# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十三条 (Article 63) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十三条 (Article 63)（適格機関投資家等特例業務） — address `art-63` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-63 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十三条（適格機関投資家等特例業務） — (Specially Permitted Services for Qualified Institutional Investors) caption: Ministry of Justice translation — Japanese Law Translation Database System art-63 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63 · https://japanlaw.org/l/323AC0000000025/art-63 **第一項** 次の各号に掲げる行為については、第二十九条及び第三十三条の二の規定は、適用しない。 art-63/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1 The provisions of Articles 29 and 33-2 do not apply to the acts set forth in the following items: Ministry of Justice translation — Japanese Law Translation Database System **一** 適格機関投資家等（適格機関投資家以外の者で政令で定めるもの（その数が政令で定める数以下の場合に限る。）及び適格機関投資家をいう。以下この条において同じ。）で次のいずれにも該当しない者を相手方として行う第二条第二項第五号又は第六号に掲げる権利に係る私募（適格機関投資家等（次のいずれにも該当しないものに限る。）以外の者が当該権利を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） art-63/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1 the private placement of rights set forth in Article 2, paragraph (2), item (v) or (vi) with qualified institutional investors, etc. (meaning persons that are not qualified institutional investors but that are specified by Cabinet Order (but only if they are no greater in number than the number specified by Cabinet Order) and qualified institutional investors; hereinafter the same applies in this Article) that do not fall under any of the following categories, as the counterparties (limited to private placements specified by Cabinet Order as having little likelihood of allowing persons that are not qualified institutional investors, etc. (that is, qualified institutional investors, etc. that do not fall under any of the following categories) to acquire the relevant rights and excluding those specified by Cabinet Office Order as being likely to compromise the protection of investors): Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "the private placement of rights set forth in Article 2, paragraph (2), item (v) or (vi) with qualified institutional investors, etc. (meaning persons that are not qualified institutional investors but that are specified by Cabinet Order (but only if they are they are no greater in number than the number specified by Cabinet Order) and qualified institutional investors; hereinafter the same applies in this Article) that do not fall under any of the following categories, as the counterparties (limited to private placements specified by Cabinet Order as having little likelihood of allowing persons that are not qualified institutional investors, etc. (that is, qualified institutional investors, etc. that do not fall under any of the following categories) to acquire the relevant rights and excluding those specified by Cabinet Office Order as being likely to compromise the protection of investors):" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **イ** その発行する資産対応証券（資産の流動化に関する法律第二条第十一項に規定する資産対応証券をいう。）を適格機関投資家以外の者が取得している特定目的会社（同条第三項に規定する特定目的会社をいう。） art-63/par-1/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1/sub-1 a special purpose company (meaning a special purpose company as provided in Article 2, paragraph (3) of the Act on Securitization of Assets) that issues asset backed securities (meaning asset backed securities as provided in Article 2, paragraph (11) of that Act) which have been acquired by persons other than qualified institutional investors; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 第二条第二項第五号又は第六号に掲げる権利に対する投資事業に係る匿名組合契約（商法第五百三十五条に規定する匿名組合契約をいう。）で、適格機関投資家以外の者を匿名組合員とするものの営業者又は営業者になろうとする者 art-63/par-1/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1/sub-2 the proprietor of a business or a person seeking to become the proprietor of a business in a silent partnership agreement (meaning a silent partnership agreement as provided in Article 535 of the Commercial Code) that concerns the investment business for the rights specified in Article 2, paragraph (2), item (v) or (vi) and that has a person other than a qualified institutional investor as a silent partner; and Ministry of Justice translation — Japanese Law Translation Database System **ハ** イ又はロに掲げる者に準ずる者として内閣府令で定める者 art-63/par-1/item-1/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1/sub-3 a person that is specified by Cabinet Office Order as being equivalent to a person set forth in (a) or (b); Ministry of Justice translation — Japanese Law Translation Database System **二** 第二条第二項第五号又は第六号に掲げる権利（同一の出資対象事業（同項第五号に規定する出資対象事業をいう。）