# 金融商品取引法 / Financial Instruments and Exchange Act — 第四節 (Chapter 3, Section 4)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四節 (Chapter 3, Section 4) — address `ch-3/sec-4`
- Text: the text as amended with effect from 2028-06-13 (On the day Act No. 53 of 2023 (民事関係手続等における情報通信技術の活用等の推進を図るための関係法律の整備に関する法律) comes into force. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#ch-3/sec-4
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-3/sec-4
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第四節 監督 — Section 4 Supervision
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#ch-3/sec-4
### 第五十条（休止等の届出） — (Notification of Suspension)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-50 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50
**第一項** 金融商品取引業者等は、次の各号のいずれかに該当することとなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-50/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1
If a financial instruments business operator, etc. comes to fall under any of the following items, it must notify the Prime Minister of this without delay:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 業務（金融商品取引業又は登録金融機関業務（以下この節において「金融商品取引業等」という。）に限る。）を休止し、又は再開したとき（第三十条第一項の認可を受けた金融商品取引業者にあつては、当該認可に係る業務を休止し、又は再開したときを含む。）。
art-50/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-1
it suspends its business (limited to financial instruments business or services of a registered financial institution (hereinafter referred to as "financial instruments business, etc." in this Section)) or resumes business (with regard to a financial instruments business operator that has obtained the authorization referred to in Article 30, paragraph (1), this includes if it suspends or resumes the business subject to that authorization);
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "it suspends its business (limited to financial instruments business or services of a registered financial institution (hereinafter referred to as "financial instruments business, etc." in this Section) or resumes business (with regard to a financial instruments business operator that has obtained the authorization referred to in Article 30, paragraph (1), this includes if it suspends or resumes the business subject to that authorization);" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**二** 第三十条第一項の認可に係る業務を廃止したとき。
art-50/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-2
it discontinues business that was under the authorization referred to in Article 30, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品取引業者である法人が、他の法人と合併したとき（当該金融商品取引業者である法人が合併により消滅したときを除く。）、分割により他の法人の事業（金融商品取引業等に係るものに限る。以下この号及び次条において同じ。）の全部若しくは一部を承継したとき、又は他の法人から事業の全部若しくは一部を譲り受けたとき。
art-50/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-3
the financial instruments business operator is a corporation, and that corporation merges with another corporation (excluding if the financial instruments business operator is a corporation and that corporation disappears in the merger), succeeds to all or part of another corporation's business undertakings (limited to those in the financial instruments business, etc.; hereinafter the same applies in this item and the following Article) in a company split, or acquires all or part of another corporation's business;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 金融商品取引業者（有価証券関連業を行う者に限る。次号において同じ。）が、銀行、協同組織金融機関その他政令で定める金融機関、外国においてこれらの者が行う業務と同種類の業務を行う法人、金融商品取引業者（法人である場合に限る。）、金融商品取引業を行う外国の法人その他内閣府令で定める法人（同号及び第五十六条の二第一項において「銀行等」という。）について、その総株主等の議決権の過半数を取得し、又は保有したとき。
art-50/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-4
the financial instruments business operator (limited to one engaged in securities services; the same applies in the following item) acquires or comes to hold the majority of the voting rights held by all the shareholders, etc. in a bank, a cooperative financial institution, or any other financial institution specified by Cabinet Order; in a corporation in a foreign country that engages in the same kind of business as that conducted by such persons; or in a financial instruments business operator (limited to a corporation), a foreign corporation that engages in financial instruments business, or any other corporation specified by Cabinet Office Order (collectively referred to as a "bank, etc." in the following item and Article 56-2, paragraph (1));
Ministry of Justice translation — Japanese Law Translation Database System
**五** 金融商品取引業者が、その総株主等の議決権の過半数を保有している銀行等についてその総株主等の議決権の過半数を保有しないこととなつたとき、又は当該銀行等が合併し、解散し、若しくは業務の全部を廃止したとき。
art-50/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-5
the financial instruments business operator comes to no longer hold the majority of the voting rights held by all the shareholders, etc. in a bank, etc. in which it used to hold the majority of the voting rights held by all the shareholders, etc., or such bank, etc. merges, is dissolved, or discontinues the whole of its business;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 金融商品取引業者（第一種金融商品取引業、投資運用業又は暗号資産取引業を行う者に限る。）の総株主等の議決権の過半数が他の一の法人その他の団体によつて保有されることとなつたとき。
art-50/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-6
the majority of the voting rights held by all the shareholders, etc. in the financial instruments business operator (limited to one engaged in type-I financial instruments business, investment management business, or cryptoasset trading business) has come to be held by another corporation or other organization;
machine translation, not official
**七** 破産手続開始、再生手続開始又は更生手続開始の申立てを行つたとき。
art-50/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-7
it files a petition to commence bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings; or
Ministry of Justice translation — Japanese Law Translation Database System
**八** その他内閣府令で定める場合に該当するとき。
art-50/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-8
it falls under any other case specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項第四号に規定する総株主等の議決権の過半数の保有の判定に関し必要な事項は、その保有の態様その他の事情を勘案して、内閣府令で定める。
art-50/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-2
Necessary particulars relevant to the determination of whether the majority of the voting rights held by all the shareholders, etc. are held as prescribed in item (iv) of the preceding paragraph are specified by Cabinet Office Order in consideration of the manner in which they are held and other circumstances.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十条の二（廃業等の届出等） — (Notification of Discontinuing Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-50-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2
**第一項** 金融商品取引業者等が次の各号のいずれかに該当することとなつたときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。
art-50-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1
If a financial instruments business operator, etc. comes to fall under any of the following items, the person specified in that item must notify the Prime Minister of this within 30 days from the day in question:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引業者である個人が死亡したとき その相続人
art-50-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-1
the financial instruments business operator is an individual, and that individual dies:the heir;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業等を廃止したとき その法人又は個人
art-50-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-2
the financial instruments business operator, etc. discontinues financial instruments business, etc.:that corporation or individual;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品取引業者等である法人が合併により消滅したとき その法人を代表する役員であつた者
art-50-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-3
the financial instruments business operator, etc. is a corporation, and that corporation disappears in a merger:the officer that represented the corporation;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 金融商品取引業者等である法人が破産手続開始の決定により解散したとき その破産管財人
art-50-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-4
the financial instruments business operator, etc. is a corporation, and that corporation is dissolved due to an order to commence bankruptcy proceedings:the bankruptcy trustee;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 金融商品取引業者等である法人が合併及び破産手続開始の決定以外の理由により解散したとき その清算人
art-50-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-5
the financial instruments business operator, etc. is a corporation, and that corporation is dissolved for reasons other than a merger or an order to commence bankruptcy proceedings:the liquidator;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 金融商品取引業者等である法人が分割により事業の全部又は一部を承継させたとき その法人
art-50-2/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
the financial instruments business operator, etc. is a corporation, and that corporation has the whole or part of its business succeeded to in a company split:that corporation;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 事業の全部又は一部を譲渡したとき その法人又は個人
art-50-2/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
the financial instruments business operator, etc. transfers the whole or part of its business:that corporation or individual; or
Ministry of Justice translation — Japanese Law Translation Database System
**八** 金融商品取引業者（第一種金融商品取引業を行う者に限る。）が金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録（有価証券等仲介業務の種別に係るものに限る。第十一項及び第十二項において同じ。）又は同法第十六条第一項の変更登録（有価証券等仲介業務の種別の追加に係るものに限る。第十一項及び第十二項において同じ。）を受けたとき 当該登録又は変更登録を受けた者
art-50-2/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-8
the financial instruments business operator (limited to those engaged in type-I financial instruments business) has obtained the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations; the same applies in paragraphs (11) and (12)) or the registration of change referred to in Article 16, paragraph (1) of that Act (limited to the registration related to the addition of the type of securities, etc. intermediary business operations; the same applies in paragraphs (11) and (12)): the financial instruments business operator that has obtained the registration or the registration of change.
machine translation, not official
**第二項** 金融商品取引業者等が前項第一号から第七号までのいずれかに該当することとなつたとき（同項第六号にあつては分割により事業の全部を承継させたとき、同項第七号にあつては事業の全部を譲渡したときに限る。）は、当該金融商品取引業者等の第二十九条又は第三十三条の二の登録は、その効力を失う。
art-50-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-2
If a financial instruments business operator, etc. comes to fall under any of items (i) through (vii) of the preceding paragraph (in item (vi) of the preceding paragraph, this is only if a financial instruments business operator, etc. has the whole of its business succeeded to in a company split, and in item (vii) of the preceding paragraph, this is only if a financial instruments business operator, etc. transfers the whole of its business), the Article 29 or Article 33-2 registration of the financial instruments business operator, etc. ceases to be effective.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者である個人（投資助言業務を行う者に限る。）が死亡した場合においては、相続人は被相続人の死亡後六十日間（当該期間内に第二十九条の四第一項の規定による登録の拒否の処分があつたとき、又は次項の規定により読み替えて適用する第五十二条第一項の規定により金融商品取引業（投資助言業務に限る。以下この項から第五項までにおいて同じ。）の廃止を命じられたときは、当該処分のあつた日又は当該廃止を命じられた日までの間。以下この項において「継続業務期間」という。）は、引き続き金融商品取引業を行うことができる。相続人が継続業務期間内に第二十九条の登録（当該相続人が金融商品取引業者である場合にあつては、第三十一条第四項の変更登録。以下この項において同じ。）の申請をした場合において、当該継続業務期間を経過したときは、その申請について登録又は登録の拒否の処分があるまでの間も、同様とする。
art-50-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-3
If a financial instruments business operator is an individual (limited to one engaged in investment advisory business) and that individual dies, the heir may continue to engage in financial instruments business for 60 days after the death of the decedent (if, during that period, a disposition to refuse registration under Article 29-4, paragraph (1) is reached or the discontinuation of financial instruments business (limited to investment advisory business; hereinafter the same applies in this paragraph to paragraph (5)) is ordered pursuant to Article 52, paragraph (1) as applied pursuant to the provisions of the following paragraph following the deemed replacement of terms, the heir may continue to engage in financial instruments business until the day on which the disposition is reached or the discontinuation is ordered; hereinafter referred to as the "business continuation period" in this paragraph). The same applies until a disposition to make a registration or deny a registration in connection with an application is reached, if the heir files an application for the registration referred to in Article 29 (or, if the heir is a financial instruments business operator and files an application for the registration of a change referred to in Article 31, paragraph (4); hereinafter the same applies in this paragraph) during the business continuation period and the business continuation period elapses.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 前項の規定により引き続き金融商品取引業を行うことができる場合においては、相続人を金融商品取引業者（投資助言業務を行う者に限る。）とみなして、第三十六条から第三十六条の三まで、第三十七条、第三十七条の三、第三十七条の四、第三十七条の六から第三十八条の二まで、第四十条、第四十一条から第四十一条の五まで、第四十三条の六、第四十四条から第四十四条の三まで、第四十五条、第四十七条から第四十七条の三まで、第四十九条第三項、第四十九条の四、第四十九条の五、次条、第五十二条第一項（第一号又は第八号から第十一号までに係る部分に限る。）、第四項若しくは第五項又は第五十六条の二（第一項、第三項又は第四項に限る。）の規定（これらの規定に係る罰則を含む。）を適用する。この場合において、第五十二条第一項中「第二十九条の登録を取り消し」とあるのは、「金融商品取引業の廃止を命じ」とする。
art-50-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-4
If it is permissible for an heir to continue engaging in financial instruments business pursuant to the provisions of the preceding paragraph, the heir is deemed to be a financial instruments business operator (limited to one engaged in investment advisory business), and the provisions of Articles 36 through 36-3; Article 37; Article 37-3; Article 37-4; Articles 37-6 through 38-2; Article 40; Articles 41 through 41-5; Article 43-6; Articles 44 through 44-3; Article 45; Articles 47 through 47-3; Article 49, paragraph (3); Article 49-4; Article 49-5; Article 51; Article 52, paragraph (1) (limited to the part that involves item (i) and items (viii) through (xi)); Article 52, paragraph (4) or (5); and Article 56-2 (limited to paragraph (1), (3) or (4)) (including the penal provisions linked with these provisions) apply. In this case, in Article 52, paragraph (1), the term "rescind its Article 29 registration" is deemed to be replaced with "order the discontinuation of financial instruments business".
