# 金融商品取引法 / Financial Instruments and Exchange Act — 第二十三条の八 (Article 23-8) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第二十三条の八 (Article 23-8)（発行登録追補書類の提出） — address `art-23-8` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-23-8 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第二十三条の八（発行登録追補書類の提出） — (Submission of Shelf Registration Supplements) caption: Ministry of Justice translation — Japanese Law Translation Database System art-23-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8 · https://japanlaw.org/l/323AC0000000025/art-23-8 **第一項** 発行登録者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関若しくは金融商品仲介業者又は金融サービス仲介業者は、発行登録によりあらかじめその募集又は売出しが登録されている有価証券については、当該発行登録がその効力を生じており、かつ、当該有価証券の募集又は売出しごとにその発行価額又は売出価額の総額、発行条件又は売出条件その他の事項で公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを記載した書類（以下「発行登録追補書類」という。）が内閣府令で定めるところにより内閣総理大臣に提出されていなければ、これを募集又は売出しにより取得させ、又は売り付けてはならない。ただし、有価証券の募集又は売出しごとの発行価額又は売出価額の総額が一億円未満の有価証券の募集又は売出しで内閣府令で定めるものについては、この限りでない。 art-23-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-1 It is prohibited for an issuer, person that engages in the secondary distribution of securities, underwriter, financial instruments business operator, registered financial institution or financial instruments intermediary service provider, or financial service intermediary to cause securities whose public offerings or secondary distributions have been registered in advance through a shelf registration to be acquired through public offerings or secondary distributions, or to sell such securities through public offerings or secondary distributions, unless the shelf registration has come into effect and a document stating the total issue value or total distribution value, conditions of issuance or distribution of the securities, and any other particulars that are specified by Cabinet Office Order as necessary and appropriate in the public interest or for the protection of investors (hereinafter referred to as "shelf registration supplement") has been submitted to the Prime Minister for each public offering or secondary distribution, pursuant to the provisions of Cabinet Office Order; provided however, that this does not apply to public offerings or secondary distributions specified by Cabinet Office Order if the total issue value or total distribution value of each public offering or secondary distribution is less than 100 million. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定にかかわらず、発行登録によりあらかじめその募集又は売出しが登録されている社債、株式等の振替に関する法律第二百七十八条第一項に規定する振替債のうち同法第六十六条第一号に規定する短期社債その他政令で定めるもの（その取扱いを行う振替機関（同法第二条第二項に規定する振替機関をいう。）により、その発行残高が公衆の縦覧に供されるものに限る。）については、当該発行登録がその効力を生じている場合には、これを募集又は売出しにより取得させ、又は売り付けることができる。 art-23-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-2 Notwithstanding the provisions of the preceding paragraph, the issuer, person that engages in the secondary distribution of securities, underwriter, financial instruments business operator, or registered financial institution may cause short-term corporate bonds provided for in Article 66, item (i) of the Act on Book-Entry Transfer of Corporate Bonds and Shares or any other bonds, etc. specified by Cabinet Order that are among the book-entry bonds set forth in Article 278, paragraph (1) of that Act (limited to those with an outstanding balance that is made available for public inspection by the book-entry transfer institution (meaning a book-entry transfer institution provided for in Article 2, paragraph (2) of that Act) that deals in the relevant book-entry bonds), whose public offerings or secondary distributions have been registered in advance through a shelf registration, to be acquired through public offerings or secondary distributions or to sell such bonds, etc. through public offerings or secondary distributions, if the shelf registration has come into effect. machine translation, not official **第三項** 有価証券の募集又は売出しが一定の日において株主名簿に記載され、又は記録されている株主に対し行われる場合には、当該募集又は売出しに関する発行登録追補書類の提出は、その日の十日前までにしなければならない。ただし、有価証券の発行価格又は売出価格その他の事情を勘案して内閣府令で定める場合は、この限りでない。 art-23-8/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-3 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-3 If a public offering or secondary distribution of securities will be made only to shareholders that are stated or recorded in the shareholder register as of a certain date, the shelf registration supplement for that public offering or secondary distribution must be submitted by 10 days prior to that date; provided, however, that this does not apply in the cases that are specified by Cabinet Office Order in consideration of the issue price or distribution price or other circumstances. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 第四条第五項及び第六項の規定は、第一項ただし書の規定の適用を受ける有価証券の募集又は売出しが行われる場合について準用する。この場合において、同条第五項中「当該特定募集に係る」とあるのは「当該募集若しくは売出しに係る」と、「当該特定募集が」とあるのは「当該募集又は売出しが」と、同条第六項中「当該特定募集等に係る」とあるのは「当該」と、「当該特定募集等が」とあるのは「当該募集又は売出しが」と、「当該特定募集等に関する」とあるのは「当該募集又は売出しに関する」と、「開示が行われている場合における第四項に規定する有価証券の売出しでその売出価額の総額が一億円未満のもの、第一項第三号に掲げる有価証券の売出しで当該有価証券の発行者その他の内閣府令で定める者以外の者が行うもの及び同項第五号に掲げる有価証券の募集又は売出しでその発行価額」とあるのは「発行価額」と、「以下のもの」とあるのは「以下の有価証券の募集又は売出し」と読み替えるものとする。 