# 金融商品取引法 / Financial Instruments and Exchange Act — 第四章 (Chapter 4)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四章 (Chapter 4) — address `ch-4`
- Text: the text as amended with effect from 2028-06-13 (On the day Act No. 53 of 2023 (民事関係手続等における情報通信技術の活用等の推進を図るための関係法律の整備に関する法律) comes into force. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#ch-4
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-4
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第四章 金融商品取引業協会 — Chapter IV Financial Instruments Firms Associations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#ch-4
## 第一節 認可金融商品取引業協会 — Section 1 Authorized Financial Instruments Firms Associations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#ch-4/sec-1
## 第一款 設立及び業務 — Subsection 1 Incorporation and Services
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-1/subsec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#ch-4/sec-1/subsec-1
### 第六十七条（認可協会の目的） — (Purpose of an Authorized Association)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67
**第一項** 認可金融商品取引業協会（以下この章において「認可協会」という。）は、有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とする。
art-67/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67/par-1
An authorized financial instruments firms association (hereinafter referred to as an "authorized association" in this Chapter) aims to ensure fair and smooth purchase and sales and other transactions of securities and to ensure fair and smooth derivatives transactions, etc., as well as to contribute to the sound development of the financial instruments business and to the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会は、有価証券（金融商品取引所に上場されていないものに限る。第六十七条の十一第一項において同じ。）の流通を円滑にし、有価証券の売買その他の取引の公正を確保し、かつ、投資者の保護に資するため、店頭売買有価証券の売買（協会員（認可協会の会員をいう。以下この節において同じ。）が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。同項において同じ。）のための市場（以下「店頭売買有価証券市場」という。）を開設することができる。
art-67/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67/par-2
An authorized association may operate a market in which over-the-counter traded securities are traded (but only if the association members (meaning the members of an authorized association; hereinafter the same applies in this Section) conduct the transactions on their own accounts, and if association members provide intermediation, brokerage, or agency; the same applies in Article 67-11, paragraph (1)) (hereinafter referred to as an "over-the-counter securities market"), in order to facilitate the distribution of securities (limited to securities not listed on a financial instruments exchange; the same applies in Article 67-11, paragraph (1)), to ensure fairness in purchase and sales and other transactions of securities, and to contribute to the protection of investors.
machine translation, not official
**第三項** 認可協会は、定款の定めるところにより、その開設する店頭売買有価証券市場ごとに、協会員が特定投資家等及び非居住者以外の者（当該有価証券の発行者その他の内閣府令で定める者を除く。）の委託を受けて行う有価証券の買付け（第六十七条の十二第五号において「一般投資家等買付け」という。）を禁止することができる。
art-67/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67/par-3
For each over-the-counter securities market an authorized association operates, it may prohibit association members from making a purchase of securities as requested by a person other than a professional investor, etc. and a non-resident (excluding the issuer of the securities or any other person specified by Cabinet Office Order) (such a purchase is referred to as a "purchase for a general investor" in Article 67-12, item (v)), as prescribed in its articles of incorporation.
machine translation, not official
**第四項** 認可協会は、法人とする。
art-67/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67/par-4
An authorized association is to be a corporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 認可協会でない者は、その名称中に、認可金融商品取引業協会であると誤認されるおそれのある文字を用いてはならない。
art-67/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67/par-5
A person that is not an authorized association must not use a word in its name which could give rise to the misconception that it is an authorized financial instruments firms association.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の二（設立の認可） — (Authorization for Incorporation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2
**第一項** 認可協会は、金融商品取引業者でなければ、これを設立することができない。
art-67-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-1
An authorized association may be incorporated only by a financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者は、認可協会を設立しようとするときは、内閣総理大臣の認可を受けなければならない。
art-67-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-2
A financial instruments business operator must obtain the authorization of the Prime Minister if it seeks to incorporate as an authorized association.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 次の各号に掲げる者は、当該各号に定める業務を行う範囲において、前二項、第六十八条第一項及び第二項、第七十八条第一項、第七十九条の七第一項並びに第七十九条の十一の規定の適用については、金融商品取引業者とみなす。
art-67-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-3
A person set forth in each of the following items is deemed to be a financial instruments business operator in applying the provisions of the preceding two paragraphs; Article 68, paragraphs (1) and (2); Article 78, paragraph (1); Article 79-7, paragraph (1); and Article 79-11, within the scope of performing the services specified in each of those items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 登録金融機関 登録金融機関業務
art-67-2/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-3/item-1
a registered financial institution:the services of a registered financial institution; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業又は登録金融機関業務に類するものとして内閣府令で定める業務を行う者 当該業務
art-67-2/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-3/item-2
a person that performs the services specified by Cabinet Office Order as being similar to the financial instruments business or services of a registered financial institution:those services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の三（認可申請書の提出） — (Submission of Written Application for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3
**第一項** 前条第二項の認可を受けようとする者は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
art-67-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1
A person seeking the authorization referred to in paragraph (2) of the preceding Article must submit a written application for authorization to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 名称
art-67-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1/item-1
its name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 事務所の所在の場所
art-67-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1/item-2
the location of its office; and
machine translation, not official
**三** 役員の氏名及び協会員の名称
art-67-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1/item-3
the names of its officers and names of its association members.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の認可申請書には、定款その他の規則その他内閣府令で定める書類を添付しなければならない。
art-67-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-2
The articles of incorporation and other rules as well as other documents specified by Cabinet Office Order must be attached to the written application for authorization referred to in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の四（認可申請書の審査） — (Examination of Applications for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4
**第一項** 内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
art-67-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-1
When an application for authorization under paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 定款その他の規則の規定が法令に適合し、かつ、有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業を健全に発展させるとともに、投資者を保護するために十分であること。
art-67-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-1/item-1
the provisions of the articles of incorporation and other rules conform to laws and regulations, and are sufficient for ensuring fair and smooth purchase and sales and other transactions of securities and for ensuring fair and smooth derivatives transactions, etc., as well as contributing to the sound development of the financial instruments business and the protection of investors; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該申請に係る認可協会がこの法律の規定に適合するように組織されるものであること。
art-67-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-1/item-2
the authorized association to which the application pertains will be organized in a manner that conforms to the provisions of this Act.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めるときは、次の各号のいずれかに該当する場合を除いて、設立の認可をしなければならない。
art-67-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2
If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application for authorization conforms to the criteria in that paragraph, the Prime Minister must authorize incorporation, except in a case that falls under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 認可申請者がこの法律の規定により罰金の刑に処せられ、その刑の執行を終わつた後又は執行を受けることがないこととなつた日から五年を経過するまでの者であるとき。
art-67-4/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2/item-1
the applicant for authorization is a person that has been sentenced to a fine pursuant to the provisions of this Act, and for whom five years have not passed since the day on which the person finished serving that sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 役員のうちに次のいずれかに該当する者があるとき。
art-67-4/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2/item-2
the applicant has a person falling under any of the following persons as an officer:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 心身の故障のため職務を適正に執行することができない者として内閣府令で定める者
art-67-4/par-2/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2/item-2/sub-1
a person specified by Cabinet Office Order as being unable to properly perform their duties due to a mental or physical disorder; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第二十九条の四第一項第二号ロからリまでのいずれかに該当する者
art-67-4/par-2/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2/item-2/sub-2
a person falling under any of the provisions of Article 29-4, paragraph (1), item (ii), (b) through (i);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 認可申請書又はその添付書類のうちに重要な事項について虚偽の記載があるとき。
art-67-4/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2/item-3
the written application for authorization or a document attached to it contains a false statement regarding a material particular.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の五（認可申請者の審問及び通知） — (Hearing and Notification of an Applicant for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-5
**第一項** 内閣総理大臣は、第六十七条の三第一項の規定による認可の申請があつた場合において、その認可をすることが適当でないと認めるときは、認可申請者に通知して、当該職員をして審問を行わせなければならない。
art-67-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-5/par-1
If an application for authorization under Article 67-3, paragraph (1) is filed and the Prime Minister finds it inappropriate to grant that authorization, the Prime Minister must notify the applicant for authorization to that effect and have the relevant official conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第六十七条の二第二項の規定による認可をすることとし、又はしないこととした場合においては、遅滞なくその旨を書面により認可申請者に通知しなければならない。
art-67-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-5/par-2
Upon deciding to grant or to refuse to grant the authorization under Article 67-2, paragraph (2), the Prime Minister must notify the applicant for authorization of this in writing without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の六（認可の取消し） — (Rescission of Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-6
**第一項** 内閣総理大臣は、認可協会がその設立の認可を受けた当時既に第六十七条の四第二項各号のいずれかに該当していたことが判明したときは、その認可を取り消すことができる。
art-67-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-6/par-1
If an authorized association is discovered to have fallen under any of the categories in the items of Article 67-4, paragraph (2) at the time it obtained its authorization for incorporation, the Prime Minister may rescind its authorization.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の七（営利追求の禁止） — (Prohibition of Profit-Seeking)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-7
**第一項** 認可協会は、営利の目的をもつて業務を行つてはならない。
art-67-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-7/par-1
An authorized association must not engage in any business for profit.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の八（定款の必要的記載事項） — (Particulars Required to Be Included in the Articles of Incorporation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8
**第一項** 認可協会の定款には、次に掲げる事項（第十三号に掲げる事項にあつては、店頭売買有価証券市場を開設する認可協会に限る。）を記載しなければならない。
art-67-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1
The articles of incorporation of an authorized association must include the following particulars (limited to an authorized association that operates an over-the-counter securities market, with regard to the particulars set forth in item (xiii)):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 目的
art-67-8/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-1
the purpose of the authorized association;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 名称
art-67-8/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-2
its name;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 事務所の所在地
art-67-8/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-3
the location of its offices;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 協会員に関する事項
art-67-8/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-4
the particulars of its association members;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 総会に関する事項
art-67-8/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-5
the particulars of its general meetings;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 役員に関する事項
art-67-8/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-6
the particulars of its officers;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 理事会その他の会議に関する事項
art-67-8/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-7
the particulars of its board meetings and other meetings;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 業務の執行に関する事項
art-67-8/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-8
the particulars of its execution of business operations;
Ministry of Justice translation — Japanese Law Translation Database System
**九** 協会員の役員及び使用人並びに金融商品仲介業者（協会員を所属金融商品取引業者等とする金融商品仲介業者に限る。以下この節において同じ。）並びにその役員及び使用人の資質の向上に関する事項
art-67-8/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-9
the particulars of its improvement in the quality of officers and employees of the association members, and qualities of financial instruments intermediary service providers (limited to financial instruments intermediary service providers whose entrusting financial instruments business operators, etc. are association members; hereinafter the same applies in this Section) and their officers and employees;
Ministry of Justice translation — Japanese Law Translation Database System
**十** 規則の作成に関する事項
art-67-8/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-10
the particulars involved in the preparation of rules;
Ministry of Justice translation — Japanese Law Translation Database System
**十一** 協会員及び金融商品仲介業者の業務に対する投資者からの苦情及び紛争の解決に関する事項
art-67-8/par-1/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-11
the particulars involved in complaints from investors concerning the operations of the association members or financial instruments intermediary service providers, and dispute resolution;
Ministry of Justice translation — Japanese Law Translation Database System
**十二** 協会員及び金融商品仲介業者の有価証券の売買その他の取引の勧誘に関する事項
art-67-8/par-1/item-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-12
the particulars of purchase and sales and other transactions of securities solicited by association members or financial instruments intermediary service providers;
Ministry of Justice translation — Japanese Law Translation Database System
**十三** 店頭売買有価証券市場に関する事項
art-67-8/par-1/item-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-13
the particulars of its over-the-counter securities market;
Ministry of Justice translation — Japanese Law Translation Database System
**十四** 協会員及び金融商品仲介業者の法令、法令に基づく行政官庁の処分若しくは定款その他の規則又は取引の信義則の遵守の状況の調査に関する事項
art-67-8/par-1/item-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-14
the particulars of investigations into association members' and financial instruments intermediary service providers' compliance with laws and regulations, dispositions by government agencies which are based on laws and regulations, the articles of incorporation and other rules, and the principle of good faith in their transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**十五** 会費に関する事項
art-67-8/par-1/item-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-15
the particulars of membership fees;
Ministry of Justice translation — Japanese Law Translation Database System
**十六** 会計及び資産に関する事項
art-67-8/par-1/item-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-16
the particulars of its accounting and assets; and
Ministry of Justice translation — Japanese Law Translation Database System
**十七** 公告の方法
art-67-8/par-1/item-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-17
its method of public notice.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会は、定款を変更しようとするときは、内閣総理大臣の認可を受けなければならない。
art-67-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-2
An authorized association must obtain the authorization of the Prime Minister if it seeks to change its articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 認可協会は、第六十七条の三第一項第二号又は第三号に掲げる事項について変更があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。認可協会の規則（定款及び店頭売買有価証券市場を開設する認可協会にあつては、第六十七条の十二の規則を除く。）の作成、変更又は廃止があつたときも、同様とする。
art-67-8/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-3
If a particular set forth in Article 67-3, paragraph (1), item (ii) or (iii) changes, the authorized association must notify the Prime Minister of this without delay. The same applies when the rules of an authorized association (excluding the articles of incorporation; and with regard to an authorized association that operates an over-the-counter securities market, excluding the rules set forth in Article 67-12) are prepared, if they change, or if they are discontinued.