machine translation, not official
**第五項** 前項の規定により読み替えて適用する第五十二条第一項の規定により金融商品取引業の廃止が命じられた場合における第二十九条の四第一項の規定の適用については、当該廃止を命じられた相続人を第五十二条第一項の規定により第二十九条の登録を取り消された者と、当該廃止を命じられた日を同項の規定による同条の登録の取消しの日とみなす。
art-50-2/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-5
With regard to the application of the provisions of Article 29-4, paragraph (1) if the discontinuation of financial instruments business is ordered pursuant to Article 52, paragraph (1) as applied pursuant to the provisions of the preceding paragraph following the deemed replacement of terms, the heir that is subject to the order for discontinuation is deemed to be a person that has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 52, paragraph (1), and the day on which the discontinuation is ordered is deemed to be the day on which the registration referred to in Article 29 is rescinded pursuant to the provisions of Article 52, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 金融商品取引業者等は、金融商品取引業等（投資助言・代理業を除く。第八項及び第五十六条第一項において同じ。）の廃止をし、合併（当該金融商品取引業者等が合併により消滅する場合の当該合併に限る。）をし、合併及び破産手続開始の決定以外の理由による解散をし、分割による事業の全部若しくは一部の承継をさせ、又は事業の全部若しくは一部の譲渡をしようとするときは、その日の三十日前までに、内閣府令で定めるところにより、その旨を公告するとともに、全ての営業所又は事務所の公衆の目につきやすい場所に掲示しなければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、掲示することを要しない。
art-50-2/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
If a financial instruments business operator, etc. seeks to discontinue financial instruments business, etc. (excluding investment advisory and agency business; the same applies in paragraph (8) and Article 56, paragraph (1)), to implement a merger (limited to a merger in which the financial instruments business operator, etc. disappears), to dissolve for reasons other than merger or an order to commence bankruptcy proceedings, to have all or part of its business succeeded to in a company split, or to transfer all or part of its business, it must issue public notice of this and post a notice in a place easily seen by the public at all of its business offices or offices pursuant to the provisions of Cabinet Office Order, by 30 days prior to the day on which it does so; provided, however, that in the cases specified by Cabinet Office Order as cases where there is no hindrance to the protection of investors, it is not required to post a notice.
machine translation, not official
**第七項** 金融商品取引業者等は、前項の規定による公告をしたときは、直ちに、その旨を内閣総理大臣に届け出なければならない。
art-50-2/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-7
If a financial instruments business operator, etc. issues a public notice under the preceding paragraph, it must notify the Prime Minister of this immediately.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 金融商品取引業者等は、第六項の規定による公告をした場合（合併、分割による事業の全部又は一部の承継及び事業の全部又は一部の譲渡に係る公告をした場合を除く。）においては、当該金融商品取引業者等が行つた有価証券及び暗号資産の売買その他の取引並びにデリバティブ取引等（第五十六条、第五十七条の九及び第四節の三において「顧客取引」という。）を、速やかに結了し、かつ、金融商品取引業等に関し顧客から預託を受けた財産及びその計算において自己が占有する財産並びに管理する顧客の暗号資産（第五十六条第一項、第五十七条の九及び同節において「顧客財産」という。）を、遅滞なく顧客に返還し、又は移転しなければならない。
art-50-2/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-8
If a financial instruments business operator, etc. issues a public notice under paragraph (6) (unless it issues that public notice in connection with the succession of the whole or part of its business upon merger or in a company split or in connection with the transfer of the whole or part of its business), the financial instruments business operator, etc. must promptly complete the purchase and sale and other transactions of securities and cryptoassets, and the derivatives transactions, etc. it is conducting (referred to as "customer transactions" in Article 56, Article 57-9 and Section 4-3), and return or transfer to customers without delay the assets that customers have deposited with it in connection with its financial instruments business, etc., the assets on its customers' accounts that are in its possession, and the cryptoassets of customers that it manages (referred to as "customer property" in Article 56, paragraph (1), Article 57-9 and that Section).
machine translation, not official
**第九項** 会社法第九百四十条第一項（第一号に係る部分に限る。）及び第三項の規定は、金融商品取引業者等（会社に限る。）が電子公告（同法第二条第三十四号に規定する電子公告をいう。以下同じ。）により第六項の規定による公告をする場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
art-50-2/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-9
The provisions of Article 940, paragraph (1) (limited to the part that involves item (i)) and Article 940, paragraph (3) of the Companies Act apply mutatis mutandis if a financial instruments business operator, etc. (limited to one that is a company) issues a public notice under paragraph (6) through an electronic public notice (meaning an electronic public notice as provided for in Article 2, item (xxxiv) of that Act; the same applies hereinafter). In such a case, the necessary technical replacement of terms is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第十項** 会社法第九百四十条第一項（第一号に係る部分に限る。）及び第三項、第九百四十一条、第九百四十六条、第九百四十七条、第九百五十一条第二項、第九百五十三条並びに第九百五十五条の規定は、金融商品取引業者等（外国会社に限る。）が電子公告により第六項の規定による公告をする場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
art-50-2/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-10
The provisions of Article 940, paragraph (1) (limited to the part that involves item (i)) of the Companies Act and Article 940, paragraph (3); Article 941; Article 946; Article 947; Article 951, paragraph (2); Article 953; and Article 955 of that Act apply mutatis mutandis if a financial instruments business operator, etc. (limited to one that is a foreign company) issues a public notice under paragraph (6) through an electronic public notice. In such a case, the necessary technical replacement of terms is specified by Cabinet Order.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "The provisions of Article 940, paragraph (1) (limited to the part that involves item (i)) of the Companies Act and Article 940, paragraph (3); Article 941; Article 946; Article 947; Article 951; paragraph (2); Article 953; and Article 955 of that Act apply mutatis mutandis if a financial instruments business operator, etc. (limited to one that is a foreign company) issues a public notice under paragraph (6) through an electronic public notice. In such a case, the necessary technical replacement of terms is specified by Cabinet Order." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第十一項** 次の各号のいずれかに該当するときは、当該金融商品取引業者の第二十九条の登録は、その効力を失う。
art-50-2/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11
If any of the following items applies, the relevant financial instruments business operator's registration referred to in Article 29 ceases to be effective.
machine translation, not official
**一** 金融商品取引業者（第一種金融商品取引業のみを行う者に限る。）が第六十六条の登録（第六十六条の二第一項第四号に規定する有価証券売買媒介等業務の種別に係るものに限る。次項第一号において同じ。）若しくは第六十六条の五第四項の変更登録（第六十六条の二第一項第四号に規定する有価証券売買媒介等業務の種別の追加に係るものに限る。次項第一号において同じ。）を受けたとき、又は金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録若しくは同法第十六条第一項の変更登録を受けたとき。
art-50-2/par-11/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11/item-1
when a financial instruments business operator (limited to one engaged only in type-I financial instruments business) obtains the registration referred to in Article 66 (limited to that relating to the type of securities purchase and sale intermediary business, etc. prescribed in Article 66-2, paragraph (1), item (iv); the same applies in item (i) of the following paragraph) or the registration of change referred to in Article 66-5, paragraph (4) (limited to that relating to the addition of the type of securities purchase and sale intermediary business, etc. prescribed in Article 66-2, paragraph (1), item (iv); the same applies in item (i) of the following paragraph), or obtains the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or the registration of change referred to in Article 16, paragraph (1) of that Act;
machine translation, not official
**二** 金融商品取引業者（暗号資産取引業のみを行う者に限る。）が第六十六条の登録（第六十六条の二第一項第四号に規定する暗号資産売買媒介等業務の種別に係るものに限る。次号ロ並びに次項第二号及び第三号ロにおいて同じ。）又は第六十六条の五第四項の変更登録（第六十六条の二第一項第四号に規定する暗号資産売買媒介等業務の種別の追加に係るものに限る。次項第二号において同じ。）を受けたとき。
art-50-2/par-11/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11/item-2
when a financial instruments business operator (limited to one engaged only in cryptoasset trading business) obtains the registration referred to in Article 66 (limited to that relating to the type of intermediary services for purchase and sale, etc. of cryptoassets prescribed in Article 66-2, paragraph (1), item (iv); the same applies in (b) of the following item and in item (ii) and item (iii), (b) of the following paragraph) or the registration of change referred to in Article 66-5, paragraph (4) (limited to that relating to the addition of the type of intermediary services for purchase and sale, etc. of cryptoassets prescribed in Article 66-2, paragraph (1), item (iv); the same applies in item (ii) of the following paragraph);
machine translation, not official
**三** 金融商品取引業者（第一種金融商品取引業及び暗号資産取引業のみを行う者に限る。）が次のいずれかに該当する場合
art-50-2/par-11/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11/item-3
if a financial instruments business operator (limited to one engaged only in type-I financial instruments business and cryptoasset trading business) falls under any of the following:
machine translation, not official
**イ** 第六十六条の登録（第六十六条の二第一項第四号に規定する有価証券売買媒介等業務及び暗号資産売買媒介等業務の種別に係るものに限る。次項第三号イにおいて同じ。）を受けたとき。
art-50-2/par-11/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11/item-3/sub-1
when it obtains the registration referred to in Article 66 (limited to that relating to the types of securities purchase and sale intermediary business, etc. and intermediary services for purchase and sale, etc. of cryptoassets prescribed in Article 66-2, paragraph (1), item (iv); the same applies in item (iii), (a) of the following paragraph);
machine translation, not official
**ロ** 金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録又は同法第十六条第一項の変更登録を受け、かつ、第六十六条の登録を受けたとき。
art-50-2/par-11/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11/item-3/sub-2
when it obtains the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or the registration of change referred to in Article 16, paragraph (1) of that Act, and obtains the registration referred to in Article 66.
