# 金融商品取引法 / Financial Instruments and Exchange Act — 第十三条 (Article 13) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第十三条 (Article 13)（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — address `art-13` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-13 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第十三条（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — (Preparation of the Prospectus and Prohibition against the Use of a Prospectus Containing a False Statement) caption: Ministry of Justice translation — Japanese Law Translation Database System art-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13 · https://japanlaw.org/l/323AC0000000025/art-13 **第一項** その募集又は売出し（適格機関投資家取得有価証券一般勧誘（有価証券の売出しに該当するものを除く。）及び特定投資家等取得有価証券一般勧誘（有価証券の売出しに該当するものを除く。）を含む。以下この条並びに第十五条第二項から第四項まで及び第六項において同じ。）につき第四条第一項本文、第二項本文又は第三項本文の規定の適用を受ける有価証券の発行者は、当該募集又は売出しに際し、目論見書を作成しなければならない。開示が行われている場合（同条第七項に規定する開示が行われている場合をいう。以下この章において同じ。）における有価証券の売出し（その売出価額の総額が一億円未満であるものその他内閣府令で定めるものを除く。）に係る有価証券（以下この章において「既に開示された有価証券」という。）の発行者についても、同様とする。ただし、当該有価証券の募集が新株予約権証券の募集（会社法第二百七十七条に規定する新株予約権無償割当てにより行うものであつて、第四条第一項本文、第二項本文又は第三項本文の規定の適用を受けるものに限る。）であつて、次に掲げる要件の全てに該当する場合は、この限りでない。 art-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1 The issuer of securities whose public offering or secondary distribution (including General Solicitation Involving Securities Acquired by a qualified institutional investor (excluding anything falling under the category of a secondary distribution of securities) and also including general solicitation involving securities acquired by a professional investor (excluding anything falling under the category of a secondary distribution of securities); hereinafter the same applies in this Article and Article 15, paragraphs (2) through (4) and paragraph (6)) is subject to the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2) or the main clause of Article 4, paragraph (3), must prepare a prospectus for such public offering or secondary distribution. The same applies to an issuer of securities whose secondary distribution (excluding one with a total distribution value of less than 100 million yen or one that falls under the categories specified by Cabinet Office Order) falls under a case in which disclosure has been made (meaning a case in which disclosure has been made as referred to in Article 4, paragraph (7); hereinafter the same applies in this Chapter) (such securities are hereinafter referred to as "securities for which disclosure has already been made" in this Chapter); provided, however, that this does not apply to cases where the public offering of those securities is conducted by public offering of share option certificates (limited to those conducted by allotment of share options without contribution specified in Article 277 of the Companies Act to which the main clause of Article 4, paragraph (1), the main clause of paragraph (2) of that Article or the main clause of paragraph (3) of that Article is applicable) which satisfies all of the following requirements: Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "The issuer of securities whose public offering or secondary distribution (including General Solicitation Involving Securities Acquired by a qualified institutional investor (excluding anything falling under the category of a secondary distribution of securities) and also including general solicitation involving securities acquired by a professional investor excluding anything falling under the category of a secondary distribution of securities); hereinafter the same applies in this Article and Article 15, paragraphs (2) through (4) and paragraph (6)) is subject to the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2) or the main clause of Article 4, paragraph (3), must prepare a prospectus for such public offering or secondary distribution. The same applies to an issuer of securities whose secondary distribution (excluding one with a total distribution value of less than 100 million yen or one that falls under the categories specified by Cabinet Office Order) falls under a case in which disclosure has been made (meaning a case in which disclosure has been made as referred to in Article 4, paragraph (7); hereinafter the same applies in this Chapter) (such securities are hereinafter referred to as "securities for which disclosure has already been made" in this Chapter); provided, however, that this does not apply to cases where the public offering of those securities is conducted by public offering of share option certificates (limited to those conducted by allotment of share options without contribution specified in Article 277 of the Companies Act to which the main clause of Article 4, paragraph (1), the main clause of paragraph (2) of that Article or the main clause of paragraph (3) of that Article is applicable) which satisfies all of the following requirements:" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **一** 当該新株予約権証券が金融商品取引所に上場されており、又はその発行後、遅滞なく上場されることが予定されていること。 