に係る当該権利を有する者が適格機関投資家等（前号イからハまでのいずれにも該当しないものに限る。）のみであるものに限る。）を有する適格機関投資家等から出資され、又は拠出された金銭（これに類するものとして政令で定めるものを含む。）の運用を行う同条第八項第十五号に掲げる行為（投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。） art-63/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-2 the act set forth in Article 2, paragraph (8), item (xv), of investing money (including anything specified by Cabinet Order as being similar to money) that has been invested or contributed by a qualified institutional investor, etc. that holds a right set forth in Article 2, paragraph (2), item (v) or (vi) (limited to rights in a business subject to investment (meaning a business subject to investment as provided in Article 2, paragraph (2), item (v)) in which qualified institutional investors, etc. are the only holders of those rights (limited to qualified institutional investors, etc. that do not fall under any of the categories in (a) through (c) of the preceding item)) (excluding those specified by Cabinet Office Order as being likely to compromise the protection of investors). Ministry of Justice translation — Japanese Law Translation Database System **第二項** 適格機関投資家等特例業務（前項各号に掲げる行為のいずれかを業として行うことをいう。以下同じ。）を行う者（金融商品取引業者等を除く。）は、あらかじめ、内閣府令で定めるところにより、次に掲げる事項を内閣総理大臣に届け出なければならない。 art-63/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 A person that will engage in specially permitted services for qualified institutional investors, etc. (meaning performing any of the acts set forth in the items of the preceding paragraph on a regular basis; the same applies hereinafter) (excluding financial instruments business operators, etc.) must notify the Prime Minister of the following particulars in advance, pursuant to the provisions of Cabinet Office Order: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号、名称又は氏名 art-63/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-1 the person's trade name or name; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人であるときは、資本金の額又は出資の総額 art-63/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-2 the amount of stated capital or total amount of contributions, if it is a corporation; Ministry of Justice translation — Japanese Law Translation Database System **三** 法人であるときは、役員の氏名又は名称 art-63/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-3 the names of its officers, if it is a corporation; Ministry of Justice translation — Japanese Law Translation Database System **四** 政令で定める使用人があるときは、その者の氏名 art-63/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-4 if the person has an employee that is specified by Cabinet Order, the name of that employee; Ministry of Justice translation — Japanese Law Translation Database System **五** 業務の種別（前項各号に掲げる行為に係る業務の種別をいう。） art-63/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-5 the type of business (meaning type of business related to the acts set forth in the items of the preceding paragraph); Ministry of Justice translation — Japanese Law Translation Database System **六** 主たる営業所又は事務所の名称及び所在地 art-63/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-6 the name and location of the person's principal business office or principal office; Ministry of Justice translation — Japanese Law Translation Database System **七** 適格機関投資家等特例業務を行う営業所又は事務所の名称及び所在地 art-63/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-7 the name and location of the business office or office for conducting specially permitted services for qualified institutional investors, etc.; Ministry of Justice translation — Japanese Law Translation Database System **八** 他に事業を行つているときは、その事業の種類 art-63/par-2/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-8 if the person engages in other business, the type of business; and Ministry of Justice translation — Japanese Law Translation Database System **九** その他内閣府令で定める事項 art-63/par-2/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-9 other particulars specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項の規定による届出には、次に掲げる書類を添付しなければならない。 art-63/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-3 The following documents must accompany the notification under the preceding paragraph: Ministry of Justice translation — Japanese Law Translation Database System **一** 法人である場合においては、第七項第一号イからニまでのいずれにも該当しないことを誓約する書面、定款（これに準ずるものを含む。）