machine translation, not official
**第十二項** 次の各号のいずれかに該当するときは、前項第三号に規定する場合を除き、当該金融商品取引業者は、当該各号に定める内容の第三十一条第四項の変更登録を受けたものとみなす。
art-50-2/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12
If any of the following items applies, except in the case prescribed in item (iii) of the preceding paragraph, the relevant financial instruments business operator is deemed to have obtained the registration of change referred to in Article 31, paragraph (4) with the content specified in the relevant item.
machine translation, not official
**一** 第一種金融商品取引業を行う金融商品取引業者（第一種金融商品取引業のみを行う者を除く。）が第六十六条の登録若しくは第六十六条の五第四項の変更登録を受けたとき、又は金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録若しくは同法第十六条第一項の変更登録を受けたとき 第一種金融商品取引業を行わない旨
art-50-2/par-12/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-1
when a financial instruments business operator engaged in type-I financial instruments business (excluding one engaged only in type-I financial instruments business) obtains the registration referred to in Article 66 or the registration of change referred to in Article 66-5, paragraph (4), or obtains the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or the registration of change referred to in Article 16, paragraph (1) of that Act: to the effect that it will no longer conduct type-I financial instruments business;
machine translation, not official
**二** 暗号資産取引業を行う金融商品取引業者（暗号資産取引業のみを行う者を除く。）が第六十六条の登録又は第六十六条の五第四項の変更登録を受けたとき 暗号資産取引業を行わない旨
art-50-2/par-12/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-2
when a financial instruments business operator engaged in cryptoasset trading business (excluding one engaged only in cryptoasset trading business) obtains the registration referred to in Article 66 or the registration of change referred to in Article 66-5, paragraph (4): to the effect that it will no longer conduct cryptoasset trading business;
machine translation, not official
**三** 第一種金融商品取引業及び暗号資産取引業を行う金融商品取引業者（第一種金融商品取引業及び暗号資産取引業のみを行う者を除く。）が次のいずれかに該当する場合 第一種金融商品取引業及び暗号資産取引業を行わない旨
art-50-2/par-12/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-3
if a financial instruments business operator engaged in type-I financial instruments business and cryptoasset trading business (excluding one engaged only in type-I financial instruments business and cryptoasset trading business) falls under any of the following: to the effect that it will no longer conduct type-I financial instruments business and cryptoasset trading business:
machine translation, not official
**イ** 第六十六条の登録を受けたとき。
art-50-2/par-12/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-3/sub-1
when it obtains the registration referred to in Article 66;
machine translation, not official
**ロ** 金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録又は同法第十六条第一項の変更登録を受け、かつ、第六十六条の登録を受けたとき。
art-50-2/par-12/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-3/sub-2
when it obtains the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or the registration of change referred to in Article 16, paragraph (1) of that Act, and obtains the registration referred to in Article 66.
machine translation, not official
### 第五十一条（金融商品取引業者に対する業務改善命令） — (Issuing a Business Improvement Order to a Financial Instruments Business Operator)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-51 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51
**第一項** 内閣総理大臣は、金融商品取引業者の業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該金融商品取引業者に対し、業務の方法の変更その他業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。
art-51/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a financial instruments business operator's business operations or the state of its assets, the Prime Minister may, to the extent necessary, order the financial instruments business operator to change its business methods or otherwise take measures that are necessary for improving its business operations or the state of its assets.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十一条の二（登録金融機関に対する業務改善命令） — (Issuing a Business Improvement Order to a Registered Financial Institution)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-51-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51-2
**第一項** 内閣総理大臣は、登録金融機関の業務の運営に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該登録金融機関に対し、業務の方法の変更その他業務の運営の改善に必要な措置をとるべきことを命ずることができる。
art-51-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51-2/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a registered financial institution's business operations, the Prime Minister may, to the extent necessary, order the registered financial institution to change its business methods or to otherwise take measures that are necessary for improving its business operations.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十二条（金融商品取引業者に対する監督上の処分） — (Supervisory Measures for Financial Instruments Business Operators)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-52 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52
**第一項** 内閣総理大臣は、金融商品取引業者が次の各号のいずれかに該当する場合においては、当該金融商品取引業者の第二十九条の登録を取り消し、第三十条第一項の認可を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
art-52/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
If a financial instruments business operator falls under any of the following items, the Prime Minister may rescind its Article 29 registration, rescind its Article 30, paragraph (1) authorization, or order the suspension of all or part of business during a fixed period of no longer than six months:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二十九条の四第一項第一号から第三号までのいずれかに該当することとなつたとき。
art-52/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-1
it comes to fall under any of Article 29-4, paragraph (1), items (i) through (iii).
machine translation, not official
**二** 第一種金融商品取引業、第二種金融商品取引業、投資運用業又は暗号資産取引業を行う金融商品取引業者が、第二十九条の四第一項第四号に該当することとなつたとき。
art-52/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-2
a financial instruments business operator engaged in type-I financial instruments business, type-II financial instruments business, investment management business, or cryptoasset trading business comes to fall under Article 29-4, paragraph (1), item (iv);
machine translation, not official
**三** 第一種金融商品取引業、投資運用業又は暗号資産取引業を行う金融商品取引業者が、第二十九条の四第一項第五号イ又はロに該当することとなつたとき。
art-52/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-3
a financial instruments business operator engaged in type-I financial instruments business, investment management business, or cryptoasset trading business comes to fall under Article 29-4, paragraph (1), item (v), (a) or (b);
machine translation, not official
**四** 第一種金融商品取引業又は暗号資産取引業を行う金融商品取引業者が、第二十九条の四第一項第六号ロに該当することとなつたとき。
art-52/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-4
a financial instruments business operator engaged in type-I financial instruments business or cryptoasset trading business comes to fall under Article 29-4, paragraph (1), item (vi), (b);
machine translation, not official
**五** 第二種金融商品取引業として高速取引行為を行う金融商品取引業者が、第二十九条の四第一項第七号に該当することとなつたとき。
art-52/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-5
a financial instruments business operator conducting high-speed trading as type-II financial instruments business comes to fall under Article 29-4, paragraph (1), item (vii);
Ministry of Justice translation — Japanese Law Translation Database System
**六** 暗号資産取引業を行う金融商品取引業者が、第二十九条の四第一項第八号に該当することとなつたとき。
art-52/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-6
a financial instruments business operator engaged in cryptoasset trading business comes to fall under Article 29-4, paragraph (1), item (viii);
machine translation, not official
**七** 不正の手段により第二十九条の登録を受けたとき。
art-52/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-7
it has received its Article 29 registration by wrongful means;
machine translation, not official
**八** 金融商品取引業又はこれに付随する業務に関し法令（第四十六条の六第二項を除く。）又は法令に基づいてする行政官庁の処分に違反したとき。
art-52/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-8
it violates a law or regulation (other than Article 46-6, paragraph (2)) or a disposition by a government agency which is based on a law or regulation, in connection with the financial instruments business or services incidental thereto;
machine translation, not official
**九** 業務又は財産の状況に照らし支払不能に陥るおそれがあるとき。
art-52/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-9
in light of the state of its business or assets, it is likely to become insolvent;
machine translation, not official
**十** 投資助言・代理業又は投資運用業の運営に関し、投資者の利益を害する事実があるとき。
art-52/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-10
a fact has occurred in connection with the operation of investment advisory and agency business or investment management business, which is detrimental to the investors' interests;
machine translation, not official
**十一** 金融商品取引業に関し、不正又は著しく不当な行為をした場合において、その情状が特に重いとき。
art-52/par-1/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-11
it commits a wrongful or extremely unjust act in connection with the financial instruments business, and the circumstances surrounding this are particularly serious;
machine translation, not official
**十二** 第三十条第一項の認可に付した条件に違反したとき。
art-52/par-1/item-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-12
it violates the conditions attached to the authorization referred to in Article 30, paragraph (1); or
machine translation, not official
**十三** 第三十条第一項の認可を受けた金融商品取引業者が第三十条の四第一号から第三号まで又は第五号に掲げる基準に適合しないこととなつたとき。
art-52/par-1/item-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-13
a financial instruments business operator that has obtained the authorization referred to in Article 30, paragraph (1) becomes unable to satisfy the criteria set forth in Article 30-4, items (i) through (iii) or item (v).
machine translation, not official
**第二項** 内閣総理大臣は、金融商品取引業者の役員（外国法人にあつては、国内における営業所若しくは事務所に駐在する役員又は国内における代表者に限る。以下この項及び次条第二項において同じ。）が、第二十九条の四第一項第二号イからリまで（暗号資産取引業を行う金融商品取引業者の役員にあつては、同号イからリまで又は同項第八号ハ（１）から（３）まで。以下この項において同じ。）のいずれかに該当することとなつたとき、第二十九条の登録当時既に第二十九条の四第一項第二号イからリまでのいずれかに該当していたことが判明したとき、又は前項第八号若しくは第十号から第十二号までのいずれかに該当することとなつたときは、当該金融商品取引業者に対して、当該役員の解任を命ずることができる。
art-52/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
If an officer of a financial instruments business operator (for a foreign corporation, this is limited to an officer stationed at its domestic business office or office, and its domestic representative; hereinafter the same applies in this paragraph and paragraph (2) of the following Article) comes to fall under the cases under any of Article 29-4, paragraph (1), item (ii), (a) through (i) (for an officer of a financial instruments business operator engaged in cryptoasset trading business, (a) through (i) of that item or item (viii), (c), (1) through (3) of that paragraph; hereinafter the same applies in this paragraph), is discovered to have fallen under the cases under any of Article 29-4, paragraph (1), item (ii), (a) through (i) at the time of obtaining the registration referred to in Article 29, or comes to fall under the cases under any of item (viii) or items (x) through (xii) of the preceding paragraph, the Prime Minister may order the financial instruments business operator to dismiss that officer.