art-13/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1/item-1 the share option certificates are listed on a financial instruments exchange, or are scheduled to be listed after they are issued, without delay; and Ministry of Justice translation — Japanese Law Translation Database System **二** 当該新株予約権証券に関して第四条第一項本文、第二項本文又は第三項本文の規定による届出を行つた旨その他内閣府令で定める事項を当該届出を行つた後、遅滞なく、時事に関する事項を掲載する日刊新聞紙に掲載すること。 art-13/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-1/item-2 the fact that a notification under the main clause of Article 4, paragraph (1), the main clause of paragraph (2) of that Article or the main clause of paragraph (3) of that Article had been made in relation to the share option certificates and any other matters specified by Cabinet Office Order are published in a daily newspaper that publishes matters on current affairs after the notification was made without delay. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の目論見書は、次の各号に掲げる場合の区分に応じ、当該各号に定める事項に関する内容を記載しなければならない。ただし、第一号に掲げる場合の目論見書については、第五条第一項ただし書の規定により同項第一号のうち発行価格その他の内閣府令で定める事項（以下この項及び第十五条第五項において「発行価格等」という。）を記載しないで第五条第一項本文の規定による届出書を提出した場合には、当該発行価格等を記載することを要しない。 art-13/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2 For the category of cases set forth in the following items, the details of the particulars that are specified in that item must be stated in the prospectus referred to in the preceding paragraph; provided, however, that if a statement under the main clause of Article 5, paragraph (1) has been submitted pursuant to the proviso to Article 5, paragraph (1), without the issue price or any other particular specified by Cabinet Office Order being stated among those in item (i) of that paragraph (hereinafter referred to as the "issue price, etc." in this paragraph and Article 15, paragraph (5)), the prospectus in the case set forth in item (i), below, is not required to state the issue price, etc.: Ministry of Justice translation — Japanese Law Translation Database System **一** 第十五条第二項本文の規定により交付しなければならない場合　次のイ又はロに掲げる有価証券の区分に応じ、当該イ又はロに定める事項 art-13/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1 if the prospectus must be delivered pursuant to the main clause of Article 15, paragraph (2): for a category of securities specified in the following (a) or (b), the particulars set forth in (a) or (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** その募集又は売出しにつき第四条第一項本文、第二項本文又は第三項本文の規定の適用を受ける有価証券　次に掲げる事項 art-13/par-2/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-1 securities whose public offering or secondary distribution is subject to the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2), or the main clause of Article 4, paragraph (3): the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **（１）** 第五条第一項各号に掲げる事項（当該募集又は売出しにつき同条第六項及び第七項の規定により外国会社届出書及びその補足書類が提出された場合には、これらの規定により当該書類に記載すべきものとされる事項。以下この項において同じ。）のうち、投資者の投資判断に極めて重要な影響を及ぼすものとして内閣府令で定めるもの art-13/par-2/item-1/sub-1/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-1/sub2-1 among the particulars set forth in the items of Article 5, paragraph (1) (if a foreign company statement and its supplementary documents have been submitted for the relevant public offering or secondary distribution pursuant to paragraphs (6) and (7) of that Article, the particulars to be stated in those documents pursuant to those provisions; hereinafter the same applies in this paragraph), those specified by Cabinet Office Order as having an extremely significant influence on investors' investment decisions; machine translation, not official **（２）** 第五条第一項各号に掲げる事項以外の事項であつて内閣府令で定めるもの art-13/par-2/item-1/sub-1/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-1/sub2-2 particulars other than those set forth in the items of Article 5, paragraph (1) that are specified by Cabinet Office Order. machine translation, not official **ロ** 既に開示された有価証券　次に掲げる事項 art-13/par-2/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-2 securities for which disclosure has already been made: the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **（１）** イ（１）に掲げる事項 art-13/par-2/item-1/sub-2/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-2/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-2/sub2-1 the particulars set forth in (a)(1); machine translation, not official **（２）** 第五条第一項各号に掲げる事項以外の事項であつて内閣府令で定めるもの art-13/par-2/item-1/sub-2/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-2/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-2/sub2-2 particulars other than those set forth in the items of Article 5, paragraph (1) that are specified by Cabinet Office Order. machine translation, not official **二** 第十五条第三項の規定により交付しなければならない場合　次のイ又はロに掲げる有価証券の区分に応じ、当該イ又はロに定める事項 art-13/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2 if the prospectus must be delivered pursuant to Article 15, paragraph (3): for a category of securities specified in the following (a) or (b), the particulars specified in (a) or (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** その募集又は売出しにつき第四条第一項本文、第二項本文又は第三項本文の規定の適用を受ける有価証券　