# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十条の三 (Article 30-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十条の三 (Article 30-3)（認可の申請） — address `art-30-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-30-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十条の三（認可の申請） — (Application for Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-30-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3 · https://japanlaw.org/l/323AC0000000025/art-30-3 **第一項** 第三十条第一項の認可を受けようとする金融商品取引業者は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。 art-30-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-30-3/par-1 A financial instruments business operator seeking the authorization referred to in Article 30, paragraph (1) must submit a written application for authorization to the Prime Minister, in which it states the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号 art-30-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-30-3/par-1/item-1 its trade name; and Ministry of Justice translation — Japanese Law Translation Database System **二** 登録年月日及び登録番号 art-30-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-30-3/par-1/item-2 the date of registration and its registration number. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の認可申請書には、損失の危険の管理方法、業務分掌の方法その他の業務の内容及び方法として内閣府令で定めるものを記載した書類その他内閣府令で定める書類を添付しなければならない。 art-30-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-30-3/par-2 A document stating how the person manages the risk of loss, how duties are divided, and the other things specified by Cabinet Office Order as constituting the business outline and business methods, and other documents specified by Cabinet Office Order must accompany the written application for authorization referred to in the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-30-3/par-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30/par-1 · https://japanlaw.org/l/323AC0000000025/art-30/par-1 - art-30-3/par-2: 前項 → 金融商品取引法 第三十条の三第一項 (Article 30-3, paragraph (1)), art-30-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-30-3/par-1 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第三十条の三第二項（認可の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-30-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-30-3/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第二百五条第一項第七号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-7 - 金融商品取引法 附則第二十二条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-22/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-22/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22