# 金融商品取引法 / Financial Instruments and Exchange Act — 第五条 (Article 5) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五条 (Article 5)（有価証券届出書の提出） — address `art-5` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-5 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五条（有価証券届出書の提出） — (Submission of Securities Registration Statements) caption: Ministry of Justice translation — Japanese Law Translation Database System art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5 · https://japanlaw.org/l/323AC0000000025/art-5 **第一項** 前条第一項から第三項までの規定による有価証券の募集又は売出し（特定有価証券（その投資者の投資判断に重要な影響を及ぼす情報がその発行者が行う資産の運用その他これに類似する事業に関する情報である有価証券として政令で定めるものをいう。以下この項、第五項、第十項及び第十一項、第七条第四項、第二十四条並びに第二十四条の七第一項において同じ。）に係る有価証券の募集及び売出しを除く。以下この項及び次項において同じ。）に係る届出をしようとする発行者は、その者が会社（外国会社を含む。第五十条の二第九項、第六十六条の四十第五項及び第百五十六条の三第二項第三号を除き、以下同じ。）である場合（当該有価証券（特定有価証券を除く。以下この項から第四項までにおいて同じ。）の発行により会社を設立する場合を含む。）においては、内閣府令で定めるところにより、次に掲げる事項を記載した届出書を内閣総理大臣に提出しなければならない。ただし、当該有価証券の発行価格の決定前に募集をする必要がある場合その他の内閣府令で定める場合には、第一号のうち発行価格その他の内閣府令で定める事項を記載しないで提出することができる。 art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 If an issuer seeking to file a notification for a public offering or secondary distribution of securities under paragraphs (1) through (3) of the preceding Article (excluding a public offering or secondary distribution of securities for regulated securities (meaning securities specified by Cabinet Order as those for which the information materially influencing investors' investment decisions is information on asset management or other similar business that the issuer conducts; hereinafter the same applies in this paragraph, paragraph (5), paragraph (10) and paragraph (11) of this Article, Article 7, paragraph (4), Article 24, and Article 24-7, paragraph (1)); hereinafter the same applies in this paragraph and the following paragraph) is a company (including a foreign company; the same applies hereinafter, except in Article 50-2, paragraph (9), Article 66-40, paragraph (5) and Article 156-3, paragraph (2), item (iii)) (including if the company will be incorporated by the issuance of those securities (excluding regulated securities; hereinafter the same applies in this paragraph to paragraph (4))), it must submit a statement to the Prime Minister in which it states the following particulars, pursuant to the provisions of Cabinet Office Order; provided, however, that, if it is necessary to conduct the public offering of securities before deciding their issue price or in other cases specified by Cabinet Office Order, the issuer may submit the statement without giving the issue price or other particulars in item (i) that are specified by Cabinet Office Order: Ministry of Justice translation — Japanese Law Translation Database System **一** 当該募集又は売出しに関する事項 art-5/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-1 the particulars of the public offering or secondary distribution; and Ministry of Justice translation — Japanese Law Translation Database System **二** 当該会社の商号、当該会社の属する企業集団（当該会社及び当該会社が他の会社の議決権の過半数を所有していることその他の当該会社と密接な関係を有する者として内閣府令で定める要件に該当する者（内閣府令で定める会社その他の団体に限る。）の集団をいう。以下同じ。）及び当該会社の経理の状況その他事業の内容に関する重要な事項その他の公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める事項 art-5/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 the trade name of the company, the financial condition of the corporate group (meaning the group consisting of the relevant company and persons (limited to companies and other entities specified by Cabinet Office Order) satisfying the requirements that Cabinet Office Order specifies, as other companies in which the relevant company holds majority voting rights or as persons that are otherwise closely related to the relevant company; the same applies hereinafter) to which the company belongs and the company's own financial condition and other material particulars about the company's business, and other particulars that are specified by Cabinet Office Order as necessary and appropriate in the public interest or for the protection of investors. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前条第一項本文、第二項本文又は第三項本文の規定の適用を受ける有価証券の募集又は売出しのうち発行価額又は売出価額の総額が五億円未満のもので内閣府令で定めるもの（第二十四条第二項において「少額募集等」という。）に関し、前項の届出書を提出しようとする者のうち次の各号のいずれにも該当しない者は、当該届出書に、同項第二号に掲げる事項のうち当該会社に係るものとして内閣府令で定めるものを記載することにより、同号に掲げる事項の記載に代えることができる。 art-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2 In its statement, a person not falling under any of the following items which seeks to submit a statement set forth in the preceding paragraph for a public offering or a secondary distribution of securities to which the main clause of paragraph (1), the main clause of paragraph (2), or the main clause of paragraph (3) of the preceding Article applies, the total issue value or the total distribution value of which is less than 500 million yen and which is specified by Cabinet Office Order for this purpose (such a public offering or secondary distribution of securities is referred to as "low value public offering, etc." in Article 24, paragraph (2)), may state the particulars set forth in item (ii) of the preceding paragraph which is specified by Cabinet Office Order as being pertinent with regard to the relevant company, instead of stating