# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十条の二 (Article 60-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六十条の二 (Article 60-2)（取引所取引業務の許可の申請） — address `art-60-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-60-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六十条の二（取引所取引業務の許可の申請） — (Application for Permission for On-Exchange Transaction Services) caption: Ministry of Justice translation — Japanese Law Translation Database System art-60-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2 · https://japanlaw.org/l/323AC0000000025/art-60-2 **第一項** 前条第一項の許可を受けようとする者は、国内における代表者を定め、次に掲げる事項を記載した許可申請書を内閣総理大臣に提出しなければならない。 art-60-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1 A person seeking to obtain the permission referred to in paragraph (1) of the preceding Article must designate a domestic representative and submit a written application for permission to the Prime Minister, in which the person states the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号及び本店の所在の場所 art-60-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-1 its trade name and the location of its head office; Ministry of Justice translation — Japanese Law Translation Database System **二** 資本金の額 art-60-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-2 the amount of stated capital; Ministry of Justice translation — Japanese Law Translation Database System **三** 役員（取引所取引業務を行う営業所又は事務所（以下「取引所取引店」という。）の所在する国（本店の所在する国を除く。）における代表者（次条第一項第一号ヌにおいて「取引所取引店所在国における代表者」という。）を含む。）の役職名及び氏名又は名称 art-60-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-3 the title and name of the officer (including a representative person in the state where the business offices or offices for on-exchange transaction services are located (excluding the state where its head office is located) (hereinafter referred to as the "on-exchange transaction office"; such a representative is hereinafter referred to as the "representative in the state where the on-exchange transaction office is located" in paragraph (1), item (i), (j) of the following Article)); Ministry of Justice translation — Japanese Law Translation Database System **四** 高速取引行為に関する次に掲げる事項 art-60-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-4 the following particulars concerning high-speed trading: Ministry of Justice translation — Japanese Law Translation Database System **イ** 取引所取引業務として高速取引行為を行う場合にあつては、その旨 art-60-2/par-1/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-4/sub-1 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-4/sub-1 if the person conducts high-speed trading as on-exchange transaction services, an indication of this; and Ministry of Justice translation — Japanese Law Translation Database System **ロ** イに規定する場合のほか、高速取引行為を行う場合にあつては、その旨 art-60-2/par-1/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-4/sub-2 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-4/sub-2 beyond the case provided for in (a), if the person conducts high-speed trading, an indication of this; Ministry of Justice translation — Japanese Law Translation Database System **五** 取引所取引店の名称並びにその所在する国及び場所 art-60-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-5 the name of the on-exchange transaction office and the state and place where it is located; Ministry of Justice translation — Japanese Law Translation Database System **六** 他に事業を行つているときは、その事業の種類 art-60-2/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-6 if the person engages in other business, the business type; Ministry of Justice translation — Japanese Law Translation Database System **七** 本店及び取引所取引店が会員となつている外国金融商品取引市場開設者（外国金融商品市場を開設する者をいう。次条第一項第一号ニ及び第三号において同じ。）の商号又は名称 art-60-2/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-7 the trade name or name of the foreign financial instruments trading market operator of which the head office and the on-exchange transaction office are members (meaning the person that operates a foreign financial instruments market; hereinafter the same applies in paragraph (1), item (i), (d) and item (iii) of the following Article); machine translation, not official **八** 国内に事務所その他の施設があるときは、その所在の場所 art-60-2/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-8 the location of its domestic offices and other facilities, if any; Ministry of Justice translation — Japanese Law Translation Database System **九** 国内における代表者の氏名及び国内の住所 art-60-2/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-9 the name and domestic address of the domestic representative; Ministry of Justice translation — Japanese Law Translation Database System **十** 取引参加者となる金融商品取引所の商号又は名称 art-60-2/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-10 the trade name or name of the financial instruments exchange in which the applicant would become a trading participant; and Ministry of Justice translation — Japanese Law Translation Database System **十一** その他内閣府令で定める事項 art-60-2/par-1/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-11 other particulars specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項第二号に規定する資本金の額の計算については、政令で定める。 art-60-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-2 The calculation of the amount of stated capital provided for in item (ii) of the preceding paragraph is specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の許可申請書には、次に掲げる書類を添付しなければならない。 art-60-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3 The following documents must accompany the written application for permission referred to in paragraph (1): Ministry of Justice translation — Japanese Law Translation Database System **一** 次条第一項第一号イからチまで及びヌに該当しないことを誓約する書面 art-60-2/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3/item-1 a document pledging that the applicant does not fall under the purview of paragraph (1), item (i), (a) through (h), or (j) of the following Article; Ministry of Justice translation — Japanese Law Translation Database System **二** 取引所取引店における取引所取引業務の内容及び方法として内閣府令で定めるものを記載した書面 art-60-2/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3/item-2 a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods for on-exchange transaction services at the on-exchange transaction office; Ministry of Justice translation — Japanese Law Translation Database System **三** 定款及び許可申請者の登記事項証明書（これらに準ずるものを含む。）並びに業務の内容及び方法を記載した書類 art-60-2/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3/item-3 the articles of incorporation and the certificate of registered information of the applicant for permission (including any document equivalent to these), and a document giving its business outline and stating its business methods; Ministry of Justice translation — Japanese Law Translation Database System **四** 国内における許可申請者の登記事項証明書 art-60-2/par-3/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3/item-4 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3/item-4 the certificate of registered information in Japan of the applicant for permission; Ministry of Justice translation — Japanese Law Translation Database System **五** 直近三年間に終了した各事業年度に関する貸借対照表及び損益計算書 art-60-2/par-3/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3/item-5 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3/item-5 the balance sheets and profit and loss statements for each business year ending during the latest three years; and Ministry of Justice translation — Japanese Law Translation Database System **六** その他内閣府令で定める書類 art-60-2/par-3/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3/item-6 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3/item-6 other documents specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-60-2/par-1: 前条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-60-2/par-1/item-3: 次条第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1 - art-60-2/par-1/item-7: 次条第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1 - art-60-2/par-1/item-7: 第三号 → 金融商品取引法 第六十条の三第一項第三号 (Article 60-3, paragraph (1), item (iii)), art-60-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-3 - art-60-2/par-2: 前項第二号 → 金融商品取引法 第六十条の二第一項第二号 (Article 60-2, paragraph (1), item (ii)), art-60-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-2 - art-60-2/par-3: 第一項 → 金融商品取引法 第六十条の二第一項 (Article 60-2, paragraph (1)), art-60-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1 - art-60-2/par-3/item-1: 次条第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1 ## Cited by 11 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第六十条の二第二項（取引所取引業務の許可の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-2 - 金融商品取引法 第六十条の二第三項（取引所取引業務の許可の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3 - 金融商品取引法 第六十条の三第一項（取引所取引業務の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1 - 金融商品取引法 第六十条の三第一項第一号ホ（取引所取引業務の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-5 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-5 - 金融商品取引法 第六十条の五第一項（基本事項の変更の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-5/par-1 - 金融商品取引法 第六十条の五第二項（基本事項の変更の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-5/par-2 - 金融商品取引法 第六十条の十四第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第六十六条の六十一第二項（廃業等の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-61/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-61/par-2 - 金融商品取引法 第百九十八条の六第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-1 - 金融商品取引法 附則第二条第一項（経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4291-37/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4291-37/art-2/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22