# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十二条の七 (Article 42-7) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十二条の七 (Article 42-7)（運用状況に係る情報の提供） — address `art-42-7` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-42-7 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十二条の七（運用状況に係る情報の提供） — Provision of Information on the Status of Investment caption: machine translation, not official art-42-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7 · https://japanlaw.org/l/323AC0000000025/art-42-7 **第一項** 金融商品取引業者等は、運用財産について、内閣府令で定めるところにより、定期に、当該運用財産に係る知れている権利者に対し、当該運用財産に関する運用の状況その他の内閣府令で定める事項に係る情報を提供しなければならない。ただし、当該情報を権利者に提供しなくても権利者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。 art-42-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-42-7/par-1 With regard to investment property, a financial instruments business operator, etc., pursuant to the provisions of Cabinet Office Order, must periodically provide the known right holders of that investment property with information on the status of investment of the investment property and other particulars specified by Cabinet Office Order; provided, however, that this does not apply in the cases specified by Cabinet Office Order as those in which, even if that information is not provided to the right holders, this will not compromise the protection of the right holders. machine translation, not official **第二項** 金融商品取引業者等は、その行う投資運用業（第二条第八項第十五号に掲げる行為を行う業務に限る。）に関して、前項の規定により情報を提供するときは、内閣府令で定めるところにより、遅滞なく、当該情報を内閣総理大臣に届け出なければならない。ただし、一の運用財産の権利者の数が政令で定める数以下である場合その他投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。 art-42-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-42-7/par-2 When a financial instruments business operator, etc. provides information pursuant to the provisions of the preceding paragraph in connection with the investment management business it conducts (limited to the business of performing the act set forth in Article 2, paragraph (8), item (xv)), it must notify the Prime Minister of that information without delay, pursuant to the provisions of Cabinet Office Order; provided, however, that this does not apply if the number of right holders to a single investment property is the number specified by Cabinet Order or less, or in other cases specified by Cabinet Office Order as those in which the protection of investors is not compromised. machine translation, not official --- ## Cites - art-42-7/par-2: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8/item-15 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-15 - art-42-7/par-2: 前項 → 金融商品取引法 第四十二条の七第一項 (Article 42-7, paragraph (1)), art-42-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-42-7/par-1 ## Cited by 11 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第四十二条の七第二項（運用状況に係る情報の提供） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-42-7/par-2 - 金融商品取引法 第四十五条第一項第四号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-45/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-45/par-1/item-4 - 金融商品取引法 第六十三条第十一項（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-11 · https://japanlaw.org/l/323AC0000000025/art-63/par-11 - 金融商品取引法 第六十三条の三第三項第二号（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-3/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-3/item-2 - 金融商品取引法 第六十三条の九第八項（海外投資家等特例業務の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-8 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-8 - 金融商品取引法 第六十三条の十一第三項第一号（金融商品取引業者等が海外投資家等特例業務を行う場合） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-11/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63-11/par-3/item-1 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十八条第一項第二号の四 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198/par-1/item-2-4 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-2-4 - 金融商品取引法 第二百五条第一項第十三号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205/par-1/item-13 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-13 - 金融商品取引法 附則第三条の三第四項（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-4 - 金融商品取引法 附則第九条第四項（金融商品取引契約に係る契約締結時等の情報の提供等に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-9/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-9/par-4 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-007, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22