the particulars set forth in that item: Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "In its statement, a person not falling under any of the following items which seeks to submit a statement set forth in the preceding paragraph for a public offering or a secondary distribution of securities to which the main clause of paragraph (1), the main clause of paragraph (2), or the main clause of paragraph (3) of the preceding Article applies, the total issue value or the total distribution value of which is less than 500 million yen and which is specified by Cabinet Office Order for this purpose (such a public offering or secondary distribution of securities is referred to as "low value public offering, etc." in Article 24, paragraph (2)), may state the particulars set forth in Article 24, paragraph (2), item (ii) which is specified by Cabinet Office Order as being pertinent with regard to the relevant company, instead of stating the particulars set forth in that item:" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **一** 第二十四条第一項第一号、第二号又は第四号に掲げる有価証券に該当する有価証券の発行者 art-5/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-1 an issuer of securities that fall under any of the categories specified in Article 24, paragraph (1), item (i), (ii) or (iv); Ministry of Justice translation — Japanese Law Translation Database System **二** 前条第一項本文、第二項本文又は第三項本文の規定の適用を受けた有価証券の募集又は売出しにつき前項第二号に掲げる事項を記載した同項の届出書を提出した者又は提出しなければならない者（前号に掲げる者を除く。） art-5/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-2 a person that submits or is required to submit a statement under the preceding paragraph in which it states the particulars set forth in item (ii) of the preceding paragraph for a public offering or secondary distribution of securities to which the main clause of paragraph (1), the main clause of paragraph (2), or the main clause of paragraph (3) of the preceding Article has been applied (excluding the persons specified in the preceding item); or Ministry of Justice translation — Japanese Law Translation Database System **三** 既に、有価証券報告書（第二十四条第一項に規定する報告書をいう。以下この条及び第七条において同じ。）のうち同項本文に規定する事項を記載したもの又は半期報告書（第二十四条の五第一項に規定する半期報告書をいう。以下この条、第七条第四項及び第二十四条第二項において同じ。）のうち第二十四条の五第一項の表の各号の中欄に掲げる事項を記載したものを提出している者（前二号に掲げる者を除く。） art-5/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-3 a person that has already submitted an annual securities report (meaning a report as set forth in Article 24, paragraph (1); hereinafter the same applies in this Article and Article 7) in which it states the particulars set forth in the main clause of Article 24, paragraph (1), or a semiannual securities report (meaning a semiannual securities report as set forth in Article 24-5, paragraph (1); hereinafter the same applies in this Article, Article 7, paragraph (4) and Article 24, paragraph (2)) in which it states the particulars set forth in the middle column of each item of the table in Article 24-5, paragraph (1) (excluding a person provided for in the preceding two items). machine translation, not official **第三項** 既に内閣府令で定める期間継続して有価証券報告書のうち内閣府令で定めるものを提出している者は、前条第一項から第三項までの規定による届出をしようとする場合には、第一項の届出書に、内閣府令で定めるところにより、その者に係る直近の有価証券報告書及びその添付書類並びにその提出以後に提出される半期報告書並びにこれらの訂正報告書の写しをとじ込み、かつ、当該有価証券報告書提出後に生じた事実で内閣府令で定めるものを記載することにより、同項第二号に掲げる事項の記載に代えることができる。 art-5/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-5/par-3 If a person that has continuously filed annual securities reports as specified by Cabinet Office Order during the period specified by Cabinet Office Order seeks to file a notification under paragraphs (1) through (3) of the preceding Article, instead of stating the particulars set forth in paragraph (1), item (ii), such person, pursuant to the provisions of Cabinet Office Order, may interfile a copy of its latest annual securities report and the accompanying documents, a copy of any semiannual securities report submitted after the submission of the annual securities report, and a copy of any amended report connected with the foregoing reports in the statement set forth in paragraph (1), and enter in that statement any facts specified by Cabinet Office Order which come into play after the submission of the annual securities report. machine translation, not official **第四項** 次に掲げる全ての要件を満たす者が前条第一項から第三項までの規定による届出をしようとする場合において、第一項の届出書に、内閣府令で定めるところにより、その者に係る直近の有価証券報告書及びその添付書類並びにその提出以後に提出される半期報告書及び臨時報告書（第二十四条の五第四項に規定する報告書をいう。）並びにこれらの訂正報告書（以下「参照書類」という。）を参照すべき旨を記載したときは、第一項第二号に掲げる事項の記載をしたものとみなす。 art-5/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-5/par-4 If a person that satisfies all of the requirements set forth below seeks to file a notification under paragraphs (1) through (3) of the preceding Article, and the person enters in the statement set forth in paragraph (1), pursuant to the provisions of Cabinet Office Order, that reference should be made to the latest annual securities report and accompanying documents, the semiannual securities report or extraordinary report (meaning a report as set forth in Article 24-5, paragraph (4)) submitted after the submission of the annual securities report, or any amended report connected with them (hereinafter collectively referred to as "reference documents"), the person is deemed to have stated the particulars set forth in paragraph (1), item (ii) in the statement: machine translation, not official **一** 既に内閣府令で定める期間継続して有価証券報告書のうち内閣府令で定めるものを提出していること。 