machine translation, not official
### 第六十七条の九（代表者等の不法行為能力） — (Representatives' Capacity in Respect of Tortious Acts)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-9
**第一項** 認可協会は、会長又は理事がその職務を行うことについて他人に加えた損害を賠償する責任を負う。
art-67-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-9/par-1
An authorized association is liable for the damages that its president or board members cause another person in the performance of their duties.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十（認可協会の住所） — (Address of an Authorized Association)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-10
**第一項** 認可協会の住所は、その主たる事務所の所在地にあるものとする。
art-67-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-10/par-1
The address of an authorized association is the address at which its principal office is located.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十一（店頭売買有価証券登録原簿への登録） — (Registration in the Over-the-Counter Traded Securities Register)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11
**第一項** 店頭売買有価証券市場を開設する認可協会は、当該店頭売買有価証券市場において売買を行わせようとする有価証券の種類及び銘柄を当該認可協会に備える店頭売買有価証券登録原簿に登録しなければならない。
art-67-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
An authorized association that operates an over-the-counter securities market must register the class and issues of securities to be sold and purchased on that over-the-counter securities market in an over-the-counter traded securities register that is kept at the authorized association.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の認可協会は、店頭売買有価証券登録原簿の写しを、内閣府令で定めるところにより、その事務所に備え置き、公衆の縦覧に供しなければならない。
art-67-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-2
The authorized association set forth in the preceding paragraph must keep a copy of the over-the-counter traded securities register at its office and make the copy available for public inspection, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十二（規則の認可） — (Authorization for Regulations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12
**第一項** 認可協会は、店頭売買有価証券市場を開設しようとするときは、その規則において前条第一項の規定による登録及び店頭売買有価証券に関し、次に掲げる事項を定め、内閣総理大臣の認可を受けなければならない。当該規則を変更し、又は廃止しようとするときも、同様とする。
art-67-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1
If an authorized association seeks to establish an over-the-counter securities market, it must provide for the following matters in its rules, in connection with the registration under paragraph (1) of the preceding Article and over-the-counter traded securities, and obtain the authorization of the Prime Minister. The same applies if the authorized association seeks to change or discontinue those rules:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 登録及びその取消しの基準及び方法
art-67-12/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-1
the criteria and process for registration, and for rescission of registrations;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 売買価格の報告及び発表に関する事項
art-67-12/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-2
the particulars involved in the reporting and announcement of trading prices;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 売買その他の取引の契約の締結の方法
art-67-12/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-3
the process for concluding a contract for a purchase and sale or other transaction;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 受渡しその他の決済方法
art-67-12/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-4
delivery and other means of settlement;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 第六十七条第三項の規定により一般投資家等買付けを禁止する場合にあつては、前各号に掲げるもののほか、次に掲げる事項
art-67-12/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-5
if the authorized association prohibits purchases for general investors pursuant to the provisions of Article 67, paragraph (3), the following matters, in addition to those set forth in the preceding items:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 店頭売買有価証券市場における協会員の有価証券の売買の受託の制限に関する事項
art-67-12/par-1/item-5/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-5/sub-1
the particulars of limitations imposed on association members' acceptance of requests to entrust them with the purchase and sale of securities on the over-the-counter securities market; and
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 当該店頭売買有価証券市場において売買が行われる特定投資家等向け有価証券（以下この号において「店頭売買特定投資家等向け有価証券」という。）の発行者が提供又は公表をすべき特定証券情報及び発行者情報の内容、提供又は公表の方法及び時期その他店頭売買特定投資家等向け有価証券に係る情報の提供又は公表に関し必要な事項
art-67-12/par-1/item-5/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-5/sub-2
the content and the means of provision or timing for the disclosure of the specified information on securities and information on the issuer that the issuer of securities for professional investors, etc. that are traded on that over-the-counter securities market (hereinafter referred to as "over-the-counter traded securities for professional investors, etc." in this item) is required to provide or disclose, and necessary particulars otherwise relevant to the provision or disclosure of information on over-the-counter traded securities for professional investors, etc.;
machine translation, not official
**六** 前各号に掲げる事項のほか、店頭売買有価証券の売買その他の取引に関し必要な事項
art-67-12/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-6
necessary particulars relevant to purchase and sales and other transactions of over-the-counter traded securities, other than the particulars set forth in the preceding items.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十三（登録等の届出） — (Notification of Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-13
**第一項** 認可協会は、第六十七条の十一第一項の規定による登録又はその取消しを行おうとするときは、その旨を内閣総理大臣に届け出なければならない。
art-67-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-13/par-1
If an authorized association seeks to make a registration under Article 67-11, paragraph (1) or to rescind such registration, it must notify the Prime Minister of this.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十四（株券等の登録命令） — (Order to Register Share Certificates)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-14
**第一項** 内閣総理大臣は、認可協会が登録する店頭売買有価証券（株券又は第二条第一項第二十号に掲げる証券若しくは証書のうち株券に係る権利を表示するもの（以下この条及び第百二十五条において「株券等」という。）に限る。）の発行者が発行者である株券等で当該認可協会が第六十七条の十一第一項の規定による登録をしていないものを、当該認可協会が同項の規定により登録することが公益又は投資者保護のため必要かつ適当であると認めるときは、当該認可協会に対し、その株券等を同項の規定により登録すべきことを命ずることができる。
art-67-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-14/par-1
If the issuer of over-the-counter traded securities that an authorized association registers (limited to share certificates or the instruments or certificates set forth in Article 2, paragraph (1), item (xx) that indicate a right connected with share certificates (hereinafter referred to as "share certificates, etc." in this Article and in Article 125)) issues share certificates, etc. that the authorized association has not registered pursuant to the provisions of Article 67-11, paragraph (1), and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors for the authorized association to register those share certificates, etc. pursuant to that paragraph, the Prime Minister may order the authorized association to register those share certificates, etc. pursuant to the provisions of that paragraph.
machine translation, not official
### 第六十七条の十五（登録取消し等の命令） — (Order to Rescind a Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-15
**第一項** 内閣総理大臣は、認可協会が第六十七条の十二第一号に係る同条に規定する規則に違反して第六十七条の十一第一項の規定による有価証券の登録又はその取消しを行おうとする場合又は行つた場合には、当該認可協会に対し、当該登録を行つた有価証券の登録の取消し又は当該登録の取消しを行つた有価証券の再登録その他当該違反を是正するために必要な措置をとることを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-67-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-15/par-1
If an authorized association violates the rules provided for in Article 67-12 as they pertain to item (i) of that Article in seeking to make or having made a registration of securities under the provisions of Article 67-11, paragraph (1), or in seeking to rescind or having rescinded such a registration, the Prime Minister may order the authorized association to rescind the registration of those securities or to re-register securities whose registration has been rescinded, or to otherwise take the necessary measures to rectify the violation. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定による処分に係る聴聞において行政手続法第十五条第一項の通知があつた場合における同法第三章第二節の規定の適用については、当該有価証券の発行者は、同項の通知を受けた者とみなす。
art-67-15/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-15/par-2
With regard to the application of the provisions of Chapter III, Section 2 of the Administrative Procedure Act if the notice referred to in Article 15, paragraph (1) of that Act is given at the hearing for a disposition under the provisions of the preceding paragraph, the issuer of the relevant securities is deemed to be the person that receives the notice referred to in Article 15, paragraph (1) of that Act.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十六（売買の停止等の届出） — (Notification of Suspension of Purchase and Sales)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-16
**第一項** 認可協会は、その登録する店頭売買有価証券について、店頭売買有価証券市場におけるその売買を停止し、又は停止を解除したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-67-16/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-16/par-1
If an authorized association suspends or cancels the suspension of purchase and sales on the over-the-counter securities market of over-the-counter traded securities that it has registered, it must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十七（売買停止命令等） — (Order to Suspend Purchase and Sales)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-17
**第一項** 内閣総理大臣は、店頭売買有価証券の発行者が、この法律、この法律に基づく命令又は当該店頭売買有価証券を登録する認可協会の規則に違反した場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該認可協会に対し、その開設する店頭売買有価証券市場における当該店頭売買有価証券の売買を停止し、又は登録を取り消すことを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-67-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-17/par-1
If an issuer of over-the-counter traded securities violates this Act, an order given based on this Act, or the rules of the authorized association that has registered the relevant over-the-counter traded securities, and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the authorized association to suspend purchase and sales of, or to rescind the registration of, the over-the-counter traded securities on the over-the-counter securities market that it operates. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定による処分に係る聴聞において行政手続法第十五条第一項の通知があつた場合における同法第三章第二節の規定の適用については、前項の発行者は、同項の通知を受けた者とみなす。
art-67-17/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-17/par-2
With regard to the application of the provisions of Chapter III, Section 2 of the Administrative Procedure Act if the notice referred to in Article 15, paragraph (1) of that Act is given at the hearing for a disposition under the provisions of the preceding paragraph, the issuer referred to in the preceding paragraph is deemed to be the person that receives the notice referred to in Article 15, paragraph (1) of that Act.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十八（認可協会への報告） — (Reporting to an Authorized Association)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18
**第一項** 協会員（第一号から第三号までに掲げる場合にあつては、店頭売買有価証券市場を開設する認可協会の協会員に限る。）は、次の各号に掲げる場合において当該各号に定める事項を、内閣府令で定めるところにより、その所属する認可協会に報告しなければならない。
art-67-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1
In a case set forth in any of the following items, an association member (in a case set forth in items (i) through (iii), this is limited to the association member of an Authorized Association that operates an over-the-counter securities market) must report the particulars specified in that item to the authorized association to which it belongs, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 自己の計算において行う店頭売買有価証券の売買又は媒介、取次ぎ若しくは代理を行う店頭売買有価証券の売買が成立した場合 当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
art-67-18/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-1
if a purchase and sale of over-the-counter traded securities is made on the association member's own account, or a purchase and sale of over-the-counter traded securities is made and the association member provides intermediation, brokerage, or agency for it:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the securities subject to the purchase and sale;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 自己の計算において店頭売買有価証券の売付け又は買付けの申込みをした場合 当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項
art-67-18/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-2
if the association member makes an offer to sell or purchase over-the-counter traded securities on its own account:the class, issue, price, and other particulars specified by Cabinet Office Order, with regard to the securities subject to the offer to sell or purchase;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 店頭売買有価証券の売買の受託等をした場合 当該受託等に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
art-67-18/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-3
if the association member is entrusted, etc. with the purchase and sale of over-the-counter traded securities:the class, issues, price, volume, and other particulars specified by Cabinet Office Order, with regard to the securities subject to the entrustment, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 自己の計算において行う取扱有価証券（当該認可協会がその規則において、売買その他の取引の勧誘を行うことを禁じていない株券、新株予約権付社債券その他内閣府令で定める有価証券（金融商品取引所に上場されている有価証券、店頭売買有価証券及び当該規則において流通性が制限されていると認められる有価証券として内閣総理大臣が定めるものを除く。）をいう。以下同じ。）の売買又は媒介、取次ぎ若しくは代理を行う取扱有価証券の売買が成立した場合 当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
art-67-18/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-4
if a purchase and sale of tradable securities (meaning share certificates, corporate bond certificates with share options, or any other securities specified by Cabinet Office Order, with regard to which the authorized association does not prohibit solicitation for purchase and sales and other transactions in its rules (excluding securities listed on a financial instruments exchange, over-the-counter traded securities, and those specified by the Prime Minister as securities of which transferability is found to be restricted under the relevant rules); the same applies hereinafter) is made on the association member's own account, or a purchase and sale of tradable securities is made and the association member provides intermediation, brokerage, or agency for it:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the securities subject to the purchase and sale;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 自己の計算において取扱有価証券の売付け又は買付けの申込みをした場合 当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項
art-67-18/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-5
if the association member makes an offer to sell or purchase tradable securities on its own account:the class, issue, price, and other particulars specified by Cabinet Office Order, with regard to the securities subject to the offer to sell or purchase;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 取扱有価証券の売買の受託等をした場合 当該受託等に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項
art-67-18/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-6
if the association member is entrusted, etc. with the purchase and sale of tradable securities:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the securities subject to the entrustment, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 自己の計算において行う上場株券等（金融商品取引所に上場されている株券、新株予約権付社債券その他の有価証券で内閣府令で定めるものをいう。以下この条から第七十八条の五までにおいて同じ。）の取引所金融商品市場外での売買又は媒介、取次ぎ若しくは代理を行う上場株券等の取引所金融商品市場外での売買が成立した場合 当該売買に係る上場株券等の種類、銘柄、価格、数量その他内閣府令で定める事項
art-67-18/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-7
if a purchase and sale of listed share certificates, etc. (meaning share certificates, corporate bond certificates with share options, or any other securities specified by Cabinet Office Order, which are listed on a financial instruments exchange; hereinafter the same applies in this Article to Article 78-5) is made outside of a financial instruments exchange market and on the association member's own account; or a purchase and sale of listed share certificates, etc. is made outside of a financial instruments exchange market, and the association member provides intermediation, brokerage, or agency for it:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the listed share certificates, etc. subject to the purchase and sale; or
Ministry of Justice translation — Japanese Law Translation Database System
**八** 同時に多数の者に対し、取引所金融商品市場外での上場株券等の売付け又は買付けの申込みをした場合その他の内閣府令で定める場合 当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項
art-67-18/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-8
if the association member makes an offer to sell or purchase listed share certificates, etc. to a large number of persons simultaneously outside of a financial instruments exchange market, or in any other case specified by Cabinet Office Order:the class, issue, price, and other particulars specified by Cabinet Office Order, with regard to the securities subject to the offer to sell or purchase.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の十九（売買高、価格等の通知等） — (Notice of Trading Volume, Price, and Other Particulars)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-19
**第一項** 認可協会は、前条の規定による報告に基づき、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買（協会員が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。）について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその協会員に通知し、公表しなければならない。
art-67-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-19/par-1
Pursuant to the provisions of Cabinet Office Order and based on the reports under the provisions of the preceding Article, an authorized association must notify its association members of, and disclose to the public, the daily trading volume and the highest price, lowest price, closing price, and other particulars, for each day and for each issue, in respect of purchase and sales of over-the-counter traded securities, purchase and sales of tradable securities, and purchase and sales of listed share certificates, etc. outside a financial instruments exchange market, on the over-the-counter securities market that it operates (limited to those which the association members make on their own accounts and those for which the association members provide intermediation, brokerage, or agency; hereinafter the same applies in the following Article).
