# 金融商品取引法 / Financial Instruments and Exchange Act — 第一節 (Chapter 3, Section 1)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第一節 (Chapter 3, Section 1) — address `ch-3/sec-1`
- Text: the text as amended with effect from 2028-06-13 (On the day Act No. 53 of 2023 (民事関係手続等における情報通信技術の活用等の推進を図るための関係法律の整備に関する法律) comes into force. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#ch-3/sec-1
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-3/sec-1
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
---
## 第一節 総則 — Section 1 General Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#ch-3/sec-1
## 第一款 通則 — Subsection 1 General Rules
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-1/subsec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#ch-3/sec-1/subsec-1
### 第二十八条
art-28 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28
**第一項** この章において「第一種金融商品取引業」とは、金融商品取引業のうち、次に掲げる行為のいずれかを業として行うことをいう。
art-28/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1
The term "type-I financial instruments business" as used in this Chapter means the performance of any of the following acts on a regular basis, as part of financial instruments business:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 有価証券（第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利（電子記録移転権利を除く。次項第二号及び第六十四条第一項第一号において同じ。）を除く。）についての第二条第八項第一号から第三号まで、第五号、第八号又は第九号に掲げる行為
art-28/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-1
an act set forth in Article 2, paragraph (8), items (i) through (iii), item (v), item (viii), or item (ix) with regard to securities (excluding rights set forth in the items of Article 2, paragraph (2) that are deemed to be securities pursuant to the provisions of that paragraph (excluding electronically recorded transferable rights; the same applies in item (ii) of the following paragraph and Article 64, paragraph (1), item (i)));
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "an act set forth in Article 2, paragraph (8), items (i) through (iii), item (v), item (viii), or item (ix) with regard to securities (excluding rights set forth in the items of Article 2, paragraph (2) that are deemed to be securities pursuant to the provisions of that paragraph (excluding electronically recorded transferable rights; the same applies in item (ii) of the following paragraph and Article 64, paragraph (1), item (i));" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**一の二** 商品関連市場デリバティブ取引についての第二条第八項第二号、第三号又は第五号に掲げる行為
art-28/par-1/item-1-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-1-2
acts listed in Article 2, paragraph (8), item (ii), (iii) or (v) with regard to commodity-related market derivatives transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第八項第四号に掲げる行為又は店頭デリバティブ取引についての同項第五号に掲げる行為
art-28/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-2
an act set forth in Article 2, paragraph (8), item (iv), or an act set forth in item (v) of that paragraph in relation to over-the-counter derivatives transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 次のイからハまでのいずれかに該当する行為
art-28/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-3
an act falling under any of the following (a) through (c):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 有価証券の元引受けであつて、損失の危険の管理の必要性の高いものとして政令で定めるもの
art-28/par-1/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-3/sub-1
the wholesale underwriting of securities that is specified by Cabinet Order as involving a high necessity to manage the risk of loss;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 有価証券の元引受けであつて、イに掲げるもの以外のもの
art-28/par-1/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-3/sub-2
the wholesale underwriting of securities other than that which is set forth in (a); or
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 第二条第八項第六号に掲げる行為であつて、有価証券の元引受け以外のもの
art-28/par-1/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-3/sub-3
an act set forth in Article 2, paragraph (8), item (vi) other than the wholesale underwriting of securities;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 第二条第八項第十号に掲げる行為
art-28/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-4
an act set forth in Article 2, paragraph (8), item (x); or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 第二条第八項第十六号又は第十七号に掲げる行為
art-28/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-5
an act set forth in Article 2, paragraph (8), item (xvi) or (xvii).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** この章において「第二種金融商品取引業」とは、金融商品取引業のうち、次に掲げる行為のいずれかを業として行うことをいう。
art-28/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2
The term "type-II financial instruments business" as used in this Chapter means the performance of any of the following acts on a regular basis, within the financial instruments business:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第八項第七号に掲げる行為
art-28/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2/item-1
an act set forth in Article 2, paragraph (8), item (vii);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利についての同条第八項第一号から第三号まで、第五号、第八号又は第九号に掲げる行為
art-28/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2/item-2
an act set forth in Article 2, paragraph (8), items (i) through (iii), item (v), item (viii), or item (ix) with regard to rights set forth in the items of Article 2, paragraph (2) that are deemed to be securities pursuant to the provisions of that paragraph;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第二条第八項第一号から第三号まで又は第五号に掲げる行為（前項第一号、第一号の二若しくは第二号又は前号に掲げるものを除く。）
art-28/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2/item-3
an act set forth in Article 2, paragraph (8), items (i) through (iii) or item (v) (other than one that is set forth in item (i), (i)-2 or (ii) of the preceding paragraph or the preceding item); or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 第二条第八項第二十六号に掲げる行為
art-28/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2/item-4
an act set forth in Article 2, paragraph (8), item (xxvi).