及び法人の登記事項証明書（これに準ずるものを含む。） art-63/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-1 if the person is a corporation, a document pledging that the person does not fall under any of paragraph (7), item (i), (a) through (d), the articles of incorporation (including anything equivalent thereto), and the corporation's certificate of registered information (including anything equivalent thereto); Ministry of Justice translation — Japanese Law Translation Database System **二** 個人である場合においては、第七項第二号イからニまでのいずれにも該当しないことを誓約する書面 art-63/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-2 if the person is an individual, a document pledging that the person does not fall under any of paragraph (7), item (ii), (a) through (d); and Ministry of Justice translation — Japanese Law Translation Database System **三** その他内閣府令で定める書類 art-63/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-3 other documents specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 前項第一号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。 art-63/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-4 · https://japanlaw.org/l/323AC0000000025/art-63/par-4 In attaching the documents set forth in item (i) of the preceding paragraph to a notification, if the articles of incorporation have been prepared as electronic or magnetic records, the electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany the notification in lieu of the written documents. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 内閣総理大臣は、特例業務届出者（第二項の規定による届出をした者をいい、次条第三項第二号に該当する旨の同項の規定による届出をした者を除く。以下同じ。）に係る第二項各号に掲げる事項のうち内閣府令で定める事項を公衆の縦覧に供しなければならない。 art-63/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-5 The Prime Minister must make available for public inspection the particulars which are set forth in the items of paragraph (2) related to a notifier of specially permitted services (meaning a person that has made a notification under paragraph (2) and excluding a person that has made a notification under paragraph (3) of the following Article to the effect that the person falls under item (ii) of that paragraph; the same applies hereinafter) and which are specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第六項** 特例業務届出者は、第二項又は第八項の規定による届出をしたときは、遅滞なく、当該特例業務届出者に係る第二項各号に掲げる事項のうち内閣府令で定める事項を記載した書面を作成し、これを主たる営業所若しくは事務所及び適格機関投資家等特例業務を行う全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又は内閣府令で定めるところにより、インターネットの利用その他の方法により公表しなければならない。 art-63/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-6 · https://japanlaw.org/l/323AC0000000025/art-63/par-6 A notifier of specially permitted services that has made a notification under paragraph (2) or (8) must, without delay, prepare a document stating the particulars which are set forth in the items of paragraph (2) related to the notifier of specially permitted services and which are specified by Cabinet Office Order, and keep it at its principal business office or office and all of its business offices or offices for specially permitted services for qualified institutional investors, etc. and make it available for public inspection, or disclose it using the internet or through other means pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第七項** 次の各号のいずれかに該当する者（金融商品取引業者等を除く。）は、適格機関投資家等特例業務を行つてはならない。 art-63/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-7 A person that falls under any of the following items (excluding a financial instruments business operator, etc.) must not engage in specially permitted services for qualified institutional investors, etc.: Ministry of Justice translation — Japanese Law Translation Database System **一** 法人である場合においては、次のいずれかに該当する者 art-63/par-7/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1 if the person is a corporation, a person that falls under any of the following: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者 art-63/par-7/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1/sub-1 a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c); Ministry of Justice translation — Japanese Law Translation Database System **ロ** 第二十九条の四第一項第二号に該当する者 art-63/par-7/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1/sub-2 a person that falls under Article 29-4, paragraph (1), item (ii); Ministry of Justice translation — Japanese Law Translation Database System **ハ** 役員又は政令で定める使用人のうちに暴力団員による不当な行為の防止等に関する法律第二条第六号に規定する暴力団員又は同号に規定する暴力団員でなくなつた日から五年を経過しない者（次号ハにおいて「暴力団員等」という。）