# 金融商品取引法 / Financial Instruments and Exchange Act — 第百七十四条の三 (Article 174-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百七十四条の三 (Article 174-3)（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — address `art-174-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-174-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百七十四条の三（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — (Administrative Monetary Penalty Payment Order Issued to a Person Violating the Prohibition on Stabilizing Transactions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-174-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 **第一項** 第百五十九条第三項の規定に違反する一連の有価証券売買等（同条第二項に規定する有価証券売買等をいう。）又はその申込み若しくは委託等（以下この条において「違反行為」という。）をした者（以下この条において「違反者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し、次の各号に掲げる額の合計額（第十一項及び第十二項において「合算対象額」という。）に相当する額の課徴金を国庫に納付することを命じなければならない。 art-174-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 If a person makes a series of purchase and sales of securities, etc. that is in violation of the provisions of Article 159, paragraph (3) (meaning purchase and sales of securities, etc. prescribed in paragraph (2) of that Article), or offers to make such a series of purchase and sales or entrusts, etc. a person with effecting such a series of purchase and sales (hereinafter the act is referred to as a "violation" and the person is referred to as the "violator" in this Article), the Prime Minister must, in accordance with the procedures prescribed in the following Section, order the violator to pay an administrative monetary penalty to the national treasury in an amount that is equivalent to the sum of the amounts specified in each of the following items (referred to as the "total amount" in paragraphs (11) and (12)): Ministry of Justice translation — Japanese Law Translation Database System **一** 次のイに掲げる額から次のロに掲げる額を控除した額 art-174-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-1 the amount arrived at when the amount specified in (b) below is deducted from the amount specified in (a) below: Ministry of Justice translation — Japanese Law Translation Database System **イ** 当該違反行為に係る自己の計算による有価証券の売付け等の価額 art-174-3/par-1/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-1/sub-1 the value of the sales, etc. of securities on the violator's own account that the violation involves; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 当該違反行為に係る自己の計算による有価証券の買付け等の価額 art-174-3/par-1/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-1/sub-2 the value of the purchases, etc. of securities on the violator's own account that the violation involves; Ministry of Justice translation — Japanese Law Translation Database System **二** 次のイからニまでに掲げる場合の区分に応じ、当該イからニまでに定める額（次のイからニまでのうち二以上に掲げる場合に該当するときは、当該二以上のイからニまでに定める額の合計額） art-174-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2 the amount specified in the following sub-items (a) through (d) in accordance with the category of cases set forth in the sub-items (a) through (d) (or, if the violation falls under two or more cases set forth in the following sub-items (a) through (d), the sum of the amounts specified in those two or more provisions of (a) through (d)): Ministry of Justice translation — Japanese Law Translation Database System **イ** 当該違反行為の開始時における当該違反行為に係る上場金融商品等（第百五十九条第二項第一号に規定する上場金融商品等をいう。以下この条において同じ。）又は店頭売買有価証券についての当該違反者の売付等数量が買付等数量を超える場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額に次の（３）に掲げる数量を乗じて得た額（当該額が零を下回る場合には、零とする。） art-174-3/par-1/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-1 at the time of the commencement of the violation, the violator's sales volume, etc. in respect of the listed financial instruments, etc. (meaning listed financial instruments, etc. prescribed in Article 159, paragraph (2), item (i); hereinafter the same applies in this Article) or over-the-counter traded securities involved in the violation exceeds the violator's purchase volume, etc. of the over-the-counter traded securities: the amount arrived at when the amount specified in 2. below is deducted from the amount specified in 1. below, and the difference is multiplied by the volume specified in 3. below (if the resulting amount is less than zero, the amount is deemed to be zero): Ministry of Justice translation — Japanese Law Translation Database System **（１）** 当該上場金融商品等又は店頭売買有価証券に係る有価証券の買付け等の当該違反行為後の価格（当該違反行為が終了してから一月を経過するまでの間の平均価格として内閣府令で定めるところにより算出される額をいう。以下この項において同じ。） art-174-3/par-1/item-2/sub-1/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-1/sub2-1 the price after the violation for the purchase, etc. of securities pertaining to the relevant listed financial instruments, etc. or over-the-counter traded securities (meaning the amount calculated pursuant to the provisions of Cabinet Office Order as the average price during the period until one month has elapsed since the violation ended; hereinafter the same applies in this paragraph); machine translation, not official **（２）** 当該上場金融商品等又は店頭売買有価証券に係る有価証券の買付け等の当該違反行為中の価格（当該違反行為の開始時から終了時までの間の平均価格として内閣府令で定めるところにより算出される額をいう。