# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十七条の二十一 (Article 57-21) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十七条の二十一 (Article 57-21)（経営の健全性の状況に応じた監督処分） — address `art-57-21` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-57-21 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十七条の二十一（経営の健全性の状況に応じた監督処分） — (Supervisory Dispositions Corresponding with the Soundness of Management) caption: Ministry of Justice translation — Japanese Law Translation Database System art-57-21 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21 · https://japanlaw.org/l/323AC0000000025/art-57-21 **第一項** 内閣総理大臣は、最終指定親会社及びその子法人等における経営の健全性の状況に照らして公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該最終指定親会社に対し、監督上必要な事項を命ずることができる。 art-57-21/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1 If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in light of the soundness of management of a highest designated parent company and its subsidiary corporations, etc., the Prime Minister may, to the extent necessary, issue orders to the highest designated parent company with regard to particulars that are necessary from a supervisor perspective. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、最終指定親会社に対し前項の規定による命令をした場合において、その日から三月を経過した日において当該最終指定親会社及びその子法人等の経営の健全性の状況が改善せず、かつ、改善する見込みがないと認められるときは、当該最終指定親会社に対し三月以内の期間を定めて対象特別金融商品取引業者の親会社でなくなるための措置その他必要な措置をとるべきことを命ずることができる。 art-57-21/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2 If the Prime Minister issues an order under the provisions of the preceding paragraph to a highest designated parent company, and the integrity of management of the highest designated parent company and its subsidiary corporation, etc. does not improve and is found to have no prospect of improving as of the day on which three months have elapsed since the day of the order, the Prime Minister may order the highest designated parent company to take measures so that it will cease to be the parent company of the subject special financial instruments business operator or to take other necessary measures, within a fixed period of no longer than three months. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前二項の規定による命令は、最終指定親会社及びその子法人等の経営の健全性の状況に係る区分に応じて行うものとし、内閣総理大臣は、当該区分及びこれに応じた命令の内容をあらかじめ定め、これを公示しなければならない。 art-57-21/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-3 An order under the provisions of the preceding two paragraphs is to be given so as to correspond with the classification of the integrity of management of the highest designated parent company and its subsidiary corporations, etc., and the Prime Minister must determine the relevant classifications and the nature of the corresponding orders in advance and make public notice of the same. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 内閣総理大臣は、最終指定親会社に対し第一項の規定による命令をした場合において、当該命令に係る措置の実施の状況に照らして特に必要があると認めるときは、対象特別金融商品取引業者に対し、監督上必要な措置をとるべきことを命ずることができる。 art-57-21/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-4 If the Prime Minister issues an order under the provisions of paragraph (1) to a highest designated parent company and finds it to be particularly necessary in light of the execution status of measures under that order, the Prime Minister may order the subject special financial instruments business operator to take any measures that are necessary from a supervisory perspective. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-57-21/par-2: 前項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1 - art-57-21/par-3: 前二項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1 - art-57-21/par-3: 前二項 → 金融商品取引法 第五十七条の二十一第二項 (Article 57-21, paragraph (2)), art-57-21/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2 - art-57-21/par-4: 第一項 → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1 ## Cited by 12 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第五十七条の十七第二項（経営の健全性の状況を記載した書面の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-17/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-2 - 金融商品取引法 第五十七条の二十一第二項（経営の健全性の状況に応じた監督処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2 - 金融商品取引法 第五十七条の二十一第三項（経営の健全性の状況に応じた監督処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-3 - 金融商品取引法 第五十七条の二十一第四項（経営の健全性の状況に応じた監督処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-21/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-4 - 金融商品取引法 第五十七条の二十二第一項第三号（監督処分の公告） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-22/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-22/par-1/item-3 - 金融商品取引法 第五十七条の二十四第一項（聴聞等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-24/par-1 - 金融商品取引法 第五十七条の二十四第二項（聴聞等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-24/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十四条の四第一項第六号の二（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-6-2 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-6-2 - 金融商品取引法 第百九十四条の四第一項第六号の六（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-6-6 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-6-6 - 金融商品取引法 第百九十八条の五第一項第二号の二 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-5/par-1/item-2-2 · https://japanlaw.org/l/323AC0000000025/art-198-5/par-1/item-2-2 - 金融商品取引法 第二百八条第一項第五号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-5 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22