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十七条の二十（売買高、価格等の報告） — (Reporting of Trading Volume, Price, and Other Particulars)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-67-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-20
**第一項** 認可協会は、内閣府令で定めるところにより、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買に関する銘柄別の毎日の売買高、最高、最低及び最終の価格その他の事項を内閣総理大臣に報告しなければならない。
art-67-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-20/par-1
Pursuant to the provisions of Cabinet Office Order, an authorized association must report the daily trading volume and the highest price, lowest price, closing price, and other particulars, for each day and for each issue, in respect of purchase and sales of over-the-counter traded securities, purchase and sales of tradable securities, and purchase and sales of listed share certificates, etc. outside of a financial instruments exchange market, on the over-the-counter securities market that it operates, to the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二款 協会員 — Subsection 2 Association Members
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-1/subsec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#ch-4/sec-1/subsec-2
### 第六十八条（協会員の資格及び認可協会への加入の制限） — (Eligibility for Association Membership and Restrictions on Joining an Authorized Association)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-68 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68
**第一項** 認可協会の協会員は、金融商品取引業者に限る。
art-68/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-1
Membership in an authorized association is limited to financial instruments business operators.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会は、その定款において、第五項に定める場合を除くほか、金融商品取引業者は何人も協会員として加入することができる旨を定めなければならない。ただし、金融商品取引業者の地理的条件又は業務の種類に関する事由により、協会員の加入を制限する場合は、この限りではない。
art-68/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-2
Except in a case set forth in paragraph (5), an authorized association must stipulate in its articles of incorporation that any financial instruments business operator may join as an association member; provided, however, that this does not apply if membership is restricted by reason of a condition as to the geographic location or business type of the financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 認可協会は、その定款において、詐欺行為、相場を操縦する行為又は不当な手数料若しくは費用の徴収その他協会員及び金融商品仲介業者の不当な利得行為を防止して、取引の信義則を助長することに努める旨を定めなければならない。
art-68/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-3
An authorized association must stipulate in its articles of incorporation that it will endeavor to prevent fraudulent acts, market manipulation, the collection of unreasonable fees and costs, and profiteering by association members and financial instruments intermediary service providers, as well as to promote the principle of good faith in their transactions.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 認可協会は、その定款において、協会員に、法令及び認可協会の定款その他の規則を遵守するための当該協会員及び当該協会員を所属金融商品取引業者等とする金融商品仲介業者の社内規則及び管理体制を整備させることにより、法令又は認可協会の定款その他の規則に違反する行為を防止して、投資者の信頼を確保することに努める旨を定めなければならない。
art-68/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-4
An authorized association must stipulate in its articles of incorporation that it will endeavor to prevent acts that are in violation of laws and regulations or the authorized association's articles of incorporation and other rules, and to ensure confidence of investors, by having internal rules and control systems established so that its association members and the financial instruments intermediary service providers that have those association members as entrusting financial instruments business operators, etc. comply with laws and regulations and with the authorized association's articles of incorporation and other rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 認可協会は、その定款において、法令、法令に基づく行政官庁の処分若しくは認可協会若しくは金融商品取引所の定款その他の規則に違反し、又は取引の信義則に背反する行為をして、有価証券の売買その他の取引若しくはデリバティブ取引等の停止を命ぜられ、又は認可協会若しくは金融商品取引所から除名若しくは取引資格の取消しの処分を受けたことのある者については、その者が協会員として加入することを拒否することができる旨を定めることができる。
art-68/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-5
An authorized association may stipulate in its articles of incorporation that it may refuse admission as an association member if an applicant has been ordered to suspend purchase and sales and other transactions of securities or to suspend derivatives transactions, etc.; or has been expelled from the membership of, or had its trading license rescinded by, an authorized association or a financial instruments exchange, on account of having violated a law or regulation, a disposition by a government agency which is based on a law or regulation, or the articles of incorporation or other rules of the authorized association or financial instrument exchange, or on account of having engaged in an act that is contrary to the principle of good faith in transactions.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 認可協会は、協会員の名簿を公衆の縦覧に供しなければならない。
art-68/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-6
An authorized association must make a list of association members available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十八条の二（協会員に対する処分等） — (Dispositions against Association Members)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-68-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68-2
**第一項** 認可協会は、その定款において、協会員又は当該協会員を所属金融商品取引業者等とする金融商品仲介業者が、法令、法令に基づく行政官庁の処分若しくは当該認可協会の定款その他の規則に違反し、又は取引の信義則に背反した場合に、当該協会員に対し、過怠金を課し、定款の定める協会員の権利の停止若しくは制限を命じ、又は除名する旨を定めなければならない。
art-68-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68-2/par-1
An authorized association must stipulate in its articles of incorporation that, if an association member or a financial instruments intermediary service provider whose entrusting financial instruments business operator, etc. is an association member violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or the authorized association's articles of incorporation or other rules, or if it violates the principle of good faith in transactions, the authorized association will impose an administrative monetary penalty on the association member, order the suspension or restriction of its rights as an association member as provided in the articles of incorporation, or expel it from the authorized association.
Ministry of Justice translation — Japanese Law Translation Database System
## 第三款 管理 — Subsection 3 Management
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-1/subsec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#ch-4/sec-1/subsec-3
### 第六十九条（役員の選任及びその職務権限） — (Appointment of Officers and Their Official Authority)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-69 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-69
**第一項** 認可協会に、役員として、会長一人、理事二人以上及び監事二人以上を置く。
art-69/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-69/par-1
An authorized association has one president, two or more board members, and two or more inspectors as its officers.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 会長は、認可協会を代表し、その事務を総理する。
art-69/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-69/par-2
A president represents an authorized association and presides over its affairs.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 理事は、定款の定めるところにより、認可協会を代表し、会長を補佐して認可協会の事務を掌理し、会長に事故があるときはその職務を代理し、会長が欠員のときはその職務を行う。
art-69/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-69/par-3
A board member, pursuant to the provisions of the articles of incorporation, represents an authorized association, assists the president in administering the affairs of the authorized association, acts as a proxy in handling the duties of the president if the president is unable to attend to them, and performs the duties of the president if the position is vacant.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 監事は、認可協会の事務を監査する。
art-69/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-69/par-4
An inspector examines the affairs of an authorized association.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 役員が第六十七条の四第二項第二号イ又はロに該当することとなつたときは、その職を失う。
art-69/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-69/par-5
An officer loses the position of officer upon coming to fall under any of the cases in Article 67-4, paragraph (2), item (ii), (a) or (b).
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十条（役員の解任命令） — (Order to Dismiss an Officer)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-70 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-70
**第一項** 内閣総理大臣は、不正の手段により役員となつた者のあることを発見したとき、又は役員が法令、法令に基づく行政官庁の処分若しくは定款に違反したときは、認可協会に対し、当該役員の解任を命ずることができる。
art-70/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-70/par-1
If the Prime Minister discovers that a person has become the officer of an authorized association by wrongful means, or if the officer of an authorized association violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or the articles of incorporation, the Prime Minister may order the authorized association to dismiss that officer.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十一条（仮理事又は仮監事） — (Provisional Board Members and Provisional Inspectors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-71 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-71
**第一項** 内閣総理大臣は、理事又は監事の職務を行う者のない場合において、必要があると認めるときは、仮理事又は仮監事を選任することができる。
art-71/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-71/par-1
If there is no one to perform the duties of a board member or inspector and the Prime Minister finds it to be necessary, the Prime Minister may appoint a provisional board member or provisional inspector.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十二条（役職員の秘密保持義務等） — (Duty of Confidentiality of the Officers and Employees)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-72 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-72
**第一項** 認可協会の役員若しくは職員又はこれらの職にあつた者は、その職務に関して知り得た秘密を漏らし、又は盗用してはならない。
art-72/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-72/par-1
It is prohibited for the officer or employee of an authorized association, or for a person that has held any of these positions, to divulge or misappropriate any secret learned in the course of duty.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会の役員若しくは職員又はこれらの職にあつた者は、その職務に関して知り得た情報を、認可協会の業務の用に供する目的以外に利用してはならない。
art-72/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-72/par-2
It is prohibited for the officer or employee of an authorized association, or for a person that has held any of these positions, to use information learned in the course of duty for a purpose other than the business uses of the authorized association for which the information is provided.
Ministry of Justice translation — Japanese Law Translation Database System
## 第四款 監督 — Subsection 4 Supervision
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-1/subsec-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#ch-4/sec-1/subsec-4
### 第七十三条（定款、業務規程等の変更命令） — (Order to Change the Articles of Incorporation, Operational Rules, or Other Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-73 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-73
**第一項** 内閣総理大臣は、認可協会の定款その他の規則若しくは取引の慣行又は業務の運営若しくは財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該認可協会に対し、定款その他の規則又は取引の慣行の変更その他監督上必要な措置をとることを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-73/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-73/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors in connection with an authorized association's articles of incorporation or other rules, its trade practices, or its business operations or the state of its assets, the Prime Minister may, to the extent necessary, order the authorized association to change its articles of incorporation or other rules, to change its trade practices, or otherwise take measures that are necessary from a supervisory perspective. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十四条（法令違反等による認可の取消し、業務の停止、役員の解任等） — (Rescission of Authorization, Suspension of Business, and Dismissal of Officers, Due to Violation of Laws and Regulations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-74 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74
**第一項** 内閣総理大臣は、認可協会が法令、法令に基づく行政官庁の処分若しくは当該認可協会の定款その他の規則（以下この条において「法令等」という。）に違反した場合又は協会員、金融商品仲介業者若しくは店頭売買有価証券若しくは取扱有価証券の発行者が法令等に違反し、若しくは定款その他の規則に定める取引の信義則に背反する行為をしたにもかかわらず、これらの者に対し法令等若しくは当該取引の信義則を遵守させるために認可協会がこの法律、この法律に基づく命令若しくは定款その他の規則により認められた権能を行使せずその他必要な措置をすることを怠つた場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、その設立の認可を取り消し、一年以内の期間を定めてその業務の全部若しくは一部の停止を命じ、その業務の方法の変更若しくはその業務の一部の禁止を命じ、その役員の解任を命じ、又は定款その他の規則に定める必要な措置をすることを命ずることができる。
art-74/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74/par-1
If an authorized association violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or its articles of incorporation or other rules (hereinafter referred to as a "law or regulation, etc." in this Article); or, even though an association member, a financial instruments intermediary service provider, or an issuer of over-the-counter traded securities or tradable securities has violated a law or regulation, etc. or engaged in an act that is contrary to the principle of good faith in transactions as specified in the articles of incorporation or other rules, the authorized association fails to exercise the powers accorded it under this Act, an order based on this Act, or its articles of incorporation or other rules, or to take other necessary measures to cause the person to observe laws and regulations, etc. or the principle of good faith in transactions; and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may rescind its authorization for incorporation, order the suspension of all or part of the business during a fixed period of no longer than one year, order a change to its business methods, issue an order prohibiting performance of part of its business, order the dismissal of its officers, or order it to take any necessary measures that are specified in the articles of incorporation or other rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により業務の全部若しくは一部の停止、業務の方法の変更若しくは業務の一部の禁止を命じ、又は定款その他の規則に定める必要な措置をすることを命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-74/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74/par-2
Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the suspension of all or part of the business, to order a change of business methods, to issue an order prohibiting performance of part of the business, or to issue an order to take any necessary measures that are specified in the articles of incorporation or other rules pursuant to the provisions of the preceding paragraph, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十五条（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-75 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-75
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、認可協会、店頭売買有価証券若しくは取扱有価証券の発行者又は当該認可協会から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該認可協会の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該認可協会若しくは当該認可協会から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該認可協会から業務の委託を受けた者にあつては、当該認可協会の業務又は財産に関し必要なものに限る。）をさせることができる。
art-75/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-75/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order an authorized association, an issuer of over-the-counter traded securities or tradable securities, or the person that an authorized association has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article), to submit reports or materials that should serve as a reference with regard to the business or assets of the authorized association, and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of an authorized association or the person that an authorized association has entrusted with its business (but may only have the relevant officials inspect the person that an authorized association has entrusted with its business as is necessary in connection with the business or assets of the authorized association).
machine translation, not official
### 第七十六条（内閣総理大臣への提出書類） — (Documents to Be Submitted to the Prime Minister)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-76 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-76
**第一項** 認可協会は、毎事業年度の開始の日から三月以内に、次に掲げる書類を内閣総理大臣に提出しなければならない。
art-76/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-76/par-1
An authorized association must submit the following documents to the Prime Minister within three months from the day on which each business year begins:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前事業年度の事業概況報告書及び当該事業年度の事業計画書
art-76/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-76/par-1/item-1
the business summary report for the previous business year and the business plan for the current business year;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 前事業年度末における財産目録
art-76/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-76/par-1/item-2
the inventory of property as of the end of the previous business year; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前事業年度の収支決算書及び当該事業年度の収支予算書
art-76/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-76/par-1/item-3
the statement of accounts for the previous business year and the budget statements for the current business year.