machine translation, not official
**第三項** 第三十条第一項の認可を受けた金融商品取引業者が第五十条第一項第二号に該当することとなつたとき、又は当該金融商品取引業者の第二十九条の登録が第五十条の二第二項若しくは第十一項の規定によりその効力を失つたとき、若しくは第一項、次項、第五十三条第三項、第五十四条若しくは第五十七条の六第三項の規定により取り消されたときは、当該認可は、その効力を失う。
art-52/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-3
If a financial instruments business operator that has obtained the registration referred to in Article 30, paragraph (1) comes to fall under Article 50, paragraph (1), item (ii), or if the financial instruments business operator's registration referred to in Article 29 ceases to be effective pursuant to the provisions of Article 50-2, paragraph (2) or (11) or is rescinded pursuant to the provisions of paragraph (1), the following paragraph, Article 53, paragraph (3), Article 54 or Article 57-6, paragraph (3), that authorization ceases to be effective.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、金融商品取引業者の営業所若しくは事務所の所在地を確知できないとき、又は金融商品取引業者の所在（法人である場合においては、その法人を代表する役員の所在）を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該金融商品取引業者から申出がないときは、当該金融商品取引業者の登録を取り消すことができる。
art-52/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
If the Prime Minister is unable to ascertain the location of the business offices or offices of a financial instruments business operator or is unable to ascertain the whereabouts of a financial instruments business operator (in the case of a corporation, the whereabouts of the officer representing the corporation), the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of the financial instruments business operator if no filing is made by the financial instruments business operator even after 30 days past the day of the public notice.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 前項の規定による処分については、行政手続法第三章の規定は、適用しない。
art-52/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-5
The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十二条の二（登録金融機関に対する監督上の処分） — (Supervisory Measures for Registered Financial Institutions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-52-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2
**第一項** 内閣総理大臣は、登録金融機関が次の各号のいずれかに該当する場合においては、当該登録金融機関の第三十三条の二の登録を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
art-52-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
If a registered financial institution falls under any of the following items, the Prime Minister may rescind its registration under Article 33-2, or order the suspension of all or part of business during a fixed period of no longer than six months:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第三十三条の五第一項各号のいずれかに該当することとなつたとき。
art-52-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-1
it has come to fall under any of the items of Article 33-5, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 不正の手段により第三十三条の二の登録を受けたとき。
art-52-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-2
it has received its Article 33-2 registration by wrongful means;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 登録金融機関業務又はこれに付随する業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。
art-52-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-3
it violates a law or regulation or a disposition by a government agency which is based on a law or regulation, in connection with the services of a registered financial institution or services incidental thereto;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 投資助言・代理業の運営に関し、投資者の利益を害する事実があるとき。
art-52-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-4
a fact has occurred in connection with the operation of its investment advisory and agency business, which is detrimental to the investors' interests; or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 登録金融機関業務に関し、不正又は不当な行為をした場合において、その情状が特に重いとき。
art-52-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-5
it has committed a wrongful or unjust act in connection with the services of a registered financial institution, and the circumstances surrounding this are particularly serious.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、登録金融機関の役員が、前項第三号から第五号までのいずれかに該当することとなつたときは、当該登録金融機関に対して、当該役員の解任を命ずることができる。
art-52-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-2
If the officer of a registered financial institution comes to fall under any of the categories in items (iii) through (v) of the preceding paragraph, the Prime Minister may order the registered financial institution to dismiss that officer.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、登録金融機関の営業所若しくは事務所の所在地を確知できないとき、又は登録金融機関を代表する役員の所在を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該登録金融機関から申出がないときは、当該登録金融機関の登録を取り消すことができる。
art-52-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-3
If the Prime Minister is unable to ascertain the location of the business offices or offices of a registered financial institution or is unable to ascertain the whereabouts of the officer representing the registered financial institution, the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of the registered financial institution if no filing is made by the registered financial institution even after 30 days past the day of the public notice.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 前項の規定による処分については、行政手続法第三章の規定は、適用しない。
art-52-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-4
The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十三条（自己資本規制比率についての命令） — (Orders Involving the Capital Adequacy Ratio)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-53 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53
**第一項** 内閣総理大臣は、金融商品取引業者（第一種金融商品取引業又は暗号資産取引業を行う者に限る。以下この条において同じ。）が第四十六条の六第二項の規定に違反している場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、業務の方法の変更を命じ、財産の供託その他監督上必要な事項を命ずることができる。
art-53/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-1
If a financial instruments business operator (limited to one engaged in type-I financial instruments business or cryptoasset trading business; hereinafter the same applies in this Article) violates the provisions of Article 46-6, paragraph (2) and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may, to the extent necessary, order a change of business methods, order assets to be deposited, or otherwise issue orders with respect to particulars that are necessary from a supervisory perspective.
machine translation, not official
**第二項** 内閣総理大臣は、金融商品取引業者が第四十六条の六第二項の規定に違反している場合（自己資本規制比率が、百パーセントを下回るときに限る。）において、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、三月以内の期間を定めて業務の全部又は一部の停止を命ずることができる。
art-53/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-2
If a financial instruments business operator violates the provisions of Article 46-6, paragraph (2) (but only if the capital adequacy ratio is less than 100 percent) and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may, to the extent necessary, order the suspension of all or part of business during a fixed period of no longer than three months.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、前項の規定により業務の全部又は一部の停止を命じた場合において、その日から三月を経過した日における当該金融商品取引業者の自己資本規制比率が引き続き百パーセントを下回り、かつ、当該金融商品取引業者の自己資本規制比率の状況が回復する見込みがないと認められるときは、当該金融商品取引業者の第二十九条の登録を取り消すことができる。
art-53/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
If the Prime Minister orders the suspension of all or part of the business pursuant to the provisions of the preceding paragraph, and finds that the capital adequacy ratio of the financial instruments business operator as of the day on which three months have elapsed since the day of the order continues to be less than 100 percent and that the financial instruments business operator's capital adequacy ratio status is not likely to recover, the Prime Minister may rescind the Article 29 registration of that financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十四条（業務の不開始又は休止に基づく登録の取消し） — (Rescission of Registration Due to Non-Commencement or Suspension of Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-54 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
**第一項** 内閣総理大臣は、金融商品取引業者等が正当な理由がないのに、金融商品取引業等を行うことができることとなつた日から三月以内に業務を開始しないとき、又は引き続き三月以上その業務を休止したときは、当該金融商品取引業者等の第二十九条又は第三十三条の二の登録を取り消すことができる。
art-54/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54/par-1
If, without legitimate grounds for doing so, a financial instruments business operator, etc. does not commence business within three months of the day on which it is permitted to begin engaging in financial instruments business, etc. or suspends business for three months or more continually, the Prime Minister may rescind the Article 29 or Article 33-2 registration of that financial instruments business operator, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十四条の二（監督処分の公告） — (Public Notice of Supervisory Dispositions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-54-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-54-2
**第一項** 内閣総理大臣は、次に掲げる場合には、内閣府令で定めるところにより、その旨を公告しなければならない。
art-54-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-54-2/par-1
In the following cases, the Prime Minister must issue public notice indicating as follows, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第五十二条第一項又は第五十二条の二第一項の規定により第二十九条若しくは第三十三条の二の登録若しくは第三十条第一項の認可を取り消し、又は業務の全部若しくは一部の停止を命じたとき。
art-54-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-54-2/par-1/item-1
the Prime Minister rescinds the registration referred to in Article 29 or Article 33-2 or the authorization referred to in Article 30, paragraph (1), or orders the suspension of all or a part of the business pursuant to the provisions of Article 52, paragraph (1) or Article 52-2, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第五十三条第二項の規定により業務の全部又は一部の停止を命じたとき。
art-54-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-54-2/par-1/item-2
the Prime Minister orders the suspension of all or a part of the business pursuant to the provisions of Article 53, paragraph (2); or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第五十二条第四項、第五十二条の二第三項、第五十三条第三項又は前条の規定により第二十九条又は第三十三条の二の登録を取り消したとき。
art-54-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-54-2/par-1/item-3
the Prime Minister rescinds the registration referred to in Article 29 or Article 33-2 pursuant to the provisions of Article 52, paragraph (4); Article 52-2, paragraph (3); Article 53, paragraph (3); or the preceding Article.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十五条（登録等の抹消） — (Deletion of Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-55 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-55
**第一項** 内閣総理大臣は、第五十条の二第二項若しくは第十一項の規定により第二十九条若しくは第三十三条の二の登録がその効力を失つたとき、又は第五十二条第一項若しくは第四項、第五十二条の二第一項若しくは第三項、第五十三条第三項若しくは第五十四条の規定により第二十九条若しくは第三十三条の二の登録を取り消したときは、当該登録を抹消しなければならない。
art-55/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-55/par-1
If the registration referred to in Article 29 or Article 33-2 ceases to be effective pursuant to the provisions of Article 50-2, paragraph (2) or (11) or if the Prime Minister rescinds the registration referred to in Article 29 or Article 33-2 pursuant to the provisions of Article 52, paragraph (1) or (4); Article 52-2, paragraph (1) or (3); Article 53, paragraph (3); or Article 54; the Prime Minister must delete that registration.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第五十二条第一項の規定により第三十条第一項の認可を取り消したとき、又は第五十二条第三項の規定により第三十条第一項の認可がその効力を失つたときは、同条第二項に規定する認可をした旨の付記を抹消しなければならない。
art-55/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-55/par-2
If the Prime Minister rescinds the authorization referred to in Article 30, paragraph (1) pursuant to the provisions of Article 52, paragraph (1) or the authorization referred to in Article 30, paragraph (1) pursuant to the provisions of Article 52, paragraph (3), the Prime Minister must delete the supplementary note indicating that the authorization provided for in Article 30, paragraph (2) has been given.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十六条（残務の結了） — (Completion of Remaining Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-56 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56
**第一項** 第五十条の二第八項の規定は、金融商品取引業者等が解散し、若しくは金融商品取引業等を廃止した場合又は第五十二条第一項、第五十二条の二第一項、第五十三条第三項若しくは第五十四条の規定により第二十九条若しくは第三十三条の二の登録を取り消された場合における当該金融商品取引業者等であつた者について準用する。この場合において、当該金融商品取引業者等であつた者は、顧客取引を結了し、又は顧客財産を顧客に返還し、若しくは移転する目的の範囲内において、なお金融商品取引業者等とみなす。
art-56/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56/par-1
The provisions of Article 50-2, paragraph (8) apply mutatis mutandis to a person that was a financial instruments business operator, etc. if that financial instruments business operator, etc. dissolves or discontinues financial instruments business, etc., or has the registration referred to in Article 29 or Article 33-2 rescinded pursuant to the provisions of Article 52, paragraph (1); Article 52-2, paragraph (1); Article 53, paragraph (3); or Article 54. In such a case, the person that was the financial instruments business operator, etc. is deemed to still be a financial instruments business operator, etc. to the extent required to complete customer transactions, or to return or transfer customer property to customers.