art-5/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-4/item-1 the person must have continuously filed annual securities reports as specified by Cabinet Office Order during the period specified by Cabinet Office Order; and Ministry of Justice translation — Japanese Law Translation Database System **二** 当該者に係る第一項第二号に掲げる事項に関する情報が既に公衆に広範に提供されているものとして、その者が発行者である有価証券で既に発行されたものの取引所金融商品市場における取引状況等に関し内閣府令で定める基準に該当すること。 art-5/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-4/item-2 the person must satisfy the criteria specified by Cabinet Office Order as a person with regard to which information about the particulars set forth in paragraph (1), item (ii) is widely available to the public, with regard to the status of transactions on financial instruments exchange markets in issued securities of which the person is the issuer. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 第一項から前項までの規定は、当該有価証券が特定有価証券である場合について準用する。この場合において、第一項中「有価証券の募集及び売出しを除く」とあるのは「有価証券の募集又は売出しに限る」と、「当該有価証券（特定有価証券を除く。以下この項から第四項までにおいて同じ。）」とあるのは「当該特定有価証券」と、同項第二号中「当該会社の商号、当該会社の属する企業集団（当該会社及び当該会社が他の会社の議決権の過半数を所有していることその他の当該会社と密接な関係を有する者として内閣府令で定める要件に該当する者（内閣府令で定める会社その他の団体に限る。）の集団をいう。以下同じ。）及び当該会社の経理の状況その他事業」とあるのは「当該会社が行う資産の運用その他これに類似する事業に係る資産の経理の状況その他資産」と、第二項中「有価証券の募集又は売出しのうち」とあるのは「特定有価証券に係る有価証券の募集又は売出しのうち」と、同項第一号中「有価証券の」とあるのは「特定有価証券の」と、同項第二号中「有価証券の募集又は売出し」とあるのは「特定有価証券に係る有価証券の募集又は売出し」と、同項第三号中「同項本文」とあるのは「第二十四条第五項において準用する同条第一項本文」と、「第二十四条の五第一項の表の各号の中欄」とあるのは「第二十四条の五第三項において準用する同条第一項の表の第三号の中欄」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 art-5/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/art-5/par-5 The provisions of paragraph (1) to the preceding paragraph apply mutatis mutandis if the securities for which the notification set forth in paragraph (1) is filed are regulated securities. In this case, in paragraph (1), the phrase "excluding a public offering or secondary distribution of securities" is deemed to be replaced with "limited to a public offering or secondary distribution of securities" and the phrase "those securities (excluding regulated securities; hereinafter the same applies in this paragraph to paragraph (4))" is deemed to be replaced with "those regulated securities"; in item (ii) of that paragraph, the phrase "the trade name of the company, the financial condition of the corporate group (meaning the group consisting of the relevant company and persons (limited to companies and other entities specified by Cabinet Office Order) satisfying the requirements that Cabinet Office Order specifies, as other companies in which the relevant company holds majority voting rights or as persons that are otherwise closely related to the relevant company; the same applies hereinafter) to which the company belongs and the company's own financial condition and other material particulars about the company's business" is deemed to be replaced with "the financial condition of the assets related to the asset management or other similar business conducted by the company and other material particulars about the company's assets"; in paragraph (2), the phrase "a public offering or a secondary distribution of securities" is deemed to be replaced with "a public offering or a secondary distribution of securities for regulated securities"; in item (i) of that paragraph, the phrase "of securities" is deemed to be replaced with "of regulated securities"; in item (ii) of that paragraph, the phrase "public offering or secondary distribution of securities" is deemed to be replaced with "public offering or secondary distribution of securities for regulated securities"; in item (iii) of that paragraph, the phrase "the main clause of Article 24, paragraph (1)" is deemed to be replaced with "the main clause of Article 24, paragraph (1) as applied mutatis mutandis pursuant to Article 24, paragraph (5)", and the phrase "the middle column of each item of the table in Article 24-5, paragraph (1)" is deemed to be replaced with "the middle column of item (iii) of the table in Article 24-5, paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (3)"; and any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official **第六項** 第一項の規定により届出書を提出しなければならない外国会社（以下「届出書提出外国会社」という。）は、公益又は投資者保護に欠けることがないものとして内閣府令で定める場合には、同項の届出書に代えて、内閣府令で定めるところにより、次に掲げる書類を提出することができる。 art-5/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-5/par-6 In the cases specified by Cabinet Office Order as cases where the public interest or protection of investors would not be impaired, a foreign company required to submit a statement under paragraph (1) (hereinafter referred to as "statement-filing foreign company") may submit, instead of the statement set forth in that paragraph, the following documents pursuant to the provisions of Cabinet Office Order: Ministry of Justice translation — Japanese Law Translation Database System **一** 第一項第一号に掲げる事項を記載した書類 art-5/par-6/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-6/item-1 a document containing the matters set forth in paragraph (1), item (i); and Ministry of Justice translation — Japanese Law Translation Database System **二** 外国において開示（当該外国の法令（外国金融商品市場を開設する者その他の内閣府令で定める者の規則を含む。）