machine translation, not official
**第三項** この章において「投資助言・代理業」とは、金融商品取引業のうち、次に掲げる行為のいずれかを業として行うことをいう。
art-28/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-3
The term "investment advisory and agency business" as used in this Chapter means the performance of any of the following acts on a regular basis, within the financial instruments business:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第八項第十一号に掲げる行為
art-28/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-3/item-1
an act set forth in Article 2, paragraph (8), item (xi); or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第八項第十三号に掲げる行為
art-28/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-3/item-2
an act set forth in Article 2, paragraph (8), item (xiii).
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** この章において「投資運用業」とは、金融商品取引業のうち、次に掲げる行為のいずれかを業として行うことをいい、銀行、協同組織金融機関その他政令で定める金融機関が、当該行為のいずれかを業として行うことを含むものとする。
art-28/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4
The term "investment management business" as used in this Chapter means the performance of any of the following acts on a regular basis, within the financial instruments business, and includes the performance of such an act by a bank, by a cooperative financial institution, or by any other financial institution specified by Cabinet Order, on a regular basis:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第八項第十二号に掲げる行為
art-28/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4/item-1
an act set forth in Article 2, paragraph (8), item (xii);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第八項第十四号に掲げる行為
art-28/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4/item-2
an act set forth in Article 2, paragraph (8), item (xiv); or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第二条第八項第十五号に掲げる行為
art-28/par-4/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4/item-3
an act set forth in Article 2, paragraph (8), item (xv).
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** この章において「暗号資産取引業」とは、金融商品取引業のうち、次に掲げる行為のいずれかを業として行うことをいい、銀行、協同組織金融機関その他政令で定める金融機関が、当該行為のいずれかを業として行うことを含むものとする。
art-28/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-5
The term "cryptoasset trading business" as used in this Chapter means the performance of any of the following acts on a regular basis as part of the financial instruments business, and includes the performance of any of those acts on a regular basis by a bank, a cooperative financial institution, or other financial institution specified by Cabinet Order:
machine translation, not official
**一** 第二条第八項第十八号から第二十二号まで又は第二十五号に掲げる行為
art-28/par-5/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-5/item-1
an act set forth in Article 2, paragraph (8), items (xviii) through (xxii) or item (xxv); or
machine translation, not official
**二** 第二条第八項第二十三号又は第二十四号に掲げる行為
art-28/par-5/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-5/item-2
an act set forth in Article 2, paragraph (8), item (xxiii) or (xxiv).
machine translation, not official
**第六項** この章において「有価証券等管理業務」とは、第一種金融商品取引業に係る業務のうち、第一項第五号に掲げる行為に係る業務をいう。
art-28/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-6
The term "securities, etc. management" as used in this Chapter means services within the type-I financial instruments business which are connected with the act set forth in paragraph (1), item (v).
machine translation, not official
**第七項** この章において「投資助言業務」とは、投資助言・代理業に係る業務のうち、第三項第一号に掲げる行為に係る業務をいう。
art-28/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-7
The term "investment advisory business" as used in this Chapter means services within investment advisory and agency business which are connected with the act set forth in paragraph (3), item (i).
