# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十一条の四 (Article 41-4) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十一条の四 (Article 41-4)（金銭又は有価証券の預託の受入れ等の禁止） — address `art-41-4` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-41-4 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-41-4 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十一条の四（金銭又は有価証券の預託の受入れ等の禁止） — (Prohibition on Receiving Deposits of Money or Securities) caption: Ministry of Justice translation — Japanese Law Translation Database System art-41-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-41-4 · https://japanlaw.org/l/323AC0000000025/art-41-4 **第一項** 金融商品取引業者等は、有価証券等管理業務として行う場合その他政令で定める場合を除くほか、その行う投資助言業務に関して、いかなる名目によるかを問わず、顧客から金銭若しくは有価証券の預託を受け、又は当該金融商品取引業者等と密接な関係を有する者として政令で定める者に顧客の金銭若しくは有価証券を預託させてはならない。 art-41-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-41-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-41-4/par-1 A financial instruments business operator, etc. must not, for any reason, receive a deposit of money or Securities from a customer, or have a person specified by Cabinet Order as being closely related to the financial instruments business operator, etc. deposit a customer's money or securities, in connection with the investment advisory business it conducts, unless it does so as securities, etc. management, or unless it does so in a case that is specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第四十五条第一項第三号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-45/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-45/par-1/item-3 - 金融商品取引法 第五十条の二第四項（廃業等の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-50-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-4 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第二百一条第一項第四号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-201/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-4 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22