# 金融商品取引法 / Financial Instruments and Exchange Act — 第百十四条 (Article 114) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百十四条 (Article 114)（信認金） — address `art-114` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-114 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百十四条（信認金） — (Guarantee Funds) caption: Ministry of Justice translation — Japanese Law Translation Database System art-114 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114 · https://japanlaw.org/l/323AC0000000025/art-114 **第一項** 会員等は、定款（株式会社金融商品取引所にあつては、業務規程。次項、第三項、次条第一項（第百十九条第六項において準用する場合を含む。）、第百十六条第一項（第百三十二条において準用する場合を含む。）及び第百十九条第一項において同じ。）の定めるところにより、金融商品取引所に対し、信認金を預託しなければならない。 art-114/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-1 · https://japanlaw.org/l/323AC0000000025/art-114/par-1 A member, etc. must deposit guarantee funds with a financial instruments exchange, in accordance with the articles of incorporation (or the operational rules, if this is an incorporated financial instruments exchange; hereinafter the same applies in the following paragraph and paragraph (3) of this Article, paragraph (1) of the following Article (including as applied mutatis mutandis pursuant to Article 119, paragraph (6)), Article 116, paragraph (1) (including as applied mutatis mutandis pursuant to Article 132), and Article 119, paragraph (1)). Ministry of Justice translation — Japanese Law Translation Database System **第二項** 信認金は、定款の定めるところにより、有価証券をもつて充てることができる。 art-114/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-2 · https://japanlaw.org/l/323AC0000000025/art-114/par-2 Securities may serve as guarantee funds, pursuant to the provisions of the articles of incorporation. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 金融商品取引所は、その定款において、信認金の運用方法を定めなければならない。 art-114/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-3 · https://japanlaw.org/l/323AC0000000025/art-114/par-3 A financial instruments exchange must specify how guarantee funds are managed in its articles of incorporation. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 会員等に対して取引所金融商品市場における有価証券の売買又は市場デリバティブ取引の委託をした者は、その委託により生じた債権に関し、当該会員等の信認金について、他の債権者に先立ち弁済を受ける権利を有する。 art-114/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-4 · https://japanlaw.org/l/323AC0000000025/art-114/par-4 A person that entrusts a member, etc. with the purchase and sale of securities or a market derivatives transaction on a financial instruments exchange market has the right to receive payment of a claim arising due to that entrustment out of the guarantee funds of that member, etc., in preference over other creditors. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-114/par-1: 次項 → 金融商品取引法 第百十四条第二項 (Article 114, paragraph (2)), art-114/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-2 · https://japanlaw.org/l/323AC0000000025/art-114/par-2 - art-114/par-1: 第三項 → 金融商品取引法 第百十四条第三項 (Article 114, paragraph (3)), art-114/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-3 · https://japanlaw.org/l/323AC0000000025/art-114/par-3 - art-114/par-1: 次条第一項 → 金融商品取引法 第百十五条第一項 (Article 115, paragraph (1)), art-115/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-115/par-1 · https://japanlaw.org/l/323AC0000000025/art-115/par-1 - art-114/par-1: 第百十九条第六項 → 金融商品取引法 第百十九条第六項 (Article 119, paragraph (6)), art-119/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-119/par-6 · https://japanlaw.org/l/323AC0000000025/art-119/par-6 - art-114/par-1: 第百十六条第一項 → 金融商品取引法 第百十六条第一項 (Article 116, paragraph (1)), art-116/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-116/par-1 · https://japanlaw.org/l/323AC0000000025/art-116/par-1 - art-114/par-1: 第百三十二条 → 金融商品取引法 第百三十二条 (Article 132), art-132 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-132 · https://japanlaw.org/l/323AC0000000025/art-132 - art-114/par-1: 第百十九条第一項 → 金融商品取引法 第百十九条第一項 (Article 119, paragraph (1)), art-119/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-119/par-1 · https://japanlaw.org/l/323AC0000000025/art-119/par-1 ## Cited by 3 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第百十四条第一項（信認金） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-114/par-1 · https://japanlaw.org/l/323AC0000000025/art-114/par-1 - 金融商品取引法 第百十五条第二項（債務不履行による損害賠償） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-115/par-2 · https://japanlaw.org/l/323AC0000000025/art-115/par-2 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22