# 金融商品取引法 / Financial Instruments and Exchange Act — 第十五条 (Article 15)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第十五条 (Article 15)（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — address `art-15`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-15
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
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### 第十五条（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — (Prohibition of Transactions in Securities Prior to a Notification Coming into Effect, and Delivery of Prospectus)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15 · https://japanlaw.org/l/323AC0000000025/art-15
**第一項** 発行者、有価証券の売出しをする者、引受人（適格機関投資家取得有価証券一般勧誘（開示が行われている場合における有価証券に係るものを除く。）又は特定投資家等取得有価証券一般勧誘（開示が行われている場合における有価証券に係るものを除く。）に際し、第二条第六項各号のいずれかを行う者を含む。以下この章において同じ。）、金融商品取引業者、登録金融機関若しくは金融商品仲介業者又は金融サービス仲介業者（金融サービスの提供及び利用環境の整備等に関する法律（平成十二年法律第百一号）第十一条第六項に規定する金融サービス仲介業者をいい、有価証券等仲介業務（同条第四項に規定する有価証券等仲介業務をいう。以下同じ。）を行う者に限る。以下同じ。）は、その募集又は売出しにつき第四条第一項本文、第二項本文又は第三項本文の規定の適用を受ける有価証券については、これらの規定による届出がその効力を生じているのでなければ、これを募集又は売出しにより取得させ、又は売り付けてはならない。
art-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-15/par-1
It is prohibited for an issuer, person that conducts a secondary distribution of securities, underwriter (including a person that, with regard to a general solicitation involving securities acquired by a qualified institutional investor (except in a case in which disclosure has been made with regard to the securities for which the general solicitation is issued) or with regard to a general solicitation involving securities acquired by a professional investor (except in a case in which disclosure has been made with regard to the securities for which the general solicitation is issued), conducts any of the acts specified in the items of Article 2, paragraph (6); hereinafter the same applies in this Chapter), financial instruments business operator, registered financial institution or financial instruments intermediary service provider, or a financial service intermediary (meaning the financial service intermediary prescribed in Article 11, paragraph (6) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (Act No. 101 of 2000), and limited to those that engage in securities, etc. intermediary business (meaning the securities, etc. intermediary business provided for in paragraph (4) of that Article; the same applies hereinafter); the same applies hereinafter) to cause securities to be acquired whose public offering or secondary distribution is subject to the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2), or the main clause of Article 4, paragraph (3), nor may it sell such securities through a public offering or secondary distribution, unless the notification under the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2), or the main clause of Article 4, paragraph (3) has become effective.
machine translation, not official
**第二項** 発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関若しくは金融商品仲介業者又は金融サービス仲介業者は、前項の有価証券又は既に開示された有価証券を募集又は売出しにより取得させ、又は売り付ける場合には、第十三条第二項第一号に定める事項に関する内容を記載した目論見書をあらかじめ又は同時に交付しなければならない。ただし、次に掲げる場合は、この限りでない。
art-15/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2
When an issuer, person that conducts a secondary distribution of securities, underwriter, financial instruments business operator, registered financial institution, financial instruments intermediary service provider or financial service intermediary causes securities referred to in the preceding paragraph, or securities for which disclosure has already been made, to be acquired through a public offering or secondary distribution, or when it sells such securities through a public offering or secondary distribution, it must deliver a prospectus that states the particulars specified in Article 13, paragraph (2), item (i) to the other person in advance or at the same time; provided, however, that this does not apply in the following cases:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 適格機関投資家に取得させ、又は売り付ける場合（当該有価証券を募集又は売出しにより取得させ、又は売り付ける時までに当該適格機関投資家から当該目論見書の交付の請求があつた場合を除く。）
art-15/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-15/par-2/item-1
