2 the high-speed trader obtains the registration referred to in Article 66-50 by wrongful means; Ministry of Justice translation — Japanese Law Translation Database System **三** 高速取引行為に係る業務又はこれに付随する業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。 art-66-63/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1/item-3 the high-speed trader violates a law or regulation or a disposition by a government agency which is based on a law or regulation, in connection with services related to high-speed trading or services incidental thereto; Ministry of Justice translation — Japanese Law Translation Database System **四** 業務又は財産の状況に照らし支払不能に陥るおそれがあるとき。 art-66-63/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1/item-4 in light of the state of its business or assets, the high-speed trader is likely to become insolvent; or Ministry of Justice translation — Japanese Law Translation Database System **五** 高速取引行為に係る業務に関し、不正又は著しく不当な行為をした場合において、その情状が特に重いとき。 art-66-63/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1/item-5 the high-speed trader commits a wrongful or extremely unjust act in connection with services related to high-speed trading, and the circumstances surrounding this are particularly serious. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、高速取引行為者の役員（外国法人にあつては、国内における営業所若しくは事務所に駐在する役員又は国内における代表者に限る。以下この項において同じ。）が、第六十六条の五十三第五号イ（１）若しくは（２）に該当することとなつたとき、第六十六条の五十の登録当時既に同号イ（１）若しくは（２）に該当していたことが判明したとき、又は前項第三号若しくは第五号に該当することとなつたときは、当該高速取引行為者に対して、当該役員の解任を命ずることができる。 art-66-63/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-2 If an officer of a high-speed trader (for a foreign corporation, this is limited to an officer stationed at its domestic business office or office and its domestic representative; hereinafter the same applies in this paragraph) comes to fall under any of the categories in Article 66-53, item (v), (a), 1. or 2., is discovered to have fallen under any of the categories in (a), 1. or 2. of that item at the time of the registration referred to in Article 66-50, or comes to fall under item (iii) or (v) of the preceding paragraph, the Prime Minister may order the high-speed trader to dismiss that officer. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、高速取引行為者の営業所若しくは事務所の所在地を確知できないとき、又は高速取引行為者の所在（法人である場合においては、その法人を代表する役員の所在）を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該高速取引行為者から申出がないときは、当該高速取引行為者の登録を取り消すことができる。 art-66-63/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-3 If the Prime Minister is unable to ascertain the location of the business offices or offices of a high-speed trader or is unable to ascertain the whereabouts of a high-speed trader (in the case of a corporation, the whereabouts of the officer representing the corporation), the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of the high-speed trader if no filing is made by the high-speed trader even after 30 days past the day of the public notice. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 前項の規定による処分については、行政手続法第三章の規定は、適用しない。 art-66-63/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-4 The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-66-63/par-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-50 · https://japanlaw.org/l/323AC0000000025/art-66-50 - art-66-63/par-1/item-1: 第六十六条の五十三 → 金融商品取引法 第六十六条の五十三 (Article 66-53), art-66-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-53 · https://japanlaw.org/l/323AC0000000025/art-66-53 - art-66-63/par-1/item-1: 第五号 → 金融商品取引法 第六十六条の五十三第一項第五号 (Article 66-53, paragraph (1), item (v)), art-66-53/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-53/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-66-53/par-1/item-5 - art-66-63/par-1/item-2: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-50 · https://japanlaw.org/l/323AC0000000025/art-66-50 - art-66-63/par-2: この項 → 金融商品取引法 第六十六条の六十三第二項 (Article 66-63, paragraph (2)), art-66-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-2 - art-66-63/par-2: 第六十六条の五十三第五号 → 金融商品取引法 第六十六条の五十三第一項第五号 (Article 66-53, paragraph (1), item (v)), art-66-53/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-53/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-66-53/par-1/item-5 - art-66-63/par-2: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-50 · https://japanlaw.org/l/323AC0000000025/art-66-50 - art-66-63/par-2: 前項第三号 → 金融商品取引法 第六十六条の六十三第一項第三号 (Article 66-63, paragraph (1), item (iii)), art-66-63/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1/item-3 - art-66-63/par-2: 第五号 → 金融商品取引法 第六十六条の六十三第一項第五号 (Article 66-63, paragraph (1), item (v)), art-66-63/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1/item-5 - art-66-63/par-4: 前項 → 金融商品取引法 第六十六条の六十三第三項 (Article 66-63, paragraph (3)), art-66-63/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-3 ## Cited by 23 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十九条の四第一項第一号イ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（１０）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-10 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-10 - 金融商品取引法 第二十九条の四第一項第一号の二（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1-2 - 金融商品取引法 第二十九条の四第一項第二号ニ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-4 - 金融商品取引法 第二十九条の四第一項第二号ホ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-5 - 金融商品取引法 第二十九条の四第一項第二号ヘ（１０）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-10 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-10 - 金融商品取引法 第二十九条の四第一項第二号チ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-8 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-8 - 金融商品取引法 第三十三条の五第一項第一号（金融機関の登録の拒否等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1/item-1 - 金融商品取引法 第五十九条の四第一項第一号（引受業務の一部の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-1 - 金融商品取引法 第六十条の三第一項第一号ト（取引所取引業務の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-7 - 金融商品取引法 第六十六条の六十三第二項（監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-2 - 金融商品取引法 第六十六条の六十三第四項（監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-4 - 金融商品取引法 第六十六条の六十五第一項（監督処分の公告） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-65/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-65/par-1 - 金融商品取引法 第六十六条の六十六第一項（登録の抹消） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-66/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-66/par-1 - 金融商品取引法 第六十六条の七十第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-70/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-70/par-1 - 金融商品取引法 第八十二条第二項第二号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-2 - 金融商品取引法 第百六条の十二第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-12/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-106-12/par-2/item-3 - 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3 - 金融商品取引法 第百五十六条の四第二項第三号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の四第二項第三号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の十八第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-3 - 金融商品取引法 第百五十六条の二十五第二項第四号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-25/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-156-25/par-2/item-4 - 金融商品取引法 第百九十八条の五第一項第二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-198-5/par-1/item-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22