machine translation, not official
**第二項** 第五十条の二第八項の規定は、前項の規定の適用がある場合を除き、第三十条第一項の認可を受けた金融商品取引業者が、当該認可に係る業務を廃止した場合又は第五十二条第一項の規定により当該認可を取り消された場合における当該金融商品取引業者の当該業務に係る顧客取引について準用する。この場合において、当該金融商品取引業者は、当該業務に係る顧客取引を結了する目的の範囲内において、なお第三十条第一項の認可を受けているものとみなす。
art-56/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56/par-2
Except in a case to which the provisions of the preceding paragraph are applicable, the provisions of Article 50-2, paragraph (8) apply mutatis mutandis to the customer transactions involved in the business of a financial instruments business operator if a financial instruments business operator that has obtained the authorization referred to in Article 30, paragraph (1) discontinues the business to which that authorization concerns or has that authorization rescinded pursuant to the provisions of Article 52, paragraph (1). In such a case, the financial instruments business operator is deemed to still be registered under Article 30, paragraph (1) to the extent required to complete customer transactions involved in that business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十六条の二（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-56-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引業者等、これと取引をする者、当該金融商品取引業者等（登録金融機関を除く。）がその総株主等の議決権の過半数を保有する銀行等（以下この項において「子特定法人」という。）、当該金融商品取引業者等を子会社（第二十九条の四第四項に規定する子会社をいう。以下この条において同じ。）とする持株会社若しくは当該金融商品取引業者等から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この項において同じ。）に対し当該金融商品取引業者等の業務若しくは財産に関し参考となるべき報告若しくは資料（当該子特定法人にあつては、当該金融商品取引業者等（登録金融機関を除く。）の財産に関し参考となるべき報告又は資料に限る。）の提出を命じ、又は当該職員に当該金融商品取引業者等、当該子特定法人、当該金融商品取引業者等を子会社とする持株会社若しくは当該金融商品取引業者等から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該子特定法人にあつては当該金融商品取引業者等（登録金融機関を除く。）の財産に関し必要な検査に、当該金融商品取引業者等を子会社とする持株会社又は当該金融商品取引業者等から業務の委託を受けた者にあつては当該金融商品取引業者等の業務又は財産に関し必要な検査に限る。）をさせることができる。
art-56-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a financial instruments business operator, etc., a person that conducts transactions with a financial instruments business operator, etc., a bank, etc. in which a financial instruments business operator, etc. (excluding a registered financial institution) holds the majority of the voting rights held by all the shareholders, etc. (hereinafter such a bank, etc. is referred to as a "specified subsidiary corporation" in this paragraph), a holding company that has a financial instruments business operator, etc. as its subsidiary company (meaning a subsidiary company as prescribed in Article 29-4, paragraph (4); hereinafter the same applies in this Article), or the person that a financial instruments business operator, etc. has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this paragraph), to submit reports or materials that should serve as a reference in connection with the business or assets of the financial instruments business operator, etc. (but may only order a specified subsidiary corporation submit reports or materials that should serve as a reference in connection with the assets of the financial instruments business operator, etc. (excluding a registered financial institution)), and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of a financial instruments business operator, etc., a specified subsidiary corporation, a holding company that has a financial instruments business operator, etc. as its subsidiary company, or the person that a financial instruments business operator, etc. has entrusted with its business (but may only have the relevant officials inspect a specified subsidiary corporation as is necessary in connection with the assets of the financial instruments business operator, etc. (excluding a registered financial institution), and may only have the relevant officials inspect a holding company that has a financial instruments business operator, etc. as its subsidiary company, or the person that a financial instruments business operator, etc. has entrusted with its business, as is necessary in connection with the business or assets of the financial instruments business operator, etc.).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引業者（第一種金融商品取引業、投資運用業又は暗号資産取引業を行う者に限り、外国法人を除く。以下この項において同じ。）の主要株主（第二十九条の四第二項に規定する主要株主をいう。以下この項において同じ。）若しくは金融商品取引業者を子会社とする持株会社の主要株主に対し第三十二条から第三十二条の三まで（当該金融商品取引業者を子会社とする持株会社の主要株主にあつては、第三十二条の四において準用する第三十二条第一項若しくは第二項、第三十二条の二第一項又は第三十二条の三第一項。以下この項において同じ。）の届出若しくは措置若しくは当該金融商品取引業者の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該主要株主の書類その他の物件の検査（第三十二条から第三十二条の三までの届出若しくは措置又は当該金融商品取引業者の業務若しくは財産に関し必要な検査に限る。）をさせることができる。
art-56-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-2
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder (meaning a major shareholder as provided for in Article 29-4, paragraph (2); hereinafter the same applies in this paragraph) of a financial instruments business operator (limited to one engaged in type-I financial instruments business, investment management business, or cryptoasset trading business, and excluding a foreign corporation; hereinafter the same applies in this paragraph) or the major shareholder of a holding company that has a financial instruments business operator as its subsidiary company to submit a notification or take measures referred to in Articles 32 through 32-3 (this means Article 32, paragraph (1) or (2); Article 32-2, paragraph (1); or Article 32-3, paragraph (1) as applied mutatis mutandis pursuant to Article 32-4 in the case of the major shareholder of a holding company that has a financial instruments business operator as its subsidiary company; hereinafter the same applies in this paragraph), and to submit reports or materials that should serve as a reference in connection with the business or assets of that financial instruments business operator, and may have the relevant officials inspect documents or other articles of such a major shareholder (but only as is necessary in connection with the notification or measures referred to in Articles 32 through 32-3 or the business or assets of that financial instruments business operator).
machine translation, not official
**第三項** 内閣総理大臣は、第一項の規定による場合を除き、第三十六条第一項の規定の遵守を確保するため必要かつ適当であると認めるときは、特定金融商品取引業者等（同条第二項に規定する特定金融商品取引業者等をいう。以下この項において同じ。）の親金融機関等（同条第三項に規定する親金融機関等をいう。以下この項において同じ。）若しくは子金融機関等（同条第四項に規定する子金融機関等をいう。以下この項において同じ。）に対し当該特定金融商品取引業者等の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該特定金融商品取引業者等の親金融機関等若しくは子金融機関等の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査をさせることができる。
art-56-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-3
Except in the case provided for in paragraph (1), when the Prime Minister finds it to be necessary and appropriate for ensuring compliance with the provisions of Article 36, paragraph (1), the Prime Minister may order the parent financial institution, etc. (meaning a parent financial institution, etc. provided for in Article 36, paragraph (3); hereinafter the same applies in this paragraph) or subsidiary financial institution, etc. (meaning a subsidiary financial institution, etc. provided for in Article 36, paragraph (4); hereinafter the same applies in this paragraph) of a specified financial instruments business operator, etc. (meaning a specified financial instruments business operator, etc. provided for in Article 36, paragraph (2); hereinafter the same applies in this paragraph) to submit reports or materials that should serve as a reference in connection with the business or assets of the specified financial instruments business operator, etc., and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of the parent financial institution, etc. or the subsidiary financial institution, etc. of the relevant specified financial instruments business operator, etc.
machine translation, not official
**第四項** 内閣総理大臣は、第一項の規定による場合を除き、第四十四条の三の規定の遵守を確保するため必要かつ適当であると認めるときは、金融商品取引業者の親銀行等（第三十一条の四第三項に規定する親銀行等をいう。以下この項において同じ。）若しくは子銀行等（第三十一条の四第四項に規定する子銀行等をいう。以下この項において同じ。）に対し当該金融商品取引業者の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該金融商品取引業者の親銀行等若しくは子銀行等の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査をさせることができる。
art-56-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-4
In a case other than what is provided for in paragraph (1), when the Prime Minister finds it to be necessary and appropriate for ensuring compliance with Article 44-3, the Prime Minister may order the parent bank, etc. (meaning a parent bank, etc. provided for in Article 31-4, paragraph (3); hereinafter the same applies in this paragraph) or subsidiary bank, etc. (meaning a subsidiary bank, etc. provided for in Article 31-4, paragraph (4); hereinafter the same applies in this paragraph) of a financial instruments business operator to submit reports or materials that should serve as a reference in connection with the business or assets of the financial instruments business operator, and may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of the parent bank, etc. or subsidiary bank, etc. of the relevant financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十六条の三（資産の国内保有） — (Retention of Assets Within Japan)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-56-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-3
**第一項** 第四十九条の五に定めるもののほか、内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認める場合には、金融商品取引業者に対し、その資産のうち政令で定める部分を国内において保有することを命ずることができる。
art-56-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-3/par-1
Beyond what is provided for in Article 49-5, if the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a financial instruments business operator to keep the portion of its assets that is specified by Cabinet Order within Japan.
