# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十条の八 (Article 60-8) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十条の八 (Article 60-8)（取引所取引許可業者に対する監督上の処分） — address `art-60-8` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-60-8 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十条の八（取引所取引許可業者に対する監督上の処分） — (Supervisory Measures for Authorized Firms for On-Exchange Transactions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-60-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8 · https://japanlaw.org/l/323AC0000000025/art-60-8 **第一項** 内閣総理大臣は、取引所取引許可業者が次の各号のいずれかに該当するときは、当該取引所取引許可業者の第六十条第一項の許可を取り消し、六月以内の期間を定めて取引所取引業務の全部又は一部の停止を命じ、取引所取引業務の方法の変更を命じ、その他監督上必要な事項を命ずることができる。 art-60-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1 If an authorized firm for on-exchange transactions falls under any of the following items, the Prime Minister may rescind the Article 60, paragraph (1) permission of the authorized firm for on-exchange transactions, order the suspension of all or a part of on-exchange transaction services during a fixed period of no longer than six months, order a change of business methods for on-exchange transaction services, or issue orders with respect to matters that are otherwise necessary from a supervisory perspective: Ministry of Justice translation — Japanese Law Translation Database System **一** 第六十条の三第一項第一号（ハ及びヌを除く。）、第二号又は第三号に該当することとなつたとき。 art-60-8/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-1 it comes to fall under Article 60-3, paragraph (1), item (i) (excluding (c) and (j)), or item (ii) or (iii); Ministry of Justice translation — Japanese Law Translation Database System **二** 不正の手段により第六十条第一項の許可を受けたとき。 art-60-8/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-2 it obtains the permission referred to in Article 60, paragraph (1) by wrongful means; Ministry of Justice translation — Japanese Law Translation Database System **三** 取引所取引業務又はこれに付随する業務に関し法令（外国の法令を含む。）又は当該法令に基づく行政官庁の処分に違反したとき（第四十六条の六第二項の規定に違反したときを除く。）。 art-60-8/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-3 it violates a law or regulation (including a foreign law or regulation) or a disposition by a government agency which is based on a law or regulation, in connection with its on-exchange transaction services or any services incidental to them (excluding if it violates the provisions of Article 46-6, paragraph (2)); Ministry of Justice translation — Japanese Law Translation Database System **四** 業務又は財産の状況に照らし支払不能に陥るおそれがあるとき。 art-60-8/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-4 in light of the state of its business or assets, it is likely to become insolvent; or Ministry of Justice translation — Japanese Law Translation Database System **五** 第六十条第一項の許可に付した条件に違反したとき。 art-60-8/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-5 it violates the conditions attached to the permission referred to in Article 60, paragraph (1). Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、取引所取引許可業者の国内における代表者（国内に事務所その他の施設がある場合にあつては、当該施設に駐在する役員を含む。）が、第二十九条の四第一項第二号イからリまでのいずれかに該当することとなつたとき、又は前項第三号若しくは第五号に該当する行為をしたときは、取引所取引許可業者に対して、当該国内における代表者の解任又は解職を命ずることができる。 art-60-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-2 If the domestic representative of an authorized firm for on-exchange transactions (if the authorized firm for on-exchange transactions has a domestic office or other facilities, this includes any officer stationed there) comes to fall under any of the categories set forth in Article 29-4, paragraph (1), item (ii), (a) through(i), or engages in conduct that falls under item (iii) or (v) of the preceding paragraph, the Prime Minister may order the authorized firm for on-exchange transactions to dismiss or remove that domestic representative. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、第一項の規定により第六十条第一項の許可を取り消し、又は業務の全部若しくは一部の停止を命じた場合には、内閣府令で定めるところにより、その旨を公告しなければならない。 art-60-8/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-3 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-3 If the Prime Minister rescinds the permission referred to in Article 60, paragraph (1) pursuant to the provisions of paragraph (1), or orders the suspension of all or a part of services, the Prime Minister must give public notice of this pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 内閣総理大臣は、第一項又は第二項の規定に基づいて処分をすることとしたときには、書面により、その旨を取引所取引許可業者に通知しなければならない。 art-60-8/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-4 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-4 If the Prime Minister decides to issue a disposition pursuant to the provisions of paragraph (1) or (2), the Prime Minister must notify the authorized firm for on-exchange transactions of this in writing. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 内閣総理大臣は、第一項又は第二項の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための区分にかかわらず、聴聞を行わなければならない。 