# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十九条の五 (Article 59-5) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十九条の五 (Article 59-5)（引受業務の一部の許可の取消し） — address `art-59-5` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-59-5 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十九条の五（引受業務の一部の許可の取消し） — (Rescission of Permission for Some Underwriting Activities) caption: Ministry of Justice translation — Japanese Law Translation Database System art-59-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5 · https://japanlaw.org/l/323AC0000000025/art-59-5 **第一項** 内閣総理大臣は、第五十九条第一項の許可を受けた外国証券業者が次の各号のいずれかに該当する場合には、当該許可を取り消すことができる。 art-59-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1 If a foreign securities services provider that has obtained the permission referred to in Article 59, paragraph (1) falls under any of the following items, the Prime Minister may rescind the permission: Ministry of Justice translation — Japanese Law Translation Database System **一** 前条第一項第一号又は第二号に該当することとなつたとき。 art-59-5/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1/item-1 the foreign securities services provider comes to fall under paragraph (1), item (i) or (ii) of the preceding Article; Ministry of Justice translation — Japanese Law Translation Database System **二** 法令（外国の法令を含む。）、当該法令に基づく行政官庁の処分又は当該許可若しくはその本店の所在する国において受けている登録等（第二十九条の登録と同種類の登録（当該登録に類する許可その他の行政処分を含む。）をいう。第六十条の三第一項第一号ロにおいて同じ。）に付された条件に違反した場合において、公益又は投資者保護のため必要かつ適当であると認められるとき。 art-59-5/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1/item-2 the foreign securities services provider violates a law or regulation (including a foreign law or regulation) or a disposition by a government agency which is based on a law or regulation, or violates a condition attached to its permission or to the registration, etc. it has obtained in the state where its head office is located (meaning a registration of the same kind as the registration referred to in Article 29 (including permission or any other administrative disposition similar to such a registration); hereinafter the same applies in Article 60-3, paragraph (1), item (i), (b)), and rescinding its permission is found to be necessary and appropriate in the public interest or for the protection of investors; or Ministry of Justice translation — Japanese Law Translation Database System **三** 当該外国証券業者の役員又は国内における代表者（当該外国証券業者が個人である場合にあつては、当該個人）が、第二十九条の四第一項第二号イからリまでに掲げる者のいずれかに該当することとなつた場合又は前号の行為をした場合において、当該許可に係る行為が公正に行われないこととなるおそれがあると認められるとき。 art-59-5/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1/item-3 the officer or the domestic representative of the foreign securities services provider (or, if the foreign securities services provider is an individual, that individual) comes to fall under any of the categories of persons set forth in Article 29-4, paragraph (1), item (ii), (a) through (i), or has acted as set forth in the preceding item, and it is found to be likely that the activities subject to the permission will not be performed fairly. machine translation, not official **第二項** 内閣総理大臣は、前項の規定により第五十九条第一項の許可を取り消そうとする場合には、書面により、その旨を外国証券業者に通知しなければならない。 art-59-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-2 Before seeking to rescind the permission referred to in Article 59, paragraph (1) pursuant to the provisions of the preceding paragraph, the Prime Minister must notify the foreign securities services provider of this in writing. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、第一項の規定により第五十九条第一項の許可を取り消した場合には、内閣府令で定めるところにより、その旨を公告しなければならない。 art-59-5/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-3 If the Prime Minister rescinds the permission referred to in Article 59, paragraph (1) pursuant to the provisions of paragraph (1), the Prime Minister must make a public notice of this, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-59-5/par-1: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 - art-59-5/par-1/item-1: 前条第一項第一号 → 金融商品取引法 第五十九条の四第一項第一号 (Article 59-4, paragraph (1), item (i)), art-59-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-1 - art-59-5/par-1/item-1: 第二号 → 金融商品取引法 第五十九条の四第一項第二号 (Article 59-4, paragraph (1), item (ii)), art-59-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-2 - art-59-5/par-1/item-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-59-5/par-1/item-2: 第六十条の三第一項第一号 → 金融商品取引法 第六十条の三第一項第一号 (Article 60-3, paragraph (1), item (i)), art-60-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1 - art-59-5/par-1/item-3: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-59-5/par-1/item-3: 前号 → 金融商品取引法 第五十九条の五第一項第二号 (Article 59-5, paragraph (1), item (ii)), art-59-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1/item-2 - art-59-5/par-2: 前項 → 金融商品取引法 第五十九条の五第一項 (Article 59-5, paragraph (1)), art-59-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1 - art-59-5/par-2: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 - art-59-5/par-3: 第一項 → 金融商品取引法 第五十九条の五第一項 (Article 59-5, paragraph (1)), art-59-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1 - art-59-5/par-3: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 ## Cited by 6 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第五十九条の四第一項第一号（引受業務の一部の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-1 - 金融商品取引法 第五十九条の四第一項第三号（引受業務の一部の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-3 - 金融商品取引法 第五十九条の五第一項第三号（引受業務の一部の許可の取消し） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1/item-3 - 金融商品取引法 第五十九条の五第二項（引受業務の一部の許可の取消し） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-2 - 金融商品取引法 第五十九条の五第三項（引受業務の一部の許可の取消し） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-59-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-3 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22