# 金融商品取引法 / Financial Instruments and Exchange Act — 第百六条の七 (Article 106-7) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百六条の七 (Article 106-7)（監督上の処分） — address `art-106-7` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-106-7 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百六条の七（監督上の処分） — (Supervisory Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-106-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7 · https://japanlaw.org/l/323AC0000000025/art-106-7 **第一項** 内閣総理大臣は、株式会社金融商品取引所の主要株主が法令に違反したとき、又は主要株主の行為が株式会社金融商品取引所の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、当該主要株主に対し第百六条の三第一項の認可を取り消し、その他監督上必要な措置をとることを命ずることができる。 art-106-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1 If the major shareholder of an incorporated financial instruments exchange violates a law or regulation or if it is found that the conduct of a major shareholder is likely to impair the sound and appropriate operation of the business of an incorporated financial instruments exchange, the Prime Minister may rescind the major shareholder's Article 106-3, paragraph (1) authorization or order the major shareholder to take measures that are necessary from a supervisory perspective. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により第百六条の三第一項の認可を取り消された者は、当該認可を取り消された日から三月以内に、株式会社金融商品取引所の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。 art-106-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-2 A person that has the authorization referred to in Article 106-3, paragraph (1) rescinded pursuant to the provisions of the preceding paragraph must take the necessary measures to become the holder of a number of subject voting rights in an incorporated financial instruments exchange which is less than the threshold holding ratio, within three months from the day that the authorization is rescinded. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、第一項の規定により必要な措置を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-106-7/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-3 Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the necessary measures under the provisions of paragraph (1), the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 第一項及び前項の規定は、株式会社金融商品取引所の保有基準割合以上の数の対象議決権を保有する認可金融商品取引業協会、金融商品取引所、金融商品取引所持株会社、商品取引所及び商品取引所持株会社について準用する。 art-106-7/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-4 The provisions of paragraph (1) and the preceding paragraph apply mutatis mutandis to an authorized financial instruments firms association, financial instruments exchange, financial instruments exchange holding company, commodity exchange, or commodity exchange holding company that holds a number of subject voting rights in an incorporated financial instruments exchange which is equal to or greater than the threshold holding ratio. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-106-7/par-1: 第百六条の三第一項 → 金融商品取引法 第百六条の三第一項 (Article 106-3, paragraph (1)), art-106-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-3/par-1 - art-106-7/par-2: 前項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1 - art-106-7/par-2: 第百六条の三第一項 → 金融商品取引法 第百六条の三第一項 (Article 106-3, paragraph (1)), art-106-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-3/par-1 - art-106-7/par-3: 第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1 - art-106-7/par-3: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 - art-106-7/par-4: 第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1 - art-106-7/par-4: 前項 → 金融商品取引法 第百六条の七第三項 (Article 106-7, paragraph (3)), art-106-7/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-3 ## Cited by 19 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第八十二条第二項第二号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-2 - 金融商品取引法 第八十二条第二項第三号ハ（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-3 - 金融商品取引法 第八十二条第二項第三号ニ（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-4 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-4 - 金融商品取引法 第百六条の七第二項（監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-2 - 金融商品取引法 第百六条の七第三項（監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-3 - 金融商品取引法 第百六条の七第四項（監督上の処分） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-4 - 金融商品取引法 第百六条の九第一項（対象議決権に係る規定の準用） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-9/par-1 - 金融商品取引法 第百六条の十二第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-12/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-106-12/par-2/item-3 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 - 金融商品取引法 第百五十六条の四第二項第三号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の四第二項第三号（免許審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の十八第二項第三号（認可審査基準） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-3 - 金融商品取引法 第百九十四条の四第一項第十七号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-17 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-17 - 金融商品取引法 第百九十四条の四第一項第十八号（財務大臣への通知） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1/item-18 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-18 - 金融商品取引法 第二百条第一項第十七号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-200/par-1/item-17 · https://japanlaw.org/l/323AC0000000025/art-200/par-1/item-17 - 金融商品取引法 第二百条第一項第十八号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-200/par-1/item-18 · https://japanlaw.org/l/323AC0000000025/art-200/par-1/item-18 - 金融商品取引法 第二百一条第一項第十号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-201/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-10 - 金融商品取引法 附則第百九条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-109/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-109/par-1 - 金融商品取引法 附則第百九条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-109/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-109/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22