Ministry of Justice translation — Japanese Law Translation Database System
## 第五款 雑則 — Subsection 5 Miscellaneous Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-1/subsec-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#ch-4/sec-1/subsec-5
### 第七十七条（投資者からの苦情に対する対応等） — (Responding to Complaints from Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-77 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77
**第一項** 認可協会は、投資者から協会員又は金融商品仲介業者の行う業務に関する苦情について解決の申出があつたときは、その相談に応じ、申出人に必要な助言をし、その苦情に係る事情を調査するとともに、当該協会員又は金融商品仲介業者に対し、その苦情の内容を通知してその迅速な処理を求めなければならない。
art-77/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-1
If an investor files for the resolution of a complaint involving business carried out by an association member or a financial instruments intermediary service provider, in addition to providing the claimant with the necessary advice and investigating the circumstances to which the complaint pertains based on its consultation with the claimant, the authorized association must notify the association member or financial instruments intermediary service provider of the substance and content of the complaint and request that it process the complaint expeditiously.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会は、前項の申出に係る苦情の解決について必要があると認めるときは、当該協会員又は金融商品仲介業者に対し、文書若しくは口頭による説明を求め、又は資料の提出を求めることができる。
art-77/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-2
If an authorized association finds that it is necessary in connection with the resolution of a complaint under a filing referred to in the preceding paragraph, it may request the relevant association member or financial instruments intermediary service provider to provide a written or oral explanation or submit materials.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 協会員又は金融商品仲介業者は、認可協会から前項の規定による求めがあつたときは、正当な理由がないのに、これを拒んではならない。
art-77/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-3
If an association member or financial instruments intermediary service provider has had a request under the preceding paragraph from an authorized association, it must not refuse this request without just cause for doing so.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 認可協会は、第一項の申出、当該苦情に係る事情及びその解決の結果について協会員又は金融商品仲介業者に周知させなければならない。
art-77/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-4
An authorized association must fully inform its association members and financial instruments intermediary service providers about any filing as referred to in paragraph (1), the circumstances to which the complaint pertains, and the outcome of its resolution.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第一項の規定は、認可協会が第百五十六条の三十九第一項の規定による指定を受けている場合において、第一項の申出が当該指定に係る紛争解決等業務の種別（第百五十六条の三十八第十三項に規定する紛争解決等業務の種別をいう。次条第九項（第七十九条の十三において準用する場合を含む。）において同じ。）に関する苦情に係るものであるときは、適用しない。
art-77/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-5
The provisions of paragraph (1) do not apply if an authorized association has obtained a designation under Article 156-39, paragraph (1) and the filing referred to in paragraph (1) is for a complaint in the category of dispute resolution services (meaning a category of dispute resolution services as prescribed in Article 156-38, paragraph (13); the same applies in paragraph (9) of the following Article (including as applied mutatis mutandis pursuant to Article 79-13) to which that designation pertains).
machine translation, not official
### 第七十七条の二（認可協会によるあつせん） — (Mediation by Authorized Associations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-77-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2
**第一項** 協会員又は金融商品仲介業者の行う有価証券の売買その他の取引又はデリバティブ取引等につき争いがある場合においては、当事者は、その争いの解決を図るため、認可協会に申し立て、あつせんを求めることができる。
art-77-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
If there is a dispute about a purchase and sale or other transaction of securities or about a derivatives transaction, etc. conducted by an association member or a financial instruments intermediary service provider, any of the parties to the transaction may file for mediation with an authorized association, for the purpose of attempting to resolve that dispute.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会は、前項の規定による申立てを受けたときは、学識経験を有する者であつてその申立てに係る争い（以下この条において「事件」という。）の当事者と特別の利害関係のない者をあつせん委員として選任し、当該あつせん委員によるあつせんに付するものとする。ただし、あつせん委員は、事件がその性質上あつせんを行うのに適当でないと認めるとき、又は当事者が不当な目的でみだりにあつせんの申立てをしたと認めるときは、あつせんを行わないものとする。
art-77-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-2
If an authorized association receives a filing under the preceding paragraph, it must appoint a mediator that has the relevant knowledge and experience and that has no special interest in the parties to the dispute subject to that filing (hereinafter referred to as the "case" in this Article), and must refer the case to mediation by that mediator; provided, however, that a mediator must not mediate if the mediator finds that the case is not suited for mediation due to its nature, or that the party has filed for mediation for unjust purposes and without due cause.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** あつせん委員は、当事者若しくは参考人から意見を聴取し、若しくは報告書の提出を求め、又は当事者から参考となるべき帳簿書類その他の物件の提出を求め、適当と認めたときは、事件の解決に必要なあつせん案を作成し、その受諾を勧告することができる。
art-77-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-3
A mediator may hear the opinions of the parties and witnesses, request them to submit reports, and request the parties to submit books, documents, and any other articles that should serve as reference; and may prepare the mediation proposal that is needed to resolve the case and recommend that the parties accept it, as the mediator finds appropriate.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 前三項の場合において、金融商品仲介業者が当事者であるときは、その所属金融商品取引業者等も当事者とみなす。
art-77-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-4
In the cases referred to in the preceding three paragraphs, if a financial instruments intermediary service provider is a party, its entrusting financial instruments business operator, etc. is also deemed to be a party.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 協会員又は金融商品仲介業者は、第三項の規定による求めがあつたときは、正当な理由がないのに、これを拒んではならない。
art-77-2/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-5
If an association member or a financial instruments intermediary service provider has had a request under the provisions of paragraph (3), it must not refuse this request without just cause.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 認可協会は、あつせんに関し要した費用の全部又は一部を、当事者から徴収することができる。
art-77-2/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-6
An authorized association may collect from the parties all or part of the expenses incurred in relation to mediation.
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** あつせん委員又はその職にあつた者は、その職務に関して知り得た秘密を漏らし、又は盗用してはならない。
art-77-2/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-7
It is prohibited for a mediator or former mediator to divulge or misappropriate any secret learned in the course of duty.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** あつせん委員又はその職にあつた者は、その職務に関して知り得た情報を、認可協会の業務の用に供する目的以外に利用してはならない。
art-77-2/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-8
It is prohibited for a mediator or former mediator to use information learned in the course of duty for a purpose other than the business use of the authorized association for which the information is provided.
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 第一項の規定は、認可協会が第百五十六条の三十九第一項の規定による指定を受けている場合において、第一項の争いが当該指定に係る紛争解決等業務の種別に係るときは、適用しない。
art-77-2/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-9
The provisions of paragraph (1) do not apply if an authorized association has obtained a designation under Article 156-39, paragraph (1) and the dispute referred to in paragraph (1) is in the category of dispute resolution services to which that designation pertains.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十七条の三（あつせん業務の第三者への委託） — (Entrustment of Mediation Services to Third Parties)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-77-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3
**第一項** 認可協会は、第七十七条第一項に規定する苦情についての解決の業務及び前条第一項に規定するあつせんの業務について、これらの業務を適確に遂行するに足りる財産的基礎及び人的構成を有する者にこれらの業務を委託することができる。
art-77-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-1
An authorized association may entrust the complaint resolution services prescribed in Article 77, paragraph (1) and the mediation services prescribed in paragraph (1) of the preceding Article to a person that has a financial basis and personnel structure sufficient for performing these services in an appropriate manner.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定にかかわらず、認可協会は、同項の苦情についての解決の業務及びあつせんの業務を、次の各号のいずれかに該当する者に委託することができない。
art-77-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-2
Notwithstanding the provisions of the preceding paragraph, an authorized association may not entrust the complaint resolution services and mediation services referred to in that paragraph to a person that falls under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** この法律の規定により刑に処せられ、その執行を終わり、又は執行を受けることがなくなつた日から二年を経過しない者
art-77-3/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-2/item-1
a person that has been sentenced pursuant to any provisions of this Act, for whom two years have not passed since the day on which the person finished serving that sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第七十四条第一項の規定により認可を取り消され、その取消しの日から二年を経過しない者
art-77-3/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-2/item-2
a person whose authorization has been rescinded pursuant to Article 74, paragraph (1), for whom two years have not passed since the date of rescission; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** その業務を行う役員のうちに、次のいずれかに該当する者がある者
art-77-3/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-2/item-3
a person that has a person falling under any of the following persons as an officer who conducts its business:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 拘禁刑以上の刑に処せられ、若しくはこの法律の規定により刑に処せられ、その執行を終わり、又は執行を受けることがなくなつた日から二年を経過しない者
art-77-3/par-2/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-2/item-3/sub-1
a person that has been sentenced to imprisonment or a heavier punishment or has been sentenced pursuant to any provisions of this Act, for whom two years have not passed since the day on which the person finished serving that sentence or ceased to be subject to its enforcement; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第七十四条第一項の規定により認可を取り消された認可協会において、その取消しの日前三十日以内にその役員であつた者でその取消しの日から二年を経過しない者
art-77-3/par-2/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-2/item-3/sub-2
a person that, during the 30 days before the date of rescission, was the officer of an authorized association whose authorization has been rescinded pursuant to Article 74, paragraph (1), and for whom two years have not passed since the date of rescission.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の規定により業務の委託を受けた者は、当該委託に係る業務を再委託することができない。
art-77-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-3
A person entrusted with services pursuant to the provisions of paragraph (1) may not further entrust the services under that entrustment.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 前二条の規定は、第一項の規定により認可協会から委託を受けた業務について準用する。
art-77-3/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-4
The provisions of the preceding two Articles apply mutatis mutandis to the services entrusted by an authorized association pursuant to the provisions of paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十七条の四（認可協会による啓発活動等） — (Educational Activities by Authorized Associations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-77-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-4
**第一項** 認可協会は、金融に係る知識の普及、啓発活動及び広報活動を通じて、金融商品取引業の健全な発展及び投資者の保護の促進に努めなければならない。
art-77-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-4/par-1
An authorized association must endeavor to facilitate the sound development of the financial instruments business and the protection of investors through the dissemination of financial knowledge and through educational and publicity campaigns.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十七条の五（協会の登記） — (Registration of Associations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-77-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-5
**第一項** 認可協会は、政令で定めるところにより、登記しなければならない。
art-77-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-5/par-1
An authorized association must make registrations pursuant to the provisions of Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会は、その主たる事務所の所在地において、設立の登記をすることによつて成立する。
art-77-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-5/par-2
An authorized association is established by a registration of its incorporation being recorded in connection with the location of its principal office.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の規定により登記しなければならない事項は、登記の後でなければ、これをもつて第三者に対抗することができない。
art-77-5/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-5/par-3
The particulars that must be registered pursuant to the provisions of paragraph (1) may not be duly asserted against a third party until after their registration.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十七条の六（協会の解散事由等） — (Grounds for the Dissolution of an Association)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-77-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6
**第一項** 認可協会は、次の事由により解散する。
art-77-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1
An authorized association is dissolved for the following reasons:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 定款に定める事由の発生
art-77-6/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1/item-1
the occurrence of a cause specified by the articles of incorporation;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 総会の決議
art-77-6/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1/item-2
a general meeting resolution;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 協会員の数が五以下となつたこと。
art-77-6/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1/item-3
the number of association members falls to five or below;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 破産手続開始の決定
art-77-6/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1/item-4
an order to commence bankruptcy proceedings; or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 認可協会の設立の認可の取消し
art-77-6/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1/item-5
the rescission of the authorization for incorporation of the authorized association.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認可協会の解散に関する総会の決議は、内閣総理大臣の認可を受けなければ、その効力を生じない。
art-77-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-2
A general meeting resolution concerning the dissolution of an authorized association does not become effective without the authorization of the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 認可協会が第一項第一号又は第三号の規定により解散したときは、その代表者であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-77-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-3
If an authorized association has been dissolved pursuant to the provisions of paragraph (1), item (i) or (iii), the former representative must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 認可協会について破産手続開始若しくは破産手続終結の決定があつた場合又は破産手続開始の決定の取消し若しくは破産手続廃止の決定が確定した場合には、裁判所書記官は、その旨を内閣総理大臣に通知しなければならない。
art-77-6/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-4
If an order to commence bankruptcy proceedings or an order to terminate bankruptcy proceedings is issued with regard to an authorized association, or if the rescission of an order to commence bankruptcy proceedings, or an order to discontinue bankruptcy proceedings, becomes final and binding with regard to an authorized association, the court clerk must notify the Prime Minister of this.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 前各項に定めるもののほか、認可協会の解散に関し必要な事項は、政令で定める。
art-77-6/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-5
Beyond what is provided for in the preceding paragraphs, necessary particulars relevant to the dissolution of an authorized association are specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十七条の七（内閣府令への委任） — (Delegation to Cabinet Office Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-77-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-7
**第一項** 第六十七条から前条までの規定を実施するための手続その他その執行について必要な事項は、内閣府令で定める。
art-77-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-7/par-1
Procedures for the implementation of the provisions of Article 67 through the preceding Article and particulars that are otherwise necessary for their enforcement are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二節 認定金融商品取引業協会 — Section 2 Certified Financial Instruments Business Associations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#ch-4/sec-2
## 第一款 認定及び業務 — Subsection 1 Certification and Services
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-2/subsec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#ch-4/sec-2/subsec-1
### 第七十八条（認定金融商品取引業協会の認定） — (Certification of Certified Financial Instruments Business Associations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78
**第一項** 内閣総理大臣は、政令で定めるところにより、金融商品取引業者が設立した一般社団法人であつて、次に掲げる要件に該当すると認められるものを、その申請により、次項に規定する業務を行う者として認定することができる。
art-78/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1
The Prime Minister, pursuant to the provisions of Cabinet Order, may certify a general incorporated association that has been incorporated by a financial instruments business operator and that is found to satisfy the following requirements, to conduct the services set forth in the following paragraph, at the application of such a general incorporated association:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 有価証券及び暗号資産の売買その他の取引並びにデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とすること。
art-78/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1/item-1
its aim is to ensure fair and smooth purchase and sales and other transactions of securities and cryptoassets and to ensure fair and smooth derivatives transactions, etc., as well as contributing to the sound development of the financial instruments business and to the protection of investors;
machine translation, not official
**二** 金融商品取引業者を会員とする旨の定款の定めがあること。
art-78/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1/item-2
its articles of incorporation stipulate that its members be financial instruments business operators;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 次項に規定する業務を適正かつ確実に行うに必要な業務の実施の方法を定めているものであること。
art-78/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1/item-3
