# 金融商品取引法 / Financial Instruments and Exchange Act — 第百五十五条の三 (Article 155-3)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第百五十五条の三 (Article 155-3)（認可審査基準） — address `art-155-3`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-155-3
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第百五十五条の三（認可審査基準） — (Examination Criteria for Authorization)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-155-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3 · https://japanlaw.org/l/323AC0000000025/art-155-3</sup>

  **第一項**  内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
  <sup>art-155-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1</sup>
  When an application for authorization under paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria:
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **一**  認可申請者がその本店又は主たる事務所が所在する国において第八十条第一項の免許と同種類の免許又はこれに類する許可その他の行政処分を受けた者であること。
    <sup>art-155-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1/item-1</sup>
    the applicant for authorization has obtained the same kind of license as that referred to in Article 80, paragraph (1) or has obtained permission or any other administrative disposition similar to the license in the state where its head office or principle office is located;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **二**  認可申請者が法令若しくは法令に基づく行政官庁の処分（以下この号及び第百五十五条の十において「法令等」という。）又は業務規則に違反した外国金融商品取引所参加者に対し法令等又は業務規則を遵守させるために必要な措置をとることができること。
    <sup>art-155-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1/item-2</sup>
    the applicant for authorization is able to take the necessary measures to cause a participant in the foreign financial instruments exchange which has violated a law or regulation, a disposition by a government agency which is based on a law or regulation (hereinafter referred to as "laws and regulations, etc." in this item and Article 155-10), or the operational regulations, observe the laws and regulations, etc. or operational regulations; and
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **三**  認可申請者の業務規則が外国金融商品取引所参加者が行う外国市場取引を公正かつ円滑にし、及び投資者を保護するために十分であること。
    <sup>art-155-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1/item-3</sup>
    the operational regulations of the applicant for authorization are sufficient for ensuring that the foreign market transactions that the participants in the foreign financial instruments exchange conduct are fair and smooth, and for protecting investors.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第二項**  内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その認可を与えなければならない。
  <sup>art-155-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2</sup>
  If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister must grant the authorization, except in a case that falls under any of the following items:
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **一**  認可申請者が外国金融商品取引所参加者に外国市場取引を行わせる外国金融商品市場を開設してから政令で定める期間を経過するまでの者であるとき（政令で定める場合に該当するときを除く。）。
    <sup>art-155-3/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-1</sup>
    the applicant for authorization is a person for whom the period specified by Cabinet Order after the establishment of the foreign financial instruments market for having participants in the foreign financial instruments exchange conduct foreign market transactions has not passed (unless this falls under a case specified by Cabinet Order);
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **二**  認可申請者がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
    <sup>art-155-3/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-2</sup>
    the applicant for authorization is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or for violating the provisions of a foreign law or regulation that is equivalent to one of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
    <sup>machine translation, not official</sup>

    **三**  認可申請者が第百五十五条の六若しくは第百五十五条の十第一項の規定により第百五十五条第一項の認可を取り消され、第百五十六条の二十の十四第一項若しくは第二項の規定により第百五十六条の二十の二の免許を取り消され、第五十二条第一項若しくは第四項、第五十二条の二第一項若しくは第三項、第五十三条第三項、第五十四条若しくは第五十七条の六第三項の規定により第二十九条若しくは第三十三条の二の登録を取り消され、第六十条の八第一項若しくは第六十条の九第一項の規定により第六十条第一項の許可を取り消され、第六十条の十四第二項において準用する第六十条の八第一項若しくは第六十条の九第一項の規定により第六十条の十四第一項の許可を取り消され、第六十六条の二十第一項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項若しくは第三項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項若しくは第三項若しくは第六十六条の六十四の規定により第六十六条の五十の登録を取り消され、若しくは第六十六条の八十五第一項若しくは第三項の規定により第六十六条の七十一の登録を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）若しくは第四項の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。以下この号において同じ。）を取り消され、又はその本店若しくは主たる事務所の所在する国において受けている第二十九条、第六十六条、第六十六条の二十七、第六十六条の五十若しくは第六十六条の七十一の登録若しくは第八十条第一項、第百五十六条の二若しくは第百五十六条の二十四第一項の免許若しくは同法第十二条の登録と同種類の登録若しくは免許（当該登録又は免許に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの者であるとき。
    <sup>art-155-3/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3</sup>
    the applicant for authorization is a person that has had the authorization referred to in Article 155, paragraph (1) rescinded pursuant to the provisions of Article 155-6 or Article 155-10, paragraph (1); a person that has had the license referred to in Article 156-20-2 rescinded pursuant to the provisions of Article 156-20-14, paragraph (1) or (2); a person that has had the registration referred to in Article 29 or Article 33-2 rescinded pursuant to the provisions of Article 52, paragraph (1) or (4), Article 52-2, paragraph (1) or (3), Article 53, paragraph (3), Article 54, or Article 57-6, paragraph (3); a person that has had the permission referred to in Article 60, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1) or Article 60-9, paragraph (1); a person that has had the permission referred to in Article 60-14, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1) or Article 60-9, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2); a person that has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1); a person that has had the registration referred to in Article 66-27 rescinded pursuant to the provisions of Article 66-42, paragraph (1) or (3); a person that has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1) or (3) or Article 66-64; or a person that has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1) or (3); or a person that has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations; the same applies in this item) rescinded pursuant to the provisions of Article 38, paragraph (1) (excluding items (ii), (iii), and (v)) or paragraph (4) of that Act; or is a person that had a registration or license of the same kind as the registration referred to in Article 29, Article 66, Article 66-27, Article 66-50, or Article 66-71 or the license referred to in Article 80, paragraph (1), Article 156-2, or Article 156-24, paragraph (1) or the registration referred to in Article 12 of that Act obtained in the state where its head office or principal office is located (including permission or any other administrative disposition similar to such a registration or license) rescinded; for whom five years have not passed since the date of the rescission;
    <sup>machine translation, not official</sup>