Ministry of Justice translation — Japanese Law Translation Database System
### 第五十七条（審問等） — (Hearings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-57 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57
**第一項** 内閣総理大臣は、第二十九条若しくは第三十三条の二の登録、第三十条第一項の認可又は第三十一条第四項の変更登録を拒否しようとするときは、登録申請者又は金融商品取引業者に通知して、当該職員に、当該登録申請者又は当該金融商品取引業者につき審問を行わせなければならない。
art-57/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-1
Before seeking to refuse an Article 29 or Article 33-2 registration, an Article 30, paragraph (1) authorization, or an Article 31, paragraph (4) registration of a change, the Prime Minister must notify the applicant for registration or the financial instruments business operator, and have the relevant officials conduct a hearing regarding the applicant for registration or the financial instruments business operator.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、第五十一条、第五十一条の二、第五十二条第一項、第五十二条の二第一項、第五十三条、第五十四条又は前条の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-57/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-2
Irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition based on the provisions of Article 51; Article 51-2; Article 52, paragraph (1); Article 52-2, paragraph (1); Article 53; Article 54; or the preceding Article, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第二十九条若しくは第三十三条の二の登録、第三十条第一項若しくは第三十一条第六項の認可、同条第四項の変更登録若しくは第三十五条第四項の承認をし、若しくはしないこととしたとき、第三十条の二第一項の規定により条件を付することとしたとき、又は第五十一条、第五十一条の二、第五十二条第一項若しくは第二項、第五十二条の二第一項若しくは第二項、第五十三条、第五十四条若しくは前条の規定に基づいて処分をすることとしたときは、書面により、その旨を登録申請者又は金融商品取引業者等に通知しなければならない。
art-57/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
Upon deciding to grant or to refuse an Article 29 or Article 33-2 registration, an Article 30, paragraph (1) or Article 31, paragraph (6) authorization, an Article 31, paragraph (4) registration of a change, or an Article 35, paragraph (4) approval, to attach conditions pursuant to the provisions of Article 30-2, paragraph (1), or to issue a disposition based on the provisions of Article 51; Article 51-2; Article 52, paragraph (1) or (2); Article 52-2, paragraph (1) or (2); Article 53; Article 54; or the preceding Article, the Prime Minister must notify the applicant for registration or the financial instruments business operator, etc. of this in writing.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "Upon deciding to grant or to refuse an Article 29 or Article 33-2 registration, the an Article 30, paragraph (1) or Article 31, paragraph (6) authorization, an Article 31, paragraph (4) registration of a change, or an Article 35, paragraph (4) approval, to attach conditions pursuant to the provisions of Article 30-2, paragraph (1), or to issue a disposition based on the provisions of Article 51; Article 51-2; Article 52, paragraph (1) or (2); Article 52-2, paragraph (1) or (2); Article 53; Article 54; or the preceding Article, the Prime Minister must notify the applicant for registration or the financial instruments business operator, etc. of this in writing." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
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## Cites
- art-50/par-1/item-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-50/par-1/item-2: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-50/par-1/item-3: この号 → 金融商品取引法 第五十条第一項第三号 (Article 50, paragraph (1), item (iii)), art-50/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-3
- art-50/par-1/item-3: 次条 → 金融商品取引法 第五十条の二 (Article 50-2), art-50-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2
- art-50/par-1/item-4: 次号 → 金融商品取引法 第五十条第一項第五号 (Article 50, paragraph (1), item (v)), art-50/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-5
- art-50/par-1/item-4: 第五十六条の二第一項 → 金融商品取引法 第五十六条の二第一項 (Article 56-2, paragraph (1)), art-56-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-1
- art-50/par-2: 前項第四号 → 金融商品取引法 第五十条第一項第四号 (Article 50, paragraph (1), item (iv)), art-50/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-4
- art-50-2/par-1/item-8: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-50-2/par-1/item-8: 第十一項 → 金融商品取引法 第五十条の二第十一項 (Article 50-2, paragraph (11)), art-50-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11
- art-50-2/par-1/item-8: 第十二項 → 金融商品取引法 第五十条の二第十二項 (Article 50-2, paragraph (12)), art-50-2/par-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12
- art-50-2/par-1/item-8: 同法第十六条第一項 → e-Gov law 412AC0000000101, 第十六条第一項 (Article 16, paragraph (1)), art-16/par-1 — not held in this collection
- art-50-2/par-2: 前項第一号から第七号まで → 金融商品取引法 第五十条の二第一項第一号 (Article 50-2, paragraph (1), item (i)), art-50-2/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-1
- art-50-2/par-2: 前項第一号から第七号まで → 金融商品取引法 第五十条の二第一項第二号 (Article 50-2, paragraph (1), item (ii)), art-50-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-2
- art-50-2/par-2: 前項第一号から第七号まで → 金融商品取引法 第五十条の二第一項第三号 (Article 50-2, paragraph (1), item (iii)), art-50-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-3
- art-50-2/par-2: 前項第一号から第七号まで → 金融商品取引法 第五十条の二第一項第四号 (Article 50-2, paragraph (1), item (iv)), art-50-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-4
- art-50-2/par-2: 前項第一号から第七号まで → 金融商品取引法 第五十条の二第一項第五号 (Article 50-2, paragraph (1), item (v)), art-50-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-5
- art-50-2/par-2: 前項第一号から第七号まで → 金融商品取引法 第五十条の二第一項第六号 (Article 50-2, paragraph (1), item (vi)), art-50-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
- art-50-2/par-2: 前項第一号から第七号まで → 金融商品取引法 第五十条の二第一項第七号 (Article 50-2, paragraph (1), item (vii)), art-50-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
- art-50-2/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-50-2/par-2: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-50-2/par-3: 第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- art-50-2/par-3: 次項 → 金融商品取引法 第五十条の二第四項 (Article 50-2, paragraph (4)), art-50-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-4
- art-50-2/par-3: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-50-2/par-3: この項 → 金融商品取引法 第五十条の二第三項 (Article 50-2, paragraph (3)), art-50-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-3
- art-50-2/par-3: 第五項 → 金融商品取引法 第五十条の二第五項 (Article 50-2, paragraph (5)), art-50-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-5
- art-50-2/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-50-2/par-3: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-50-2/par-4: 前項 → 金融商品取引法 第五十条の二第三項 (Article 50-2, paragraph (3)), art-50-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-3
- art-50-2/par-4: 第三十六条から第三十六条の三まで → 金融商品取引法 第三十六条 (Article 36), art-36 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36
- art-50-2/par-4: 第三十六条から第三十六条の三まで → 金融商品取引法 第三十六条の二 (Article 36-2), art-36-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-2
- art-50-2/par-4: 第三十六条から第三十六条の三まで → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-3
- art-50-2/par-4: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37
- art-50-2/par-4: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-3
- art-50-2/par-4: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-4
- art-50-2/par-4: 第三十七条の六から第三十八条の二まで → 金融商品取引法 第三十七条の六 (Article 37-6), art-37-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-6
- art-50-2/par-4: 第三十七条の六から第三十八条の二まで → 金融商品取引法 第三十七条の七 (Article 37-7), art-37-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-37-7
- art-50-2/par-4: 第三十七条の六から第三十八条の二まで → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38
- art-50-2/par-4: 第三十七条の六から第三十八条の二まで → 金融商品取引法 第三十八条の二 (Article 38-2), art-38-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-38-2
- art-50-2/par-4: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40
- art-50-2/par-4: 第四十一条から第四十一条の五まで → 金融商品取引法 第四十一条 (Article 41), art-41 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-41
- art-50-2/par-4: 第四十一条から第四十一条の五まで → 金融商品取引法 第四十一条の二 (Article 41-2), art-41-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-41-2
- art-50-2/par-4: 第四十一条から第四十一条の五まで → 金融商品取引法 第四十一条の三 (Article 41-3), art-41-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-41-3
- art-50-2/par-4: 第四十一条から第四十一条の五まで → 金融商品取引法 第四十一条の四 (Article 41-4), art-41-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-41-4
- art-50-2/par-4: 第四十一条から第四十一条の五まで → 金融商品取引法 第四十一条の五 (Article 41-5), art-41-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-41-5
- art-50-2/par-4: 第四十三条の六 → 金融商品取引法 第四十三条の六 (Article 43-6), art-43-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-2-2#art-43-6
- art-50-2/par-4: 第四十四条から第四十四条の三まで → 金融商品取引法 第四十四条 (Article 44), art-44 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44
- art-50-2/par-4: 第四十四条から第四十四条の三まで → 金融商品取引法 第四十四条の二 (Article 44-2), art-44-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44-2
- art-50-2/par-4: 第四十四条から第四十四条の三まで → 金融商品取引法 第四十四条の三 (Article 44-3), art-44-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44-3
- art-50-2/par-4: 第四十五条 → 金融商品取引法 第四十五条 (Article 45), art-45 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-45
- art-50-2/par-4: 第四十七条から第四十七条の三まで → 金融商品取引法 第四十七条 (Article 47), art-47 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-47
- art-50-2/par-4: 第四十七条から第四十七条の三まで → 金融商品取引法 第四十七条の二 (Article 47-2), art-47-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-47-2
- art-50-2/par-4: 第四十七条から第四十七条の三まで → 金融商品取引法 第四十七条の三 (Article 47-3), art-47-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-47-3
- art-50-2/par-4: 第四十九条第三項 → 金融商品取引法 第四十九条第三項 (Article 49, paragraph (3)), art-49/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-49/par-3
- art-50-2/par-4: 第四十九条の四 → 金融商品取引法 第四十九条の四 (Article 49-4), art-49-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-49-4
- art-50-2/par-4: 第四十九条の五 → 金融商品取引法 第四十九条の五 (Article 49-5), art-49-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-49-5
- art-50-2/par-4: 次条 → 金融商品取引法 第五十一条 (Article 51), art-51 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51
- art-50-2/par-4: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-50-2/par-4: 第一号 → 金融商品取引法 第五十二条第一項第一号 (Article 52, paragraph (1), item (i)), art-52/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-1
- art-50-2/par-4: 第八号から第十一号まで → 金融商品取引法 第五十二条第一項第十号 (Article 52, paragraph (1), item (x)), art-52/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-10
- art-50-2/par-4: 第八号から第十一号まで → 金融商品取引法 第五十二条第一項第十一号 (Article 52, paragraph (1), item (xi)), art-52/par-1/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-11
- art-50-2/par-4: 第八号から第十一号まで → 金融商品取引法 第五十二条第一項第八号 (Article 52, paragraph (1), item (viii)), art-52/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-8
- art-50-2/par-4: 第八号から第十一号まで → 金融商品取引法 第五十二条第一項第九号 (Article 52, paragraph (1), item (ix)), art-52/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-9
- art-50-2/par-4: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-50-2/par-4: 第五項 → 金融商品取引法 第五十二条第五項 (Article 52, paragraph (5)), art-52/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-5
- art-50-2/par-4: 第五十六条の二 → 金融商品取引法 第五十六条の二 (Article 56-2), art-56-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2
- art-50-2/par-4: 第一項 → 金融商品取引法 第五十六条の二第一項 (Article 56-2, paragraph (1)), art-56-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-1
- art-50-2/par-4: 第三項 → 金融商品取引法 第五十六条の二第三項 (Article 56-2, paragraph (3)), art-56-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-3
- art-50-2/par-4: 第四項 → 金融商品取引法 第五十六条の二第四項 (Article 56-2, paragraph (4)), art-56-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-4
