# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十七条の九 (Article 57-9)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第五十七条の九 (Article 57-9)（残務の結了） — address `art-57-9`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-9
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-57-9
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第五十七条の九（残務の結了） — (Completion of Remaining Business)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-57-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-9 · https://japanlaw.org/l/323AC0000000025/art-57-9</sup>

    **第一項**  第五十条の二第八項の規定は、特別金融商品取引業者が第五十七条の六第三項の規定により第二十九条の登録を取り消された場合における当該特別金融商品取引業者であつた者について準用する。この場合において、当該特別金融商品取引業者であつた者は、顧客取引を結了する目的の範囲内において、なお金融商品取引業者とみなす。
    <sup>art-57-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-9/par-1</sup>
    The provisions of Article 50-2, paragraph (8) apply mutatis mutandis to a person that was a special financial instruments business operator if the special financial instruments business operator has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 57-6, paragraph (3). In such a case, the person that was the special financial instruments business operator is deemed to still be a financial instruments business operator inasmuch as the task of completing customer transactions is concerned.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-57-9/par-1: 第五十条の二第八項 → 金融商品取引法 第五十条の二第八項 (Article 50-2, paragraph (8)), art-50-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-50-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-8
- art-57-9/par-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
- art-57-9/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29

## Cited by

4 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第五十条の二第八項（廃業等の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-50-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-8
- 金融商品取引法 第五十七条の二十五第一項（適用除外） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-25/par-1
- 金融商品取引法 第六十五条の三第一項（裁判所の調査依頼） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-3/par-1
- 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