に基づいて当該外国において公衆の縦覧に供されることをいう。第二十四条第八項及び第二十四条の五第七項において同じ。）が行われている参照書類又は第一項の届出書に類する書類であつて英語で記載されているもの art-5/par-6/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-6/item-2 reference documents for which foreign disclosure (meaning being made available for public inspection in the relevant foreign country based on the laws and regulations of that foreign country (including the rules of the operator of a foreign financial instruments market or other person specified by Cabinet Office Order); the same applies in Article 24, paragraph (8) and Article 24-5, paragraph (7)) has been made in a foreign country or documents similar to the statement set forth in paragraph (1) which are prepared in English. machine translation, not official **第七項** 前項第二号に掲げる書類には、内閣府令で定めるところにより、当該書類に記載されている事項のうち公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものの要約の日本語による翻訳文、当該書類に記載されていない事項のうち公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを記載した書類その他内閣府令で定めるもの（次項及び第十三条第二項第一号において「補足書類」という。）を添付しなければならない。 art-5/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/art-5/par-7 When the documents set forth in item (ii) of the preceding paragraph are submitted, Japanese translations of the summary of the matters specified by Cabinet Office Order as those necessary and appropriate for the public interest or protection of investors among the matters stated in those documents, and documents stating the matters specified by Cabinet Office Order as those necessary and appropriate for the public interest or protection of investors among the matters not stated in those documents, and other documents specified by Cabinet Office Order (such documents are hereinafter collectively referred to as "supplementary documents" in the following paragraph and Article 13, paragraph (2), item (i)) must be attached to those documents pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第八項** 前二項の規定により届出書提出外国会社が第六項各号に掲げる書類（以下この章において「外国会社届出書」という。）及びその補足書類を提出した場合には、当該外国会社届出書及びその補足書類を第一項の届出書とみなし、これらの提出を同項の届出書を提出したものとみなして、この法律又はこの法律に基づく命令（以下この章から第二章の四までにおいて「金融商品取引法令」という。）の規定を適用する。 art-5/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-8 · https://japanlaw.org/l/323AC0000000025/art-5/par-8 The provisions of this Act or orders given based on this Act (hereinafter referred to as the "regulations related to Financial Instruments and Exchange Act" in this Chapter through Chapter II-4) apply to cases in which a statement-filing foreign company submits the documents set forth in the items of paragraph (6) (hereinafter referred to as "foreign company statements" in this Chapter) and their supplementary documents pursuant to the provisions of the preceding two paragraphs, by deeming the foreign company statements and their supplementary documents to be the statement referred to in paragraph (1) and deeming the submission of these documents to be the submission of the statement referred to in that paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第九項** 内閣総理大臣は、外国会社届出書を提出した届出書提出外国会社が第六項の規定により外国会社届出書を提出することができる場合に該当しないと認めるときは、当該届出書提出外国会社に対し、その旨を通知しなければならない。この場合においては、行政手続法（平成五年法律第八十八号）第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-5/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-9 · https://japanlaw.org/l/323AC0000000025/art-5/par-9 If the Prime Minister finds that a statement-filing foreign company which a submitted foreign company statement does not fall under a company that may a submit foreign company statement pursuant to the provisions of paragraph (6), the Prime Minister must notify the statement-filing foreign company of that fact. In this case, a hearing must be held irrespective of the category of the procedures for hearing statements of opinion under the provisions of Article 13, paragraph (1) of the Administrative Procedure Act (1993 Act No. 88). Ministry of Justice translation — Japanese Law Translation Database System **第十項** 特定有価証券（その募集又は売出しの状況を勘案して内閣府令で定めるものに限る。以下この条及び第七条第四項において同じ。）の募集又は売出しにつき、第一項の規定により届出書を提出しなければならない会社（以下この条及び第七条において「特定有価証券届出書提出会社」という。）は、当該特定有価証券の募集又は売出しが既に内閣府令で定める期間継続して行われている場合には、同項の届出書に代えて、内閣府令で定めるところにより、同項第一号に掲げる事項を記載した書面（以下この条及び第七条第三項において「募集事項等記載書面」という。）を提出することができる。ただし、当該募集又は売出しが当該募集事項等記載書面の提出の直前まで行われている場合に限る。 art-5/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-10 · https://japanlaw.org/l/323AC0000000025/art-5/par-10 With regard to a public offering or secondary distribution of regulated securities (limited to those specified by Cabinet Office Order by taking into consideration the status of their public offering or secondary distribution; hereinafter the same applies in this Article and Article 7, paragraph (4)), if a public offering or secondary distribution of the regulated securities has already been being conducted continuously for the period specified by Cabinet Office Order, a company required to submit a statement pursuant to paragraph (1) (hereinafter referred to as a "company submitting a regulated securities registration statement" in this Article and Article 7) may submit, instead of the statement set forth in that paragraph, a document containing the matters listed in item (i) of that paragraph (hereinafter referred to as a "document stating particulars related to public offering, etc." in this Article and Article 7, paragraph (3)) pursuant to the provisions of Cabinet Office Order; provided, however, that this is limited to the case where the public offering or secondary distribution has been being conducted until immediately preceding the submission of the document stating particulars related to public offering, etc. Ministry of Justice translation — Japanese Law Translation Database System **第十一項** 前項の規定により募集事項等記載書面を提出する特定有価証券届出書提出会社は、当該募集事項等記載書面を、その提出の日の属する当該特定有価証券の特定期間（第二十四条第五項において読み替えて準用する同条第一項に規定する特定期間をいう。