- art-50-2/par-4: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-50-2/par-5: 前項 → 金融商品取引法 第五十条の二第四項 (Article 50-2, paragraph (4)), art-50-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-4
- art-50-2/par-5: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-50-2/par-5: 第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- art-50-2/par-5: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-50-2/par-6: 第八項 → 金融商品取引法 第五十条の二第八項 (Article 50-2, paragraph (8)), art-50-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-8
- art-50-2/par-6: 第五十六条第一項 → 金融商品取引法 第五十六条第一項 (Article 56, paragraph (1)), art-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56/par-1
- art-50-2/par-7: 前項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
- art-50-2/par-8: 第六項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
- art-50-2/par-8: 第五十六条 → 金融商品取引法 第五十六条 (Article 56), art-56 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56
- art-50-2/par-8: 第五十七条の九 → 金融商品取引法 第五十七条の九 (Article 57-9), art-57-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-9#art-57-9
- art-50-2/par-8: 第五十六条第一項 → 金融商品取引法 第五十六条第一項 (Article 56, paragraph (1)), art-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56/par-1
- art-50-2/par-9: 会社法第九百四十条第一項 → 会社法 第九百四十条第一項 (Article 940, paragraph (1)), art-940/par-1 — https://japanlaw.org/ja/companies-act/art-940/par-1 · https://japanlaw.org/l/417AC0000000086/art-940/par-1
- art-50-2/par-9: 第一号 → 会社法 第九百四十条第一項第一号 (Article 940, paragraph (1), item (i)), art-940/par-1/item-1 — https://japanlaw.org/ja/companies-act/art-940/par-1/item-1 · https://japanlaw.org/l/417AC0000000086/art-940/par-1/item-1
- art-50-2/par-9: 第三項 → 会社法 第九百四十条第三項 (Article 940, paragraph (3)), art-940/par-3 — https://japanlaw.org/ja/companies-act/art-940/par-3 · https://japanlaw.org/l/417AC0000000086/art-940/par-3
- art-50-2/par-9: 同法第二条第三十四号 → 会社法 第二条第一項第三十四号 (Article 2, paragraph (1), item (xxxiv)), art-2/par-1/item-34 — https://japanlaw.org/ja/companies-act/art-2/par-1/item-34 · https://japanlaw.org/l/417AC0000000086/art-2/par-1/item-34
- art-50-2/par-9: 第六項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
- art-50-2/par-10: 会社法第九百四十条第一項 → 会社法 第九百四十条第一項 (Article 940, paragraph (1)), art-940/par-1 — https://japanlaw.org/ja/companies-act/art-940/par-1 · https://japanlaw.org/l/417AC0000000086/art-940/par-1
- art-50-2/par-10: 第一号 → 会社法 第九百四十条第一項第一号 (Article 940, paragraph (1), item (i)), art-940/par-1/item-1 — https://japanlaw.org/ja/companies-act/art-940/par-1/item-1 · https://japanlaw.org/l/417AC0000000086/art-940/par-1/item-1
- art-50-2/par-10: 第三項 → 会社法 第九百四十条第三項 (Article 940, paragraph (3)), art-940/par-3 — https://japanlaw.org/ja/companies-act/art-940/par-3 · https://japanlaw.org/l/417AC0000000086/art-940/par-3
- art-50-2/par-10: 第九百四十一条 → 会社法 第九百四十一条 (Article 941), art-941 — https://japanlaw.org/ja/companies-act/art-941 · https://japanlaw.org/l/417AC0000000086/art-941
- art-50-2/par-10: 第九百四十六条 → 会社法 第九百四十六条 (Article 946), art-946 — https://japanlaw.org/ja/companies-act/art-946 · https://japanlaw.org/l/417AC0000000086/art-946
- art-50-2/par-10: 第九百四十七条 → 会社法 第九百四十七条 (Article 947), art-947 — https://japanlaw.org/ja/companies-act/art-947 · https://japanlaw.org/l/417AC0000000086/art-947
- art-50-2/par-10: 第九百五十一条第二項 → 会社法 第九百五十一条第二項 (Article 951, paragraph (2)), art-951/par-2 — https://japanlaw.org/ja/companies-act/art-951/par-2 · https://japanlaw.org/l/417AC0000000086/art-951/par-2
- art-50-2/par-10: 第九百五十三条 → 会社法 第九百五十三条 (Article 953), art-953 — https://japanlaw.org/ja/companies-act/art-953 · https://japanlaw.org/l/417AC0000000086/art-953
- art-50-2/par-10: 第九百五十五条 → 会社法 第九百五十五条 (Article 955), art-955 — https://japanlaw.org/ja/companies-act/art-955 · https://japanlaw.org/l/417AC0000000086/art-955
- art-50-2/par-10: 第六項 → 金融商品取引法 第五十条の二第六項 (Article 50-2, paragraph (6)), art-50-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-6
- art-50-2/par-11: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-50-2/par-11/item-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-50-2/par-11/item-1: 第六十六条の二第一項第四号 → 金融商品取引法 第六十六条の二第一項第四号 (Article 66-2, paragraph (1), item (iv)), art-66-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
- art-50-2/par-11/item-1: 次項第一号 → 金融商品取引法 第五十条の二第十二項第一号 (Article 50-2, paragraph (12), item (i)), art-50-2/par-12/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-1
- art-50-2/par-11/item-1: 第六十六条の五第四項 → 金融商品取引法 第六十六条の五第四項 (Article 66-5, paragraph (4)), art-66-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
- art-50-2/par-11/item-1: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-50-2/par-11/item-1: 同法第十六条第一項 → e-Gov law 412AC0000000101, 第十六条第一項 (Article 16, paragraph (1)), art-16/par-1 — not held in this collection
- art-50-2/par-11/item-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-50-2/par-11/item-2: 第六十六条の二第一項第四号 → 金融商品取引法 第六十六条の二第一項第四号 (Article 66-2, paragraph (1), item (iv)), art-66-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
- art-50-2/par-11/item-2: 次号 → 金融商品取引法 第五十条の二第十一項第三号 (Article 50-2, paragraph (11), item (iii)), art-50-2/par-11/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11/item-3
- art-50-2/par-11/item-2: 次項第二号 → 金融商品取引法 第五十条の二第十二項第二号 (Article 50-2, paragraph (12), item (ii)), art-50-2/par-12/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-2
- art-50-2/par-11/item-2: 第三号 → 金融商品取引法 第五十条の二第十二項第三号 (Article 50-2, paragraph (12), item (iii)), art-50-2/par-12/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-3
- art-50-2/par-11/item-2: 第六十六条の五第四項 → 金融商品取引法 第六十六条の五第四項 (Article 66-5, paragraph (4)), art-66-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
- art-50-2/par-11/item-3/sub-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-50-2/par-11/item-3/sub-1: 第六十六条の二第一項第四号 → 金融商品取引法 第六十六条の二第一項第四号 (Article 66-2, paragraph (1), item (iv)), art-66-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
- art-50-2/par-11/item-3/sub-1: 次項第三号 → 金融商品取引法 第五十条の二第十二項第三号 (Article 50-2, paragraph (12), item (iii)), art-50-2/par-12/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-12/item-3
- art-50-2/par-11/item-3/sub-2: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-50-2/par-11/item-3/sub-2: 同法第十六条第一項 → e-Gov law 412AC0000000101, 第十六条第一項 (Article 16, paragraph (1)), art-16/par-1 — not held in this collection
- art-50-2/par-11/item-3/sub-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-50-2/par-12: 前項第三号 → 金融商品取引法 第五十条の二第十一項第三号 (Article 50-2, paragraph (11), item (iii)), art-50-2/par-11/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11/item-3
- art-50-2/par-12: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-50-2/par-12/item-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-50-2/par-12/item-1: 第六十六条の五第四項 → 金融商品取引法 第六十六条の五第四項 (Article 66-5, paragraph (4)), art-66-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
- art-50-2/par-12/item-1: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-50-2/par-12/item-1: 同法第十六条第一項 → e-Gov law 412AC0000000101, 第十六条第一項 (Article 16, paragraph (1)), art-16/par-1 — not held in this collection
- art-50-2/par-12/item-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-50-2/par-12/item-2: 第六十六条の五第四項 → 金融商品取引法 第六十六条の五第四項 (Article 66-5, paragraph (4)), art-66-5/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
- art-50-2/par-12/item-3/sub-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-50-2/par-12/item-3/sub-2: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-50-2/par-12/item-3/sub-2: 同法第十六条第一項 → e-Gov law 412AC0000000101, 第十六条第一項 (Article 16, paragraph (1)), art-16/par-1 — not held in this collection
- art-50-2/par-12/item-3/sub-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-52/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-52/par-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-52/par-1/item-1: 第二十九条の四第一項第一号から第三号まで → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-52/par-1/item-1: 第二十九条の四第一項第一号から第三号まで → 金融商品取引法 第二十九条の四第一項第一号の二 (Article 29-4, paragraph (1), item (i-2)), art-29-4/par-1/item-1-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1-2
- art-52/par-1/item-1: 第二十九条の四第一項第一号から第三号まで → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-52/par-1/item-1: 第二十九条の四第一項第一号から第三号まで → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-3
- art-52/par-1/item-2: 第二十九条の四第一項第四号 → 金融商品取引法 第二十九条の四第一項第四号 (Article 29-4, paragraph (1), item (iv)), art-29-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4
- art-52/par-1/item-3: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-52/par-1/item-4: 第二十九条の四第一項第六号 → 金融商品取引法 第二十九条の四第一項第六号 (Article 29-4, paragraph (1), item (vi)), art-29-4/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6
- art-52/par-1/item-5: 第二十九条の四第一項第七号 → 金融商品取引法 第二十九条の四第一項第七号 (Article 29-4, paragraph (1), item (vii)), art-29-4/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-7
- art-52/par-1/item-6: 第二十九条の四第一項第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-52/par-1/item-7: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-52/par-1/item-8: 第四十六条の六第二項 → 金融商品取引法 第四十六条の六第二項 (Article 46-6, paragraph (2)), art-46-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6/par-2
- art-52/par-1/item-12: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-52/par-1/item-13: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-52/par-1/item-13: 第三十条の四第一号から第三号まで → 金融商品取引法 第三十条の四第一項第一号 (Article 30-4, paragraph (1), item (i)), art-30-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-1
- art-52/par-1/item-13: 第三十条の四第一号から第三号まで → 金融商品取引法 第三十条の四第一項第二号 (Article 30-4, paragraph (1), item (ii)), art-30-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-2
- art-52/par-1/item-13: 第三十条の四第一号から第三号まで → 金融商品取引法 第三十条の四第一項第三号 (Article 30-4, paragraph (1), item (iii)), art-30-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-3
- art-52/par-1/item-13: 第五号 → 金融商品取引法 第三十条の四第一項第五号 (Article 30-4, paragraph (1), item (v)), art-30-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-5
- art-52/par-2: この項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- art-52/par-2: 次条第二項 → 金融商品取引法 第五十二条の二第二項 (Article 52-2, paragraph (2)), art-52-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-2
- art-52/par-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-52/par-2: 同項第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-52/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-52/par-2: 前項第八号 → 金融商品取引法 第五十二条第一項第八号 (Article 52, paragraph (1), item (viii)), art-52/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-8
- art-52/par-2: 第十号から第十二号まで → 金融商品取引法 第五十二条第一項第十号 (Article 52, paragraph (1), item (x)), art-52/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-10
- art-52/par-2: 第十号から第十二号まで → 金融商品取引法 第五十二条第一項第十一号 (Article 52, paragraph (1), item (xi)), art-52/par-1/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-11
- art-52/par-2: 第十号から第十二号まで → 金融商品取引法 第五十二条第一項第十二号 (Article 52, paragraph (1), item (xii)), art-52/par-1/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1/item-12
- art-52/par-3: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-52/par-3: 第五十条第一項第二号 → 金融商品取引法 第五十条第一項第二号 (Article 50, paragraph (1), item (ii)), art-50/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50#art-50/par-1/item-2
- art-52/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-52/par-3: 第五十条の二第二項 → 金融商品取引法 第五十条の二第二項 (Article 50-2, paragraph (2)), art-50-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-2
