# 金融商品取引法 / Financial Instruments and Exchange Act — 第百十七条 (Article 117)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第百十七条 (Article 117)（業務規程の記載事項） — address `art-117`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-117
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第百十七条（業務規程の記載事項） — (Particulars to be Stated in the Operational Rules)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-117 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117 · https://japanlaw.org/l/323AC0000000025/art-117</sup>

  **第一項**  金融商品取引所は、その業務規程において、その開設する取引所金融商品市場ごとに、当該取引所金融商品市場における次に掲げる事項（会員金融商品取引所にあつては、第一号及び第二号を除く。）に関する細則を定めなければならない。
  <sup>art-117/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1 · https://japanlaw.org/l/323AC0000000025/art-117/par-1</sup>
  A financial instruments exchange must establish detailed regulations for the following particulars in connection with the financial instruments exchange markets it operates, for each of its financial instruments exchange markets (excluding items (i) and (ii), if it is an incorporated association-operated financial instruments exchange), in its operational rules:
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **一**  取引参加者に関する事項
    <sup>art-117/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-1</sup>
    the particulars of its trading participants;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **二**  信認金に関する事項
    <sup>art-117/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-2</sup>
    the particulars of guarantee funds;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **三**  取引証拠金に関する事項
    <sup>art-117/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-3</sup>
    the particulars of clearing margins;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **四**  有価証券の売買に係る有価証券の上場及び上場廃止の基準及び方法
    <sup>art-117/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-4</sup>
    the standards and methods for the listing and delisting of securities subject to purchase and sales of securities;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **五**  有価証券の売買又は市場デリバティブ取引の種類及び期限
    <sup>art-117/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-5</sup>
    the type and period of purchase and sales of securities or market derivatives transactions;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **六**  有価証券の売買又は市場デリバティブ取引の開始及び終了並びに停止
    <sup>art-117/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-6</sup>
    the starting, ending, and suspension of purchase and sales of securities or market derivatives transactions;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **七**  有価証券の売買又は市場デリバティブ取引の契約の締結の方法
    <sup>art-117/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-7</sup>
    the process for concluding a contract for the purchase and sale of securities or a market derivatives transaction;
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **八**  有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法
    <sup>art-117/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-8</sup>
    delivery and other means of settlement for purchase and sales of securities or market derivatives transactions; and
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **九**  前各号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引に関し必要な事項
    <sup>art-117/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-9</sup>
    necessary particulars relevant to the purchase and sale of securities or market derivatives transactions, other than the particulars set forth in the preceding items.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **第二項**  金融商品取引所は、商品関連市場デリバティブ取引を行う金融商品市場を開設する場合にあつては、その業務規程において、その開設する取引所金融商品市場ごとに、前項各号に掲げる事項のほか、当該取引所金融商品市場における商品関連市場デリバティブ取引の種類ごとに、当該商品関連市場デリバティブ取引に係る金融商品等に関する細則を定めなければならない。
  <sup>art-117/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-2 · https://japanlaw.org/l/323AC0000000025/art-117/par-2</sup>
  A financial instruments exchange must, when establishing a financial instruments exchange market in which commodity-related market derivatives transactions are conducted, specify in its operational rules, beyond what is listed in each item of the preceding paragraph, the detailed regulations on the financial instruments, etc. related to such commodity-related market derivatives transactions, for each type of commodity-related market derivatives transactions in the relevant financial instruments exchange market, for each financial instruments exchange market established by it.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-117/par-1: 第一号 → 金融商品取引法 第百十七条第一項第一号 (Article 117, paragraph (1), item (i)), art-117/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-1
- art-117/par-1: 第二号 → 金融商品取引法 第百十七条第一項第二号 (Article 117, paragraph (1), item (ii)), art-117/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-2
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第一号 (Article 117, paragraph (1), item (i)), art-117/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-1
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第二号 (Article 117, paragraph (1), item (ii)), art-117/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-2
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第三号 (Article 117, paragraph (1), item (iii)), art-117/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-3
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第四号 (Article 117, paragraph (1), item (iv)), art-117/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-4
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第五号 (Article 117, paragraph (1), item (v)), art-117/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-5
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第六号 (Article 117, paragraph (1), item (vi)), art-117/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-6
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第七号 (Article 117, paragraph (1), item (vii)), art-117/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-7
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第八号 (Article 117, paragraph (1), item (viii)), art-117/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-8
- art-117/par-2: 前項 → 金融商品取引法 第百十七条第一項 (Article 117, paragraph (1)), art-117/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1 · https://japanlaw.org/l/323AC0000000025/art-117/par-1

## Cited by

6 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第百十七条第一項（業務規程の記載事項） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1 · https://japanlaw.org/l/323AC0000000025/art-117/par-1
- 金融商品取引法 第百十七条第一項第九号（業務規程の記載事項） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-117/par-1/item-9
- 金融商品取引法 第百十七条第二項（業務規程の記載事項） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117/par-2 · https://japanlaw.org/l/323AC0000000025/art-117/par-2
- 金融商品取引法 第百十七条の二第二項（特定取引所金融商品市場） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-117-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-2
- 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1
- 金融商品取引法 第百九十四条の六の二第一項第二号ロ（商品市場所管大臣への協議等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-6-2/par-1/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-194-6-2/par-1/item-2/sub-2

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