art-60-8/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-5 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-5 Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition pursuant to the provisions of paragraph (1) or (2), the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-60-8/par-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-60-8/par-1/item-1: 第六十条の三第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1 - art-60-8/par-1/item-1: 第二号 → 金融商品取引法 第六十条の三第一項第二号 (Article 60-3, paragraph (1), item (ii)), art-60-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-2 - art-60-8/par-1/item-1: 第三号 → 金融商品取引法 第六十条の三第一項第三号 (Article 60-3, paragraph (1), item (iii)), art-60-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-3 - art-60-8/par-1/item-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-60-8/par-1/item-3: 第四十六条の六第二項 → 金融商品取引法 第四十六条の六第二項 (Article 46-6, paragraph (2)), art-46-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-6/par-2 · https://japanlaw.org/l/323AC0000000025/art-46-6/par-2 - art-60-8/par-1/item-5: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-60-8/par-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-60-8/par-2: 前項第三号 → 金融商品取引法 第六十条の八第一項第三号 (Article 60-8, paragraph (1), item (iii)), art-60-8/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-3 - art-60-8/par-2: 第五号 → 金融商品取引法 第六十条の八第一項第五号 (Article 60-8, paragraph (1), item (v)), art-60-8/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-5 - art-60-8/par-3: 第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1 - art-60-8/par-3: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-60-8/par-4: 第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1 - art-60-8/par-4: 第二項 → 金融商品取引法 第六十条の八第二項 (Article 60-8, paragraph (2)), art-60-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-2 - art-60-8/par-5: 第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1 - art-60-8/par-5: 第二項 → 金融商品取引法 第六十条の八第二項 (Article 60-8, paragraph (2)), art-60-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-2 - art-60-8/par-5: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 ## Cited by 25 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十九条の四第一項第一号イ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-1 - 金融商品取引法 第二十九条の四第一項第一号ロ（２）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-2 - 金融商品取引法 第二十九条の四第一項第一号ロ（３）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1/sub-2/sub2-3 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1/sub-2/sub2-3 - 金融商品取引法 第二十九条の四第一項第二号ニ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-4 - 金融商品取引法 第二十九条の四第一項第二号ヘ（２）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-2 - 金融商品取引法 第二十九条の四第一項第二号ヘ（３）（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-6/sub2-3 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-6/sub2-3 - 金融商品取引法 第二十九条の四第一項第二号チ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2/sub-8 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2/sub-8 - 金融商品取引法 第五十九条の四第一項第三号（引受業務の一部の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-3 - 金融商品取引法 第六十条の三第一項第一号ト（取引所取引業務の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-7 - 金融商品取引法 第六十条の八第二項（取引所取引許可業者に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-2 - 金融商品取引法 第六十条の八第三項（取引所取引許可業者に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-3 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-3 - 金融商品取引法 第六十条の八第四項（取引所取引許可業者に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-4 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-4 - 金融商品取引法 第六十条の八第五項（取引所取引許可業者に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-5 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-5 - 金融商品取引法 第六十条の十四第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3 - 金融商品取引法 第百五十六条の二十の四第二項第三号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の十八第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-3 - 金融商品取引法 第百九十四条の三第一項第四号（財務大臣への協議） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-3/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-4 - 金融商品取引法 第百九十四条の三第一項第五号（財務大臣への協議） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-3/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-5 - 金融商品取引法 第百九十四条の四第一項第八号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-8 - 金融商品取引法 第百九十四条の四第一項第九号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-9 - 金融商品取引法 第百九十四条の六の三第一項第一号（商品市場所管大臣への事前通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-6-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-194-6-3/par-1/item-1 - 金融商品取引法 第百九十八条の五第一項第二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-198-5/par-1/item-2 - 金融商品取引法 第二百八条第一項第五号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-5 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22