以下この項及び第七条第四項において同じ。）の直前の特定期間に係る有価証券報告書及びその添付書類と併せて提出しなければならない。 art-5/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-11 · https://japanlaw.org/l/323AC0000000025/art-5/par-11 A company submitting a regulated securities registration statement which is to submit a document stating particulars related to public offering, etc. pursuant to the preceding paragraph must submit the document stating particulars related to public offering, etc. together with the annual securities report and documents attached thereto in respect of the specified period (meaning a specified period as defined in Article 24, paragraph (1) as applied mutatis mutandis pursuant to paragraph (5) of that Article following the deemed replacement of terms; hereinafter the same applies in this paragraph and Article 7, paragraph (4)) immediately preceding the specific period for the regulated securities that includes the day of the submission. Ministry of Justice translation — Japanese Law Translation Database System **第十二項** 前二項の規定により特定有価証券届出書提出会社が募集事項等記載書面並びに有価証券報告書及びその添付書類を提出した場合には、当該募集事項等記載書面及び有価証券報告書を第一項の届出書とみなし、これらの提出を同項の届出書を提出したものとみなして、金融商品取引法令の規定を適用する。 art-5/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-12 · https://japanlaw.org/l/323AC0000000025/art-5/par-12 The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement submits a document stating particulars related to public offering, etc. and an annual securities report and documents attached thereto under the provisions of the preceding two paragraphs, by deeming the document stating particulars related to public offering, etc. and the annual securities report to be the statement set forth in paragraph (1) and deeming submission of the former to be submission of the latter. Ministry of Justice translation — Japanese Law Translation Database System **第十三項** 第一項の届出書には、定款その他の書類で公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを添付しなければならない。 art-5/par-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-13 · https://japanlaw.org/l/323AC0000000025/art-5/par-13 The articles of incorporation or other documents that are specified by Cabinet Office Order as necessary and appropriate in the public interest or for the protection of investors must accompany the statement set forth in paragraph (1). Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-5/par-1: 前条第一項から第三項まで → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-5/par-1: 前条第一項から第三項まで → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-5/par-1: 前条第一項から第三項まで → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-5/par-1: この項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-1: 第五項 → 金融商品取引法 第五条第五項 (Article 5, paragraph (5)), art-5/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/art-5/par-5 - art-5/par-1: 第十項 → 金融商品取引法 第五条第十項 (Article 5, paragraph (10)), art-5/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-10 · https://japanlaw.org/l/323AC0000000025/art-5/par-10 - art-5/par-1: 第十一項 → 金融商品取引法 第五条第十一項 (Article 5, paragraph (11)), art-5/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-11 · https://japanlaw.org/l/323AC0000000025/art-5/par-11 - art-5/par-1: 第七条第四項 → 金融商品取引法 第七条第四項 (Article 7, paragraph (4)), art-7/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-7/par-4 - art-5/par-1: 第二十四条 → 金融商品取引法 第二十四条 (Article 24), art-24 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24 · https://japanlaw.org/l/323AC0000000025/art-24 - art-5/par-1: 第二十四条の七第一項 → 金融商品取引法 第二十四条の七第一項 (Article 24-7, paragraph (1)), art-24-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-7/par-1 - art-5/par-1: 次項 → 金融商品取引法 第五条第二項 (Article 5, paragraph (2)), art-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2 - art-5/par-1: 第五十条の二第九項 → 金融商品取引法 第五十条の二第九項 (Article 50-2, paragraph (9)), art-50-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-50-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-9 - art-5/par-1: 第六十六条の四十第五項 → 金融商品取引法 第六十六条の四十第五項 (Article 66-40, paragraph (5)), art-66-40/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-40/par-5 · https://japanlaw.org/l/323AC0000000025/art-66-40/par-5 - art-5/par-1: 第百五十六条の三第二項第三号 → 金融商品取引法 第百五十六条の三第二項第三号 (Article 156-3, paragraph (2), item (iii)), art-156-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-3/par-2/item-3 - art-5/par-1: 第四項 → 金融商品取引法 第五条第四項 (Article 5, paragraph (4)), art-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-5/par-4 - art-5/par-1: 第一号 → 金融商品取引法 第五条第一項第一号 (Article 5, paragraph (1), item (i)), art-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-1 - art-5/par-2: 前条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-5/par-2: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-5/par-2: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-5/par-2: 第二十四条第二項 → 金融商品取引法 第二十四条第二項 (Article 24, paragraph (2)), art-24/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-24/par-2 - art-5/par-2: 前項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-2: 同項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 - art-5/par-2/item-1: 第二十四条第一項第一号 → 金融商品取引法 第二十四条第一項第一号 (Article 24, paragraph (1), item (i)), art-24/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-24/par-1/item-1 - art-5/par-2/item-1: 第二号 → 金融商品取引法 第二十四条第一項第二号 (Article 24, paragraph (1), item (ii)), art-24/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-24/par-1/item-2 - art-5/par-2/item-1: 第四号 → 金融商品取引法 第二十四条第一項第四号 (Article 24, paragraph (1), item (iv)), art-24/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-24/par-1/item-4 - art-5/par-2/item-2: 前条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-5/par-2/item-2: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-5/par-2/item-2: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-5/par-2/item-2: 前項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 - art-5/par-2/item-2: 同項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-2/item-2: 前号 → 金融商品取引法 第五条第二項第一号 (Article 5, paragraph (2), item (i)), art-5/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-1 - art-5/par-2/item-3: 第二十四条第一項 → 金融商品取引法 第二十四条第一項 (Article 24, paragraph (1)), art-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-24/par-1 - art-5/par-2/item-3: この条 → 金融商品取引法 第五条 (Article 5), art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5 · https://japanlaw.org/l/323AC0000000025/art-5 - art-5/par-2/item-3: 第七条 → 金融商品取引法 第七条 (Article 7), art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7 · https://japanlaw.org/l/323AC0000000025/art-7 - art-5/par-2/item-3: 第二十四条の五第一項 → 金融商品取引法 第二十四条の五第一項 (Article 24-5, paragraph (1)), art-24-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-1 - art-5/par-2/item-3: 第七条第四項 → 金融商品取引法 第七条第四項 (Article 7, paragraph (4)), art-7/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-7/par-4 - art-5/par-2/item-3: 第二十四条第二項 → 金融商品取引法 第二十四条第二項 (Article 24, paragraph (2)), art-24/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-24/par-2 - art-5/par-2/item-3: 前二号 → 金融商品取引法 第五条第二項第一号 (Article 5, paragraph (2), item (i)), art-5/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-1 - art-5/par-2/item-3: 前二号 → 金融商品取引法 第五条第二項第二号 (Article 5, paragraph (2), item (ii)), art-5/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-2 - art-5/par-3: 前条第一項から第三項まで → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-5/par-3: 前条第一項から第三項まで → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-5/par-3: 前条第一項から第三項まで → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-5/par-3: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-3: 同項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 - art-5/par-4: 前条第一項から第三項まで → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-5/par-4: 前条第一項から第三項まで → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-5/par-4: 前条第一項から第三項まで → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-5/par-4: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-4: 第二十四条の五第四項 → 金融商品取引法 第二十四条の五第四項 (Article 24-5, paragraph (4)), art-24-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-4 - art-5/par-4: 第一項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 - art-5/par-4/item-2: 第一項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 - art-5/par-5: 第一項から前項まで → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-5: 第一項から前項まで → 金融商品取引法 第五条第二項 (Article 5, paragraph (2)), art-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2 - art-5/par-5: 第一項から前項まで → 金融商品取引法 第五条第三項 (Article 5, paragraph (3)), art-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-5/par-3 - art-5/par-5: 第一項から前項まで → 金融商品取引法 第五条第四項 (Article 5, paragraph (4)), art-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-5/par-4 - art-5/par-5: 同項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 - art-5/par-5: 同項第一号 → 金融商品取引法 第五条第二項第一号 (Article 5, paragraph (2), item (i)), art-5/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-1 - art-5/par-5: 同項第二号 → 金融商品取引法 第五条第二項第二号 (Article 5, paragraph (2), item (ii)), art-5/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-2 - art-5/par-5: 同項第三号 → 金融商品取引法 第五条第二項第三号 (Article 5, paragraph (2), item (iii)), art-5/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-3 - art-5/par-5: 第二十四条第五項 → 金融商品取引法 第二十四条第五項 (Article 24, paragraph (5)), art-24/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-5 · https://japanlaw.org/l/323AC0000000025/art-24/par-5 - art-5/par-5: 同条第一項 → 金融商品取引法 第二十四条第一項 (Article 24, paragraph (1)), art-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-24/par-1 - art-5/par-5: 第二十四条の五第一項 → 金融商品取引法 第二十四条の五第一項 (Article 24-5, paragraph (1)), art-24-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-1 - art-5/par-5: 第二十四条の五第三項 → 金融商品取引法 第二十四条の五第三項 (Article 24-5, paragraph (3)), art-24-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-3 - art-5/par-6: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-6/item-1: 第一項第一号 → 金融商品取引法 第五条第一項第一号 (Article 5, paragraph (1), item (i)), art-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-1 - art-5/par-6/item-2: 第二十四条第八項 → 金融商品取引法 第二十四条第八項 (Article 24, paragraph (8)), art-24/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-8 · https://japanlaw.org/l/323AC0000000025/art-24/par-8 - art-5/par-6/item-2: 第二十四条の五第七項 → 金融商品取引法 第二十四条の五第七項 (Article 24-5, paragraph (7)), art-24-5/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-7 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-7 - art-5/par-6/item-2: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-7: 前項第二号 → 金融商品取引法 第五条第六項第二号 (Article 5, paragraph (6), item (ii)), art-5/par-6/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-6/item-2 - art-5/par-7: 次項 → 金融商品取引法 第五条第八項 (Article 5, paragraph (8)), art-5/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-8 · https://japanlaw.org/l/323AC0000000025/art-5/par-8 - art-5/par-7: 第十三条第二項第一号 → 金融商品取引法 第十三条第二項第一号 (Article 13, paragraph (2), item (i)), art-13/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1 - art-5/par-8: 前二項 → 金融商品取引法 第五条第六項 (Article 5, paragraph (6)), art-5/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-5/par-6 - art-5/par-8: 前二項 → 金融商品取引法 第五条第七項 (Article 5, paragraph (7)), art-5/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/art-5/par-7 - art-5/par-8: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-9: 第六項 → 金融商品取引法 第五条第六項 (Article 5, paragraph (6)), art-5/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-5/par-6 - art-5/par-9: 行政手続法（平成五年法律第八十八号）第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 - art-5/par-10: この条 → 金融商品取引法 第五条 (Article 5), art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5 · https://japanlaw.org/l/323AC0000000025/art-5 - art-5/par-10: 第七条第四項 → 金融商品取引法 第七条第四項 (Article 7, paragraph (4)), art-7/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-7/par-4 - art-5/par-10: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-10: 第七条 → 金融商品取引法 第七条 (Article 7), art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7 · https://japanlaw.org/l/323AC0000000025/art-7 - art-5/par-10: 同項第一号 → 金融商品取引法 第五条第一項第一号 (Article 5, paragraph (1), item (i)), art-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-1 - art-5/par-10: 第七条第三項 → 金融商品取引法 第七条第三項 (Article 7, paragraph (3)), art-7/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-7/par-3 - art-5/par-11: 前項 → 金融商品取引法 第五条第十項 (Article 5, paragraph (10)), art-5/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-10 · https://japanlaw.org/l/323AC0000000025/art-5/par-10 - art-5/par-11: 第二十四条第五項 → 金融商品取引法 第二十四条第五項 (Article 24, paragraph (5)), art-24/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-5 · https://japanlaw.org/l/323AC0000000025/art-24/par-5 - art-5/par-11: 同条第一項 → 金融商品取引法 第二十四条第一項 (Article 24, paragraph (1)), art-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-24/par-1 - art-5/par-11: この項 → 金融商品取引法 第五条第十一項 (Article 5, paragraph (11)), art-5/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-11 · https://japanlaw.org/l/323AC0000000025/art-5/par-11 - art-5/par-11: 第七条第四項 → 金融商品取引法 第七条第四項 (Article 7, paragraph (4)), art-7/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-7/par-4 - art-5/par-12: 前二項 → 金融商品取引法 第五条第十項 (Article 5, paragraph (10)), art-5/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-10 · https://japanlaw.org/l/323AC0000000025/art-5/par-10 - art-5/par-12: 前二項 → 金融商品取引法 第五条第十一項 (Article 5, paragraph (11)), art-5/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-11 · https://japanlaw.org/l/323AC0000000025/art-5/par-11 - art-5/par-12: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-5/par-13: 第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 ## Cited by 75 provisions cite this one. No official source publishes this direction. - 租税特別措置法 第三十七条の十一第二項第九号（上場株式等に係る譲渡所得等の課税の特例） — https://japanlaw.org/ja/special-taxation-measures-act/art-37-11/par-2/item-9 · https://japanlaw.org/l/332AC0000000026/art-37-11/par-2/item-9 - 金融商品取引法 第二条第七項（定義） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-7 · https://japanlaw.org/l/323AC0000000025/art-2/par-7 - 金融商品取引法 第四条第一項第一号（募集又は売出しの届出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1/item-1 - 金融商品取引法 第五条第一項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - 金融商品取引法 第五条第二項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2 - 金融商品取引法 第五条第二項第二号（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-2 - 金融商品取引法 第五条第二項第三号（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-5/par-2/item-3 - 金融商品取引法 第五条第三項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-5/par-3 - 金融商品取引法 第五条第四項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-5/par-4 - 金融商品取引法 第五条第四項第二号（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-4/item-2 - 金融商品取引法 第五条第五項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/art-5/par-5 - 金融商品取引法 第五条第六項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-5/par-6 - 金融商品取引法 第五条第六項第一号（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-6/item-1 - 金融商品取引法 第五条第六項第二号（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-6/item-2 - 金融商品取引法 