it has established the necessary methods of business implementation for it to perform the services prescribed in the following paragraph properly and reliably; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 次項に規定する業務を適正かつ確実に行うに足りる知識及び能力並びに財産的基礎を有するものであること。
art-78/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1/item-4
it has the necessary knowledge, ability, and financial basis for performing the services prescribed in the following paragraph properly and reliably.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定により認定された一般社団法人（以下この項及び次条において「認定金融商品取引業協会」という。）は、次に掲げる業務を行うものとする。
art-78/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
A general incorporated association certified pursuant to the preceding paragraph (hereinafter referred to as a "certified financial instruments business association" in this paragraph and the following Article) is to conduct the following services:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引業を行うに当たり、この法律その他法令の規定を遵守させるための会員及び金融商品仲介業者（会員を所属金融商品取引業者等とするものに限る。以下この節において同じ。）に対する指導、勧告その他の業務
art-78/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-1
providing its members and financial instruments intermediary service providers (limited to those whose entrusting financial instruments business operators, etc. are its members; hereinafter the same applies in this Section) with guidance, recommendations, and other services in order to have them comply the provisions of this Act and other laws and regulations while operating in financial instruments business;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 会員及び金融商品仲介業者の行う金融商品取引業に関し、契約の内容の適正化、資産運用の適正化、その他投資者の保護を図るため必要な調査、指導、勧告その他の業務
art-78/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-2
conducting the necessary investigations and providing the necessary guidance, recommendations, and other services for ensuring the propriety of contracts and of asset management, and for otherwise protecting investors with regard to the financial instruments business in which its members and financial instruments intermediary service providers operate;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 会員及び金融商品仲介業者のこの法律若しくはこの法律に基づく命令若しくはこれらに基づく処分若しくは定款その他の規則又は取引の信義則の遵守の状況の調査
art-78/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-3
investigating members' and financial instruments intermediary service providers' compliance with this Act, orders that are based on this Act, dispositions that are based on this Act or on such orders, the articles of incorporation and other rules, and the principle of good faith in transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 会員及び金融商品仲介業者の行う金融商品取引業に関する投資者からの苦情の解決
art-78/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-4
resolving complaints filed by investors with regard to the financial instruments business in which its members and financial instruments intermediary service providers operate;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 会員及び金融商品仲介業者の行う金融商品取引業に関する紛争の解決
art-78/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-5
resolving disputes arisen from the financial instruments business in which its members and financial instruments intermediary service providers operate;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 第六十四条の七第一項（第六十六条の二十五において準用する場合を含む。）又は第二項の規定により行う登録事務
art-78/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-6
carrying out the registration work that is done pursuant to Article 64-7, paragraph (1) (including as applied mutatis mutandis pursuant to Article 66-25) or Article 64-7, paragraph (2);
Ministry of Justice translation — Japanese Law Translation Database System
**七** 会員及び金融商品仲介業者の有価証券及び暗号資産の売買その他の取引の勧誘の適正化に必要な業務のため必要な規則の制定その他の業務
art-78/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-7
establishing the necessary rules and providing other services for ensuring propriety in its members' and financial instruments intermediary service providers' solicitation in respect of purchase and sales and other transactions of securities and cryptoassets;
machine translation, not official
**八** 投資者に対する広報その他認定金融商品取引業協会の目的を達成するため必要な業務
art-78/par-2/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-8
conducting public relations aimed at investors and providing other services that are necessary for the certified financial instruments business association to achieve its purpose; and
Ministry of Justice translation — Japanese Law Translation Database System
**九** 前各号に掲げるもののほか、金融商品取引業の健全な発展又は投資者の保護に資する業務
art-78/par-2/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-9
services beyond what is set forth in the preceding items, which contribute to the sound development of the financial instruments business and to the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十八条の二（投資者保護の促進等） — (Furtherance of Investor Protection)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-2
**第一項** 認定金融商品取引業協会（以下この章において「認定協会」という。）は、前条第二項各号に掲げるもののほか、金融に係る知識の普及、啓発活動及び広報活動を通じて、金融商品取引業の健全な発展及び投資者の保護の促進に努めなければならない。
art-78-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-2/par-1
beyond what is set forth in the items of paragraph (2) of the preceding Article, a certified financial instruments business association (hereinafter referred to as a "certified association" in this Chapter) must endeavor to further the sound development of the financial instruments business and the protection of investors through the dissemination of financial knowledge, and through awareness-raising activities and publicity activities.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認定協会は、会員名簿を公衆の縦覧に供しなければならない。
art-78-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-2/par-2
A certified association must make the membership list available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 認定協会でない者は、その名称中に、認定金融商品取引業協会であると誤認されるおそれのある文字を用いてはならない。
art-78-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-2/par-3
A person that is not a certified association must not use a term in its name which could give rise to the misconception that it is a certified financial instruments business association.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十八条の三（認定協会への報告） — (Report to Certified Associations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-3
**第一項** 会員は、次の各号に掲げる場合において当該各号に定める事項を、内閣府令で定めるところにより、その所属する認定協会に報告しなければならない。
art-78-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-3/par-1
In a case set forth in any of the following items, the member of a certified association must report the particulars prescribed in that item to the certified association, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 自己の計算において行う上場株券等の取引所金融商品市場外での売買又は媒介、取次ぎ若しくは代理を行う上場株券等の取引所金融商品市場外での売買が成立した場合 当該売買に係る上場株券等の種類、銘柄、価格、数量その他内閣府令で定める事項
art-78-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-3/par-1/item-1
a purchase and sale of listed share certificates, etc. is made outside of a financial instruments exchange market and on the member's own account, or a purchase and sale of listed share certificates, etc. is made outside of a financial instruments exchange market and the member provides intermediation, brokerage, or agency for it:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the listed share certificates, etc. that are subject to the purchase and sale; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 同時に多数の者に対し、取引所金融商品市場外での上場株券等の売付け又は買付けの申込みをした場合その他の内閣府令で定める場合 当該売付け又は買付けの申込みに係る有価証券の種類、銘柄、価格その他内閣府令で定める事項
art-78-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-3/par-1/item-2
the member makes an offer to sell or purchase listed share certificates, etc. to a large number of persons simultaneously outside of a financial instruments exchange market, or in any other case specified by Cabinet Office Order:the class, issue, price, volume, and other particulars specified by Cabinet Office Order, with regard to the listed share certificates, etc. subject to the offer to sell or purchase.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十八条の四（売買高、価格等の通知等） — (Notice of Trading Volume, Price, and Other Particulars)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-4
**第一項** 認定協会は、前条の規定による報告に基づき、上場株券等の取引所金融商品市場外での売買（会員が自己の計算において行うもの並びに会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。）について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその会員に通知し、公表しなければならない。
art-78-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-4/par-1
Pursuant to the provisions of Cabinet Office Order and based on the reports under the provisions of the preceding Article, a certified association must notify its members of, and disclose to the public, the daily trading volume and the highest price, lowest price, closing price, and other particulars, for each day and for each issue, in respect of purchase and sales of listed share certificates, etc. outside a financial instruments exchange market (limited to those made by its member on their own accounts, and those for which its members provide intermediation, brokerage, or agency; the same applies in the following Article).
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十八条の五（売買高、価格等の報告） — (Reporting of Trading Volume, Price, and Other Particulars)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-5
**第一項** 認定協会は、内閣府令で定めるところにより、上場株券等の取引所金融商品市場外での売買に関する銘柄別の毎日の売買高、最高、最低及び最終の価格その他の事項を内閣総理大臣に報告しなければならない。
art-78-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-5/par-1
Pursuant to the provisions of Cabinet Office Order, a certified association must report the daily trading volume and the highest price, lowest price, closing price, and other particulars, for each day and for each issue, in respect of purchase and sales of listed share certificates, etc. outside of a financial instruments exchange market, to the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十八条の六（投資者からの苦情に対する対応等） — (Responding to Complaints from Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-6
**第一項** 第七十七条の規定は、認定協会が投資者からの苦情の解決を行う場合について準用する。この場合において、同条中「協会員」とあるのは、「会員」と読み替えるものとする。
art-78-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-6/par-1
The provisions of Article 77 apply mutatis mutandis to the resolution of investors' complaints by a certified association. In this case, in that Article, the term "association member" is deemed to be replaced with "member".
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十八条の七（認定協会によるあつせん） — (Mediation by Certified Associations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-7
**第一項** 第七十七条の二の規定は、認定協会があつせんを行う場合について準用する。この場合において、同条第一項中「協会員」とあるのは「会員」と、「有価証券」とあるのは「有価証券若しくは暗号資産」と、同条第五項中「協会員」とあるのは「会員」と読み替えるものとする。
art-78-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-7/par-1
The provisions of Article 77-2 apply mutatis mutandis to mediation conducted by a certified association. In this case, in paragraph (1) of that Article, the term "association member" is deemed to be replaced with "member" and the term "securities" is deemed to be replaced with "securities or cryptoassets", and in paragraph (5) of that Article, the term "association member" is deemed to be replaced with "member".
machine translation, not official
### 第七十八条の八（あつせん業務の第三者への委託） — (Entrustment of Mediation Services to a Third Party)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-78-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8
**第一項** 認定協会は、第七十八条の六において準用する第七十七条第一項に規定する苦情についての解決の業務及び前条において準用する第七十七条の二第一項に規定するあつせんの業務について、これらの業務を適確に遂行する財産的基礎及び人的構成を有する者にこれらの業務を委託することができる。
art-78-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-1
A certified association may entrust the complaint resolution services prescribed in Article 77, paragraph (1) as applied mutatis mutandis pursuant to Article 78-6 and the mediation services prescribed in Article 77-2, paragraph (1) as applied mutatis mutandis pursuant to the preceding Article to a person that has the financial basis and personnel structure to perform these services in an appropriate manner.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定にかかわらず、同項の苦情についての解決の業務及びあつせんの業務は、次の各号のいずれかに該当する者に委託することができない。
art-78-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-2
Notwithstanding the provisions of the preceding paragraph, the complaint resolution services and mediation services referred to in that paragraph may not be entrusted to a person that falls under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** この法律の規定により刑に処せられ、その執行を終わり、又は執行を受けることがなくなつた日から二年を経過しない者
art-78-8/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-2/item-1
a person that has been sentenced pursuant to any provisions of this Act, if two years have not yet passed since the day on which the person finished serving that sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第七十九条の六第二項の規定により認定を取り消され、その取消しの日から二年を経過しない者
art-78-8/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-2/item-2
a person whose recognition has been rescinded pursuant to Article 79-6, paragraph (2), if two years have not yet passed since the date of the rescission; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** その業務を行う役員のうちに、次のいずれかに該当する者がある者
art-78-8/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-2/item-3
a person that has a person falling under any of the following persons as an officer that conducts its business:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 拘禁刑以上の刑に処せられ、若しくはこの法律の規定により刑に処せられ、その執行を終わり、又は執行を受けることがなくなつた日から二年を経過しない者
art-78-8/par-2/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-2/item-3/sub-1
a person that has been sentenced to imprisonment or a heavier punishment or has been sentenced pursuant to any provisions of this Act, if two years have not yet passed since the day on which the person finished serving that sentence or ceased to be subject to its enforcement; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第七十九条の六第二項の規定により認定を取り消された法人において、その取消しの日前三十日以内にその役員であつた者でその取消しの日から二年を経過しない者
art-78-8/par-2/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-2/item-3/sub-2
a person that, during the 30 days prior to the date of rescission, was the officer of a corporation whose recognition has been rescinded pursuant to Article 79-6, paragraph (2), if two years have not yet passed since the date of the rescission.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の規定により業務の委託を受けた者は、当該委託に係る業務を再委託することができない。
art-78-8/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-3
A person entrusted with services pursuant to paragraph (1) may not further entrust the services under that entrustment.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第七十八条の六において準用する第七十七条及び前条において準用する第七十七条の二の規定は、第一項の規定により認定協会から業務の委託を受けた者が行う業務について準用する。
art-78-8/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-4
The provisions of Article 77 as applied mutatis mutandis pursuant to Article 78-6, and Article 77-2 as applied mutatis mutandis pursuant to the preceding Article, apply to the services performed by the person that a Certified Association entrusts with its services pursuant to paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条（役職員の秘密保持義務等） — (Duty of Confidentiality of the Officers and Employees)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79
**第一項** 第七十二条の規定は、認定協会の役員若しくは職員又はこれらの職にあつた者について準用する。
art-79/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79/par-1
The provisions of Article 72 apply to the officers and employees of a certified association, and to any person that has held any of these positions.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二款 監督 — Subsection 2 Supervision
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-2/subsec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#ch-4/sec-2/subsec-2
### 第七十九条の二（定款の必要的記載事項） — (Particulars Required to Be Included in the Articles of Incorporation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79-2
**第一項** 一般社団法人及び一般財団法人に関する法律第十一条第一項各号に掲げる事項及び第七十八条第一項第二号に規定する定款の定めのほか、認定協会は、その定款において、この法律若しくはこの法律に基づく命令若しくはこれらに基づく処分若しくは当該認定協会の定款その他の規則に違反し、又は取引の信義則に背反する行為をした会員に対し、過怠金を課し、定款で定める会員の権利の停止若しくは制限を命じ、又は除名する旨を定めなければならない。
art-79-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79-2/par-1
Beyond the matters set forth in the items of Article 11, paragraph (1) of the Act on General Incorporated Associations and General Incorporated Foundations and the provisions of the articles of incorporation as set forth in Article 78, paragraph (1), item (ii), a certified association must stipulate in its articles of incorporation that if a member violates this Act, an order that is based on this Act, a disposition that is based on this Act or on such an order, or the articles of incorporation or other rules of the certified association, or if a member engages in an act that is contrary to the principle of good faith in transactions, the certified association will impose a surcharge on the member, order the suspension or restriction of its rights as a member as provided in the articles of incorporation, or expel it from the certified association.
machine translation, not official
### 第七十九条の三（業務規程） — (Operational Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79-3
**第一項** 認定協会は、次に掲げる事項に関する規程を定め、内閣総理大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。
art-79-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79-3/par-1
A certified association must establish rules concerning the following particulars and must obtain the authorization of the Prime Minister for the same. The same applies if the certified association seeks to change the rules:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第七十八条第二項に規定する業務に関する事項
art-79-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79-3/par-1/item-1
the particulars of the services prescribed in Article 78, paragraph (2); and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 売買その他の取引の勧誘を行うことが禁じられない株券、新株予約権付社債券その他内閣府令で定める有価証券（金融商品取引所に上場されている有価証券及び店頭売買有価証券を除く。）の種類に関する事項
art-79-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79-3/par-1/item-2
the particulars of the classes of share certificates, corporate bond certificates with share options, or securities specified by Cabinet Office Order (excluding securities listed on a financial instruments exchange and over-the-counter traded securities) with no prohibition on solicitation being carried out in respect of purchase and sales and other transactions.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認定協会は、当該認定協会の役員又は会員に異動があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-79-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-79-3/par-2
A certified association must notify the Prime Minister of any change in its officers or members without delay.