以下この項において同じ。） art-174-3/par-1/item-2/sub-1/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-1/sub2-2 the price during the violation for the purchase, etc. of securities pertaining to the relevant listed financial instruments, etc. or over-the-counter traded securities (meaning the amount calculated pursuant to the provisions of Cabinet Office Order as the average price during the period from the commencement of the violation to the end of the violation; hereinafter the same applies in this paragraph); machine translation, not official **（３）** 当該超える数量 art-174-3/par-1/item-2/sub-1/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-1/sub2-3 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-1/sub2-3 the volume that is in excess; machine translation, not official **ロ** 当該違反行為の開始時における当該違反行為に係る上場金融商品等又は店頭売買有価証券についての当該違反者の買付等数量が売付等数量を超える場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額に次の（３）に掲げる数量を乗じて得た額（当該額が零を下回る場合には、零とする。） art-174-3/par-1/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-2 at the time of the commencement of the violation, the violator's purchase volume, etc. in respect of the listed financial instruments, etc. or over-the-counter traded securities involved in the violation exceeds the violator's sales volume, etc. of the over-the-counter traded securities: the amount arrived at when the amount specified in 2. below is deducted from the amount specified in 1. below, and the difference is multiplied by the volume specified in 3. below (if the resulting amount is less than zero, the amount is deemed to be zero): Ministry of Justice translation — Japanese Law Translation Database System **（１）** 当該上場金融商品等又は店頭売買有価証券に係る有価証券の売付け等の当該違反行為中の価格 art-174-3/par-1/item-2/sub-2/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-2/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-2/sub2-1 the price during the violation for the sale, etc. of securities pertaining to the relevant listed financial instruments, etc. or over-the-counter traded securities; machine translation, not official **（２）** 当該上場金融商品等又は店頭売買有価証券に係る有価証券の売付け等の当該違反行為後の価格 art-174-3/par-1/item-2/sub-2/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-2/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-2/sub2-2 the price after the violation for the sale, etc. of securities pertaining to the relevant listed financial instruments, etc. or over-the-counter traded securities; machine translation, not official **（３）** 当該超える数量 art-174-3/par-1/item-2/sub-2/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-2/sub2-3 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-2/sub2-3 the volume that is in excess; machine translation, not official **ハ** 当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に当該違反者が自己又は特定関係者の発行する当該違反行為に係る有価証券を有価証券発行勧誘等により取得させ、又は組織再編成により交付した場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額に次の（３）に掲げる数量を乗じて得た額（当該額が零を下回る場合には、零とする。） art-174-3/par-1/item-2/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-3 during the period from the commencement of the violation until one month has elapsed since the violation ended, the violator causes the securities involved in the violation that they or a person with a specified relationship issues, to be acquired through a solicitation with a view to issuing new securities, or delivers those securities in a corporate reorganization: the amount arrived at when the amount set forth in 2. is deducted from the amount set forth in 1., and the difference is multiplied by the volume set forth in 3. (if the resulting amount is less than zero, the amount is to be zero): Ministry of Justice translation — Japanese Law Translation Database System **（１）** 当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の当該違反行為中の価格 art-174-3/par-1/item-2/sub-3/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-3/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-3/sub2-1 the price during the violation for the securities that the violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the corporate reorganization; machine translation, not official **（２）** 当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の当該違反行為後の価格 art-174-3/par-1/item-2/sub-3/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-3/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-3/sub2-2 the price after the violation for the securities that the violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the corporate reorganization; machine translation, not official **（３）** 当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量 art-174-3/par-1/item-2/sub-3/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-3/sub2-3 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-3/sub2-3 the volume of securities that the violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the corporate reorganization; machine translation, not official **ニ** 違反者が、自己以外の者（特定関係者を除く。）