the securities are acquired by or sold to a qualified institutional investor (unless the qualified institutional investor requests to be delivered the prospectus by the time it acquires or is sold the securities through the public offering or secondary distribution); or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該目論見書の交付を受けないことについて同意した次に掲げる者に当該有価証券を取得させ、又は売り付ける場合（当該有価証券を募集又は売出しにより取得させ、又は売り付ける時までに当該同意した者から当該目論見書の交付の請求があつた場合を除く。）
art-15/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2/item-2
the securities are acquired by or sold to a person set forth in the following, and such person has consented not to be delivered the prospectus (unless the consenting person requests to be delivered the prospectus by the time it acquires or is sold the securities through the public offering or secondary distribution):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 当該有価証券と同一の銘柄を所有する者
art-15/par-2/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-15/par-2/item-2/sub-1
a person that already holds the same issue of securities as the relevant securities; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** その同居者が既に当該目論見書の交付を受け、又は確実に交付を受けると見込まれる者
art-15/par-2/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2/item-2/sub-2
a person living with the consenting person has already received the prospectus or is reliably expected to receive the prospectus;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第十三条第一項ただし書に規定する場合
art-15/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-2/item-3
cases referred to in the proviso to Article 13, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関若しくは金融商品仲介業者又は金融サービス仲介業者は、第一項の有価証券（政令で定めるものに限る。以下この項において同じ。）又は既に開示された有価証券を募集又は売出しにより取得させ、又は売り付ける場合において、その取得させ、又は売り付ける時までに、相手方から第十三条第二項第二号に定める事項に関する内容を記載した目論見書の交付の請求があつたときには、直ちに、当該目論見書を交付しなければならない。
art-15/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-3
When an issuer, person that conducts a secondary distribution of securities, underwriter, financial instruments business operator, registered financial institution or financial instruments intermediary service provider, or financial service intermediary causes securities referred to in paragraph (1) (limited to those specified by Cabinet Order; hereinafter the same applies in this paragraph), or securities for which disclosure has already been made, to be acquired through a public offering or secondary distribution, or when it sells such securities through a public offering or secondary distribution, if the counterparty requests to be delivered a prospectus that states the particulars specified in Article 13, paragraph (2), item (ii) by the time the counterparty acquires or is sold the securities through the public offering or secondary distribution, the issuer, person that conducts the secondary distribution of securities, underwriter, financial instruments business operator, registered financial institution, or financial instruments intermediary service provider must deliver that prospectus immediately.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関若しくは金融商品仲介業者又は金融サービス仲介業者は、第一項の有価証券を募集又は売出しにより取得させ、又は売り付ける場合において、当該有価証券に係る第五条第一項本文の届出書について第七条第一項の規定による訂正届出書が提出されたときには、第十三条第二項第三号に定める事項に関する内容を記載した目論見書をあらかじめ又は同時に交付しなければならない。ただし、第二項各号に掲げる場合は、この限りでない。
art-15/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4
When an issuer, person that conducts a secondary distribution of securities, underwriter, financial instruments business operator, registered financial institution or financial instruments intermediary service provider, or financial service intermediary causes securities referred to in paragraph (1) or securities for which disclosure has already been made to be acquired through a public offering or secondary distribution, or when it sells such securities through a public offering or secondary distribution, if an amended statement under Article 7, paragraph (1) has been submitted in connection with the statement referred to in the main clause of Article 5, paragraph (1) for the relevant securities, the issuer, person that conducts the secondary distribution of securities, underwriter, financial instruments business operator registered financial institution, or financial instruments intermediary service provider must deliver a prospectus that states the particulars specified in Article 13, paragraph (2), item (iii) in advance, or at the same time; provided, however, that this does not apply in the cases specified in the items of paragraph (2).