machine translation, not official
### 第七十九条の四（報告の徴取及び立入検査） — (Submission of Reports and On-Site Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-4
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、認定協会又は当該認定協会から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し、その業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に、当該認定協会若しくは当該認定協会から業務の委託を受けた者の事務所に立ち入り、その業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該認定協会から業務の委託を受けた者にあつては、当該認定協会の業務又は財産に関し必要なものに限る。）をさせ、若しくは関係者に質問（当該認定協会から業務の委託を受けた者にあつては、当該認定協会の業務又は財産に関し必要なものに限る。）をさせることができる。
art-79-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-4/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a certified association or the person that a certified association has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article), to submit reports or materials that should serve as a reference with regard to the business or assets of the certified association or person, and may have the relevant officials enter the office of a certified association or the person that a certified association has entrusted with its business to inspect the state of its business or assets or its books, documents, and any other articles (but may only have the relevant officials inspect the person that a certified association has entrusted with its business as is necessary in connection with the business or assets of the certified association) or to question the relevant persons (but may only have the relevant officials question the person that a certified association has entrusted with its business as is necessary in connection with the business or assets of the certified association).
machine translation, not official
### 第七十九条の五（内閣総理大臣に対する協力） — (Cooperation with the Prime Minister)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-5
**第一項** 内閣総理大臣は、この節の規定の円滑な実施を図るため、内閣府令で定めるところにより、当該規定に基づく資料の提出、届出その他必要な事項について、認定協会に協力させることができる。
art-79-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-5/par-1
For the purpose of promoting the smooth implementation of the provisions of this Section, the Prime Minister, pursuant to the provisions of Cabinet Office Order, may have a certified association submit materials or make notifications as prescribed in the relevant provisions of this Section, or provide cooperation with regard to other necessary particulars.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の六（認定協会に対する監督命令） — (Issuance of Supervision Orders against Certified Associations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-6
**第一項** 内閣総理大臣は、業務の運営に関し改善が必要であると認めるときは、この節の規定の施行に必要な限度において、認定協会に対し、その改善に必要な措置をとるべきことを命ずることができる。
art-79-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-6/par-1
If the Prime Minister finds that improvement is needed in connection with the business operations of a certified association, the Prime Minister, within the scope that is necessary for the implementation of the provisions of this Section, may order the certified association to take measures that are necessary for this improvement.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、認定協会の業務の運営がこの法律若しくはこの法律に基づく命令又はこれらに基づく処分に違反していると認めるときは、その認定を取り消し、又は六月以内の期間を定めてその業務の全部若しくは一部の停止を命ずることができる。
art-79-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-6/par-2
If the Prime Minister finds a certified association's business operations to be in violation of this Act, an order that is based on this Act, or a disposition that is based on this Act or on such an order, the Prime Minister may rescind its recognition or order the suspension of all or part of the business during a fixed period of no longer than six months.
Ministry of Justice translation — Japanese Law Translation Database System
## 第三節 認定投資者保護団体 — Section 3 Certified Investor Protection Organizations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-4/sec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#ch-4/sec-3
### 第七十九条の七（認定投資者保護団体の目的及び業務） — (Purpose and Services of Certified Investor Protection Organizations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7
**第一項** 有価証券及び暗号資産の売買その他の取引並びにデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的として、次の各号に掲げる業務を行おうとする法人（法人でない団体で代表者又は管理人の定めのあるものを含み、認可協会及び認定協会を除く。次条第三号ロにおいて同じ。）は、内閣総理大臣の認定を受けることができる。
art-79-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
A corporation (including an organization without legal personality for which a representative or administrator has been designated, and excluding an authorized association or a certified association; hereinafter the same applies in item (iii), (b) of the following Article) that seeks to provide the services set forth in each of the following items with the aim of ensuring fair and smooth purchase and sales and other transactions of securities and cryptoassets and of ensuring fair and smooth derivatives transactions, etc. as well as contributing to the sound development of the financial instruments business and to the protection of investors, may obtain the certification of the Prime Minister:
machine translation, not official
**一** 金融商品取引業者又は金融商品仲介業者の行う金融商品取引業に対する苦情の解決
art-79-7/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1/item-1
resolution of complaints about financial instruments business that a financial instruments business operator or a financial instruments intermediary service provider engages in;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業者又は金融商品仲介業者の行う金融商品取引業に争いがある場合のあつせん
art-79-7/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1/item-2
mediation in the event of a dispute about financial instruments business that a financial instruments business operator or a financial instruments intermediary service provider engages in; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げるもののほか、金融商品取引業の健全な発展又は投資者の保護に資する業務
art-79-7/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1/item-3
services beyond what is set forth in the preceding two items, which contribute to the sound development of the financial instruments business and to the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の認定を受けようとする者は、政令で定めるところにより、内閣総理大臣に対し申請をしなければならない。
art-79-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-2
A person seeking to obtain the certification referred to in the preceding paragraph must file an application with the Prime Minister pursuant to the provisions of Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の認定をしたときは、その旨を公示しなければならない。
art-79-7/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-3
Upon granting the certification referred to in paragraph (1), the Prime Minister must issue public notice of this.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の八（欠格事項） — (Ineligibility)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8
**第一項** 次の各号のいずれかに該当する者は、前条第一項の認定を受けることができない。
art-79-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1
A person that falls under any of the following items may not obtain the certification referred to in paragraph (1) of the preceding Article:
Ministry of Justice translation — Japanese Law Translation Database System
**一** この法律の規定により刑に処せられ、その執行を終わり、又は執行を受けることがなくなつた日から二年を経過しない者
art-79-8/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-1
a person that has been sentenced pursuant to any provisions of this Act, if two years have not yet passed since the day on which the person finished serving that sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第七十九条の十九第一項の規定により認定を取り消され、その取消しの日から二年を経過しない者
art-79-8/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-2
a person whose certification has been rescinded pursuant to Article 79-19, paragraph (1), if two years have not yet passed since the date of the rescission; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** その業務を行う役員（法人でない団体で代表者又は管理人の定めのあるものの代表者又は管理人を含む。以下この条において同じ。）のうちに、次のいずれかに該当する者があるもの
art-79-8/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-3
a person that has a person falling under any of the following as an officer that conducts its business (including the representative or administrator of an organization without legal personality for which a representative or administrator has been designated; hereinafter the same applies in this Article):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 拘禁刑以上の刑に処せられ、若しくはこの法律の規定により刑に処せられ、その執行を終わり、又は執行を受けることがなくなつた日から二年を経過しない者
art-79-8/par-1/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-3/sub-1
a person that has been sentenced to imprisonment or a heavier punishment or that has been sentenced pursuant to any provisions of this Act, if two years have not yet passed since the day on which the person finished serving that sentence or ceased to be subject to its enforcement; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第七十九条の十九第一項の規定により認定を取り消された法人において、その取消しの日前三十日以内にその役員であつた者でその取消しの日から二年を経過しない者
art-79-8/par-1/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-3/sub-2
a person that, during the 30 days prior to the date of rescission, was the officer of a corporation whose certification has been rescinded pursuant to Article 79-19, paragraph (1), if two years have not yet passed since the date of the rescission.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の九（認定の基準） — (Criteria for Certification)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-9
**第一項** 内閣総理大臣は、第七十九条の七第二項の規定による申請が次の各号のいずれにも適合していると認めるときでなければ、その認定をしてはならない。
art-79-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-9/par-1
The Prime Minister must not grant a certification unless the Prime Minister finds that an application under Article 79-7, paragraph (2) conforms to all of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第七十九条の七第一項各号に掲げる業務を適正かつ確実に行うに必要な業務の実施の方法を定めているものであること。
art-79-9/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-9/par-1/item-1
the applicant has established the necessary methods of business implementation for it to perform the services set forth in the items of Article 79-7, paragraph (1) properly and reliably;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第七十九条の七第一項各号に掲げる業務を適正かつ確実に行うに足りる知識及び能力並びに経理的基礎を有するものであること。
art-79-9/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-9/par-1/item-2
the applicant has the necessary knowledge, ability, and financial basis for it to perform the services set forth in the items of Article 79-7, paragraph (1) properly and reliably; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第七十九条の七第一項各号に掲げる業務以外の業務を行つている場合には、その業務を行うことによつて当該各号に掲げる業務が不公正になるおそれがないものであること。
art-79-9/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-9/par-1/item-3
if a person provides services other than what is set forth in any of the items of Article 79-7, paragraph (1), its provision of those services is unlikely to cause any unfairness in the services set forth in that item.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十（業務廃止の届出） — (Notification of the Discontinuation of Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-10
**第一項** 第七十九条の七第一項の認定を受けた者（次条第一項において「認定投資者保護団体」という。）は、その認定に係る業務（以下この節において「認定業務」という。）を廃止しようとするときは、政令で定めるところにより、あらかじめ、その旨を内閣総理大臣に届け出なければならない。
art-79-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-10/par-1
If a person that has received the certification referred to in Article 79-7, paragraph (1) (hereinafter referred to as the "certified investor protection organization" in paragraph (1) of the following Article) seeks to discontinue the services to which that certification pertains (hereinafter referred to as "certified services" in this Section), that person must notify the Prime Minister of this in advance, pursuant to the provisions of Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定による届出があつたときは、その旨を公示しなければならない。
art-79-10/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-10/par-2
If a notification under the provisions of the preceding paragraph is filed, the Prime Minister must issue public notice of this.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十一（対象事業者） — (Covered Operators)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-11
**第一項** 認定投資者保護団体（以下この節において「認定団体」という。）は、当該認定団体の構成員である金融商品取引業者若しくは金融商品仲介業者又は認定業務の対象となることについて同意を得た金融商品取引業者、金融商品仲介業者その他内閣府令で定める者を対象事業者（当該認定団体の業務の対象となる金融商品取引業者、金融商品仲介業者その他内閣府令で定める者をいう。以下この節において同じ。）としなければならない。
art-79-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-11/par-1
A certified investor protection organization (hereinafter referred to as a "certified organization" in this Section) must have the financial instruments business operators and financial instruments intermediary service providers that are its constituent members, as well as financial instruments business operators and financial instruments intermediary service providers that agree to be covered by its certified services and any other person specified by Cabinet Office Order, as its covered business operators (meaning financial instruments business operators, financial instruments intermediary service providers, and any other person specified by Cabinet Office Order, that are covered by the services of the certified organization; hereinafter the same applies in this Section).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認定団体は、対象事業者の名簿を公衆の縦覧に供しなければならない。
art-79-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-11/par-2
A certified organization must make a list of the covered business operators available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十二（認定団体による苦情の処理） — (Complaint Processing by Certified Organizations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-12
**第一項** 第七十七条の規定は、認定団体が投資者からの苦情（対象事業者に関するものに限る。）の解決を行う場合について準用する。この場合において、同条中「協会員又は金融商品仲介業者」とあるのは、「第七十九条の十一第一項に規定する対象事業者」と読み替えるものとする。
art-79-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-12/par-1
The provisions of Article 77 apply mutatis mutandis when a certified organization works to resolve complaints from investors (limited complaints involving covered operators). In this case, in that Article, the term "association member or financial instruments intermediary service provider" is deemed to be replaced with "covered operators prescribed in Article 79-11, paragraph (1)".
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十三（認定団体によるあつせん） — (Mediation by Certified Organizations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-13
**第一項** 第七十七条の二第一項から第三項まで及び第五項から第九項までの規定は、認定団体があつせん（対象事業者に関するものに限る。）を行う場合について準用する。この場合において、同条第一項中「協会員又は金融商品仲介業者」とあるのは「第七十九条の十一第一項に規定する対象事業者」と、「有価証券の売買その他の取引又はデリバティブ取引等」とあるのは「有価証券若しくは暗号資産の売買その他の取引又はデリバティブ取引等（これらの取引に付随する取引その他の内閣府令で定める取引を含む。）」と、同条第五項中「協会員又は金融商品仲介業者」とあるのは「第七十九条の十一第一項に規定する対象事業者」と読み替えるものとする。
art-79-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-13/par-1
The provisions of Article 77-2, paragraphs (1) through (3) and paragraphs (5) through (9) apply mutatis mutandis when a certified organization engages in mediation (limited to mediation involving covered business operators). In this case, in paragraph (1) of that Article, the phrase "association member or financial instruments intermediary service provider" is deemed to be replaced with "covered business operator as prescribed in Article 79-11, paragraph (1)" and the phrase "purchase and sale or other transaction of securities or about a derivatives transaction, etc." is deemed to be replaced with "purchase and sale or other transaction of securities or cryptoassets or about a derivatives transaction, etc. (including transactions incidental to these and any other transactions specified by Cabinet Office Order)"; and in paragraph (5) of that Article, the phrase "association member or financial instruments intermediary service provider" is deemed to be replaced with "covered business operator as prescribed in Article 79-11, paragraph (1)".
machine translation, not official
### 第七十九条の十四（役職員の秘密保持義務等の準用） — (Mutatis Mutandis Application of the Duty of Confidentiality of the Officers and Employees)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-14
**第一項** 第七十二条の規定は、認定団体の役員若しくは職員又はこれらの職にあつた者について準用する。
art-79-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-14/par-1
The provisions of Article 72 apply mutatis mutandis to the officers and employees of a certified organization, and to any person that has held any of these positions.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十五（名称の使用制限） — (Restriction on the Use of Names)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-15
**第一項** 認定団体でない者は、認定投資者保護団体という名称又はこれに紛らわしい名称を用いてはならない。
art-79-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-15/par-1
A person that is not a certified organization must not use a name that refers to it as a certified investor protection organization, and must not use any other name that is confusingly similar to this.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十六（報告の徴取） — (Collection of Reports)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-16
**第一項** 内閣総理大臣は、この節の規定の施行に必要な限度において、認定団体に対し、認定業務に関し報告をさせることができる。
art-79-16/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-16/par-1
The Prime Minister may have a certified organization submit a report about its certified services, within the scope that this is necessary for implementing the provisions in this Section.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十七（投資者保護指針） — (Investor Protection Guidelines)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-17
**第一項** 認定団体は、金融商品取引業の健全な発展及び投資者の保護のために、対象事業者による金融商品取引の契約内容、対象事業者による資産運用のあり方その他投資者の保護を図るため必要な事項に関し、この法律の規定の趣旨に沿つた指針（以下「投資者保護指針」という。）を作成し、公表するよう努めなければならない。
art-79-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-17/par-1
A certified organization must endeavor to prepare and publish guidelines that are in line with the purport of the provisions of this Act, with regard to the content of contracts for financial instruments transactions by covered operators, the nature of asset management by covered operators, and particulars that are otherwise necessary for ensuring the protection of investors (hereinafter referred to as "investor protection guidelines"), in order to ensure the sound development of the financial instruments business and the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 認定団体は、前項の規定により投資者保護指針を公表したときは、対象事業者に対し、当該投資者保護指針を遵守させるため必要な指導、勧告その他の措置をとるよう努めなければならない。
art-79-17/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-17/par-2
Once a certified organization publishes investor protection guidelines pursuant to the preceding paragraph, it must endeavor to provide the covered operators with the necessary guidance and recommendations, and take other measures for having the covered operators comply with the investor protection guidelines.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 認定団体は、金融に係る知識の普及、啓発活動及び広報活動を通じて、金融商品取引業の健全な発展及び投資者の保護の促進に努めなければならない。
art-79-17/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-17/par-3
A certified organization must endeavor to further the sound development of the financial instruments business and the protection of investors through the dissemination of financial knowledge and through educational and publicity campaigns.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十八（命令） — (Orders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-18
**第一項** 内閣総理大臣は、この節の規定の施行に必要な限度において、認定団体に対し、認定業務の実施の方法の改善、投資者保護指針の変更その他の必要な措置をとるべき旨を命ずることができる。
art-79-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-18/par-1
The Prime Minister may order a certified organization to improve the implementation methods of its certified services, to change the investor protection guidelines, and to take any other necessary measures, within the scope that this is necessary for implementing the provisions in this Section.
