# 金融商品取引法 / Financial Instruments and Exchange Act — 第百五十六条の二十四 (Article 156-24)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第百五十六条の二十四 (Article 156-24)（免許及び免許の申請） — address `art-156-24`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-156-24
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第百五十六条の二十四（免許及び免許の申請） — (Licenses and License Applications)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-156-24 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24 · https://japanlaw.org/l/323AC0000000025/art-156-24</sup>

**第一項**  金融商品取引所の会員等又は認可金融商品取引業協会の協会員に対し、金融商品取引業者が顧客に信用を供与して行う有価証券の売買その他の取引（以下「信用取引」という。）その他政令で定める取引の決済に必要な金銭又は有価証券を、当該金融商品取引所が開設する取引所金融商品市場又は当該認可金融商品取引業協会が開設する店頭売買有価証券市場の決済機構を利用して貸し付ける業務を行おうとする者は、内閣総理大臣の免許を受けなければならない。
<sup>art-156-24/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-1</sup>
A person seeking use the clearing framework of a financial instruments exchange market operated by a financial instruments exchange or the clearing framework of an over-the-counter securities market operated by an authorized financial instruments firms association, to engage in the business of lending, to the members, etc. of that financial instruments exchange or to the association members of that authorized financial instruments firms association, the money or securities that are needed for the settlement of purchase and sales and other transactions of securities that a financial instruments business operator effects by granting credit to a customer (hereinafter referred to as a "margin transaction") or for the settlement of a transaction specified by Cabinet Order, must be licensed by the Prime Minister.
<sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

**第二項**  前項の免許を受けようとする株式会社は、次に掲げる事項を記載した申請書を内閣総理大臣に提出しなければならない。
<sup>art-156-24/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-2</sup>
A stock company seeking the license referred to in the preceding paragraph must submit a written application to the Prime Minister, in which it states the following particulars:
<sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **一**  商号及び資本金の額
  <sup>art-156-24/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-2/item-1</sup>
  its trade name and amount of stated capital;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **二**  本店、支店その他の営業所の名称及び所在の場所
  <sup>art-156-24/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-2/item-2</sup>
  the names and locations of its head office, branch offices, and other business offices; and
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **三**  役員の氏名又は名称
  <sup>art-156-24/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-2/item-3</sup>
  the names of its officers.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

**第三項**  前項の申請書には、定款、業務の内容及び方法を記載した書面その他内閣府令で定める書類を添付しなければならない。
<sup>art-156-24/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-3</sup>
The articles of incorporation, documents giving a business outline and stating the business methods, and other documents specified by Cabinet Office Order must accompany the written application referred to in the preceding paragraph.
<sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

**第四項**  第八十一条第三項の規定は、前項の定款について準用する。
<sup>art-156-24/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-4</sup>
The provisions of Article 81, paragraph (3) apply mutatis mutandis to the articles of incorporation referred to in the preceding paragraph.
<sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-156-24/par-2: 前項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-1
- art-156-24/par-3: 前項 → 金融商品取引法 第百五十六条の二十四第二項 (Article 156-24, paragraph (2)), art-156-24/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-2
- art-156-24/par-4: 第八十一条第三項 → 金融商品取引法 第八十一条第三項 (Article 81, paragraph (3)), art-81/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-81/par-3 · https://japanlaw.org/l/323AC0000000025/art-81/par-3
- art-156-24/par-4: 前項 → 金融商品取引法 第百五十六条の二十四第三項 (Article 156-24, paragraph (3)), art-156-24/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-3

## Cited by

35 provisions cite this one. No official source publishes this direction.

