# 金融商品取引法 / Financial Instruments and Exchange Act — 第百八十九条 (Article 189) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百八十九条 (Article 189)（外国金融商品取引規制当局に対する調査協力） — address `art-189` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-189 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百八十九条（外国金融商品取引規制当局に対する調査協力） — (Providing Investigatory Cooperation to a Foreign Regulatory Authority for Financial Instruments) caption: Ministry of Justice translation — Japanese Law Translation Database System art-189 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189 · https://japanlaw.org/l/323AC0000000025/art-189 **第一項** 内閣総理大臣は、この法律に相当する外国の法令を執行する当局（以下この条において「外国金融商品取引規制当局」という。）から、その所掌に属する当該この法律に相当する外国の法令を執行するために行う行政上の調査に関し、協力の要請があつた場合において、当該要請に応ずることが相当と認めるときは、当該要請に応ずるために必要かつ適当であると認められる範囲内において、当該外国にある者を相手方として有価証券の売買その他の取引若しくはデリバティブ取引を行う者その他関係人又は参考人に対して、参考となるべき報告又は資料の提出を命ずることができる。 art-189/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 If the Prime Minister receives a request for cooperation from the foreign authority that is responsible for the enforcement of a foreign law or regulation that is equivalent to this Act (hereinafter referred to as a "foreign regulatory authority for financial instruments" in this Article) concerning an administrative investigation it conducts in order to enforce the laws and regulations under its jurisdiction, and the Prime Minister finds it to be appropriate to accommodate the request, the Prime Minister may order a person conducting a purchase and sale or other transaction of securities or a derivatives transaction with a person residing in the foreign country, or any other concerned party or witness, to report or submit materials that should serve as a reference, to the extent that is necessary and appropriate for accommodating the request. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、次の各号のいずれかに該当する場合には、前項の規定による処分をすることができない。 art-189/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2 · https://japanlaw.org/l/323AC0000000025/art-189/par-2 The Prime Minister may not make the disposition referred to in the preceding paragraph in a case that falls under any of the following items: Ministry of Justice translation — Japanese Law Translation Database System **一** 我が国が行う同種の要請に応ずる旨の当該外国金融商品取引規制当局の保証がないとき。 art-189/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1 the foreign regulatory authority for financial instruments has not given its assurance that the authority will accommodate similar requests from Japan; Ministry of Justice translation — Japanese Law Translation Database System **二** 当該外国金融商品取引規制当局の要請に基づき当該処分をすることが我が国の資本市場に重大な悪影響を及ぼし、その他我が国の利益を害するおそれがあると認められるとき。 art-189/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-2 it is found that if the disposition is made based on the request by the foreign regulatory authority for financial instruments, it is likely to have an adverse material impact on the capital market or to otherwise be detrimental to Japan's national interests; or Ministry of Justice translation — Japanese Law Translation Database System **三** 当該外国金融商品取引規制当局において、前項の規定による処分により提出された報告又は資料の内容が、その職務の遂行に資する目的以外の目的で使用されるおそれがあると認められるとき。 art-189/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-3 it is found that there is a risk of the report or materials submitted pursuant to the disposition under the preceding paragraph being used at the foreign regulatory authority for financial instruments other than for a purpose that contributes to the execution of its duties. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の協力の要請が外国金融商品取引規制当局による当該この法律に相当する外国の法令に基づく行政処分（当該処分を受ける者の権利を制限し、又はこれに義務を課すものに限る。）を目的とする場合には、当該要請に応ずるに当たつて、内閣総理大臣は、外務大臣に協議するものとする。 art-189/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-3 · https://japanlaw.org/l/323AC0000000025/art-189/par-3 If the request for cooperation referred to in paragraph (1) is made for the purpose of an administrative disposition (limited to one that restricts the right of the person subject to the disposition or that imposes a duty on that person) by the foreign regulatory authority for financial instruments based on a foreign law or regulation that is equivalent to this Act, the Prime Minister is to consult with the Minister of Foreign Affairs before accommodating the request. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 第一項の規定による処分により提出された報告又は資料については、その内容が外国における裁判所又は裁判官の行う刑事手続に使用されないよう適切な措置がとられなければならない。 