# 金融商品取引法 / Financial Instruments and Exchange Act — 第百十六条 (Article 116) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百十六条 (Article 116)（取引資格の喪失等に伴う取引の結了） — address `art-116` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-116 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-116 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百十六条（取引資格の喪失等に伴う取引の結了） — (Completion of Transactions Incidental to the Forfeiture of a Trading License) caption: Ministry of Justice translation — Japanese Law Translation Database System art-116 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-116 · https://japanlaw.org/l/323AC0000000025/art-116 **第一項** 会員等が脱退した場合（取引参加者にあつては、取引資格を喪失した場合）においては、金融商品取引所は、定款の定めるところにより、本人若しくはその一般承継人又は他の会員等に、その取引所金融商品市場においてした有価証券の売買及び市場デリバティブ取引を結了させなければならない。この場合においては、本人又はその一般承継人は、これらの取引の結了の目的の範囲内において、なお会員等とみなす。 art-116/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-116/par-1 · https://japanlaw.org/l/323AC0000000025/art-116/par-1 If a member, etc. withdraws from a financial instruments exchange (or if a trading participant forfeits its trading license), the financial instruments exchange, in accordance with the articles of incorporation, must have the former member, etc., its general successor, or another member, etc. complete the purchase and sales of securities and market derivatives transactions being conducted by the former member, etc. on the financial instruments exchange market. In such a case, the former member, etc. or its general successor is deemed to still be a member, etc. inasmuch as the task of completing such transactions is concerned. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により金融商品取引所が他の会員等に同項に規定する取引を結了させるときは、本人又はその一般承継人と他の会員等との間に、委任契約が成立していたものとみなす。 art-116/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-116/par-2 · https://japanlaw.org/l/323AC0000000025/art-116/par-2 If a financial instruments exchange has another member, etc. complete the transactions prescribed in the preceding paragraph pursuant to the provisions of that paragraph, a contract of mandate is deemed to have been established between the former member, etc. or its general successor, and that other member, etc. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-116/par-2: 前項 → 金融商品取引法 第百十六条第一項 (Article 116, paragraph (1)), art-116/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-116/par-1 · https://japanlaw.org/l/323AC0000000025/art-116/par-1 ## Cited by 5 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第百十四条第一項（信認金） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-1 · https://japanlaw.org/l/323AC0000000025/art-114/par-1 - 金融商品取引法 第百十六条第二項（取引資格の喪失等に伴う取引の結了） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-116/par-2 · https://japanlaw.org/l/323AC0000000025/art-116/par-2 - 金融商品取引法 第百三十二条第一項（取引資格の喪失等に伴う取引の結了に係る規定の準用） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-132/par-1 · https://japanlaw.org/l/323AC0000000025/art-132/par-1 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 - 金融商品取引法 第百五十六条の二十一第一項（有価証券等清算取次ぎについての適用） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-21/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22