の計算において、当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に違反行為又は有価証券の売付け等若しくは有価証券の買付け等をした場合　次の（１）又は（２）に掲げる当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等をした者の区分に応じ、当該（１）又は（２）に定める額 art-174-3/par-1/item-2/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-4 during the period from the commencement of the violation until one month has elapsed since the violation ended, the violator commits a violation or makes a sale, etc. of securities or a purchase, etc. of securities on the account of any person other than themselves (excluding a person with a specified relationship): the amount specified in 1. or 2. below in accordance with the category of the person that has conducted the violation, the sale, etc. of securities or the purchase, etc. of securities set forth in 1. or 2.: machine translation, not official **（１）** 運用対象財産の運用として当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等を行つた者　当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等をした日の属する月（当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等が二以上の月にわたつて行われたものである場合には、これらの月のうち最後の月）における当該運用対象財産のうち内閣府令で定めるものの運用の対価の額に相当する額として内閣府令で定める額に三を乗じて得た額 art-174-3/par-1/item-2/sub-4/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-4/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-4/sub2-1 a person that has committed the violation or has made the sale, etc. of securities or the purchase, etc. of securities as an investment of property subject to investment:the amount obtained by multiplying by three, the amount specified by Cabinet Office Order as an amount equivalent to the consideration for investment of the property subject to investment which is specified by Cabinet Office Order in the month that includes the day of the violation, the sale, etc. of securities or the purchase, etc. of securities (if the violation, the sale, etc. of securities or the purchase, etc. of securities has been conducted over two or more months, the last month of those months); or machine translation, not official **（２）** （１）に掲げる者以外の者　当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等に係る手数料、報酬その他の対価の額として内閣府令で定める額 art-174-3/par-1/item-2/sub-4/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-4/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-4/sub2-2 a person other than the person set forth in 1.:the amount specified by Cabinet Office Order as the amount of the fee, remuneration, or other consideration pertaining to the violation, the sale, etc. of securities or the purchase, etc. of securities. machine translation, not official **第二項** この条において「有価証券の売付け等」とは、有価証券又は商品の売付け（商品にあつては、市場デリバティブ取引（第二条第二十一項第一号に掲げる取引に限る。）による売付けに限る。）、同項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを付与する立場の当事者となるものに限る。）その他の政令で定める取引をいう。 art-174-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-2 The term "sale, etc. of securities" as used in this Article means the sale of securities or commodities (in the case of commodities, limited to sales made through market derivatives transactions (limited to transactions set forth in Article 2, paragraph (21), item (i))), a transaction set forth in item (ii) of that paragraph (limited to a transaction in which the violator is the party to pay the money if the actual figure exceeds the agreed figure), a transaction set forth in Article 2, paragraph (21), item (iii) (limited to a transaction in which the relevant person is the party to grant the option), or any other transaction specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** この条において「有価証券の買付け等」とは、有価証券又は商品の買付け（商品にあつては、市場デリバティブ取引（第二条第二十一項第一号に掲げる取引に限る。）による買付けに限る。）、同項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを取得する立場の当事者となるものに限る。）その他の政令で定める取引をいう。 art-174-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-3 The term "purchase, etc. of securities" as used this Article means a purchase of securities or commodities (in the case of commodities, limited to purchase made through market derivatives transactions (limited to transactions set forth in Article 2, paragraph (21), item (i))), a transaction set forth in item (ii) of that paragraph (limited to a transaction in which the violator is the party to receive the money if the actual figure exceeds the agreed figure), a transaction set forth in Article 2, paragraph (21), item (iii) (limited to a transaction in which the relevant person is the party to acquire the option), or any other transaction specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 第一項第一号の「価額」とは、有価証券の売付け等又は有価証券の買付け等の価格にそれぞれその数量を乗じて得た額をいう。 art-174-3/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-4 The term "value" as used in paragraph (1), item (i) means the amount arrived at when the price for sale, etc. of securities is multiplied by the volume of that sale, etc. or when the price for purchase, etc. of securities is multiplied by the volume of that purchase, etc. Ministry of Justice translation — Japanese Law Translation Database System **第五項** この条において「売付等数量」とは、違反者が自己若しくは特定関係者の計算において有価証券若しくは商品を有しないで当該有価証券若しくは商品の売付け（商品にあつては、市場デリバティブ取引（第二条第二十一項第一号に掲げる取引に限る。）による売付けに限る。）をしている場合その他の政令で定める取引をしている場合における当該取引に係る有価証券若しくは商品の数量又は違反者が自己若しくは特定関係者の計算において約定している同項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量をいう。 