Ministry of Justice translation — Japanese Law Translation Database System
### 第七十九条の十九（認定の取消し） — (Rescission of Certification)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-79-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19
**第一項** 内閣総理大臣は、認定団体が次の各号のいずれかに該当するときは、その認定を取り消すことができる。
art-79-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1
If a certified organization falls under any of the following items, the Prime Minister may rescind its certification:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第七十九条の八第一号又は第三号に該当するに至つたとき。
art-79-19/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1/item-1
it comes to fall under Article 79-8, item (i) or (iii);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第七十九条の九各号のいずれかに適合しなくなつたとき。
art-79-19/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1/item-2
it no longer conforms to any of the items of Article 79-9;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前条の規定による命令に従わないとき。
art-79-19/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1/item-3
it fails to comply with an order under the provisions of the preceding Article; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 不正の手段により第七十九条の七第一項の認定を受けたとき。
art-79-19/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1/item-4
it has obtained Article 79-7, paragraph (1) certification by wrongful means.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により認定を取り消したときは、その旨を公示しなければならない。
art-79-19/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-2
Upon rescinding a certification pursuant to the provisions of the preceding paragraph, the Prime Minister must issue public notice of this.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-67/par-2: 第六十七条の十一第一項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- art-67/par-3: 第六十七条の十二第五号 → 金融商品取引法 第六十七条の十二第一項第五号 (Article 67-12, paragraph (1), item (v)), art-67-12/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-5
- art-67-2/par-3: 前二項 → 金融商品取引法 第六十七条の二第一項 (Article 67-2, paragraph (1)), art-67-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-1
- art-67-2/par-3: 前二項 → 金融商品取引法 第六十七条の二第二項 (Article 67-2, paragraph (2)), art-67-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-2
- art-67-2/par-3: 第六十八条第一項 → 金融商品取引法 第六十八条第一項 (Article 68, paragraph (1)), art-68/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-1
- art-67-2/par-3: 第二項 → 金融商品取引法 第六十八条第二項 (Article 68, paragraph (2)), art-68/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-2
- art-67-2/par-3: 第七十八条第一項 → 金融商品取引法 第七十八条第一項 (Article 78, paragraph (1)), art-78/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1
- art-67-2/par-3: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-67-2/par-3: 第七十九条の十一 → 金融商品取引法 第七十九条の十一 (Article 79-11), art-79-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-11
- art-67-3/par-1: 前条第二項 → 金融商品取引法 第六十七条の二第二項 (Article 67-2, paragraph (2)), art-67-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-2
- art-67-3/par-2: 前項 → 金融商品取引法 第六十七条の三第一項 (Article 67-3, paragraph (1)), art-67-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1
- art-67-4/par-1: 前条第一項 → 金融商品取引法 第六十七条の三第一項 (Article 67-3, paragraph (1)), art-67-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1
- art-67-4/par-2: 前項 → 金融商品取引法 第六十七条の四第一項 (Article 67-4, paragraph (1)), art-67-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-1
- art-67-4/par-2/item-2/sub-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-67-5/par-1: 第六十七条の三第一項 → 金融商品取引法 第六十七条の三第一項 (Article 67-3, paragraph (1)), art-67-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1
- art-67-5/par-2: 第六十七条の二第二項 → 金融商品取引法 第六十七条の二第二項 (Article 67-2, paragraph (2)), art-67-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2/par-2
- art-67-6/par-1: 第六十七条の四第二項 → 金融商品取引法 第六十七条の四第二項 (Article 67-4, paragraph (2)), art-67-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2
- art-67-8/par-1: 第十三号 → 金融商品取引法 第六十七条の八第一項第十三号 (Article 67-8, paragraph (1), item (xiii)), art-67-8/par-1/item-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8/par-1/item-13
- art-67-8/par-3: 第六十七条の三第一項第二号 → 金融商品取引法 第六十七条の三第一項第二号 (Article 67-3, paragraph (1), item (ii)), art-67-3/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1/item-2
- art-67-8/par-3: 第三号 → 金融商品取引法 第六十七条の三第一項第三号 (Article 67-3, paragraph (1), item (iii)), art-67-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3/par-1/item-3
- art-67-8/par-3: 第六十七条の十二 → 金融商品取引法 第六十七条の十二 (Article 67-12), art-67-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12
- art-67-11/par-2: 前項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- art-67-12/par-1: 前条第一項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- art-67-12/par-1/item-5: 第六十七条第三項 → 金融商品取引法 第六十七条第三項 (Article 67, paragraph (3)), art-67/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67/par-3
- art-67-12/par-1/item-5: 前各号 → 金融商品取引法 第六十七条の十二第一項第一号 (Article 67-12, paragraph (1), item (i)), art-67-12/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-1
- art-67-12/par-1/item-5: 前各号 → 金融商品取引法 第六十七条の十二第一項第二号 (Article 67-12, paragraph (1), item (ii)), art-67-12/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-2
- art-67-12/par-1/item-5: 前各号 → 金融商品取引法 第六十七条の十二第一項第三号 (Article 67-12, paragraph (1), item (iii)), art-67-12/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-3
- art-67-12/par-1/item-5: 前各号 → 金融商品取引法 第六十七条の十二第一項第四号 (Article 67-12, paragraph (1), item (iv)), art-67-12/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-4
- art-67-12/par-1/item-5/sub-2: この号 → 金融商品取引法 第六十七条の十二第一項第五号 (Article 67-12, paragraph (1), item (v)), art-67-12/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-5
- art-67-12/par-1/item-6: 前各号 → 金融商品取引法 第六十七条の十二第一項第一号 (Article 67-12, paragraph (1), item (i)), art-67-12/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-1
- art-67-12/par-1/item-6: 前各号 → 金融商品取引法 第六十七条の十二第一項第二号 (Article 67-12, paragraph (1), item (ii)), art-67-12/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-2
- art-67-12/par-1/item-6: 前各号 → 金融商品取引法 第六十七条の十二第一項第三号 (Article 67-12, paragraph (1), item (iii)), art-67-12/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-3
- art-67-12/par-1/item-6: 前各号 → 金融商品取引法 第六十七条の十二第一項第四号 (Article 67-12, paragraph (1), item (iv)), art-67-12/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-4
- art-67-12/par-1/item-6: 前各号 → 金融商品取引法 第六十七条の十二第一項第五号 (Article 67-12, paragraph (1), item (v)), art-67-12/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-5
- art-67-13/par-1: 第六十七条の十一第一項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- art-67-14/par-1: 第二条第一項第二十号 → 金融商品取引法 第二条第一項第二十号 (Article 2, paragraph (1), item (xx)), art-2/par-1/item-20 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-20
- art-67-14/par-1: この条 → 金融商品取引法 第六十七条の十四 (Article 67-14), art-67-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-14
- art-67-14/par-1: 第百二十五条 → 金融商品取引法 第百二十五条 (Article 125), art-125 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5/sec-3/from-art-124#art-125
- art-67-14/par-1: 第六十七条の十一第一項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- art-67-15/par-1: 第六十七条の十二第一号 → 金融商品取引法 第六十七条の十二第一項第一号 (Article 67-12, paragraph (1), item (i)), art-67-12/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12/par-1/item-1
- art-67-15/par-1: 同条 → 金融商品取引法 第六十七条の十二 (Article 67-12), art-67-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12
- art-67-15/par-1: 第六十七条の十一第一項 → 金融商品取引法 第六十七条の十一第一項 (Article 67-11, paragraph (1)), art-67-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11/par-1
- art-67-15/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-67-15/par-2: 前項 → 金融商品取引法 第六十七条の十五第一項 (Article 67-15, paragraph (1)), art-67-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-15/par-1
- art-67-15/par-2: 行政手続法第十五条第一項 → 行政手続法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-15/par-1 · https://japanlaw.org/l/405AC0000000088/art-15/par-1
- art-67-17/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-67-17/par-2: 前項 → 金融商品取引法 第六十七条の十七第一項 (Article 67-17, paragraph (1)), art-67-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-17/par-1
- art-67-17/par-2: 行政手続法第十五条第一項 → 行政手続法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-15/par-1 · https://japanlaw.org/l/405AC0000000088/art-15/par-1
- art-67-18/par-1: 第一号から第三号まで → 金融商品取引法 第六十七条の十八第一項第一号 (Article 67-18, paragraph (1), item (i)), art-67-18/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-1
- art-67-18/par-1: 第一号から第三号まで → 金融商品取引法 第六十七条の十八第一項第二号 (Article 67-18, paragraph (1), item (ii)), art-67-18/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-2
- art-67-18/par-1: 第一号から第三号まで → 金融商品取引法 第六十七条の十八第一項第三号 (Article 67-18, paragraph (1), item (iii)), art-67-18/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18/par-1/item-3
- art-67-18/par-1/item-7: この条 → 金融商品取引法 第六十七条の十八 (Article 67-18), art-67-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18
- art-67-18/par-1/item-7: 第七十八条の五 → 金融商品取引法 第七十八条の五 (Article 78-5), art-78-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-5
- art-67-19/par-1: 前条 → 金融商品取引法 第六十七条の十八 (Article 67-18), art-67-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18
- art-67-19/par-1: 次条 → 金融商品取引法 第六十七条の二十 (Article 67-20), art-67-20 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-20
- art-68/par-2: 第五項 → 金融商品取引法 第六十八条第五項 (Article 68, paragraph (5)), art-68/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68/par-5
- art-69/par-5: 第六十七条の四第二項第二号 → 金融商品取引法 第六十七条の四第二項第二号 (Article 67-4, paragraph (2), item (ii)), art-67-4/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4/par-2/item-2
- art-73/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-74/par-1: この条 → 金融商品取引法 第七十四条 (Article 74), art-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74
- art-74/par-2: 前項 → 金融商品取引法 第七十四条第一項 (Article 74, paragraph (1)), art-74/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74/par-1
- art-74/par-2: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-75/par-1: この条 → 金融商品取引法 第七十五条 (Article 75), art-75 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-75
- art-77/par-2: 前項 → 金融商品取引法 第七十七条第一項 (Article 77, paragraph (1)), art-77/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-1
- art-77/par-3: 前項 → 金融商品取引法 第七十七条第二項 (Article 77, paragraph (2)), art-77/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-2
- art-77/par-4: 第一項 → 金融商品取引法 第七十七条第一項 (Article 77, paragraph (1)), art-77/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-1
- art-77/par-5: 第一項 → 金融商品取引法 第七十七条第一項 (Article 77, paragraph (1)), art-77/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-1
- art-77/par-5: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-77/par-5: 第百五十六条の三十八第十三項 → 金融商品取引法 第百五十六条の三十八第十三項 (Article 156-38, paragraph (13)), art-156-38/par-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-5/from-art-156-38#art-156-38/par-13
- art-77/par-5: 次条第九項 → 金融商品取引法 第七十七条の二第九項 (Article 77-2, paragraph (9)), art-77-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-9
- art-77/par-5: 第七十九条の十三 → 金融商品取引法 第七十九条の十三 (Article 79-13), art-79-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-13
- art-77-2/par-2: 前項 → 金融商品取引法 第七十七条の二第一項 (Article 77-2, paragraph (1)), art-77-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
- art-77-2/par-2: この条 → 金融商品取引法 第七十七条の二 (Article 77-2), art-77-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2
- art-77-2/par-4: 前三項 → 金融商品取引法 第七十七条の二第一項 (Article 77-2, paragraph (1)), art-77-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
- art-77-2/par-4: 前三項 → 金融商品取引法 第七十七条の二第二項 (Article 77-2, paragraph (2)), art-77-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-2
- art-77-2/par-4: 前三項 → 金融商品取引法 第七十七条の二第三項 (Article 77-2, paragraph (3)), art-77-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-3
- art-77-2/par-5: 第三項 → 金融商品取引法 第七十七条の二第三項 (Article 77-2, paragraph (3)), art-77-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-3
- art-77-2/par-9: 第一項 → 金融商品取引法 第七十七条の二第一項 (Article 77-2, paragraph (1)), art-77-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
- art-77-2/par-9: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-77-3/par-1: 第七十七条第一項 → 金融商品取引法 第七十七条第一項 (Article 77, paragraph (1)), art-77/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-1
- art-77-3/par-1: 前条第一項 → 金融商品取引法 第七十七条の二第一項 (Article 77-2, paragraph (1)), art-77-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
- art-77-3/par-2: 前項 → 金融商品取引法 第七十七条の三第一項 (Article 77-3, paragraph (1)), art-77-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-1
- art-77-3/par-2/item-2: 第七十四条第一項 → 金融商品取引法 第七十四条第一項 (Article 74, paragraph (1)), art-74/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74/par-1
- art-77-3/par-2/item-3/sub-2: 第七十四条第一項 → 金融商品取引法 第七十四条第一項 (Article 74, paragraph (1)), art-74/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74/par-1
- art-77-3/par-3: 第一項 → 金融商品取引法 第七十七条の三第一項 (Article 77-3, paragraph (1)), art-77-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-1
- art-77-3/par-4: 前二条 → 金融商品取引法 第七十七条 (Article 77), art-77 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77
- art-77-3/par-4: 前二条 → 金融商品取引法 第七十七条の二 (Article 77-2), art-77-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2
- art-77-3/par-4: 第一項 → 金融商品取引法 第七十七条の三第一項 (Article 77-3, paragraph (1)), art-77-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3/par-1
- art-77-5/par-3: 第一項 → 金融商品取引法 第七十七条の五第一項 (Article 77-5, paragraph (1)), art-77-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-5/par-1
- art-77-6/par-3: 第一項第一号 → 金融商品取引法 第七十七条の六第一項第一号 (Article 77-6, paragraph (1), item (i)), art-77-6/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1/item-1
- art-77-6/par-3: 第三号 → 金融商品取引法 第七十七条の六第一項第三号 (Article 77-6, paragraph (1), item (iii)), art-77-6/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1/item-3
- art-77-6/par-5: 前各項 → 金融商品取引法 第七十七条の六第一項 (Article 77-6, paragraph (1)), art-77-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-1
- art-77-6/par-5: 前各項 → 金融商品取引法 第七十七条の六第二項 (Article 77-6, paragraph (2)), art-77-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-2
- art-77-6/par-5: 前各項 → 金融商品取引法 第七十七条の六第三項 (Article 77-6, paragraph (3)), art-77-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-3
- art-77-6/par-5: 前各項 → 金融商品取引法 第七十七条の六第四項 (Article 77-6, paragraph (4)), art-77-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6/par-4
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条 (Article 67), art-67 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十 (Article 67-10), art-67-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-10
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十一 (Article 67-11), art-67-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-11