art-23-8/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-4 The provisions of Article 4, paragraphs (5) and (6) apply mutatis mutandis to a public offering or secondary distribution of securities to which the proviso to paragraph (1) is applicable. In this case, in Article 4, paragraph (5), the phrase "in a specified public offering" is deemed to be replaced with "in a public offering or secondary distribution" and the phrase "apply to the relevant specified public offering" is deemed to be replaced with "apply to the relevant public offering or secondary distribution"; and in Article 4, paragraph (6), the phrase "the securities in the specified public offering, etc." is deemed to be replaced with "the relevant securities", the phrase "the specified public offering, etc. begins" is deemed to be replaced with "the public offering or secondary distribution begins", the phrase "a written notice of the specified public offering, etc." is deemed to be replaced with "a written notice of the public offering or secondary distribution", and the phrase "a secondary distribution of securities set forth in paragraph (4) whose total distribution value is less than 100 million yen in a case in which disclosure has been made, nor to a secondary distribution of securities as set forth in paragraph (1), item (iii) conducted by a person other than the issuer of the relevant securities or a person specified by Cabinet Office Order, nor to a Public offering or secondary distribution of securities as set forth in item (v) of that paragraph whose total issue value" is deemed to be replaced with "a public offering or secondary distribution whose total issue value". Ministry of Justice translation — Japanese Law Translation Database System **第五項** 第一項の発行登録追補書類には、同項の内閣府令で定める事項のほか、内閣府令で定めるところにより、第五条第一項第二号に掲げる事項につき当該発行者に係る直近の参照書類を参照すべき旨を記載するとともに、公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める書類を添付しなければならない。 art-23-8/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-5 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-5 As well as stating, pursuant to the provisions of Cabinet Office Order and in addition to the particulars specified by Cabinet Office Order which are referred to in paragraph (1), that reference should be made to the latest reference documents on the issuer with regard to the particulars set forth in Article 5, paragraph (1), item (ii), the shelf registration supplements referred to in paragraph (1) must be accompanied by the documents that are specified by Cabinet Office Order as necessary and appropriate in the public interest for the protection of investors. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-23-8/par-2: 前項 → 金融商品取引法 第二十三条の八第一項 (Article 23-8, paragraph (1)), art-23-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-1 - art-23-8/par-4: 第四条第五項 → 金融商品取引法 第四条第五項 (Article 4, paragraph (5)), art-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-5 · https://japanlaw.org/l/323AC0000000025/art-4/par-5 - art-23-8/par-4: 第六項 → 金融商品取引法 第四条第六項 (Article 4, paragraph (6)), art-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-6 · https://japanlaw.org/l/323AC0000000025/art-4/par-6 - art-23-8/par-4: 第一項 → 金融商品取引法 第二十三条の八第一項 (Article 23-8, paragraph (1)), art-23-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-1 - art-23-8/par-4: 第四項 → 金融商品取引法 第四条第四項 (Article 4, paragraph (4)), art-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-4/par-4 - art-23-8/par-4: 第一項第三号 → 金融商品取引法 第四条第一項第三号 (Article 4, paragraph (1), item (iii)), art-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-1/item-3 - art-23-8/par-4: 同項第五号 → 金融商品取引法 第四条第一項第五号 (Article 4, paragraph (1), item (v)), art-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-4/par-1/item-5 - art-23-8/par-5: 第一項 → 金融商品取引法 第二十三条の八第一項 (Article 23-8, paragraph (1)), art-23-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-1 - art-23-8/par-5: 第五条第一項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 ## Cited by 22 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第十一条第一項（虚偽記載のある有価証券届出書の届出後一年内の届出の効力の停止等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-11/par-1 - 金融商品取引法 第二十三条の八第二項（発行登録追補書類の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-2 - 金融商品取引法 第二十三条の八第四項（発行登録追補書類の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-4 - 金融商品取引法 第二十三条の八第五項（発行登録追補書類の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-5 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-5 - 金融商品取引法 第二十三条の十二第四項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-4 - 金融商品取引法 第二十三条の十二第五項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-5 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-5 - 金融商品取引法 第二十三条の十二第六項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-6 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-6 - 金融商品取引法 第二十三条の十二第七項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-7 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-7 - 金融商品取引法 第二十四条第一項（有価証券報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-24/par-1 - 金融商品取引法 第二十四条第一項第三号（有価証券報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-24/par-1/item-3 - 金融商品取引法 第二十四条第五項（有価証券報告書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-5 · https://japanlaw.org/l/323AC0000000025/art-24/par-5 - 金融商品取引法 第二十七条第一項（会社以外の発行者に関する準用規定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-27/par-1 - 金融商品取引法 第二十七条の三十の二第一項（開示用電子情報処理組織の定義） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-30-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-30-2/par-1 - 金融商品取引法 第百七十二条第四項（届出が受理されていないのに有価証券の募集等をした者等に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-4 · https://japanlaw.org/l/323AC0000000025/art-172/par-4 - 金融商品取引法 第百七十二条の二第三項（虚偽記載のある発行開示書類を提出した発行者等に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-172-2/par-3 - 金融商品取引法 第百七十八条第六項（審判手続開始の決定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-6 · https://japanlaw.org/l/323AC0000000025/art-178/par-6 - 金融商品取引法 第百八十五条の七第十五項（課徴金の納付命令の決定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-15 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-15 - 金融商品取引法 第百九十七条第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-197/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-197/par-1/item-1 - 金融商品取引法 第百九十七条の二第一項第三号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-197-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-3 - 金融商品取引法 第二百五条第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-1 - 金融商品取引法 第二百八条第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-1 - 金融商品取引法 附則第二条第一項（金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-2/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-003, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22