art-174-3/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-5 The term "volume of sales, etc." as used in this Article means the volume of the securities or commodities related to the transactions which the violator, on their own account or on the account of the persons in specified relationship, has made the sales, etc. of securities or commodities without possessing the securities or commodities (in the case of commodities, limited to sales made through market derivatives transactions (limited to transactions set forth in Article 2, paragraph (21), item (i))) or any other transactions specified by Cabinet Order; or the volume of the transaction set forth in item (ii) of that paragraph (limited to the transaction in which the person becomes a party paying money when the actual figure exceeds the agreed figure) which the violator has conducted on their own account or on the account of the persons in specified relationship or any other transactions specified by Cabinet Order, as calculated pursuant to the provisions of Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第六項** この条において「買付等数量」とは、違反者若しくは特定関係者が所有している有価証券若しくは商品その他これに準ずる有価証券若しくは商品として政令で定めるものの数量又は違反者が自己若しくは特定関係者の計算において約定している第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量をいう。 art-174-3/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-6 The term "purchase volume, etc." as used in this Article means the volume of the securities or commodities that the violator or a person with a specified relationship possesses or any other securities or commodities specified by Cabinet Order as being equivalent to them, and the volume calculated pursuant to the provisions of Cabinet Order as the volume of a transaction set forth in Article 2, paragraph (21), item (ii) (limited to a transaction in which the violator is the party to receive money if the actual figure exceeds the agreed figure) or any other transaction specified by Cabinet Order, which the violator agrees to conduct on their own account or on the account of a person with a specified relationship. Ministry of Justice translation — Japanese Law Translation Database System **第七項** この条において「特定関係者」とは、次に掲げる者をいう。 art-174-3/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-7 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-7 The term "person with a specified relationship" as used in this Article means any of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **一** 違反者がその総株主等の議決権の過半数を保有している会社その他の違反者と密接な関係を有する者として内閣府令で定める者 art-174-3/par-7/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-7/item-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-7/item-1 a company in which the violator holds the majority of the voting rights held by all of the shareholders, etc. or any other person specified by Cabinet Office Order as being closely related to the violator; Ministry of Justice translation — Japanese Law Translation Database System **二** 違反者と生計を一にする者その他の違反者と特殊の関係にある者として内閣府令で定める者 art-174-3/par-7/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-7/item-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-7/item-2 a person that shares living expenses with the violator, or any other person specified by Cabinet Office Order as having a unique relationship with the violator. Ministry of Justice translation — Japanese Law Translation Database System **第八項** 特定関係者が違反者と同一の違反行為をした場合には、当該違反行為の開始時において当該違反行為に係る上場金融商品等又は店頭売買有価証券について、特定関係者が自己の計算において有価証券若しくは商品を有しないで当該有価証券若しくは商品の売付け（商品にあつては、市場デリバティブ取引（第二条第二十一項第一号に掲げる取引に限る。）による売付けに限る。）をしている場合その他の政令で定める取引をしている場合における当該取引に係る有価証券若しくは商品の数量又は特定関係者が自己の計算において約定している同項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量については、売付等数量から除くものとする。 art-174-3/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-8 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-8 If a person with a specified relationship has committed the same violation as that committed by the violator, the following volume is excluded from the volume of sales, etc.: the volume of the securities or commodities related to the transactions in which, at the time of the commencement of the violation and with regard to the listed financial instruments, etc. or the over-the-counter traded securities subject to the violation, the person with a specified relationship has conducted sales of the securities or commodities or any transaction specified by Cabinet Order on their own account without possessing the securities or commodities (in the case of commodities, limited to sale made through market derivatives transactions (limited to transactions set forth in Article 2, paragraph (21), item (i))); or the volume of the transactions calculated pursuant to the provisions of Cabinet Order, in which, at the time of the commencement of the violation and with regard to the listed financial instruments, etc. or the over-the-counter traded securities subject to the violation, the person with a specified relationship has, on their own account, conducted the transaction set forth in Article 2, paragraph (21), item (ii) (limited to the transaction in which the person becomes a party to pay money when the actual figure exceeds the agreed figure) or any other transactions specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第九項** 特定関係者が違反者と同一の違反行為をした場合には、当該違反行為の開始時において当該違反行為に係る上場金融商品等又は店頭売買有価証券について、特定関係者が所有している有価証券若しくは商品その他これに準ずる有価証券若しくは商品として政令で定めるものの数量又は特定関係者が自己の計算において約定している第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量については、買付等数量から除くものとする。 