- 住民基本台帳法 別表第一 — https://japanlaw.org/ja/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1
- 所得税法 第六十条の二第二項（国外転出をする場合の譲渡所得等の特例） — https://japanlaw.org/ja/income-tax-act/art-60-2/par-2 · https://japanlaw.org/l/340AC0000000033/art-60-2/par-2
- 法人税法 第六十一条の二第二十二項（有価証券の譲渡益又は譲渡損の益金又は損金算入） — https://japanlaw.org/ja/corporation-tax-act/art-61-2/par-22 · https://japanlaw.org/l/340AC0000000034/art-61-2/par-22
- 特定商取引に関する法律 第二十六条第一項第八号イ（適用除外） — https://japanlaw.org/ja/specified-commercial-transactions-act/art-26/par-1/item-8/sub-1 · https://japanlaw.org/l/351AC0000000057/art-26/par-1/item-8/sub-1
- 租税特別措置法 第三十七条の十一の三第二項（特定口座内保管上場株式等の譲渡等に係る所得計算等の特例） — https://japanlaw.org/ja/special-taxation-measures-act/art-37-11-3/par-2 · https://japanlaw.org/l/332AC0000000026/art-37-11-3/par-2
- 金融商品取引法 第二条第三十項（定義） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-30 · https://japanlaw.org/l/323AC0000000025/art-2/par-30
- 金融商品取引法 第三十五条第一項第二号（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-35/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-2
- 金融商品取引法 第四十一条の五第一項（金銭又は有価証券の貸付け等の禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-41-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-41-5/par-1
- 金融商品取引法 第四十二条の六第一項（金銭又は有価証券の貸付け等の禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-42-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-42-6/par-1
- 金融商品取引法 第四十四条の二第一項第一号（その他業務に係る禁止行為） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-44-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-44-2/par-1/item-1
- 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3
- 金融商品取引法 第百五十六条の二十三第一項（最低資本金の額） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-23/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-23/par-1
- 金融商品取引法 第百五十六条の二十四第二項（免許及び免許の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-2
- 金融商品取引法 第百五十六条の二十四第三項（免許及び免許の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-3
- 金融商品取引法 第百五十六条の二十四第四項（免許及び免許の申請） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-4
- 金融商品取引法 第百五十六条の二十五第一項（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-25/par-1
- 金融商品取引法 第百五十六条の二十五第二項第四号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-25/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-156-25/par-2/item-4
- 金融商品取引法 第百五十六条の二十七第一項（兼業の制限） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-27/par-1
- 金融商品取引法 第百五十六条の二十七第一項第一号（兼業の制限） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-27/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-156-27/par-1/item-1
- 金融商品取引法 第百五十六条の二十七第一項第二号（兼業の制限） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-27/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-156-27/par-1/item-2
- 金融商品取引法 第百五十六条の二十七第三項（兼業の制限） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-27/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-27/par-3
- 金融商品取引法 第百五十六条の二十七第四項（兼業の制限） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-27/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-27/par-4
- 金融商品取引法 第百五十六条の二十八第一項（業務の内容の変更等の認可等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-28/par-1
- 金融商品取引法 第百五十六条の二十八第二項（業務の内容の変更等の認可等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-28/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-28/par-2
- 金融商品取引法 第百五十六条の二十八第三項第一号（業務の内容の変更等の認可等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-28/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-156-28/par-3/item-1
- 金融商品取引法 第百五十六条の二十九第一項（業務の方法等の変更命令等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-29/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-29/par-1
- 金融商品取引法 第百五十六条の三十六第一項第一号（廃業等の認可） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-36/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-156-36/par-1/item-1
- 金融商品取引法 第百五十六条の三十七第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-37/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-37/par-1
- 金融商品取引法 第百九十四条の三第一項第十五号（財務大臣への協議） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-3/par-1/item-15 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-15
- 金融商品取引法 第百九十四条の四第一項第三十九号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-39 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-39
- 金融商品取引法 第百九十四条の四第一項第四十号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-40 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-40
- 金融商品取引法 第百九十八条第一項第七号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-7
- 金融商品取引法 第百九十八条の六第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-198-6/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-1
- 金融商品取引法 第二百一条第一項第十二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-201/par-1/item-12 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-12
- 金融商品取引法 附則第百四十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-140/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-140/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