のある者 art-63/par-7/item-1/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1/sub-3 a person that has an officer or an employee as specified by Cabinet Order that is a member of an organized crime group as defined in Article 2, item (vi) of the Act to Prevent Illegal Activities by Members of Organized Crime Groups or a person for whom five years have not passed since the day on which they ceased to be a member of an organized crime group as defined in that item (referred to as a "member of an organized crime group, etc." in (c) of the following item); Ministry of Justice translation — Japanese Law Translation Database System **ニ** 外国法人であつて国内における代表者を定めていない者 art-63/par-7/item-1/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1/sub-4 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1/sub-4 a foreign corporation that has not designated a domestic representative; or Ministry of Justice translation — Japanese Law Translation Database System **ホ** 外国法人であつてその主たる営業所若しくは事務所又は適格機関投資家等特例業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者 art-63/par-7/item-1/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1/sub-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1/sub-5 a foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments defined in paragraph (1) of that Article in a foreign country where its principal business office or office or its business office or office for specially permitted services for qualified institutional investors, etc. is located; Ministry of Justice translation — Japanese Law Translation Database System **二** 個人である場合においては、次のいずれかに該当する者 art-63/par-7/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2 if the person is an individual, a person that falls under any of the following: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者 art-63/par-7/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2/sub-1 a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c); Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through c);" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **ロ** 第二十九条の四第一項第三号ロに該当する者 art-63/par-7/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2/sub-2 a person that falls under Article 29-4, paragraph (1), item (iii), (b); machine translation, not official **ハ** 暴力団員等又は政令で定める使用人のうちに暴力団員等のある者 art-63/par-7/item-2/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2/sub-3 a member of an organized crime group, etc. or a person that has an employee as specified by Cabinet Order that is a member of an organized crime group, etc.; Ministry of Justice translation — Japanese Law Translation Database System **ニ** 外国に住所を有する個人であつて国内における代理人を定めていない者 art-63/par-7/item-2/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2/sub-4 an individual domiciled in a foreign country that has not designated a domestic agent; or Ministry of Justice translation — Japanese Law Translation Database System **ホ** 外国に住所を有する個人であつてその主たる営業所若しくは事務所又は適格機関投資家等特例業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者 art-63/par-7/item-2/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2/sub-5 an individual domiciled in a foreign country that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments defined in paragraph (1) of that Article in a foreign country where the individual's principal business office or office or the individual's business office or office for specially permitted services for qualified institutional investors, etc. is located. Ministry of Justice translation — Japanese Law Translation Database System **第八項** 特例業務届出者は、第二項各号に掲げる事項に変更があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-63/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-8 If any particular set forth in the items of paragraph (2) changes, a notifier of specially permitted services must notify the Prime Minister of this without delay. Ministry of Justice translation — Japanese Law Translation Database System **第九項** 特例業務届出者は、適格機関投資家等特例業務のうち投資者の保護を図ることが特に必要なものとして政令で定めるものを行う場合には、当該適格機関投資家等特例業務に係る第二条第二項第五号又は第六号に掲げる権利に係る契約において、適格機関投資家等特例業務の適正を確保するために必要なものとして内閣府令で定める事項を定め、第二項の規定による届出又は前項の規定による届出（第二項各号に掲げる事項のうち内閣府令で定めるものの変更に係るものに限る。）後、内閣府令で定めるところにより、当該契約の契約書の写しを内閣総理大臣に提出しなければならない。 