第五条第七項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/art-5/par-7 - 金融商品取引法 第五条第八項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-8 · https://japanlaw.org/l/323AC0000000025/art-5/par-8 - 金融商品取引法 第五条第九項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-9 · https://japanlaw.org/l/323AC0000000025/art-5/par-9 - 金融商品取引法 第五条第十項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-10 · https://japanlaw.org/l/323AC0000000025/art-5/par-10 - 金融商品取引法 第五条第十一項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-11 · https://japanlaw.org/l/323AC0000000025/art-5/par-11 - 金融商品取引法 第五条第十二項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-12 · https://japanlaw.org/l/323AC0000000025/art-5/par-12 - 金融商品取引法 第五条第十三項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-13 · https://japanlaw.org/l/323AC0000000025/art-5/par-13 - 金融商品取引法 第六条第一項（届出書類の写しの金融商品取引所等への提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-6/par-1 - 金融商品取引法 第七条第一項（訂正届出書の自発的提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-7/par-1 - 金融商品取引法 第七条第二項（訂正届出書の自発的提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-7/par-2 - 金融商品取引法 第七条第三項（訂正届出書の自発的提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-7/par-3 - 金融商品取引法 第七条第四項（訂正届出書の自発的提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-7/par-4 - 金融商品取引法 第八条第一項（届出の効力発生日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-8/par-1 - 金融商品取引法 第八条第二項（届出の効力発生日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-8/par-2 - 金融商品取引法 第八条第三項（届出の効力発生日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-8/par-3 · https://japanlaw.org/l/323AC0000000025/art-8/par-3 - 金融商品取引法 第九条第一項（形式不備等による訂正届出書の提出命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-9/par-1 - 金融商品取引法 第九条第二項（形式不備等による訂正届出書の提出命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/art-9/par-2 - 金融商品取引法 第十条第二項（虚偽記載等による訂正届出書の提出命令及び効力の停止命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-10/par-2 - 金融商品取引法 第十一条第一項（虚偽記載のある有価証券届出書の届出後一年内の届出の効力の停止等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-11/par-1 - 金融商品取引法 第十三条第二項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2 - 金融商品取引法 第十三条第二項第一号イ（１）（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-1/sub2-1 - 金融商品取引法 第十三条第二項第一号イ（２）（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-1/sub2-2 - 金融商品取引法 第十三条第二項第一号ロ（２）（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-2/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-2/sub2-2 - 金融商品取引法 第十三条第二項第二号イ（１）（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-1/sub2-1 - 金融商品取引法 第十三条第二項第二号イ（２）（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-1/sub2-2 - 金融商品取引法 第十三条第二項第二号ロ（２）（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-2/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-2/sub2-2 - 金融商品取引法 第十三条第三項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-13/par-3 - 金融商品取引法 第十五条第四項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4 - 金融商品取引法 第二十三条の二第一項（参照方式による場合の適用規定の読替え） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-2/par-1 - 金融商品取引法 第二十三条の三第一項（発行登録書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-3/par-1 - 金融商品取引法 第二十三条の三第二項（発行登録書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-23-3/par-2 - 金融商品取引法 第二十三条の三第四項（発行登録書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-3/par-4 - 金融商品取引法 第二十三条の五第一項（発行登録書の効力発生日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-5/par-1 - 金融商品取引法 第二十三条の八第五項（発行登録追補書類の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-5 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-5 - 金融商品取引法 第二十三条の九第四項（形式不備等による訂正発行登録書の提出命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-9/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-9/par-4 - 金融商品取引法 第二十三条の十一第一項（虚偽記載による発行登録の効力の停止等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-11/par-1 - 金融商品取引法 第二十四条第二項（有価証券報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-24/par-2 - 金融商品取引法 第二十四条第二項第二号（有価証券報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-24/par-2/item-2 - 金融商品取引法 第二十四条の二第一項（訂正届出書に関する規定の準用） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-2/par-1 - 金融商品取引法 第二十四条の三第一項（虚偽記載のある有価証券報告書の提出後一年内の届出の効力の停止等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-3/par-1 - 金融商品取引法 第二十四条の四の三第一項（訂正確認書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-4-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-4-3/par-1 - 金融商品取引法 第二十四条の四の四第三項（財務計算に関する書類その他の情報の適正性を確保するための体制の評価） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-4-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-24-4-4/par-3 - 金融商品取引法 第二十四条の四の五第一項（訂正内部統制報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-4-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-4-5/par-1 - 金融商品取引法 第二十四条の五第二項第二号（半期報告書及び臨時報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-2/item-2 - 金融商品取引法 第二十四条の五第三項（半期報告書及び臨時報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-3 - 金融商品取引法 第二十四条の五第五項（半期報告書及び臨時報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24-5/par-5 · https://japanlaw.org/l/323AC0000000025/art-24-5/par-5 - …and 15 more at https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 5, paragraph (2) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-001, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-001, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22