machine translation, not official
**第八項** この章において「暗号資産等管理業務」とは、暗号資産取引業に係る業務のうち、第五項第二号に掲げる行為に係る業務をいう。
art-28/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-8
The term "cryptoasset, etc. management" as used in this Chapter means services within cryptoasset trading business which are connected with the act set forth in paragraph (5), item (ii).
machine translation, not official
**第九項** この章において「有価証券の元引受け」とは、第二条第八項第六号に規定する有価証券の引受けであつて、次の各号のいずれかに該当するものをいう。
art-28/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-9
The term "wholesale underwriting of securities" as used in this Chapter means the underwriting of securities prescribed in Article 2, paragraph (8), item (vi) which falls under a category set forth in any of the following items:
machine translation, not official
**一** 当該有価証券を取得させることを目的として当該有価証券の全部又は一部を発行者又は所有者（金融商品取引業者及び登録金融機関を除く。次号及び第三号において同じ。）から取得すること。
art-28/par-9/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-9/item-1
the acquisition of all or part of the relevant securities from the issuer or holder (excluding financial instruments business operators and registered financial institutions; the same applies in the following item and item (iii)) with the aim of having other persons acquire those securities;
machine translation, not official
**二** 当該有価証券の全部又は一部につき他にこれを取得する者がない場合にその残部を発行者又は所有者から取得することを内容とする契約をすること。
art-28/par-9/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-9/item-2
the conclusion of a contract stipulating that if no other person acquires all or part of the relevant securities, the underwriter will acquire those that remain from the issuer or holder;
machine translation, not official
**三** 当該有価証券が新株予約権証券（これに準ずるものとして内閣府令で定める有価証券を含む。以下この号において同じ。）である場合において、当該新株予約権証券を取得した者が当該新株予約権証券の全部又は一部につき新株予約権（これに準ずるものとして内閣府令で定める権利を含む。以下この号において同じ。）を行使しないときに当該行使しない新株予約権に係る新株予約権証券を発行者又は所有者から取得して自己又は第三者が当該新株予約権を行使することを内容とする契約をすること。
art-28/par-9/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-9/item-3
the conclusion of a contract, if the relevant securities are share option certificates (including the securities specified by Cabinet Office Order as being equivalent to them; hereinafter the same applies in this item), stipulating that when the person that has acquired the share option certificates does not exercise the share options (including the rights specified by Cabinet Office Order as being equivalent to them; hereinafter the same applies in this item) associated with all or part of those share option certificates, the underwriter themselves or a third party will acquire the share option certificates associated with the unexercised share options from the issuer or the holder of those certificates and will exercise them.
machine translation, not official
**第十項** この章において「有価証券関連業」とは、次に掲げる行為のいずれかを業として行うことをいう。
art-28/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10
The term "securities services" as used in this Chapter means the performance of any of the following acts on a regular basis:
machine translation, not official
**一** 有価証券の売買又はその媒介、取次ぎ（有価証券等清算取次ぎを除く。）若しくは代理
art-28/par-10/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-1
the purchase and sale of securities, or intermediation, brokerage (excluding brokerage for clearing of securities, etc.), or agency for the same;
machine translation, not official
**二** 取引所金融商品市場又は外国金融商品市場における有価証券の売買の委託の媒介、取次ぎ又は代理
art-28/par-10/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-2
intermediation, brokerage, or agency for entrustment of the purchase and sale of securities on a financial instruments exchange market or foreign financial instruments market;
machine translation, not official
**三** 市場デリバティブ取引のうち、次に掲げる取引
art-28/par-10/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3
the following transactions, among market derivatives transactions:
machine translation, not official
**イ** 売買の当事者が将来の一定の時期において有価証券（有価証券に係る第二条第二十四項第五号に掲げる標準物を含み、政令で定めるものを除く。以下この号において同じ。）及びその対価の授受を約する売買であつて、当該売買の目的となつている有価証券の転売又は買戻しをしたときは差金の授受によつて決済することができる取引
art-28/par-10/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3/sub-1