art-63/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-9 · https://japanlaw.org/l/323AC0000000025/art-63/par-9 If a notifier of specially permitted services engages in specially permitted services for qualified institutional investors, etc. which are specified by Cabinet Order as those for which it is particularly necessary to ensure the protection of investors, the notifier of specially permitted services must stipulate, in a contract concerning the rights set forth in Article 2, paragraph (2), item (v) or (vi) related to the specially permitted services for qualified institutional investors, etc., the particulars specified by Cabinet Office Order as those necessary for ensuring appropriateness in specially permitted services for qualified institutional investors, etc., and after making a notification under paragraph (2) or a notification under the preceding paragraph (limited to a notification related to a change to any of the particulars set forth in the items of paragraph (2) which are specified by Cabinet Office Order), submit a copy of that contract to the Prime Minister pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第十項** 前項の規定により契約書の写しを提出した特例業務届出者は、当該契約について同項に規定する内閣府令で定める事項に変更があつたときは、遅滞なく、内閣府令で定めるところにより、当該変更に係る契約の契約書の写しを内閣総理大臣に提出しなければならない。 art-63/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-10 · https://japanlaw.org/l/323AC0000000025/art-63/par-10 If any particular specified by Cabinet Office Order as prescribed in the preceding paragraph with regard to a contract changes, the notifier of specially permitted services that has submitted a copy of the contract pursuant to the provisions of that paragraph must submit a copy of the contract concerning the change to the Prime Minister pursuant to the provisions of Cabinet Office Order without delay. Ministry of Justice translation — Japanese Law Translation Database System **第十一項** 特例業務届出者が適格機関投資家等特例業務を行う場合においては、当該特例業務届出者を金融商品取引業者とみなして、第一節第五款、第三十六条の三、第三十七条、第三十七条の三、第三十七条の四、第三十八条（第一号、第二号及び第九号に係る部分に限る。）、第三十九条（第四項及び第六項を除く。）、第四十条、第四十条の三、第四十条の三の二、第四十二条、第四十二条の二、第四十二条の四、第四十二条の七、第四十三条の六及び第四十五条並びにこれらの規定に係る第八章及び第八章の二の規定を適用する。 art-63/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-11 · https://japanlaw.org/l/323AC0000000025/art-63/par-11 If a notifier of specially permitted services engages in specially permitted services for qualified institutional investors, etc., the notifier of specially permitted services is deemed to be a financial instruments business operator and the provisions of Section 1, Subsection 5, Article 36-3, Article 37, Article 37-3, Article 37-4, Article 38 (limited to the part that involves items (i), (ii), and (ix)), Article 39 (excluding paragraphs (4) and (6)), Article 40, Article 40-3, Article 40-3-2, Article 42, Article 42-2, Article 42-4, Article 42-7, Article 43-6, and Article 45, and the provisions of Chapters VIII and VIII-2 in connection with these Articles apply. machine translation, not official **第十二項** 内閣総理大臣は、特例業務届出者が適格機関投資家等特例業務として開始した第一項第二号に掲げる行為に係る業務が適格機関投資家等特例業務に該当しなくなつたとき（適格機関投資家等（同項第一号イからハまでのいずれにも該当しないものに限る。）以外の者が同項第二号に規定する権利を有することとなつたときに限る。次項において同じ。）は、当該特例業務届出者に対し三月以内の期間を定めて必要な措置をとることを命ずることができる。 art-63/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-12 · https://japanlaw.org/l/323AC0000000025/art-63/par-12 If a business activity connected with an act set forth in paragraph (1), item (ii) which a notifier of specially permitted services has commenced as specially permitted services for qualified institutional investors, etc. comes to no longer come under the purview of specially permitted services for qualified institutional investors, etc. (but only if a person that is not a qualified institutional investor, etc. (that is, a qualified institutional Investor, etc. that does not fall under any of the categories in paragraph (1), item (i), (a) through (c)) comes to hold the right prescribed in paragraph (1), item (ii); the same applies in the following paragraph), the Prime Minister may order the notifier of specially permitted services to take the necessary measures within a fixed period of no longer than three months. Ministry of Justice translation — Japanese Law Translation Database System **第十三項** 特例業務届出者は、適格機関投資家等特例業務として開始した第一項第二号に掲げる行為に係る業務が適格機関投資家等特例業務に該当しなくなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-63/par-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-13 · https://japanlaw.org/l/323AC0000000025/art-63/par-13 If a business activity connected with an act set forth in paragraph (1), item (ii) which a notifier of specially permitted services has commenced as specially permitted services for qualified institutional investors, etc. comes to no longer come under the purview of specially permitted services for qualified institutional investors, etc., the notifier of specially permitted services must notify the Prime Minister of this without delay. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-63/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-63/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2 - art-63/par-1/item-1: この条 → 金融商品取引法 第六十三条 (Article 63), art-63 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63 · https://japanlaw.org/l/323AC0000000025/art-63 - art-63/par-1/item-1: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - art-63/par-1/item-1: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - art-63/par-1/item-1/sub-1: 資産の流動化に関する法律第二条第十一項 → e-Gov law 410AC0000000105, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection - art-63/par-1/item-1/sub-1: 同条第三項 → e-Gov law 410AC0000000105, 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — not held in this collection - art-63/par-1/item-1/sub-2: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - art-63/par-1/item-1/sub-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - art-63/par-1/item-1/sub-2: 商法第五百三十五条 → e-Gov law 132AC0000000048, 第五百三十五条 (Article 535), art-535 — not held in this collection - art-63/par-1/item-2: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - art-63/par-1/item-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - art-63/par-1/item-2: 前号 → 金融商品取引法 第六十三条第一項第一号 (Article 63, paragraph (1), item (i)), art-63/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1 - art-63/par-1/item-2: 同条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8/item-15 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-15 - art-63/par-2: 前項 → 金融商品取引法 第六十三条第一項 (Article 63, paragraph (1)), art-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1 - art-63/par-2/item-5: 前項 → 金融商品取引法 第六十三条第一項 (Article 63, paragraph (1)), art-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1 - art-63/par-3: 前項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 - art-63/par-3/item-1: 第七項第一号 → 金融商品取引法 第六十三条第七項第一号 (Article 63, paragraph (7), item (i)), art-63/par-7/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1 - art-63/par-3/item-2: 第七項第二号 → 金融商品取引法 第六十三条第七項第二号 (Article 63, paragraph (7), item (ii)), art-63/par-7/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2 - art-63/par-4: 前項第一号 → 金融商品取引法 第六十三条第三項第一号 (Article 63, paragraph (3), item (i)), art-63/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-1 - art-63/par-5: 第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 - art-63/par-5: 次条第三項第二号 → 金融商品取引法 第六十三条の二第三項第二号 (Article 63-2, paragraph (3), item (ii)), art-63-2/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-2/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3/item-2 - art-63/par-5: 同項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-63-2/par-3 - art-63/par-6: 第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 - art-63/par-6: 第八項 → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-8 - art-63/par-7/item-1/sub-1: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - art-63/par-7/item-1/sub-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-63/par-7/item-1/sub-3: 暴力団員による不当な行為の防止等に関する法律第二条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection - art-63/par-7/item-1/sub-3: 次号 → 金融商品取引法 第六十三条第七項第二号 (Article 63, paragraph (7), item (ii)), art-63/par-7/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2 - art-63/par-7/item-1/sub-5: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-63/par-7/item-1/sub-5: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1 - art-63/par-7/item-2/sub-1: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - art-63/par-7/item-2/sub-2: 第二十九条の四第一項第三号 → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-3 - art-63/par-7/item-2/sub-5: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-63/par-7/item-2/sub-5: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1 - art-63/par-8: 第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 - art-63/par-9: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-5 - art-63/par-9: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-2/item-6 - art-63/par-9: 第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 - art-63/par-9: 前項 → 金融商品取引法 第六十三条第八項 (Article 63, paragraph (8)), art-63/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-8 - art-63/par-10: 前項 → 金融商品取引法 第六十三条第九項 (Article 63, paragraph (9)), art-63/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-9 · https://japanlaw.org/l/323AC0000000025/art-63/par-9 - art-63/par-11: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-36-3 · https://japanlaw.org/l/323AC0000000025/art-36-3 - art-63/par-11: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37 · https://japanlaw.org/l/323AC0000000025/art-37 - art-63/par-11: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-3 · https://japanlaw.org/l/323AC0000000025/art-37-3 - art-63/par-11: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-4 · https://japanlaw.org/l/323AC0000000025/art-37-4 - art-63/par-11: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-38 · https://japanlaw.org/l/323AC0000000025/art-38 - art-63/par-11: 第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-38/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-1 - art-63/par-11: 第二号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-38/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-2 - art-63/par-11: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-38/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-9 - art-63/par-11: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-39 · https://japanlaw.org/l/323AC0000000025/art-39 - art-63/par-11: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-39/par-4 · https://japanlaw.org/l/323AC0000000025/art-39/par-4 - art-63/par-11: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-39/par-6 · https://japanlaw.org/l/323AC0000000025/art-39/par-6 - art-63/par-11: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-40 · https://japanlaw.org/l/323AC0000000025/art-40 - art-63/par-11: 第四十条の三 → 金融商品取引法 第四十条の三 (Article 40-3), art-40-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-40-3 · https://japanlaw.org/l/323AC0000000025/art-40-3 - art-63/par-11: 第四十条の三の二 → 金融商品取引法 第四十条の三の二 (Article 40-3-2), art-40-3-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-40-3-2 · https://japanlaw.org/l/323AC0000000025/art-40-3-2 - art-63/par-11: 第四十二条 → 金融商品取引法 第四十二条 (Article 42), art-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42 · https://japanlaw.org/l/323AC0000000025/art-42 - art-63/par-11: 第四十二条の二 → 金融商品取引法 第四十二条の二 (Article 42-2), art-42-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-2 · https://japanlaw.org/l/323AC0000000025/art-42-2 - art-63/par-11: 第四十二条の四 → 金融商品取引法 第四十二条の四 (Article 42-4), art-42-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-4 · https://japanlaw.org/l/323AC0000000025/art-42-4 - art-63/par-11: 第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7 · https://japanlaw.org/l/323AC0000000025/art-42-7 - art-63/par-11: 第四十三条の六 → 金融商品取引法 第四十三条の六 (Article 43-6), art-43-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-43-6 · https://japanlaw.org/l/323AC0000000025/art-43-6 - art-63/par-11: 第四十五条 → 金融商品取引法 第四十五条 (Article 45), art-45 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-45 · https://japanlaw.org/l/323AC0000000025/art-45 - art-63/par-12: 第一項第二号 → 金融商品取引法 第六十三条第一項第二号 (Article 63, paragraph (1), item (ii)), art-63/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-2 - art-63/par-12: 同項第一号 → 金融商品取引法 第六十三条第一項第一号 (Article 63, paragraph (1), item (i)), art-63/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1 - art-63/par-12: 次項 → 金融商品取引法 第六十三条第十三項 (Article 63, paragraph (13)), art-63/par-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-13 · https://japanlaw.org/l/323AC0000000025/art-63/par-13 - art-63/par-13: 第一項第二号 → 金融商品取引法 第六十三条第一項第二号 (Article 63, paragraph (1), item (ii)), art-63/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-2 ## Cited by 56 provisions cite this one. No official source publishes this direction. - 住民基本台帳法 別表第一 — https://japanlaw.org/ja/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1 - 犯罪による収益の移転防止に関する法律 第二条第二項第二十三号（定義） — https://japanlaw.org/ja/criminal-proceeds-act/art-2/par-2/item-23 · https://japanlaw.org/l/419AC0000000022/art-2/par-2/item-23 - 金融商品取引法 第二条第四十三項（定義） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-43 · https://japanlaw.org/l/323AC0000000025/art-2/par-43 - 金融商品取引法 第二十九条の四第一項第一号イ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（４）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-4 - 金融商品取引法 第二十九条の四第一項第一号の二（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1-2 - 金融商品取引法 第六十一条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-61/par-3 · https://japanlaw.org/l/323AC0000000025/art-61/par-3 - 金融商品取引法 第六十三条第一項第一号（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-1 - 金融商品取引法 第六十三条第一項第二号（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-1/item-2 - 金融商品取引法 第六十三条第二項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-2 - 金融商品取引法 第六十三条第二項第五号（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-5 - 金融商品取引法 第六十三条第三項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-3 - 金融商品取引法 第六十三条第三項第一号（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-1 - 金融商品取引法 第六十三条第三項第二号（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-2 - 金融商品取引法 