art-189/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-4 · https://japanlaw.org/l/323AC0000000025/art-189/par-4 Appropriate measures must be taken in respect of a report or materials submitted pursuant to a disposition under paragraph (1), to ensure that they will not be used for criminal proceedings conducted by a court or a judge in a foreign country. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 前各項の規定の適用に関し必要な事項は、政令で定める。 art-189/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-5 · https://japanlaw.org/l/323AC0000000025/art-189/par-5 Necessary particulars relevant to the application of the provisions of the preceding paragraphs are specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-189/par-1: この条 → 金融商品取引法 第百八十九条 (Article 189), art-189 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189 · https://japanlaw.org/l/323AC0000000025/art-189 - art-189/par-2: 前項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-189/par-2/item-3: 前項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-189/par-3: 第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-189/par-4: 第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-189/par-5: 前各項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - art-189/par-5: 前各項 → 金融商品取引法 第百八十九条第二項 (Article 189, paragraph (2)), art-189/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2 · https://japanlaw.org/l/323AC0000000025/art-189/par-2 - art-189/par-5: 前各項 → 金融商品取引法 第百八十九条第三項 (Article 189, paragraph (3)), art-189/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-3 · https://japanlaw.org/l/323AC0000000025/art-189/par-3 - art-189/par-5: 前各項 → 金融商品取引法 第百八十九条第四項 (Article 189, paragraph (4)), art-189/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-4 · https://japanlaw.org/l/323AC0000000025/art-189/par-4 ## Cited by 18 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十九条の四第一項第五号ヘ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-5/sub-6 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5/sub-6 - 金融商品取引法 第六十条の三第一項第二号（取引所取引業務の許可の拒否要件） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-2 - 金融商品取引法 第六十三条第七項第一号ホ（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-1/sub-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-1/sub-5 - 金融商品取引法 第六十三条第七項第二号ホ（適格機関投資家等特例業務） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-7/item-2/sub-5 · https://japanlaw.org/l/323AC0000000025/art-63/par-7/item-2/sub-5 - 金融商品取引法 第六十三条の九第六項第二号ニ（海外投資家等特例業務の届出等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63-9/par-6/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-63-9/par-6/item-2/sub-4 - 金融商品取引法 第六十六条の五十三第一項第五号ニ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-53/par-1/item-5/sub-4 · https://japanlaw.org/l/323AC0000000025/art-66-53/par-1/item-5/sub-4 - 金融商品取引法 第六十六条の五十三第一項第六号ハ（登録の拒否） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-53/par-1/item-6/sub-3 · https://japanlaw.org/l/323AC0000000025/art-66-53/par-1/item-6/sub-3 - 金融商品取引法 第百五十五条の三第二項第五号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-5 - 金融商品取引法 第百五十六条の二十の四第二項第五号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-5 - 金融商品取引法 第百五十六条の二十の十八第二項第五号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-5 - 金融商品取引法 第百八十九条第一項（外国金融商品取引規制当局に対する調査協力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1 - 金融商品取引法 第百八十九条第二項（外国金融商品取引規制当局に対する調査協力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2 · https://japanlaw.org/l/323AC0000000025/art-189/par-2 - 金融商品取引法 第百八十九条第二項第三号（外国金融商品取引規制当局に対する調査協力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-3 - 金融商品取引法 第百八十九条第三項（外国金融商品取引規制当局に対する調査協力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-3 · https://japanlaw.org/l/323AC0000000025/art-189/par-3 - 金融商品取引法 第百八十九条第四項（外国金融商品取引規制当局に対する調査協力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-4 · https://japanlaw.org/l/323AC0000000025/art-189/par-4 - 金融商品取引法 第百八十九条第五項（外国金融商品取引規制当局に対する調査協力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-5 · https://japanlaw.org/l/323AC0000000025/art-189/par-5 - 金融商品取引法 第二百九条第一項第九号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-209/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-9 - 金融商品取引法 附則第三条の三第三項第二号ニ（移行期間特例業務に関する特例） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-3/par-3/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-3/par-3/item-2/sub-4 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22