# 金融商品取引法 / Financial Instruments and Exchange Act — 第百一条の二 (Article 101-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百一条の二 (Article 101-2)（組織変更計画） — address `art-101-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-101-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百一条の二（組織変更計画） — (Entity Conversion Plan) caption: Ministry of Justice translation — Japanese Law Translation Database System art-101-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2 · https://japanlaw.org/l/323AC0000000025/art-101-2 **第一項** 会員金融商品取引所は、前条の組織変更（以下この目において「組織変更」という。）をするには、組織変更計画を作成して、総会の決議によつて、その承認を受けなければならない。 art-101-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-1 In order to implement the entity conversion referred to in the preceding Article (hereinafter referred to as an "entity conversion" in this Division), an incorporated association-operated financial instruments exchange must prepare an entity conversion plan and have it approved by general meeting resolution. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 会員金融商品取引所は、総会員の四分の三以上の賛成がなければ、組織変更の決議をすることができない。ただし、定款に別段の定めがあるときは、この限りでない。 art-101-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-2 An incorporated association-operated financial instruments exchange may not adopt a resolution for an entity conversion without the affirmative votes of three-fourths or more of all the members; provided, however, that this does not apply if otherwise provided for in the articles of incorporation. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の総会の招集は、その会議開催日の五日前までに、会議の目的である事項のほか、組織変更計画の要領及び組織変更後の株式会社（以下この目において「組織変更後株式会社金融商品取引所」という。）の定款を示してしなければならない。 art-101-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-3 To convene the general meeting referred to in paragraph (1), an outline of the entity conversion plan and the articles of incorporation of the stock company after the entity conversion (hereinafter referred to as the "incorporated financial instruments exchange after entity conversion" in this Division), must be presented by at least five days prior to the day of the meeting, in addition to the purpose of the meeting. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 会員金融商品取引所が組織変更をする場合には、当該会員金融商品取引所は、組織変更計画において、次に掲げる事項を定めなければならない。 art-101-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4 If an incorporated association-operated financial instruments exchange implements an entity conversion, that incorporated association-operated financial instruments exchange must provide for the following matters in the entity conversion plan: Ministry of Justice translation — Japanese Law Translation Database System **一** 組織変更後株式会社金融商品取引所の目的、商号、本店の所在地及び発行可能株式総数 art-101-2/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-1 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-1 the purpose, trade name, location of the head office, and total number of authorized shares in the incorporated financial instruments exchange after entity conversion; Ministry of Justice translation — Japanese Law Translation Database System **二** 前号に掲げるもののほか、組織変更後株式会社金融商品取引所の定款で定める事項 art-101-2/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-2 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-2 beyond what is set forth in the preceding item, particulars that are specified by the articles of incorporation of the incorporated financial instruments exchange after entity conversion; Ministry of Justice translation — Japanese Law Translation Database System **三** 組織変更後株式会社金融商品取引所の取締役の氏名及び会計監査人の氏名又は名称 art-101-2/par-4/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-3 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-3 the names of directors and name of the accounting auditor of the incorporated financial instruments exchange after entity conversion; Ministry of Justice translation — Japanese Law Translation Database System **四** 次のイ及びロに掲げる場合の区分に応じ、それぞれ当該イ及びロに定める事項 art-101-2/par-4/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-4 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-4 the particulars specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) and (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** 組織変更後株式会社金融商品取引所が会計参与設置会社である場合　組織変更後株式会社金融商品取引所の会計参与の氏名又は名称 art-101-2/par-4/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-4/sub-1 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-4/sub-1 if the incorporated financial instruments exchange after entity conversion will be a company with accounting advisors:the names of the accounting advisors of the incorporated financial instruments exchange after entity conversion; or Ministry of Justice translation — Japanese Law Translation Database System **ロ** 組織変更後株式会社金融商品取引所が監査役設置会社である場合　組織変更後株式会社金融商品取引所の監査役の氏名 art-101-2/par-4/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-4/sub-2 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-4/sub-2 if the incorporated financial instruments exchange after entity conversion will be a company with company auditors:the names of the company auditors of the incorporated financial instruments exchange after entity conversion; Ministry of Justice translation — Japanese Law Translation Database System **五** 組織変更をする会員金融商品取引所の会員が組織変更に際して取得する組織変更後株式会社金融商品取引所の株式の数（組織変更後株式会社金融商品取引所が種類株式発行会社である場合にあつては、株式の種類及び種類ごとの数）又はその数の算定方法 art-101-2/par-4/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-5 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-5 the number of shares in the incorporated financial instruments exchange after entity conversion which the members of the incorporated association-operated financial instruments exchange implementing the entity conversion will acquire upon entity conversion (if the incorporated financial instruments exchange after the entity conversion will be a company with class shares, the classes of shares and the number