    **四**  認可申請者の役員又は国内における代表者のうちに次のいずれかに該当する者があるとき。
    <sup>art-155-3/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-4</sup>
    the applicant for authorization has a person falling under any of the following persons as an officer or domestic representative;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **イ**  心身の故障により外国市場取引に係る業務を適正に行うことができない者として内閣府令で定める者
      <sup>art-155-3/par-2/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-4/sub-1 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-4/sub-1</sup>
      a person specified by Cabinet Office Order as being unable to properly perform business due to a mental or physical disorder; or
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **ロ**  第八十二条第二項第三号イ、ロ又はホに該当する者
      <sup>art-155-3/par-2/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-4/sub-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-4/sub-2</sup>
      a person falling under any of Article 82, paragraph (2), item (iii), (a), (b), or (e);
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **五**  認可申請者の本店又は主たる事務所の所在する国のこの法律に相当する外国の法令を執行する当局の第百八十九条第二項第一号に規定する保証又はこれに準ずると認められるものがないとき。
    <sup>art-155-3/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-5</sup>
    the authority responsible for the enforcement of the foreign laws or regulations that are equivalent to this Act in the country where the head office or principal office of the applicant for authorization is located has not given the assurance prescribed in Article 189, paragraph (2), item (i) or anything else that is found to be equivalent to the assurance; and
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **六**  認可申請書又はその添付書類のうちに重要な事項について虚偽の記載があるとき。
    <sup>art-155-3/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-6</sup>
    the written application for authorization, or a document that is required to be attached to it contains a false statement regarding a material particular.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-155-3/par-1: 前条第一項 → 金融商品取引法 第百五十五条の二第一項 (Article 155-2, paragraph (1)), art-155-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-2/par-1
- art-155-3/par-1/item-1: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-80/par-1 · https://japanlaw.org/l/323AC0000000025/art-80/par-1
- art-155-3/par-1/item-2: この号 → 金融商品取引法 第百五十五条の三第一項第二号 (Article 155-3, paragraph (1), item (ii)), art-155-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1/item-2
- art-155-3/par-1/item-2: 第百五十五条の十 → 金融商品取引法 第百五十五条の十 (Article 155-10), art-155-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-10 · https://japanlaw.org/l/323AC0000000025/art-155-10
- art-155-3/par-2: 前項 → 金融商品取引法 第百五十五条の三第一項 (Article 155-3, paragraph (1)), art-155-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1
- art-155-3/par-2/item-3: 第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-6 · https://japanlaw.org/l/323AC0000000025/art-155-6
- art-155-3/par-2/item-3: 第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1
- art-155-3/par-2/item-3: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155/par-1 · https://japanlaw.org/l/323AC0000000025/art-155/par-1
- art-155-3/par-2/item-3: 第百五十六条の二十の十四第一項 → 金融商品取引法 第百五十六条の二十の十四第一項 (Article 156-20-14, paragraph (1)), art-156-20-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-20-14/par-1
- art-155-3/par-2/item-3: 第二項 → 金融商品取引法 第百五十六条の二十の十四第二項 (Article 156-20-14, paragraph (2)), art-156-20-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-20-14/par-2
- art-155-3/par-2/item-3: 第百五十六条の二十の二 → 金融商品取引法 第百五十六条の二十の二 (Article 156-20-2), art-156-20-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-2 · https://japanlaw.org/l/323AC0000000025/art-156-20-2
- art-155-3/par-2/item-3: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1
- art-155-3/par-2/item-3: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-4 · https://japanlaw.org/l/323AC0000000025/art-52/par-4
- art-155-3/par-2/item-3: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1
- art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第五十二条の二第三項 (Article 52-2, paragraph (3)), art-52-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-3
- art-155-3/par-2/item-3: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-53/par-3 · https://japanlaw.org/l/323AC0000000025/art-53/par-3
- art-155-3/par-2/item-3: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-54 · https://japanlaw.org/l/323AC0000000025/art-54
- art-155-3/par-2/item-3: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-57-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-6/par-3
- art-155-3/par-2/item-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29
- art-155-3/par-2/item-3: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2
