# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十七条の五 (Article 37-5) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十七条の五 (Article 37-5)（保証金の受領に係る書面の交付） — address `art-37-5` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-5 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-37-5 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十七条の五（保証金の受領に係る書面の交付） — (Delivery of Documents in Connection with the Receipt of a Security Deposit) caption: Ministry of Justice translation — Japanese Law Translation Database System art-37-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-5 · https://japanlaw.org/l/323AC0000000025/art-37-5 **第一項** 金融商品取引業者等は、その行う金融商品取引業に関して顧客が預託すべき保証金（内閣府令で定めるものに限る。）を受領したときは、顧客に対し、直ちに、内閣府令で定めるところにより、その旨を記載した書面を交付しなければならない。 art-37-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-37-5/par-1 When a financial instruments business operator, etc. receives a security deposit that is payable by the customer (limited to those specified by Cabinet Office Order) in connection the financial instruments business that it conducts, it must immediately deliver a document stating this to the customer, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 第三十四条の二第四項の規定は、前項の規定による書面の交付について準用する。 art-37-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-37-5/par-2 The provisions of Article 34-2, paragraph (4) apply mutatis mutandis to the delivery of a document under the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-37-5/par-2: 第三十四条の二第四項 → 金融商品取引法 第三十四条の二第四項 (Article 34-2, paragraph (4)), art-34-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-4 - art-37-5/par-2: 前項 → 金融商品取引法 第三十七条の五第一項 (Article 37-5, paragraph (1)), art-37-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-37-5/par-1 ## Cited by 9 provisions cite this one. No official source publishes this direction. - 資金決済に関する法律 第六十二条の十七第一項（金融商品取引法の準用） — https://japanlaw.org/ja/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - 金融商品取引法 第三十七条の五第二項（保証金の受領に係る書面の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-37-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-37-5/par-2 - 金融商品取引法 第四十五条第一項第二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-45/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-45/par-1/item-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第二百五条第一項第十三号の二 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205/par-1/item-13-2 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-13-2 - 銀行法 第十三条の四第一項（金融商品取引法の準用） — https://japanlaw.org/ja/banking-act/art-13-4/par-1 · https://japanlaw.org/l/356AC0000000059/art-13-4/par-1 - 銀行法 第五十二条の二の五第一項（外国銀行代理銀行についての金融商品取引法の準用） — https://japanlaw.org/ja/banking-act/art-52-2-5/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-2-5/par-1 - 銀行法 第五十二条の四十五の二第一項（銀行代理業者についての金融商品取引法の準用） — https://japanlaw.org/ja/banking-act/art-52-45-2/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-45-2/par-1 - 銀行法 第五十二条の六十の十七第一項（金融商品取引法の準用） — https://japanlaw.org/ja/banking-act/art-52-60-17/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-60-17/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22