次に掲げる事項 art-13/par-2/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-1 securities whose public offering or secondary distribution is subject to the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2), or the main clause of Article 4, paragraph (3): the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **（１）** 第五条第一項各号に掲げる事項のうち、投資者の投資判断に重要な影響を及ぼすものとして内閣府令で定めるもの art-13/par-2/item-2/sub-1/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-1/sub2-1 among the particulars set forth in the items of Article 5, paragraph (1), those specified by Cabinet Office Order as having a significant influence on investors' investment decisions; machine translation, not official **（２）** 第五条第一項各号に掲げる事項以外の事項であつて内閣府令で定めるもの art-13/par-2/item-2/sub-1/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-1/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-1/sub2-2 particulars specified by Cabinet Office Order, other than those set forth in the items of Article 5, paragraph (1). machine translation, not official **ロ** 既に開示された有価証券　次に掲げる事項 art-13/par-2/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-2 securities for which disclosure has already been made: the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **（１）** イ（１）に掲げる事項 art-13/par-2/item-2/sub-2/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-2/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-2/sub2-1 the particulars set forth in (a)(1); machine translation, not official **（２）** 第五条第一項各号に掲げる事項以外の事項であつて内閣府令で定めるもの art-13/par-2/item-2/sub-2/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2/sub-2/sub2-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2/sub-2/sub2-2 particulars specified by Cabinet Office Order, other than those set forth in the items of Article 5, paragraph (1). machine translation, not official **三** 第十五条第四項本文の規定により交付しなければならない場合　第七条第一項の規定による訂正届出書に記載した事項 art-13/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-3 if the prospectus must be delivered pursuant to the main clause of Article 15, paragraph (4):the particulars stated in the amended statement under Article 7, paragraph (1). Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項第一号及び第二号に掲げる場合の目論見書であつて、第五条第四項（同条第五項において準用する場合を含む。以下同じ。）の規定の適用を受けた届出書を提出した者が作成すべきもの又は同条第四項各号に掲げる全ての要件を満たす者が作成すべき既に開示された有価証券に係るものについては、参照書類を参照すべき旨を記載した場合には、同条第一項第二号に掲げる事項の記載をしたものとみなす。 art-13/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-13/par-3 If, in a prospectus under item (i) or (ii) of the preceding paragraph that a person submitting a notification to which the provisions of Article 5, paragraph (4) apply (including as applied mutatis mutandis pursuant to paragraph (5) of that Article; the same applies hereinafter) is required to prepare or that a person satisfying all of the requirements specified in the items of Article 5, paragraph (4) is required to prepare in connection with securities for which disclosure Has already been made, the relevant person has stated that reference should be made to the reference documents, that person is deemed to have stated the particulars set forth in Article 5, paragraph (1), item (ii). Ministry of Justice translation — Japanese Law Translation Database System **第四項** 何人も、第四条第一項本文、第二項本文若しくは第三項本文の規定の適用を受ける有価証券又は既に開示された有価証券の募集又は売出しのために、虚偽の記載があり、又は記載すべき内容の記載が欠けている第一項の目論見書を使用してはならない。 art-13/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-4 · https://japanlaw.org/l/323AC0000000025/art-13/par-4 It is prohibited for any person to use a prospectus referred to in paragraph (1) that contains a false statement or omits a statement as to a detail that is required to be stated, for a public offering or secondary distribution of securities that is subject to the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2), or the main clause of Article 4, paragraph (3), or for a public offering or secondary distribution of securities for which disclosure has already been made. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 何人も、第四条第一項本文、第二項本文若しくは第三項本文の規定の適用を受ける有価証券又は既に開示された有価証券の募集又は売出しのために第一項の目論見書以外の文書、図画、音声その他の資料（電磁的記録（電子的方式、磁気的方式その他人の知覚によつては認識することができない方式で作られる記録であつて、電子計算機による情報処理の用に供されるものをいう。以下同じ。）をもつて作成された場合においては、その電磁的記録に記録された情報の内容を表示したものを含む。第十七条において同じ。）を使用する場合には、虚偽の表示又は誤解を生じさせる表示をしてはならない。 art-13/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-5 · https://japanlaw.org/l/323AC0000000025/art-13/par-5 It is prohibited for any person to make a false or misleading representation in documents, drawings, sounds, or other materials (this includes anything that shows the contents of information that has been recorded in electronic or magnetic records (meaning records used in computer data processing which are created in electronic form, magnetic form, or any form that is otherwise impossible to perceive through the human senses alone; the same applies hereinafter), if such materials have been prepared as electronic or magnetic records; the same applies in Article 17) other than the prospectus referred to in paragraph (1), which are used for the purpose of a public offering or secondary distribution of securities that is subject to the main clause of Article 4, paragraph (1), the main clause of Article 4, paragraph (2), or the main clause of Article 4, paragraph (3) or for a public offering or secondary distribution securities for which disclosure has already been made. