# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十六条の六 (Article 46-6) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十六条の六 (Article 46-6)（自己資本規制比率） — address `art-46-6` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-6 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-46-6 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十六条の六（自己資本規制比率） — (Capital Adequacy Ratio) caption: Ministry of Justice translation — Japanese Law Translation Database System art-46-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-6 · https://japanlaw.org/l/323AC0000000025/art-46-6 **第一項** 金融商品取引業者は、資本金、準備金その他の内閣府令で定めるものの額の合計額から固定資産その他の内閣府令で定めるものの額の合計額を控除した額の、保有する有価証券の価格の変動その他の理由により発生し得る危険に対応する額として内閣府令で定めるものの合計額に対する比率（以下「自己資本規制比率」という。）を算出し、毎月末及び内閣府令で定める場合に、内閣総理大臣に届け出なければならない。 art-46-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-46-6/par-1 A financial instruments business operator must calculate the ratio of the sum of the amounts of its stated capital, reserve funds, and any other things specified by Cabinet Office Order less the sum total of the amounts of its fixed assets and any other things specified by Cabinet Office Order, to the sum of the amounts specified by Cabinet Office Order as the amount for covering possible risks which may arise due to fluctuations in the prices of the securities held or due to other reasons (hereinafter referred to as the "capital adequacy ratio"), and notify the Prime Minister of this ratio at the end of each month and in the cases specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 金融商品取引業者は、自己資本規制比率が百二十パーセントを下回ることのないようにしなければならない。 art-46-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-6/par-2 · https://japanlaw.org/l/323AC0000000025/art-46-6/par-2 A financial instruments business operator must not allow its capital adequacy ratio to fall below 120 percent. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 金融商品取引業者は、四半期（事業年度の期間を三月ごとに区分した各期間（事業年度の末日を変更する場合における変更後の最初の事業年度にあつては、内閣府令で定める各期間）をいう。第五十七条の二第五項並びに第五十七条の五第二項及び第三項において同じ。）の末日における自己資本規制比率を記載した書面を作成し、当該末日から一月を経過した日から三月間、全ての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。 art-46-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-46-6/par-3 A financial instruments business operator must prepare documents stating its capital adequacy ratio as of the last day of a quarter (meaning each three-month period of the business year (for the first business year after changing the last day of the business year, each period specified by Cabinet Office Order); the same applies in Article 57-2, paragraph (5) and Article 57-5, paragraphs (2) and (3)), keep them at all of its business offices and offices, and make them available for public inspection for the three-month period starting from the day on which one month has elapsed since the last day of the relevant month. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-46-6/par-3: 第五十七条の二第五項 → 金融商品取引法 第五十七条の二第五項 (Article 57-2, paragraph (5)), art-57-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5 - art-46-6/par-3: 第五十七条の五第二項 → 金融商品取引法 第五十七条の五第二項 (Article 57-5, paragraph (2)), art-57-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-5/par-2 - art-46-6/par-3: 第三項 → 金融商品取引法 第五十七条の五第三項 (Article 57-5, paragraph (3)), art-57-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-5/par-3 ## Cited by 13 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十九条の四第一項第六号イ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-6/sub-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-6/sub-1 - 金融商品取引法 第二十九条の四の二第六項（第一種少額電子募集取扱業者についての登録等の特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-29-4-2/par-6 - 金融商品取引法 第二十九条の四の四第五項（非上場有価証券特例仲介等業者についての登録等の特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4-4/par-5 · https://japanlaw.org/l/323AC0000000025/art-29-4-4/par-5 - 金融商品取引法 第三十条の四第一項第四号（認可の基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-4/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-30-4/par-1/item-4 - 金融商品取引法 第四十九条第二項（事業報告書の提出等に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49/par-2 · https://japanlaw.org/l/323AC0000000025/art-49/par-2 - 金融商品取引法 第五十二条第一項第七号（金融商品取引業者に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-52/par-1/item-7 - 金融商品取引法 第五十三条第一項（自己資本規制比率についての命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-53/par-1 · https://japanlaw.org/l/323AC0000000025/art-53/par-1 - 金融商品取引法 第五十三条第二項（自己資本規制比率についての命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-53/par-2 · https://japanlaw.org/l/323AC0000000025/art-53/par-2 - 金融商品取引法 第六十条の八第一項第三号（取引所取引許可業者に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-3 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十八条の六第一項第六号の二 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-6-2 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-6-2 - 金融商品取引法 第百九十八条の六第一項第七号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-7 - 金融商品取引法 附則第四十一条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-41/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22