- art-52/par-3: 第十一項 → 金融商品取引法 第五十条の二第十一項 (Article 50-2, paragraph (11)), art-50-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11
- art-52/par-3: 第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-52/par-3: 次項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-52/par-3: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-52/par-3: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-52/par-3: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-52/par-5: 前項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-52-2/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-52-2/par-1/item-1: 第三十三条の五第一項 → 金融商品取引法 第三十三条の五第一項 (Article 33-5, paragraph (1)), art-33-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1
- art-52-2/par-1/item-2: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-52-2/par-2: 前項第三号から第五号まで → 金融商品取引法 第五十二条の二第一項第三号 (Article 52-2, paragraph (1), item (iii)), art-52-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-3
- art-52-2/par-2: 前項第三号から第五号まで → 金融商品取引法 第五十二条の二第一項第四号 (Article 52-2, paragraph (1), item (iv)), art-52-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-4
- art-52-2/par-2: 前項第三号から第五号まで → 金融商品取引法 第五十二条の二第一項第五号 (Article 52-2, paragraph (1), item (v)), art-52-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-5
- art-52-2/par-4: 前項 → 金融商品取引法 第五十二条の二第三項 (Article 52-2, paragraph (3)), art-52-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-3
- art-53/par-1: この条 → 金融商品取引法 第五十三条 (Article 53), art-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53
- art-53/par-1: 第四十六条の六第二項 → 金融商品取引法 第四十六条の六第二項 (Article 46-6, paragraph (2)), art-46-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6/par-2
- art-53/par-2: 第四十六条の六第二項 → 金融商品取引法 第四十六条の六第二項 (Article 46-6, paragraph (2)), art-46-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6/par-2
- art-53/par-3: 前項 → 金融商品取引法 第五十三条第二項 (Article 53, paragraph (2)), art-53/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-2
- art-53/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-54/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-54/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-54-2/par-1/item-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-54-2/par-1/item-1: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- art-54-2/par-1/item-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-54-2/par-1/item-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-54-2/par-1/item-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-54-2/par-1/item-2: 第五十三条第二項 → 金融商品取引法 第五十三条第二項 (Article 53, paragraph (2)), art-53/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-2
- art-54-2/par-1/item-3: 第五十二条第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-54-2/par-1/item-3: 第五十二条の二第三項 → 金融商品取引法 第五十二条の二第三項 (Article 52-2, paragraph (3)), art-52-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-3
- art-54-2/par-1/item-3: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-54-2/par-1/item-3: 前条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-54-2/par-1/item-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-54-2/par-1/item-3: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-55/par-1: 第五十条の二第二項 → 金融商品取引法 第五十条の二第二項 (Article 50-2, paragraph (2)), art-50-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-2
- art-55/par-1: 第十一項 → 金融商品取引法 第五十条の二第十一項 (Article 50-2, paragraph (11)), art-50-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-11
- art-55/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-55/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-55/par-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-55/par-1: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-55/par-1: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- art-55/par-1: 第三項 → 金融商品取引法 第五十二条の二第三項 (Article 52-2, paragraph (3)), art-52-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-3
- art-55/par-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-55/par-1: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-55/par-2: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-55/par-2: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-55/par-2: 第五十二条第三項 → 金融商品取引法 第五十二条第三項 (Article 52, paragraph (3)), art-52/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-3
- art-55/par-2: 同条第二項 → 金融商品取引法 第三十条第二項 (Article 30, paragraph (2)), art-30/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-2
- art-56/par-1: 第五十条の二第八項 → 金融商品取引法 第五十条の二第八項 (Article 50-2, paragraph (8)), art-50-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-8
- art-56/par-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-56/par-1: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- art-56/par-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-56/par-1: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-56/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-56/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-56/par-2: 第五十条の二第八項 → 金融商品取引法 第五十条の二第八項 (Article 50-2, paragraph (8)), art-50-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-8
- art-56/par-2: 前項 → 金融商品取引法 第五十六条第一項 (Article 56, paragraph (1)), art-56/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56/par-1
- art-56/par-2: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-56/par-2: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-56-2/par-1: この項 → 金融商品取引法 第五十六条の二第一項 (Article 56-2, paragraph (1)), art-56-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-1
- art-56-2/par-1: 第二十九条の四第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-4
- art-56-2/par-1: この条 → 金融商品取引法 第五十六条の二 (Article 56-2), art-56-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2
- art-56-2/par-2: この項 → 金融商品取引法 第五十六条の二第二項 (Article 56-2, paragraph (2)), art-56-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-2
- art-56-2/par-2: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
- art-56-2/par-2: 第三十二条から第三十二条の三まで → 金融商品取引法 第三十二条 (Article 32), art-32 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32
- art-56-2/par-2: 第三十二条から第三十二条の三まで → 金融商品取引法 第三十二条の二 (Article 32-2), art-32-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2
- art-56-2/par-2: 第三十二条から第三十二条の三まで → 金融商品取引法 第三十二条の三 (Article 32-3), art-32-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-3
- art-56-2/par-2: 第三十二条の四 → 金融商品取引法 第三十二条の四 (Article 32-4), art-32-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-4
- art-56-2/par-2: 第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-1
- art-56-2/par-2: 第二項 → 金融商品取引法 第三十二条第二項 (Article 32, paragraph (2)), art-32/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-2
- art-56-2/par-2: 第三十二条の二第一項 → 金融商品取引法 第三十二条の二第一項 (Article 32-2, paragraph (1)), art-32-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2/par-1
- art-56-2/par-2: 第三十二条の三第一項 → 金融商品取引法 第三十二条の三第一項 (Article 32-3, paragraph (1)), art-32-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-3/par-1
- art-56-2/par-3: 第一項 → 金融商品取引法 第五十六条の二第一項 (Article 56-2, paragraph (1)), art-56-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-1
- art-56-2/par-3: 第三十六条第一項 → 金融商品取引法 第三十六条第一項 (Article 36, paragraph (1)), art-36/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36/par-1
- art-56-2/par-3: 同条第二項 → 金融商品取引法 第三十六条第二項 (Article 36, paragraph (2)), art-36/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36/par-2
- art-56-2/par-3: この項 → 金融商品取引法 第五十六条の二第三項 (Article 56-2, paragraph (3)), art-56-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-3
- art-56-2/par-3: 同条第三項 → 金融商品取引法 第三十六条第三項 (Article 36, paragraph (3)), art-36/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36/par-3
- art-56-2/par-3: 同条第四項 → 金融商品取引法 第三十六条第四項 (Article 36, paragraph (4)), art-36/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36/par-4
- art-56-2/par-4: 第一項 → 金融商品取引法 第五十六条の二第一項 (Article 56-2, paragraph (1)), art-56-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-1
- art-56-2/par-4: 第四十四条の三 → 金融商品取引法 第四十四条の三 (Article 44-3), art-44-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44-3
- art-56-2/par-4: 第三十一条の四第三項 → 金融商品取引法 第三十一条の四第三項 (Article 31-4, paragraph (3)), art-31-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-3
- art-56-2/par-4: この項 → 金融商品取引法 第五十六条の二第四項 (Article 56-2, paragraph (4)), art-56-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-2/par-4
- art-56-2/par-4: 第三十一条の四第四項 → 金融商品取引法 第三十一条の四第四項 (Article 31-4, paragraph (4)), art-31-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-4
- art-56-3/par-1: 第四十九条の五 → 金融商品取引法 第四十九条の五 (Article 49-5), art-49-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-49-5
- art-57/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-57/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-57/par-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-57/par-1: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-57/par-2: 第五十一条 → 金融商品取引法 第五十一条 (Article 51), art-51 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51
- art-57/par-2: 第五十一条の二 → 金融商品取引法 第五十一条の二 (Article 51-2), art-51-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51-2
- art-57/par-2: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-57/par-2: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- art-57/par-2: 第五十三条 → 金融商品取引法 第五十三条 (Article 53), art-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53
- art-57/par-2: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-57/par-2: 前条 → 金融商品取引法 第五十六条の三 (Article 56-3), art-56-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-3
- art-57/par-2: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-57/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-57/par-3: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-57/par-3: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-57/par-3: 第三十一条第六項 → 金融商品取引法 第三十一条第六項 (Article 31, paragraph (6)), art-31/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-6
- art-57/par-3: 同条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-57/par-3: 第三十五条第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-4
- art-57/par-3: 第三十条の二第一項 → 金融商品取引法 第三十条の二第一項 (Article 30-2, paragraph (1)), art-30-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2/par-1
- art-57/par-3: 第五十一条 → 金融商品取引法 第五十一条 (Article 51), art-51 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51
- art-57/par-3: 第五十一条の二 → 金融商品取引法 第五十一条の二 (Article 51-2), art-51-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-51-2
- art-57/par-3: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-57/par-3: 第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- art-57/par-3: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- art-57/par-3: 第二項 → 金融商品取引法 第五十二条の二第二項 (Article 52-2, paragraph (2)), art-52-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-2
- art-57/par-3: 第五十三条 → 金融商品取引法 第五十三条 (Article 53), art-53 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53
- art-57/par-3: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-57/par-3: 前条 → 金融商品取引法 第五十六条の三 (Article 56-3), art-56-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56-3
---
## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 50-2, paragraph (10) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 50, paragraph (1), item (i) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 57, paragraph (3) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-007, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-042, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-043, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-043, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T044155-023, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22