第六十三条第四項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-4 · https://japanlaw.org/l/323AC0000000025/art-63/par-4 - 金融商品取引法 第六十三条第五項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-5 - 金融商品取引法 第六十三条第六項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-6 · https://japanlaw.org/l/323AC0000000025/art-63/par-6 - 金融商品取引法 第六十三条第七項第一号ハ（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1/sub-3 - 金融商品取引法 第六十三条第八項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-8 · https://japanlaw.org/l/323AC0000000025/art-63/par-8 - 金融商品取引法 第六十三条第九項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-9 · https://japanlaw.org/l/323AC0000000025/art-63/par-9 - 金融商品取引法 第六十三条第十項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-10 · https://japanlaw.org/l/323AC0000000025/art-63/par-10 - 金融商品取引法 第六十三条第十二項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-12 · https://japanlaw.org/l/323AC0000000025/art-63/par-12 - 金融商品取引法 第六十三条第十三項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-13 · https://japanlaw.org/l/323AC0000000025/art-63/par-13 - 金融商品取引法 第六十三条の三第一項（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-1 - 金融商品取引法 第六十三条の三第二項（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-2 - 金融商品取引法 第六十三条の三第三項第一号（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-3/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3/item-1 - 金融商品取引法 第六十三条の三第三項第二号（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3/item-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百五十六条の三十八第三項（定義） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-38/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-3 - 金融商品取引法 第百五十六条の三十八第五項（定義） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-38/par-5 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-5 - 金融商品取引法 第百九十四条の六第三項（農林水産大臣及び経済産業大臣との協議等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-194-6/par-3 - 金融商品取引法 第百九十四条の六第三項第一号（農林水産大臣及び経済産業大臣との協議等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-6/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-194-6/par-3/item-1 - 金融商品取引法 第百九十四条の六第三項第二号（農林水産大臣及び経済産業大臣との協議等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-6/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-194-6/par-3/item-2 - 金融商品取引法 第百九十四条の七第二項第二号の二（金融庁長官への権限の委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-7/par-2/item-2-2 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-2/item-2-2 - 金融商品取引法 第百九十七条の二第一項第十号の五 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-197-2/par-1/item-10-5 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-10-5 - 金融商品取引法 第百九十八条の六第一項第六号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-6 - 金融商品取引法 第百九十八条の六第一項第七号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-7 - 金融商品取引法 第百九十八条の六第一項第十三号の二 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-13-2 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-13-2 - 金融商品取引法 第百九十八条の六第一項第十四号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-14 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-14 - 金融商品取引法 第二百五条の二の三第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-1 - 金融商品取引法 附則第四十八条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-1 - 金融商品取引法 附則第四十八条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-2 - 金融商品取引法 附則第四十八条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-3 - 金融商品取引法 附則第四十八条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-5 - 金融商品取引法 附則第四十八条第七項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-7 - 金融商品取引法 附則第四十九条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-49/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-49/par-1 - 金融商品取引法 附則第二条第一項（経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-1 - 金融商品取引法 附則第二条第二項（経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-2 - 金融商品取引法 附則第二条第三項（経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-3 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 - 金融商品取引法 附則第三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - 金融商品取引法 附則第三条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 - 金融商品取引法 附則第四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-4/par-1 - 金融商品取引法 附則第五条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5/par-1 - 金融商品取引法 附則第五条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5/par-2 - 金融商品取引法 附則第五条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5/par-3 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 63, paragraph (1), item (i) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 63, paragraph (7), item (ii), (a) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22