- art-155-3/par-2/item-3: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1
- art-155-3/par-2/item-3: 第六十条の九第一項 → 金融商品取引法 第六十条の九第一項 (Article 60-9, paragraph (1)), art-60-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-9/par-1
- art-155-3/par-2/item-3: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1
- art-155-3/par-2/item-3: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2
- art-155-3/par-2/item-3: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-1
- art-155-3/par-2/item-3: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1
- art-155-3/par-2/item-3: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66 · https://japanlaw.org/l/323AC0000000025/art-66
- art-155-3/par-2/item-3: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-42/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-42/par-1
- art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第六十六条の四十二第三項 (Article 66-42, paragraph (3)), art-66-42/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-42/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-42/par-3
- art-155-3/par-2/item-3: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-27 · https://japanlaw.org/l/323AC0000000025/art-66-27
- art-155-3/par-2/item-3: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1
- art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第六十六条の六十三第三項 (Article 66-63, paragraph (3)), art-66-63/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-63/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-3
- art-155-3/par-2/item-3: 第六十六条の六十四 → 金融商品取引法 第六十六条の六十四 (Article 66-64), art-66-64 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-64 · https://japanlaw.org/l/323AC0000000025/art-66-64
- art-155-3/par-2/item-3: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-50 · https://japanlaw.org/l/323AC0000000025/art-66-50
- art-155-3/par-2/item-3: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-85/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-85/par-1
- art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第六十六条の八十五第三項 (Article 66-85, paragraph (3)), art-66-85/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-85/par-3 · https://japanlaw.org/l/323AC0000000025/art-66-85/par-3
- art-155-3/par-2/item-3: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71
- art-155-3/par-2/item-3: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-155-3/par-2/item-3: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-155-3/par-2/item-3: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-155-3/par-2/item-3: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-155-3/par-2/item-3: 第四項 → e-Gov law 412AC0000000101, 第三十八条第四項 (Article 38, paragraph (4)), art-38/par-4 — not held in this collection
- art-155-3/par-2/item-3: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-155-3/par-2/item-3: この号 → 金融商品取引法 第百五十五条の三第二項第三号 (Article 155-3, paragraph (2), item (iii)), art-155-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3
- art-155-3/par-2/item-3: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-80/par-1 · https://japanlaw.org/l/323AC0000000025/art-80/par-1
- art-155-3/par-2/item-3: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-2 · https://japanlaw.org/l/323AC0000000025/art-156-2
- art-155-3/par-2/item-3: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-1
- art-155-3/par-2/item-4/sub-2: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3
- art-155-3/par-2/item-5: 第百八十九条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1

## Cited by

9 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第百五十五条の三第一項第二号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1/item-2
- 金融商品取引法 第百五十五条の三第二項（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2
- 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3
- 金融商品取引法 第百五十五条の六第一項（認可の取消し） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-6/par-1
- 金融商品取引法 第百五十五条の十第一項第一号（外国金融商品取引所に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-10/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1/item-1
- 金融商品取引法 第百五十五条の十第一項第二号（外国金融商品取引所に対する監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-155-10/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1/item-2
- 金融商品取引法 第百五十六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156/par-1 · https://japanlaw.org/l/323AC0000000025/art-156/par-1
- 金融商品取引法 附則第百三十一条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-131/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-131/par-1
- 金融商品取引法 附則第百三十三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-133/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-133/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-017, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22