of shares in each class) or the method of calculating the number; Ministry of Justice translation — Japanese Law Translation Database System **六** 組織変更をする会員金融商品取引所の会員に対する前号の株式の割当てに関する事項 art-101-2/par-4/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-6 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-6 the particulars of the allotment of the shares referred to in the preceding item to members of the incorporated association-operated financial instruments exchange implementing the entity conversion; Ministry of Justice translation — Japanese Law Translation Database System **七** 組織変更後株式会社金融商品取引所が組織変更に際して組織変更をする会員金融商品取引所の会員に対して金銭を交付するときは、その額又はその算定方法 art-101-2/par-4/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-7 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-7 if the incorporated financial instruments exchange after entity conversion, upon implementation of the entity conversion, will deliver money to the members of the incorporated association-operated financial instruments exchange implementing the entity conversion, the amount of money or the method of calculating the amount; Ministry of Justice translation — Japanese Law Translation Database System **八** 前号に規定する場合には、組織変更をする会員金融商品取引所の会員に対する同号の金銭の割当てに関する事項 art-101-2/par-4/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-8 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-8 in the case prescribed in the preceding item, the particulars of the allotment of the money referred to in that item to the members of the incorporated association-operated financial instruments exchange implementing the entity conversion; Ministry of Justice translation — Japanese Law Translation Database System **九** 組織変更後株式会社金融商品取引所の資本金及び準備金の額に関する事項 art-101-2/par-4/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-9 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-9 the particulars of the amount of stated capital and reserve funds of the incorporated financial instruments exchange after entity conversion; and Ministry of Justice translation — Japanese Law Translation Database System **十** 組織変更がその効力を生ずる日（以下この目において「効力発生日」という。）その他内閣府令で定める事項 art-101-2/par-4/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-10 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-10 the day on which the entity conversion will become effective (hereinafter referred to as the "effective date" in this Division), and other matters specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 組織変更後株式会社金融商品取引所が監査等委員会設置会社である場合には、前項第三号に掲げる事項（組織変更後株式会社金融商品取引所の取締役の氏名に限る。）は、監査等委員である取締役とそれ以外の取締役とを区別して定めなければならない。 art-101-2/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-5 If the incorporated financial instruments exchange after entity conversion is a company with supervisory committee, the matters set forth in item (iii) of the preceding paragraph (limited to the names of directors of the incorporated financial instruments exchange after entity conversion) must be provided separately with regard to directors that are to be supervisory committee members and any other directors. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-101-2/par-1: 前条 → 金融商品取引法 第百一条 (Article 101), art-101 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101 · https://japanlaw.org/l/323AC0000000025/art-101 - art-101-2/par-3: 第一項 → 金融商品取引法 第百一条の二第一項 (Article 101-2, paragraph (1)), art-101-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-1 - art-101-2/par-4/item-2: 前号 → 金融商品取引法 第百一条の二第四項第一号 (Article 101-2, paragraph (4), item (i)), art-101-2/par-4/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-1 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-1 - art-101-2/par-4/item-6: 前号 → 金融商品取引法 第百一条の二第四項第五号 (Article 101-2, paragraph (4), item (v)), art-101-2/par-4/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-5 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-5 - art-101-2/par-4/item-8: 前号 → 金融商品取引法 第百一条の二第四項第七号 (Article 101-2, paragraph (4), item (vii)), art-101-2/par-4/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-7 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-7 - art-101-2/par-5: 前項第三号 → 金融商品取引法 第百一条の二第四項第三号 (Article 101-2, paragraph (4), item (iii)), art-101-2/par-4/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-3 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-3 ## Cited by 11 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第百一条の二第三項（組織変更計画） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-3 - 金融商品取引法 第百一条の二第四項第二号（組織変更計画） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-2 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-2 - 金融商品取引法 第百一条の二第四項第六号（組織変更計画） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-6 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-6 - 金融商品取引法 第百一条の二第四項第八号（組織変更計画） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-4/item-8 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-4/item-8 - 金融商品取引法 第百一条の二第五項（組織変更計画） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-101-2/par-5 - 金融商品取引法 第百一条の三第一項（組織変更計画に関する書面等の備置き及び閲覧等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-101-3/par-1 - 金融商品取引法 第百一条の十六第一項（金銭以外の財産の出資等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-16/par-1 · https://japanlaw.org/l/323AC0000000025/art-101-16/par-1 - 金融商品取引法 第百一条の十六第二項（金銭以外の財産の出資等） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-16/par-2 · https://japanlaw.org/l/323AC0000000025/art-101-16/par-2 - 金融商品取引法 第百一条の十九第二項（組織変更の効力の発生） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-101-19/par-2 · https://japanlaw.org/l/323AC0000000025/art-101-19/par-2 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 - 金融商品取引法 第二百八条第一項第二十四号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-208/par-1/item-24 · https://japanlaw.org/l/323AC0000000025/art-208/par-1/item-24 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22