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第十三条第二項ただし書の規定により発行価格等を記載しないで交付した第二項の目論見書に発行価格等を公表する旨及び公表の方法（内閣府令で定めるものに限る。）が記載され、かつ、当該公表の方法により当該発行価格等が公表された場合には、前項本文の規定は、適用しない。
art-15/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-5 · https://japanlaw.org/l/323AC0000000025/art-15/par-5
The main clause of the preceding paragraph does not apply if an indication that the issue price, etc. will be announced separately and the means of its announcement (limited to means specified by Cabinet Office Order) are stated in a prospectus referred to under paragraph (2) which has been delivered without the issue price, etc. being stated pursuant to the proviso to Article 13, paragraph (2), and if the issue price, etc. has actually been announced by those means.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 第二項から前項までの規定は、第一項に規定する有価証券の募集又は売出しに際してその全部を取得させることができなかつた場合におけるその残部（第二十四条第一項第一号及び第二号に掲げるものに該当するものを除く。）を、当該募集又は売出しに係る第四条第一項から第三項までの規定による届出がその効力を生じた日から三月（第十条第一項又は第十一条第一項の規定による停止命令があつた場合には、当該停止命令があつた日からその解除があつた日までの期間は、算入しない。）を経過する日までの間において、募集又は売出しによらないで取得させ、又は売り付ける場合について準用する。
art-15/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-6 · https://japanlaw.org/l/323AC0000000025/art-15/par-6
The provisions of paragraph (2) to the preceding paragraph apply mutatis mutandis if the remainder of the securities referred to in paragraph (1) that are not acquired by any person through a public offering or secondary distribution (excluding securities that fall under any of the categories specified in Article 24, paragraph (1), items (i) and (ii)) is caused to be acquired or is sold other than through a public offering or secondary distribution within three months (excluding, if an order for suspension under Article 10, paragraph (1) or Article 11, paragraph (1) has been issued, the period from the day on which the order for suspension was issued until the day on which the order was canceled) from the day on which the notification under Article 4, paragraphs (1) through (3) for the public offering or secondary distribution came into effect.
Ministry of Justice translation — Japanese Law Translation Database System
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## Cites
- art-15/par-1: 第二条第六項 → 金融商品取引法 第二条第六項 (Article 2, paragraph (6)), art-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-6
- art-15/par-1: 金融サービスの提供及び利用環境の整備等に関する法律（平成十二年法律第百一号）第十一条第六項 → e-Gov law 412AC0000000101, 第十一条第六項 (Article 11, paragraph (6)), art-11/par-6 — not held in this collection
- art-15/par-1: 同条第四項 → e-Gov law 412AC0000000101, 第十一条第四項 (Article 11, paragraph (4)), art-11/par-4 — not held in this collection
- art-15/par-1: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1
- art-15/par-1: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2
- art-15/par-1: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3
- art-15/par-2: 前項 → 金融商品取引法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-15/par-1
- art-15/par-2: 第十三条第二項第一号 → 金融商品取引法 第十三条第二項第一号 (Article 13, paragraph (2), item (i)), art-13/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1
- art-15/par-2/item-3: 第十三条第一項 → 金融商品取引法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1
- art-15/par-3: 第一項 → 金融商品取引法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-15/par-1
- art-15/par-3: この項 → 金融商品取引法 第十五条第三項 (Article 15, paragraph (3)), art-15/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-3
- art-15/par-3: 第十三条第二項第二号 → 金融商品取引法 第十三条第二項第二号 (Article 13, paragraph (2), item (ii)), art-13/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2
- art-15/par-4: 第一項 → 金融商品取引法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-15/par-1
- art-15/par-4: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1
- art-15/par-4: 第七条第一項 → 金融商品取引法 第七条第一項 (Article 7, paragraph (1)), art-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-7/par-1
- art-15/par-4: 第十三条第二項第三号 → 金融商品取引法 第十三条第二項第三号 (Article 13, paragraph (2), item (iii)), art-13/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-3
- art-15/par-4: 第二項 → 金融商品取引法 第十五条第二項 (Article 15, paragraph (2)), art-15/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2
- art-15/par-5: 第十三条第二項 → 金融商品取引法 第十三条第二項 (Article 13, paragraph (2)), art-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2
- art-15/par-5: 第二項 → 金融商品取引法 第十五条第二項 (Article 15, paragraph (2)), art-15/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2
- art-15/par-5: 前項 → 金融商品取引法 第十五条第四項 (Article 15, paragraph (4)), art-15/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4
- art-15/par-6: 第二項から前項まで → 金融商品取引法 第十五条第二項 (Article 15, paragraph (2)), art-15/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2
