# 金融商品取引法 / Financial Instruments and Exchange Act — 第百三十三条 (Article 133) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百三十三条 (Article 133)（受託契約準則及びその記載事項） — address `art-133` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-133 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百三十三条（受託契約準則及びその記載事項） — (Brokerage Contract Rules and Particulars to be Stated in Them) caption: Ministry of Justice translation — Japanese Law Translation Database System art-133 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133 · https://japanlaw.org/l/323AC0000000025/art-133 **第一項** 会員等は、取引所金融商品市場における有価証券の売買又は市場デリバティブ取引（有価証券等清算取次ぎを除く。）の受託については、その所属する金融商品取引所の定める受託契約準則によらなければならない。 art-133/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-1 · https://japanlaw.org/l/323AC0000000025/art-133/par-1 A member, etc. must comply with the brokerage contract rules prescribed by the financial instruments exchange to which it belongs in becoming entrusted with the purchase and sale of securities or market derivatives transactions on a financial instruments exchange market (excluding brokerage for clearing of securities, etc.). Ministry of Justice translation — Japanese Law Translation Database System **第二項** 金融商品取引所は、その受託契約準則において、その開設する取引所金融商品市場ごとに、当該取引所金融商品市場における次に掲げる事項に関する細則を定めなければならない。 art-133/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2 · https://japanlaw.org/l/323AC0000000025/art-133/par-2 A financial instruments exchange must establish detailed regulations for the following particluras in connection with the financial instruments exchange markets it operates, for each of its financial instruments exchange markets, in its brokerage contract rules: Ministry of Justice translation — Japanese Law Translation Database System **一** 有価証券の売買又は市場デリバティブ取引の受託の条件 art-133/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-1 the conditions for becoming entrusted with the purchase and sale of securities or market derivatives transactions; Ministry of Justice translation — Japanese Law Translation Database System **二** 有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法 art-133/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-2 delivery and other means of settlement for purchase and sales of securities or market derivatives transactions; Ministry of Justice translation — Japanese Law Translation Database System **三** 有価証券の売買の受託についての信用の供与に関する事項 art-133/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-3 the particulars of granting credit for becoming entrusted with the purchase and sale of securities; and Ministry of Justice translation — Japanese Law Translation Database System **四** 前三号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引の受託に関し必要な事項 art-133/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-4 in addition to the particulars set forth in the preceding three items, necessary particulars relevant in becoming entrusted with the purchase and sale of securities or market derivatives transactions. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-133/par-2/item-4: 前三号 → 金融商品取引法 第百三十三条第二項第一号 (Article 133, paragraph (2), item (i)), art-133/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-1 - art-133/par-2/item-4: 前三号 → 金融商品取引法 第百三十三条第二項第二号 (Article 133, paragraph (2), item (ii)), art-133/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-2 - art-133/par-2/item-4: 前三号 → 金融商品取引法 第百三十三条第二項第三号 (Article 133, paragraph (2), item (iii)), art-133/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-3 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第百三十三条第二項第四号（受託契約準則及びその記載事項） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-133/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-133/par-2/item-4 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22