# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十三条の十三 (Article 63-13) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十三条の十三 (Article 63-13)（海外投資家等特例業務届出者に対する監督上の処分等） — address `art-63-13` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-63-13 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十三条の十三（海外投資家等特例業務届出者に対する監督上の処分等） — (Supervisory Dispositions for Notifiers of Specially Permitted Services for Foreign Investors) caption: Ministry of Justice translation — Japanese Law Translation Database System art-63-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13 · https://japanlaw.org/l/323AC0000000025/art-63-13 **第一項** 内閣総理大臣は、海外投資家等特例業務届出者の業務の運営に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該海外投資家等特例業務届出者に対し、業務の運営の改善に必要な措置をとるべきことを命ずることができる。 art-63-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-1 If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors concerning business operations of a notifier of specially permitted services for foreign investors, etc., the Prime Minister may, to the extent necessary, order the notifier of specially permitted services for foreign investors, etc. to take measures that are necessary for improving its business operations. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、海外投資家等特例業務届出者が次の各号のいずれかに該当する場合には、当該海外投資家等特例業務届出者に対し、六月以内の期間を定めて業務の全部又は一部の停止を命ずることができる。 art-63-13/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2 If a notifier of specially permitted services for foreign investors, etc. falls under any of the following items, the Prime Minister may order the notifier of specially permitted services for foreign investors, etc. to suspend all or a part of the services during a fixed period of no longer than six months: Ministry of Justice translation — Japanese Law Translation Database System **一** 海外投資家等特例業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。 art-63-13/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2/item-1 the notifier violates a law or regulation or a disposition made by a government agency which is based on a law or regulation, in connection with specially permitted services for foreign investors, etc.; Ministry of Justice translation — Japanese Law Translation Database System **二** 海外投資家等特例業務の運営に関し、投資者の利益を害する事実があるとき。 art-63-13/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2/item-2 a fact that is detrimental to the investors' interests has occurred in connection with the operation of the specially permitted services for foreign investors, etc.; or Ministry of Justice translation — Japanese Law Translation Database System **三** 海外投資家等特例業務に関し、不正又は著しく不当な行為をした場合において、その情状が特に重いとき。 art-63-13/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2/item-3 the notifier commits a wrongful or extremely unjust act in connection with the specially permitted services for foreign investors, etc., and the circumstances surrounding the act are particularly serious. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、海外投資家等特例業務届出者が前項各号のいずれかに該当する場合であつて、他の方法により監督の目的を達成することができないときは、当該海外投資家等特例業務届出者に対し、業務の廃止を命ずることができる。 art-63-13/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-3 If a notifier of specially permitted services for foreign investors, etc. falls under any of the items of the preceding paragraph, and the purpose of supervision cannot be achieved by any other method, the Prime Minister may order the notifier of specially permitted services for foreign investors, etc. to discontinue the services. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 内閣総理大臣は、前三項の規定による処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-63-13/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-4 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-4 Irrespective of the category of procedures for hearing statements of opinion under the provisions of Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition under the provisions of the preceding three paragraphs, the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 内閣総理大臣は、第一項から第三項までの規定による処分をすることとしたときは、書面により、その旨を海外投資家等特例業務届出者に通知しなければならない。 art-63-13/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-5 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-5 If the Prime Minister decides to issue a disposition under the provisions of paragraphs (1) through (3), the Prime Minister must notify the notifier of specially permitted services for foreign investors, etc. of this in writing. Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "If the Prime Minister decides to issue a disposition under the provisions of paragraphs (1) trough (3), the Prime Minister must notify the notifier of specially permitted services for foreign investors, etc. of this in writing." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **第六項** 内閣総理大臣は、第二項の規定により海外投資家等特例業務の全部若しくは一部の停止を命じたとき、又は第三項の規定により海外投資家等特例業務の廃止を命じたときは、内閣府令で定めるところにより、その旨を公告しなければならない。 art-63-13/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-6 If the Prime Minister orders the suspension of all or a part of specially permitted services for foreign investors, etc. pursuant to paragraph (2) or the discontinuation of specially permitted services for foreign investors, etc. pursuant to paragraph (3), the Prime Minister must issue public notice of this pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-63-13/par-3: 前項 → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2 - art-63-13/par-4: 前三項 → 金融商品取引法 第六十三条の十三第一項 (Article 63-13, paragraph (1)), art-63-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-1 - art-63-13/par-4: 前三項 → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2 - art-63-13/par-4: 前三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-3 - art-63-13/par-4: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 - art-63-13/par-5: 第一項から第三項まで → 金融商品取引法 第六十三条の十三第一項 (Article 63-13, paragraph (1)), art-63-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-1 - art-63-13/par-5: 第一項から第三項まで → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2 - art-63-13/par-5: 第一項から第三項まで → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-3 - art-63-13/par-6: 第二項 → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-2 - art-63-13/par-6: 第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-3 ## Cited by 17 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十九条の四第一項第一号イ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（６）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-6 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-6 - 金融商品取引法 第二十九条の四第一項第一号ロ（７）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-7 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-7 - 金融商品取引法 第二十九条の四第一項第二号ニ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-4 - 金融商品取引法 第二十九条の四第一項第二号ホ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-5 - 金融商品取引法 第二十九条の四第一項第二号ヘ（６）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-6 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-6 - 金融商品取引法 第二十九条の四第一項第二号ヘ（７）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-7 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-7 - 金融商品取引法 第六十三条の十一第二項（金融商品取引業者等が海外投資家等特例業務を行う場合） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-11/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-11/par-2 - 金融商品取引法 第六十三条の十三第三項（海外投資家等特例業務届出者に対する監督上の処分等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-3 - 金融商品取引法 第六十三条の十三第四項（海外投資家等特例業務届出者に対する監督上の処分等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-4 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-4 - 金融商品取引法 第六十三条の十三第五項（海外投資家等特例業務届出者に対する監督上の処分等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-5 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-5 - 金融商品取引法 第六十三条の十三第六項（海外投資家等特例業務届出者に対する監督上の処分等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-13/par-6 · https://japanlaw.org/l/323AC0000000025/art-63-13/par-6 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十七条の二第一項第十一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-197-2/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-11 - 金融商品取引法 第百九十八条の五第一項第二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-198-5/par-1/item-2 - 金融商品取引法 第二百八条第一項第五号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-5 - 金融商品取引法 附則第三条の三第四項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 63-13, paragraph (5) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22