- art-15/par-6: 第二項から前項まで → 金融商品取引法 第十五条第三項 (Article 15, paragraph (3)), art-15/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-3
- art-15/par-6: 第二項から前項まで → 金融商品取引法 第十五条第四項 (Article 15, paragraph (4)), art-15/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4
- art-15/par-6: 第二項から前項まで → 金融商品取引法 第十五条第五項 (Article 15, paragraph (5)), art-15/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-5 · https://japanlaw.org/l/323AC0000000025/art-15/par-5
- art-15/par-6: 第一項 → 金融商品取引法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-15/par-1
- art-15/par-6: 第二十四条第一項第一号 → 金融商品取引法 第二十四条第一項第一号 (Article 24, paragraph (1), item (i)), art-24/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-24/par-1/item-1
- art-15/par-6: 第二号 → 金融商品取引法 第二十四条第一項第二号 (Article 24, paragraph (1), item (ii)), art-24/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-24/par-1/item-2
- art-15/par-6: 第四条第一項から第三項まで → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1
- art-15/par-6: 第四条第一項から第三項まで → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2
- art-15/par-6: 第四条第一項から第三項まで → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3
- art-15/par-6: 第十条第一項 → 金融商品取引法 第十条第一項 (Article 10, paragraph (1)), art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-10/par-1
- art-15/par-6: 第十一条第一項 → 金融商品取引法 第十一条第一項 (Article 11, paragraph (1)), art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-11/par-1
## Cited by
28 provisions cite this one. No official source publishes this direction.
- 金融商品取引法 第四条第一項（募集又は売出しの届出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1
- 金融商品取引法 第四条第四項（募集又は売出しの届出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-4/par-4
- 金融商品取引法 第十三条第一項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1
- 金融商品取引法 第十三条第二項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2
- 金融商品取引法 第十三条第二項第一号（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1
- 金融商品取引法 第十三条第二項第二号（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2
- 金融商品取引法 第十三条第二項第三号（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-3
- 金融商品取引法 第十五条第二項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2
- 金融商品取引法 第十五条第三項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-3
- 金融商品取引法 第十五条第四項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4
- 金融商品取引法 第十五条第五項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-5 · https://japanlaw.org/l/323AC0000000025/art-15/par-5
- 金融商品取引法 第十五条第六項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-6 · https://japanlaw.org/l/323AC0000000025/art-15/par-6
- 金融商品取引法 第十六条第一項（違反行為者の賠償責任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-16/par-1 · https://japanlaw.org/l/323AC0000000025/art-16/par-1
- 金融商品取引法 第二十三条の十二第三項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-3 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-3
- 金融商品取引法 第二十三条の十二第四項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-4
- 金融商品取引法 第二十三条の十二第七項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-7 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-7
- 金融商品取引法 第二十七条第一項（会社以外の発行者に関する準用規定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-27/par-1
- 金融商品取引法 第二十七条の三十の九第一項（電子情報処理組織を使用する方法等による目論見書記載事項の提供等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-30-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-30-9/par-1
- 金融商品取引法 第百七十二条第二項（届出が受理されていないのに有価証券の募集等をした者等に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-2 · https://japanlaw.org/l/323AC0000000025/art-172/par-2
- 金融商品取引法 第百七十二条第三項（届出が受理されていないのに有価証券の募集等をした者等に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-3 · https://japanlaw.org/l/323AC0000000025/art-172/par-3
- 金融商品取引法 第百七十八条第四項（審判手続開始の決定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-4 · https://japanlaw.org/l/323AC0000000025/art-178/par-4
- 金融商品取引法 第百七十八条第五項（審判手続開始の決定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-5 · https://japanlaw.org/l/323AC0000000025/art-178/par-5
- 金融商品取引法 第百八十五条の七第十五項（課徴金の納付命令の決定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-15 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-15
- 金融商品取引法 第百九十七条の二第一項第三号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-197-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-3
- 金融商品取引法 第二百条第一項第三号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-200/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-200/par-1/item-3
- 金融商品取引法 第二百五条第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-1
- 金融商品取引法 附則第十四条第一項（第三条の規定による証券取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-14/par-1
- 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4231-49/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4231-49/art-3/par-1
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## Sources
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-001, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22