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十二 (Article 67-12), art-67-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-12
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十三 (Article 67-13), art-67-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-13
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十四 (Article 67-14), art-67-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-14
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十五 (Article 67-15), art-67-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-15
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十六 (Article 67-16), art-67-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-16
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十七 (Article 67-17), art-67-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-17
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十八 (Article 67-18), art-67-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-18
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の十九 (Article 67-19), art-67-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-19
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の二 (Article 67-2), art-67-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-2
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の二十 (Article 67-20), art-67-20 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-67-20
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の三 (Article 67-3), art-67-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-3
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の四 (Article 67-4), art-67-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-4
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の五 (Article 67-5), art-67-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-5
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の六 (Article 67-6), art-67-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-6
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の七 (Article 67-7), art-67-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-7
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の八 (Article 67-8), art-67-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-8
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十七条の九 (Article 67-9), art-67-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67#art-67-9
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十八条 (Article 68), art-68 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十八条の二 (Article 68-2), art-68-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-68-2
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第六十九条 (Article 69), art-69 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-69
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十条 (Article 70), art-70 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-67-13#art-70
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十一条 (Article 71), art-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-71
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十二条 (Article 72), art-72 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-72
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十三条 (Article 73), art-73 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-73
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十四条 (Article 74), art-74 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-74
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十五条 (Article 75), art-75 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-75
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十六条 (Article 76), art-76 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-76
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十七条 (Article 77), art-77 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十七条の二 (Article 77-2), art-77-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十七条の三 (Article 77-3), art-77-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-3
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十七条の四 (Article 77-4), art-77-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-4
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十七条の五 (Article 77-5), art-77-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-5
- art-77-7/par-1: 第六十七条から前条まで → 金融商品取引法 第七十七条の六 (Article 77-6), art-77-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-77-6
- art-78/par-1: 次項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-78/par-1/item-3: 次項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-78/par-1/item-4: 次項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-78/par-2: 前項 → 金融商品取引法 第七十八条第一項 (Article 78, paragraph (1)), art-78/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1
- art-78/par-2: この項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-78/par-2: 次条 → 金融商品取引法 第七十八条の二 (Article 78-2), art-78-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-2
- art-78/par-2/item-6: 第六十四条の七第一項 → 金融商品取引法 第六十四条の七第一項 (Article 64-7, paragraph (1)), art-64-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-7/par-1
- art-78/par-2/item-6: 第六十六条の二十五 → 金融商品取引法 第六十六条の二十五 (Article 66-25), art-66-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-25
- art-78/par-2/item-6: 第二項 → 金融商品取引法 第六十四条の七第二項 (Article 64-7, paragraph (2)), art-64-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-7/par-2
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第一号 (Article 78, paragraph (2), item (i)), art-78/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-1
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第二号 (Article 78, paragraph (2), item (ii)), art-78/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-2
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第三号 (Article 78, paragraph (2), item (iii)), art-78/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-3
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第四号 (Article 78, paragraph (2), item (iv)), art-78/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-4
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第五号 (Article 78, paragraph (2), item (v)), art-78/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-5
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第六号 (Article 78, paragraph (2), item (vi)), art-78/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-6
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第七号 (Article 78, paragraph (2), item (vii)), art-78/par-2/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-7
- art-78/par-2/item-9: 前各号 → 金融商品取引法 第七十八条第二項第八号 (Article 78, paragraph (2), item (viii)), art-78/par-2/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2/item-8
- art-78-2/par-1: 前条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-78-4/par-1: 前条 → 金融商品取引法 第七十八条の三 (Article 78-3), art-78-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-3
- art-78-4/par-1: 次条 → 金融商品取引法 第七十八条の五 (Article 78-5), art-78-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-5
- art-78-6/par-1: 第七十七条 → 金融商品取引法 第七十七条 (Article 77), art-77 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77
- art-78-7/par-1: 第七十七条の二 → 金融商品取引法 第七十七条の二 (Article 77-2), art-77-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2
- art-78-7/par-1: 同条第一項 → 金融商品取引法 第七十七条の二第一項 (Article 77-2, paragraph (1)), art-77-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
- art-78-7/par-1: 同条第五項 → 金融商品取引法 第七十七条の二第五項 (Article 77-2, paragraph (5)), art-77-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-5
- art-78-8/par-1: 第七十八条の六 → 金融商品取引法 第七十八条の六 (Article 78-6), art-78-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-6
- art-78-8/par-1: 第七十七条第一項 → 金融商品取引法 第七十七条第一項 (Article 77, paragraph (1)), art-77/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77/par-1
- art-78-8/par-1: 前条 → 金融商品取引法 第七十八条の七 (Article 78-7), art-78-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-7
- art-78-8/par-1: 第七十七条の二第一項 → 金融商品取引法 第七十七条の二第一項 (Article 77-2, paragraph (1)), art-77-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
- art-78-8/par-2: 前項 → 金融商品取引法 第七十八条の八第一項 (Article 78-8, paragraph (1)), art-78-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-1
- art-78-8/par-2/item-2: 第七十九条の六第二項 → 金融商品取引法 第七十九条の六第二項 (Article 79-6, paragraph (2)), art-79-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-6/par-2
- art-78-8/par-2/item-3/sub-2: 第七十九条の六第二項 → 金融商品取引法 第七十九条の六第二項 (Article 79-6, paragraph (2)), art-79-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-6/par-2
- art-78-8/par-3: 第一項 → 金融商品取引法 第七十八条の八第一項 (Article 78-8, paragraph (1)), art-78-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-1
- art-78-8/par-4: 第七十八条の六 → 金融商品取引法 第七十八条の六 (Article 78-6), art-78-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-6
- art-78-8/par-4: 第七十七条 → 金融商品取引法 第七十七条 (Article 77), art-77 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77
- art-78-8/par-4: 前条 → 金融商品取引法 第七十八条の七 (Article 78-7), art-78-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-7
- art-78-8/par-4: 第七十七条の二 → 金融商品取引法 第七十七条の二 (Article 77-2), art-77-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2
- art-78-8/par-4: 第一項 → 金融商品取引法 第七十八条の八第一項 (Article 78-8, paragraph (1)), art-78-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78-8/par-1
- art-79/par-1: 第七十二条 → 金融商品取引法 第七十二条 (Article 72), art-72 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-72
- art-79-2/par-1: 一般社団法人及び一般財団法人に関する法律第十一条第一項 → e-Gov law 418AC0000000048, 第十一条第一項 (Article 11, paragraph (1)), art-11/par-1 — not held in this collection
- art-79-2/par-1: 第七十八条第一項第二号 → 金融商品取引法 第七十八条第一項第二号 (Article 78, paragraph (1), item (ii)), art-78/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-1/item-2
- art-79-3/par-1/item-1: 第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-79-4/par-1: この条 → 金融商品取引法 第七十九条の四 (Article 79-4), art-79-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-4
- art-79-7/par-1: 次条第三号 → 金融商品取引法 第七十九条の八第一項第三号 (Article 79-8, paragraph (1), item (iii)), art-79-8/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-3
- art-79-7/par-1/item-3: 前二号 → 金融商品取引法 第七十九条の七第一項第一号 (Article 79-7, paragraph (1), item (i)), art-79-7/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1/item-1
- art-79-7/par-1/item-3: 前二号 → 金融商品取引法 第七十九条の七第一項第二号 (Article 79-7, paragraph (1), item (ii)), art-79-7/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1/item-2
- art-79-7/par-2: 前項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-7/par-3: 第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-8/par-1: 前条第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-8/par-1/item-2: 第七十九条の十九第一項 → 金融商品取引法 第七十九条の十九第一項 (Article 79-19, paragraph (1)), art-79-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1
- art-79-8/par-1/item-3: この条 → 金融商品取引法 第七十九条の八 (Article 79-8), art-79-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8
- art-79-8/par-1/item-3/sub-2: 第七十九条の十九第一項 → 金融商品取引法 第七十九条の十九第一項 (Article 79-19, paragraph (1)), art-79-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1
- art-79-9/par-1: 第七十九条の七第二項 → 金融商品取引法 第七十九条の七第二項 (Article 79-7, paragraph (2)), art-79-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-2
- art-79-9/par-1/item-1: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-9/par-1/item-2: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-9/par-1/item-3: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-10/par-1: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-10/par-1: 次条第一項 → 金融商品取引法 第七十九条の十一第一項 (Article 79-11, paragraph (1)), art-79-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-11/par-1
- art-79-10/par-2: 前項 → 金融商品取引法 第七十九条の十第一項 (Article 79-10, paragraph (1)), art-79-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-10/par-1
- art-79-12/par-1: 第七十七条 → 金融商品取引法 第七十七条 (Article 77), art-77 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77
- art-79-12/par-1: 第七十九条の十一第一項 → 金融商品取引法 第七十九条の十一第一項 (Article 79-11, paragraph (1)), art-79-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-11/par-1
- art-79-13/par-1: 第七十七条の二第一項から第三項まで → 金融商品取引法 第七十七条の二第一項 (Article 77-2, paragraph (1)), art-77-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-1
- art-79-13/par-1: 第七十七条の二第一項から第三項まで → 金融商品取引法 第七十七条の二第二項 (Article 77-2, paragraph (2)), art-77-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-2
- art-79-13/par-1: 第七十七条の二第一項から第三項まで → 金融商品取引法 第七十七条の二第三項 (Article 77-2, paragraph (3)), art-77-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-3
- art-79-13/par-1: 第五項から第九項まで → 金融商品取引法 第七十七条の二第五項 (Article 77-2, paragraph (5)), art-77-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-5
- art-79-13/par-1: 第五項から第九項まで → 金融商品取引法 第七十七条の二第六項 (Article 77-2, paragraph (6)), art-77-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-6
- art-79-13/par-1: 第五項から第九項まで → 金融商品取引法 第七十七条の二第七項 (Article 77-2, paragraph (7)), art-77-2/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-7
- art-79-13/par-1: 第五項から第九項まで → 金融商品取引法 第七十七条の二第八項 (Article 77-2, paragraph (8)), art-77-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-8
- art-79-13/par-1: 第五項から第九項まで → 金融商品取引法 第七十七条の二第九項 (Article 77-2, paragraph (9)), art-77-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-77-2/par-9
- art-79-13/par-1: 第七十九条の十一第一項 → 金融商品取引法 第七十九条の十一第一項 (Article 79-11, paragraph (1)), art-79-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-11/par-1
- art-79-14/par-1: 第七十二条 → 金融商品取引法 第七十二条 (Article 72), art-72 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-71#art-72
- art-79-17/par-2: 前項 → 金融商品取引法 第七十九条の十七第一項 (Article 79-17, paragraph (1)), art-79-17/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-17/par-1
- art-79-19/par-1/item-1: 第七十九条の八第一号 → 金融商品取引法 第七十九条の八第一項第一号 (Article 79-8, paragraph (1), item (i)), art-79-8/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-1
- art-79-19/par-1/item-1: 第三号 → 金融商品取引法 第七十九条の八第一項第三号 (Article 79-8, paragraph (1), item (iii)), art-79-8/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-8/par-1/item-3
- art-79-19/par-1/item-2: 第七十九条の九 → 金融商品取引法 第七十九条の九 (Article 79-9), art-79-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-9
- art-79-19/par-1/item-3: 前条 → 金融商品取引法 第七十九条の十八 (Article 79-18), art-79-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-18
- art-79-19/par-1/item-4: 第七十九条の七第一項 → 金融商品取引法 第七十九条の七第一項 (Article 79-7, paragraph (1)), art-79-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-7/par-1
- art-79-19/par-2: 前項 → 金融商品取引法 第七十九条の十九第一項 (Article 79-19, paragraph (1)), art-79-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-79-4#art-79-19/par-1
---
## Sources
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-012, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-022, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-049, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22