art-174-3/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-9 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-9 If a person with a specified relationship commits the same violation as the violator, the volume of the securities or commodities that the person with the specified relationship possesses, and any other securities or commodities specified by Cabinet Order as being equivalent to them at the time of the commencement of the violation, in respect of the listed financial instruments or over-the-counter traded securities involved in the violation and the volume calculated pursuant to the provisions of Cabinet Order as the volume of a transaction set forth in Article 2, paragraph (21), item (ii) (limited to a transaction in which the person with the specified relationship is the party to receive money if the actual figure exceeds the agreed figure) or any other transaction specified by Cabinet Order in respect of the listed financial instruments, etc. or over-the-counter traded securities involved in the violation in which the person with the specified relationship has agreed to conduct on their own account, is to be deducted from the purchase volume, etc. Ministry of Justice translation — Japanese Law Translation Database System **第十項** 第一項各号に掲げる額は、銘柄ごとに計算する。 art-174-3/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-10 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-10 The amount set forth in the items of paragraph (1) are calculated for each issue of securities. Ministry of Justice translation — Japanese Law Translation Database System **第十一項** 一の銘柄に係る第一項第一号に掲げる額につき控除しきれない額がある場合における合算対象額は、当該控除しきれない額を当該銘柄に係る同項第二号に掲げる額から控除した額とする。 art-174-3/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-11 If a negative amount arises from the deduction set forth in paragraph (1), item (i) for a single issue, the total amount is the amount arrived at when the negative amount is deducted from the amount specified in item (ii) of that paragraph for the same issue. Ministry of Justice translation — Japanese Law Translation Database System **第十二項** 違反行為に係る二以上の銘柄がある場合において、そのいずれかの銘柄につき前項の規定により控除してもなお控除しきれない額があるときは、当該控除しきれない額は、他の銘柄に係る合算対象額から控除する。 art-174-3/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-12 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-12 If there are two or more issues connected with a violation and the amount for any of those issues is still negative even after a deduction is made pursuant to the provisions of the preceding paragraph, the negative amount is deducted from the total amount for other issues. Ministry of Justice translation — Japanese Law Translation Database System **第十三項** 第二条第二十一項第二号に掲げる取引が現実数値に基づき金銭の授受により決済された場合、同項第三号に掲げる取引に係るオプションが行使されずに消滅した場合その他これらに類するものとして政令で定める場合における第一項の課徴金の計算に関し必要な事項は、政令で定める。 art-174-3/par-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-13 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-13 If a transaction set forth in Article 2, paragraph (21), item (ii) is settled through the payment and receipt of money based on the actual figure, if the options on a transaction set forth in item (iii) of that paragraph extinguish without being exercised; and in any other case specified by Cabinet Order as being similar, the necessary particulars relevant to the calculation of the administrative monetary penalty referred to in paragraph (1) are specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第十四項** 第二項から前項までに規定するもののほか、第一項第一号に規定する有価証券の売付け等の価額及び有価証券の買付け等の価額の計算に関し必要な事項その他同項の課徴金の計算に関し必要な事項は、政令で定める。 art-174-3/par-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-14 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-14 Beyond what is provided for in paragraph (2) through the preceding paragraph, the necessary particulars relevant to the calculation of the value of the sale, etc. of securities and the value of the purchase, etc. of securities provided for in paragraph (1), item (i), and necessary particulars otherwise relevant to the calculation of the administrative monetary penalty referred to in that paragraph are specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-174-3/par-1: 第百五十九条第三項 → 金融商品取引法 第百五十九条第三項 (Article 159, paragraph (3)), art-159/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-159/par-3 · https://japanlaw.org/l/323AC0000000025/art-159/par-3 - art-174-3/par-1: 同条第二項 → 金融商品取引法 第百五十九条第二項 (Article 159, paragraph (2)), art-159/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-159/par-2 · https://japanlaw.org/l/323AC0000000025/art-159/par-2 - art-174-3/par-1: この条 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - art-174-3/par-1: 第十一項 → 金融商品取引法 第百七十四条の三第十一項 (Article 174-3, paragraph (11)), art-174-3/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-11 - art-174-3/par-1: 第十二項 → 金融商品取引法 第百七十四条の三第十二項 (Article 174-3, paragraph (12)), art-174-3/par-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-12 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-12 - art-174-3/par-1/item-2/sub-1: 第百五十九条第二項第一号 → 金融商品取引法 第百五十九条第二項第一号 (Article 159, paragraph (2), item (i)), art-159/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-159/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-159/par-2/item-1 - art-174-3/par-1/item-2/sub-1: この条 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - art-174-3/par-1/item-2/sub-1/sub2-1: この項 → 金融商品取引法 第百七十四条の三第一項 (Article 174-3, paragraph (1)), art-174-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 - art-174-3/par-1/item-2/sub-1/sub2-2: この項 → 金融商品取引法 第百七十四条の三第一項 (Article 174-3, paragraph (1)), art-174-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 - art-174-3/par-2: この条 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - art-174-3/par-2: 第二条第二十一項第一号 → 金融商品取引法 第二条第二十一項第一号 (Article 2, paragraph (21), item (i)), art-2/par-21/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-1 - art-174-3/par-2: 同項第二号 → 金融商品取引法 第二条第二十一項第二号 (Article 2, paragraph (21), item (ii)), art-2/par-21/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-2 - art-174-3/par-2: 同項第三号 → 金融商品取引法 第二条第二十一項第三号 (Article 2, paragraph (21), item (iii)), art-2/par-21/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-3 - art-174-3/par-3: この条 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - art-174-3/par-3: 第二条第二十一項第一号 → 金融商品取引法 第二条第二十一項第一号 (Article 2, paragraph (21), item (i)), art-2/par-21/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-1 - art-174-3/par-3: 同項第二号 → 金融商品取引法 第二条第二十一項第二号 (Article 2, paragraph (21), item (ii)), art-2/par-21/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-2 - art-174-3/par-3: 同項第三号 → 金融商品取引法 第二条第二十一項第三号 (Article 2, paragraph (21), item (iii)), art-2/par-21/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-3 - art-174-3/par-4: 第一項第一号 → 金融商品取引法 第百七十四条の三第一項第一号 (Article 174-3, paragraph (1), item (i)), art-174-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-1 - art-174-3/par-5: この条 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - art-174-3/par-5: 第二条第二十一項第一号 → 金融商品取引法 第二条第二十一項第一号 (Article 2, paragraph (21), item (i)), art-2/par-21/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-1 - art-174-3/par-5: 同項第二号 → 金融商品取引法 第二条第二十一項第二号 (Article 2, paragraph (21), item (ii)), art-2/par-21/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-2 - art-174-3/par-6: この条 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - art-174-3/par-6: 第二条第二十一項第二号 → 金融商品取引法 第二条第二十一項第二号 (Article 2, paragraph (21), item (ii)), art-2/par-21/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-2 - art-174-3/par-7: この条 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - art-174-3/par-8: 第二条第二十一項第一号 → 金融商品取引法 第二条第二十一項第一号 (Article 2, paragraph (21), item (i)), art-2/par-21/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-1 - art-174-3/par-8: 同項第二号 → 金融商品取引法 第二条第二十一項第二号 (Article 2, paragraph (21), item (ii)), art-2/par-21/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-2 - art-174-3/par-9: 第二条第二十一項第二号 → 金融商品取引法 第二条第二十一項第二号 (Article 2, paragraph (21), item (ii)), art-2/par-21/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-2 - art-174-3/par-10: 第一項 → 金融商品取引法 第百七十四条の三第一項 (Article 174-3, paragraph (1)), art-174-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 - art-174-3/par-11: 第一項第一号 → 金融商品取引法 第百七十四条の三第一項第一号 (Article 174-3, paragraph (1), item (i)), art-174-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-1 - art-174-3/par-11: 同項第二号 → 金融商品取引法 第百七十四条の三第一項第二号 (Article 174-3, paragraph (1), item (ii)), art-174-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2 - art-174-3/par-12: 前項 → 金融商品取引法 第百七十四条の三第十一項 (Article 174-3, paragraph (11)), art-174-3/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-11 - art-174-3/par-13: 第二条第二十一項第二号 → 金融商品取引法 第二条第二十一項第二号 (Article 2, paragraph (21), item (ii)), art-2/par-21/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-2 - art-174-3/par-13: 同項第三号 → 金融商品取引法 第二条第二十一項第三号 (Article 2, paragraph (21), item (iii)), art-2/par-21/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-21/item-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-21/item-3 - art-174-3/par-13: 第一項 → 金融商品取引法 第百七十四条の三第一項 (Article 174-3, paragraph (1)), art-174-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第十項 (Article 174-3, paragraph (10)), art-174-3/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-10 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-10 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第十一項 (Article 174-3, paragraph (11)), art-174-3/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-11 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第十二項 (Article 174-3, paragraph (12)), art-174-3/par-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-12 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-12 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第十三項 (Article 174-3, paragraph (13)), art-174-3/par-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-13 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-13 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第二項 (Article 174-3, paragraph (2)), art-174-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-2 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第三項 (Article 174-3, paragraph (3)), art-174-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-3 