# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十四条の二 (Article 64-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十四条の二 (Article 64-2)（登録の拒否） — address `art-64-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-64-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十四条の二（登録の拒否） — (Refusal of Registration) caption: Ministry of Justice translation — Japanese Law Translation Database System art-64-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2 · https://japanlaw.org/l/323AC0000000025/art-64-2 **第一項** 内閣総理大臣は、登録の申請に係る外務員が次の各号のいずれかに該当するとき、又は登録申請書若しくはその添付書類のうちに虚偽の記載があり、若しくは重要な事実の記載が欠けているときは、その登録を拒否しなければならない。 art-64-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1 If the sales representative to which an application for registration pertains falls under any of the following items, or if a written application for registration or an accompanying document includes a false statement or lacks a statement of a material fact, the Prime Minister must refuse that registration: Ministry of Justice translation — Japanese Law Translation Database System **一** 第二十九条の四第一項第二号イからリまでに掲げる者 art-64-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1/item-1 a person set forth in Article 29-4, paragraph (1), item (ii), (a) through (i); Ministry of Justice translation — Japanese Law Translation Database System **二** 第六十四条の五第一項（第六十六条の二十五及び金融サービスの提供及び利用環境の整備等に関する法律第七十七条において準用する場合を含む。）の規定により外務員（第六十六条の二十五において準用する前条第一項に規定する外務員及び同法第七十五条第一項に規定する外務員を含む。次号において同じ。）の登録を取り消され、その取消しの日から五年を経過しない者 art-64-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1/item-2 a person that has had the registration as a sales representative (including the sales representative prescribed in paragraph (1) of the preceding Article as applied mutatis mutandis pursuant to Article 66-25 and the sales representative prescribed in Article 75, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the same applies in the following item) rescinded pursuant to the provisions of Article 64-5, paragraph (1) (including as applied mutatis mutandis pursuant to Article 66-25 and pursuant to Article 77 of that Act), for whom five years have not passed since the date of the rescission; machine translation, not official **三** 登録申請者以外の金融商品取引業者等若しくは金融商品仲介業者又は金融サービス仲介業者に所属する外務員として登録されている者 art-64-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1/item-3 a person registered as a sales representative that belongs to a financial instruments business operator, etc. or financial instruments intermediary service provider, or financial service intermediary other than the applicant for registration; or Ministry of Justice translation — Japanese Law Translation Database System **四** 第六十六条の登録を受けている者又は金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を受けている者 art-64-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1/item-4 a person that has obtained the registration referred to in Article 66 or a person that has obtained the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations). machine translation, not official **第二項** 内閣総理大臣は、前条第一項の登録を拒否しようとするときは、登録申請者に通知して、当該職員に、当該登録申請者につき審問を行わせなければならない。 art-64-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-2 Before seeking to refuse the registration referred to in paragraph (1) of the preceding Article, the Prime Minister must notify the applicant for registration and have relevant officials conduct a hearing of the applicant for registration. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、前条第一項の登録を拒否することとしたときは、書面により、その旨を登録申請者に通知しなければならない。 art-64-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-3 If the Prime Minister decides to refuse the registration referred to in paragraph (1) of the preceding Article, the Prime Minister must notify the applicant for registration of this in writing. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-64-2/par-1/item-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-64-2/par-1/item-2: 第六十四条の五第一項 → 金融商品取引法 第六十四条の五第一項 (Article 64-5, paragraph (1)), art-64-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1 - art-64-2/par-1/item-2: 第六十六条の二十五 → 金融商品取引法 第六十六条の二十五 (Article 66-25), art-66-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-25 · https://japanlaw.org/l/323AC0000000025/art-66-25 - art-64-2/par-1/item-2: 金融サービスの提供及び利用環境の整備等に関する法律第七十七条 → e-Gov law 412AC0000000101, 第七十七条 (Article 77), art-77 — not held in this collection - art-64-2/par-1/item-2: 前条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-64/par-1 - art-64-2/par-1/item-2: 次号 → 金融商品取引法 第六十四条の二第一項第三号 (Article 64-2, paragraph (1), item (iii)), art-64-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1/item-3 - art-64-2/par-1/item-4: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66 · https://japanlaw.org/l/323AC0000000025/art-66 - art-64-2/par-1/item-4: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection - art-64-2/par-2: 前条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-64/par-1 - art-64-2/par-3: 前条第一項 → 金融商品取引法 第六十四条第一項 (Article 64, paragraph (1)), art-64/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64/par-1 · https://japanlaw.org/l/323AC0000000025/art-64/par-1 ## Cited by 7 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第六十四条第五項（外務員の登録） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64/par-5 · https://japanlaw.org/l/323AC0000000025/art-64/par-5 - 金融商品取引法 第六十四条の二第一項第二号（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-64-2/par-1/item-2 - 金融商品取引法 第六十四条の五第一項第一号（外務員に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-64-5/par-1/item-1 - 金融商品取引法 第六十四条の七第一項（登録事務の委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-7/par-1 - 金融商品取引法 第六十四条の九第一項（登録事務についての審査請求） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-64-9/par-1 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第六十六条の二十五第一項（準用） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-25/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-012, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22