# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十九条の三 (Article 49-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十九条の三 (Article 49-3)（その他の書類等の提出等） — address `art-49-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-49-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十九条の三（その他の書類等の提出等） — (Submission of Other Documents) caption: Ministry of Justice translation — Japanese Law Translation Database System art-49-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3 · https://japanlaw.org/l/323AC0000000025/art-49-3 **第一項** 金融商品取引業者（第一種金融商品取引業を行う外国法人に限る。以下この款において同じ。）は、内閣府令で定めるところにより、事業年度ごとに、その行う業務の全部に関し作成した貸借対照表、損益計算書その他財務計算に関する書類及び当該事業年度における業務の概要を記載した書面を、当該事業年度経過後政令で定める期間内に、内閣総理大臣に提出しなければならない。 art-49-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-49-3/par-1 Each business year, pursuant to the provisions of Cabinet Office Order, a financial instruments business operator (but only a foreign corporation engaged in type-I financial instruments business; hereinafter the same applies in this Subsection) must submit a balance sheet, profit and loss statement, and other financial accounting documents prepared in connection with all of its business, as well as documents summarizing business in the relevant business year, to the Prime Minister within the period specified by Cabinet Order after the end of that business year. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 金融商品取引業者は、前項の規定により書類及び書面を提出するほか、内閣府令で定めるところにより、当該金融商品取引業者の業務又は財産の状況を内閣総理大臣に報告しなければならない。 art-49-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-49-3/par-2 Beyond submitting documents pursuant to the provisions of the preceding paragraph, a financial instruments business operator must report the state of its business and assets to the Prime Minister pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-49-3/par-2: 前項 → 金融商品取引法 第四十九条の三第一項 (Article 49-3, paragraph (1)), art-49-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-49-3/par-1 ## Cited by 6 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第四十九条の三第二項（その他の書類等の提出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-49-3/par-2 - 金融商品取引法 第六十条の六第一項（業務に関する報告等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-6/par-1 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十八条の六第一項第四号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-4 - 金融商品取引法 第百九十八条の六第一項第五号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-5 - 金融商品取引法 附則第四条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-4/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22