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第四項 (Article 174-3, paragraph (4)), art-174-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-4 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第五項 (Article 174-3, paragraph (5)), art-174-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-5 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第六項 (Article 174-3, paragraph (6)), art-174-3/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-6 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第七項 (Article 174-3, paragraph (7)), art-174-3/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-7 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-7 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第八項 (Article 174-3, paragraph (8)), art-174-3/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-8 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-8 - art-174-3/par-14: 第二項から前項まで → 金融商品取引法 第百七十四条の三第九項 (Article 174-3, paragraph (9)), art-174-3/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-9 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-9 - art-174-3/par-14: 第一項第一号 → 金融商品取引法 第百七十四条の三第一項第一号 (Article 174-3, paragraph (1), item (i)), art-174-3/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-1 - art-174-3/par-14: 同項 → 金融商品取引法 第百七十四条の三第一項 (Article 174-3, paragraph (1)), art-174-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 ## Cited by 30 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第百七十二条第二項（届出が受理されていないのに有価証券の募集等をした者等に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-2 · https://japanlaw.org/l/323AC0000000025/art-172/par-2 - 金融商品取引法 第百七十四条の三第一項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 - 金融商品取引法 第百七十四条の三第一項第二号イ（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-1 - 金融商品取引法 第百七十四条の三第一項第二号イ（１）（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-1/sub2-1 - 金融商品取引法 第百七十四条の三第一項第二号イ（２）（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1/item-2/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1/item-2/sub-1/sub2-2 - 金融商品取引法 第百七十四条の三第二項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-2 - 金融商品取引法 第百七十四条の三第三項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-3 - 金融商品取引法 第百七十四条の三第四項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-4 - 金融商品取引法 第百七十四条の三第五項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-5 - 金融商品取引法 第百七十四条の三第六項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-6 - 金融商品取引法 第百七十四条の三第七項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-7 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-7 - 金融商品取引法 第百七十四条の三第十項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-10 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-10 - 金融商品取引法 第百七十四条の三第十一項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-11 - 金融商品取引法 第百七十四条の三第十二項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-12 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-12 - 金融商品取引法 第百七十四条の三第十三項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-13 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-13 - 金融商品取引法 第百七十四条の三第十四項（安定操作取引等の禁止に違反した者に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-14 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-14 - 金融商品取引法 第百七十六条第一項（課徴金の額の端数計算等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-176/par-1 · https://japanlaw.org/l/323AC0000000025/art-176/par-1 - 金融商品取引法 第百七十六条第二項（課徴金の額の端数計算等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-176/par-2 · https://japanlaw.org/l/323AC0000000025/art-176/par-2 - 金融商品取引法 第百七十六条第三項（課徴金の額の端数計算等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-176/par-3 · https://japanlaw.org/l/323AC0000000025/art-176/par-3 - 金融商品取引法 第百七十六条第四項（課徴金の額の端数計算等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-176/par-4 · https://japanlaw.org/l/323AC0000000025/art-176/par-4 - 金融商品取引法 第百七十七条第一項（課徴金に関する調査のための処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-177/par-1 · https://japanlaw.org/l/323AC0000000025/art-177/par-1 - 金融商品取引法 第百七十八条第一項第十五号（審判手続開始の決定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-15 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-15 - 金融商品取引法 第百七十八条第二十六項（審判手続開始の決定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-26 · https://japanlaw.org/l/323AC0000000025/art-178/par-26 - 金融商品取引法 第百八十五条の七第一項（課徴金の納付命令の決定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-1 - 金融商品取引法 第百八十五条の七第十五項（課徴金の納付命令の決定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-15 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-15 - 金融商品取引法 第百八十五条の七第十七項（課徴金の納付命令の決定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-17 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-17 - 金融商品取引法 第百八十五条の八第七項第一号（決定の効力の停止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-8/par-7/item-1 · https://japanlaw.org/l/323AC0000000025/art-185-8/par-7/item-1 - 金融商品取引法 附則第十六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-16/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-16/par-1 - 金融商品取引法 附則第二条第二項（課徴金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-2/par-2 - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-6/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-014, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22