# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十二条の二 (Article 52-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十二条の二 (Article 52-2)（登録金融機関に対する監督上の処分） — address `art-52-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-52-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十二条の二（登録金融機関に対する監督上の処分） — (Supervisory Measures for Registered Financial Institutions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-52-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2 · https://japanlaw.org/l/323AC0000000025/art-52-2 **第一項** 内閣総理大臣は、登録金融機関が次の各号のいずれかに該当する場合においては、当該登録金融機関の第三十三条の二の登録を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。 art-52-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1 If a registered financial institution falls under any of the following items, the Prime Minister may rescind its registration under Article 33-2, or order the suspension of all or part of business during a fixed period of no longer than six months: Ministry of Justice translation — Japanese Law Translation Database System **一** 第三十三条の五第一項各号のいずれかに該当することとなつたとき。 art-52-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-1 it has come to fall under any of the items of Article 33-5, paragraph (1); Ministry of Justice translation — Japanese Law Translation Database System **二** 不正の手段により第三十三条の二の登録を受けたとき。 art-52-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-2 it has received its Article 33-2 registration by wrongful means; Ministry of Justice translation — Japanese Law Translation Database System **三** 登録金融機関業務又はこれに付随する業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。 art-52-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-3 it violates a law or regulation or a disposition by a government agency which is based on a law or regulation, in connection with the services of a registered financial institution or services incidental thereto; Ministry of Justice translation — Japanese Law Translation Database System **四** 投資助言・代理業の運営に関し、投資者の利益を害する事実があるとき。 art-52-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-4 a fact has occurred in connection with the operation of its investment advisory and agency business, which is detrimental to the investors' interests; or Ministry of Justice translation — Japanese Law Translation Database System **五** 登録金融機関業務に関し、不正又は不当な行為をした場合において、その情状が特に重いとき。 art-52-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-5 it has committed a wrongful or unjust act in connection with the services of a registered financial institution, and the circumstances surrounding this are particularly serious. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、登録金融機関の役員が、前項第三号から第五号までのいずれかに該当することとなつたときは、当該登録金融機関に対して、当該役員の解任を命ずることができる。 art-52-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-2 If the officer of a registered financial institution comes to fall under any of the categories in items (iii) through (v) of the preceding paragraph, the Prime Minister may order the registered financial institution to dismiss that officer. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、登録金融機関の営業所若しくは事務所の所在地を確知できないとき、又は登録金融機関を代表する役員の所在を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該登録金融機関から申出がないときは、当該登録金融機関の登録を取り消すことができる。 art-52-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-3 If the Prime Minister is unable to ascertain the location of the business offices or offices of a registered financial institution or is unable to ascertain the whereabouts of the officer representing the registered financial institution, the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of the registered financial institution if no filing is made by the registered financial institution even after 30 days past the day of the public notice. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 前項の規定による処分については、行政手続法第三章の規定は、適用しない。 art-52-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-4 The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-52-2/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2 - art-52-2/par-1/item-1: 第三十三条の五第一項 → 金融商品取引法 第三十三条の五第一項 (Article 33-5, paragraph (1)), art-33-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1 - art-52-2/par-1/item-2: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2 - art-52-2/par-2: 前項第三号から第五号まで → 金融商品取引法 第五十二条の二第一項第三号 (Article 52-2, paragraph (1), item (iii)), art-52-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-3 - art-52-2/par-2: 前項第三号から第五号まで → 金融商品取引法 第五十二条の二第一項第四号 (Article 52-2, paragraph (1), item (iv)), art-52-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-4 - art-52-2/par-2: 前項第三号から第五号まで → 金融商品取引法 第五十二条の二第一項第五号 (Article 52-2, paragraph (1), item (v)), art-52-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-5 - art-52-2/par-4: 前項 → 金融商品取引法 第五十二条の二第三項 (Article 52-2, paragraph (3)), art-52-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-3 ## Cited by 27 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十九条の四第一項第一号の二（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1-2 - 金融商品取引法 第三十三条の五第一項第一号（金融機関の登録の拒否等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1/item-1 - 金融商品取引法 第三十三条の八第一項（信託業務を営む場合等の特例等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-1 - 金融商品取引法 第五十二条第二項（金融商品取引業者に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-2 · https://japanlaw.org/l/323AC0000000025/art-52/par-2 - 金融商品取引法 第五十二条の二第二項（登録金融機関に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-2 - 金融商品取引法 第五十二条の二第四項（登録金融機関に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-4 - 金融商品取引法 第五十四条の二第一項第一号（監督処分の公告） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-54-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-54-2/par-1/item-1 - 金融商品取引法 第五十四条の二第一項第三号（監督処分の公告） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-54-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-54-2/par-1/item-3 - 金融商品取引法 第五十五条第一項（登録等の抹消） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-55/par-1 · https://japanlaw.org/l/323AC0000000025/art-55/par-1 - 金融商品取引法 第五十六条第一項（残務の結了） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-56/par-1 · https://japanlaw.org/l/323AC0000000025/art-56/par-1 - 金融商品取引法 第五十七条第二項（審問等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57/par-2 · https://japanlaw.org/l/323AC0000000025/art-57/par-2 - 金融商品取引法 第五十七条第三項（審問等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57/par-3 · https://japanlaw.org/l/323AC0000000025/art-57/par-3 - 金融商品取引法 第六十条の三第一項第一号ト（取引所取引業務の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-7 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3 - 金融商品取引法 第百九十四条の三第一項第一号（財務大臣への協議） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-1 - 金融商品取引法 第百九十四条の三第一項第三号（財務大臣への協議） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-3 - 金融商品取引法 第百九十四条の四第一項第三号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-3 - 金融商品取引法 第百九十四条の四第一項第五号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-5 - 金融商品取引法 第百九十四条の六の三第一項第一号（商品市場所管大臣への事前通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-6-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-194-6-3/par-1/item-1 - 金融商品取引法 第二百一条第一項第六号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-201/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-6 - 金融商品取引法 附則第五十五条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-55/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-55/par-1 - 金融商品取引法 附則第六十三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-63/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-63/par-1 - 金融商品取引法 附則第六十三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-63/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-63/par-2 - 金融商品取引法 附則第百四十九条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-149/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-149/par-2 - 金融商品取引法 附則第百五十六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-156/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-156/par-1 - 金融商品取引法 附則第百五十六条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-156/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-156/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22