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-13/par-1: この条 → 金融商品取引法 第十三条 (Article 13), art-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13 · https://japanlaw.org/l/323AC0000000025/art-13 - art-13/par-1: 第十五条第二項から第四項まで → 金融商品取引法 第十五条第二項 (Article 15, paragraph (2)), art-15/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2 - art-13/par-1: 第十五条第二項から第四項まで → 金融商品取引法 第十五条第三項 (Article 15, paragraph (3)), art-15/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-3 - art-13/par-1: 第十五条第二項から第四項まで → 金融商品取引法 第十五条第四項 (Article 15, paragraph (4)), art-15/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4 - art-13/par-1: 第六項 → 金融商品取引法 第十五条第六項 (Article 15, paragraph (6)), art-15/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-6 · https://japanlaw.org/l/323AC0000000025/art-15/par-6 - art-13/par-1: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-13/par-1: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-13/par-1: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-13/par-1: 同条第七項 → 金融商品取引法 第四条第七項 (Article 4, paragraph (7)), art-4/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-7 · https://japanlaw.org/l/323AC0000000025/art-4/par-7 - art-13/par-1: 会社法第二百七十七条 → 会社法 第二百七十七条 (Article 277), art-277 — https://japanlaw.org/ja/companies-act/art-277 · https://japanlaw.org/l/417AC0000000086/art-277 - art-13/par-1/item-2: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-13/par-1/item-2: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-13/par-1/item-2: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-13/par-2: 前項 → 金融商品取引法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1 - art-13/par-2: 第一号 → 金融商品取引法 第十三条第二項第一号 (Article 13, paragraph (2), item (i)), art-13/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1 - art-13/par-2: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-13/par-2: 同項第一号 → 金融商品取引法 第五条第一項第一号 (Article 5, paragraph (1), item (i)), art-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-1 - art-13/par-2: この項 → 金融商品取引法 第十三条第二項 (Article 13, paragraph (2)), art-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2 - art-13/par-2: 第十五条第五項 → 金融商品取引法 第十五条第五項 (Article 15, paragraph (5)), art-15/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-5 · https://japanlaw.org/l/323AC0000000025/art-15/par-5 - art-13/par-2/item-1: 第十五条第二項 → 金融商品取引法 第十五条第二項 (Article 15, paragraph (2)), art-15/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2 - art-13/par-2/item-1/sub-1: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-13/par-2/item-1/sub-1: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-13/par-2/item-1/sub-1: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-13/par-2/item-1/sub-1/sub2-1: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-13/par-2/item-1/sub-1/sub2-1: 同条第六項 → 金融商品取引法 第五条第六項 (Article 5, paragraph (6)), art-5/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-5/par-6 - art-13/par-2/item-1/sub-1/sub2-1: 第七項 → 金融商品取引法 第五条第七項 (Article 5, paragraph (7)), art-5/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/art-5/par-7 - art-13/par-2/item-1/sub-1/sub2-1: この項 → 金融商品取引法 第十三条第二項 (Article 13, paragraph (2)), art-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2 - art-13/par-2/item-1/sub-1/sub2-2: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-13/par-2/item-1/sub-2/sub2-2: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-13/par-2/item-2: 第十五条第三項 → 金融商品取引法 第十五条第三項 (Article 15, paragraph (3)), art-15/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-3 - art-13/par-2/item-2/sub-1: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-13/par-2/item-2/sub-1: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-13/par-2/item-2/sub-1: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-13/par-2/item-2/sub-1/sub2-1: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-13/par-2/item-2/sub-1/sub2-2: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-13/par-2/item-2/sub-2/sub2-2: 第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - art-13/par-2/item-3: 第十五条第四項 → 金融商品取引法 第十五条第四項 (Article 15, paragraph (4)), art-15/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4 - art-13/par-2/item-3: 第七条第一項 → 金融商品取引法 第七条第一項 (Article 7, paragraph (1)), art-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-7/par-1 - art-13/par-3: 前項第一号 → 金融商品取引法 第十三条第二項第一号 (Article 13, paragraph (2), item (i)), art-13/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1 - art-13/par-3: 第二号 → 金融商品取引法 第十三条第二項第二号 (Article 13, paragraph (2), item (ii)), art-13/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-2 - art-13/par-3: 第五条第四項 → 金融商品取引法 第五条第四項 (Article 5, paragraph (4)), art-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-5/par-4 - art-13/par-3: 同条第五項 → 金融商品取引法 第五条第五項 (Article 5, paragraph (5)), art-5/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/art-5/par-5 - art-13/par-3: 同条第一項第二号 → 金融商品取引法 第五条第一項第二号 (Article 5, paragraph (1), item (ii)), art-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-5/par-1/item-2 - art-13/par-4: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-13/par-4: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-13/par-4: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-13/par-4: 第一項 → 金融商品取引法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1 - art-13/par-5: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - art-13/par-5: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - art-13/par-5: 第三項 → 金融商品取引法 第四条第三項 (Article 4, paragraph (3)), art-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-4/par-3 - art-13/par-5: 第一項 → 金融商品取引法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1 - art-13/par-5: 第十七条 → 金融商品取引法 第十七条 (Article 17), art-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-17 · https://japanlaw.org/l/323AC0000000025/art-17 ## Cited by 29 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第四条第一項（募集又は売出しの届出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - 金融商品取引法 第四条第四項（募集又は売出しの届出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-4/par-4 - 金融商品取引法 第五条第七項（有価証券届出書の提出） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/art-5/par-7 - 金融商品取引法 第十三条第一項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1 - 金融商品取引法 第十三条第二項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-13/par-2 - 金融商品取引法 第十三条第二項第一号イ（１）（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-2/item-1/sub-1/sub2-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-2/item-1/sub-1/sub2-1 - 金融商品取引法 第十三条第三項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-13/par-3 - 金融商品取引法 第十三条第四項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-4 · https://japanlaw.org/l/323AC0000000025/art-13/par-4 - 金融商品取引法 第十三条第五項（目論見書の作成及び虚偽記載のある目論見書等の使用禁止） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-5 · https://japanlaw.org/l/323AC0000000025/art-13/par-5 - 金融商品取引法 第十五条第二項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/art-15/par-2 - 金融商品取引法 第十五条第二項第三号（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-2/item-3 - 金融商品取引法 第十五条第三項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-3 · https://japanlaw.org/l/323AC0000000025/art-15/par-3 - 金融商品取引法 第十五条第四項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-4 · https://japanlaw.org/l/323AC0000000025/art-15/par-4 - 金融商品取引法 第十五条第五項（届出の効力発生前の有価証券の取引禁止及び目論見書の交付） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-15/par-5 · https://japanlaw.org/l/323AC0000000025/art-15/par-5 - 金融商品取引法 第十七条第一項（虚偽記載のある目論見書等を使用した者の賠償責任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-17/par-1 · https://japanlaw.org/l/323AC0000000025/art-17/par-1 - 金融商品取引法 第十八条第二項（虚偽記載のある届出書の届出者等の賠償責任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-18/par-2 · https://japanlaw.org/l/323AC0000000025/art-18/par-2 - 金融商品取引法 第二十一条第三項（虚偽記載のある届出書の提出会社の役員等の賠償責任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-21/par-3 · https://japanlaw.org/l/323AC0000000025/art-21/par-3 - 金融商品取引法 第二十三条の二第一項（参照方式による場合の適用規定の読替え） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-2/par-1 - 金融商品取引法 第二十三条の十二第二項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-2 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-2 - 金融商品取引法 第二十三条の十二第三項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-3 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-3 - 金融商品取引法 第二十三条の十二第五項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-5 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-5 - 金融商品取引法 第二十三条の十二第七項（発行登録書等に関する準用規定等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-12/par-7 · https://japanlaw.org/l/323AC0000000025/art-23-12/par-7 - 金融商品取引法 第二十七条第一項（会社以外の発行者に関する準用規定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-27/par-1 - 金融商品取引法 第百七十二条第三項（届出が受理されていないのに有価証券の募集等をした者等に対する課徴金納付命令） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-3 · https://japanlaw.org/l/323AC0000000025/art-172/par-3 - 金融商品取引法 第二百五条第一項第一号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-205/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-1 - 金融商品取引法 附則第十四条第一項（第三条の規定による証券取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-14/par-1 - 金融商品取引法 附則第二条第一項（金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-2/par-1 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4231-49/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4231-49/art-3/par-1 - 金融商品取引法 附則第四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4231-49/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4231-49/art-4/par-1 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 13, paragraph (1) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-001, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-001, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-001, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22