a transaction comprising a purchase and sale in which the parties to the purchase and sale promise to deliver and take delivery of a security (including a standardized instrument as set forth in Article 2, paragraph (24), item (v) which is connected with a security, other than one that is specified by Cabinet Order; hereinafter the same applies in this item) and its value at a fixed time in the future, and which the parties may settle by delivering and taking delivery of the difference in values if they sell or buy back the underlying security;
machine translation, not official
**ロ** 当事者があらかじめ有価証券指標として約定する数値（以下この章において「有価証券約定数値」という。）と将来の一定の時期における現実の当該有価証券指標の数値（以下この章において「有価証券現実数値」という。）の差に基づいて算出される金銭の授受を約する取引
art-28/par-10/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3/sub-2
a transaction comprising the parties' promises to pay and receive an amount of money calculated based on the difference between the numerical value of a securities indicator upon which the parties agree in advance (hereinafter referred to as the "agreed figure for the securities" in this Chapter) and the actual numerical value of the securities indicator at a fixed time in the future (hereinafter referred to as the "actual figure for the securities" in this Chapter);
machine translation, not official
**ハ** 当事者の一方の意思表示により当事者間において次に掲げる取引を成立させることができる権利を相手方が当事者の一方に付与し、当事者の一方がこれに対して対価を支払うことを約する取引
art-28/par-10/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3/sub-3
a transaction comprising the first party's promise to grant the second party the option of effecting any of the following transactions between them by a unilateral manifestation of the second party's intention alone, and the second party's promise to pay the value of that option:
machine translation, not official
**（１）** 有価証券の売買
art-28/par-10/item-3/sub-3/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3/sub-3/sub2-1
the purchase and sale of securities; or
machine translation, not official
**（２）** イ、ロ、ニ及びホに掲げる取引（ロに掲げる取引に準ずる取引で金融商品取引所の定めるものを含む。）
art-28/par-10/item-3/sub-3/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3/sub-3/sub2-2
the transactions set forth in (a), (b), (d), and (e) (including a transaction equivalent to the transaction set forth in (b) that is specified by a financial instruments exchange);
machine translation, not official
**ニ** 当事者が元本として定めた金額について当事者の一方が相手方と取り決めた有価証券の利率等又は有価証券指標（有価証券の利率等及びこれに基づいて算出した数値を除く。ニ及び次号ホにおいて同じ。）の約定した期間における変化率に基づいて金銭を支払い、相手方が当事者の一方と取り決めた金利若しくは有価証券の利率等又は通貨の価格若しくは有価証券指標の約定した期間における変化率に基づいて金銭を支払うことを相互に約する取引（これらの金銭の支払とあわせて当該元本として定めた金額に相当する金銭又は有価証券を授受することを約するものを含む。）
art-28/par-10/item-3/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3/sub-4
a transaction comprising the parties' mutual promise that, for the amount of money they have set as the principal, the first party will pay money to the second based on the interest rate, etc. of agreed-upon securities or based on the rate of change in an agreed-upon securities indicator (excluding the interest rate, etc. of securities and numerical values calculated based on them; the same applies in this (d) and (e) of the following item) during the period they have agreed to, and the second party will pay money to the first based on an agreed-upon money rate or the interest rate, etc. of agreed-upon securities, or based on the value of an agreed-upon currency or the rate of change in an agreed-upon securities indicator during the period they have agreed to (including transactions in which the parties promise that, in addition to paying such amounts, they will also deliver and take delivery of money or securities equivalent to the amount they have set as the principal); and
machine translation, not official
**ホ** イからニまでに掲げる取引に類似する取引であつて、政令で定めるもの
art-28/par-10/item-3/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3/sub-5
a transaction specified by Cabinet Order which is similar to any of the transactions set forth in (a) through (d);
machine translation, not official
**四** 店頭デリバティブ取引のうち、次に掲げる取引
art-28/par-10/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4
the following transactions, among over-the-counter derivatives transactions:
machine translation, not official
**イ** 売買の当事者が将来の一定の時期において有価証券（政令で定めるものを除く。以下この号において同じ。）及びその対価の授受を約する売買であつて、当該売買の目的となつている有価証券の売戻し又は買戻しその他政令で定める行為をしたときは差金の授受によつて決済することができる取引
art-28/par-10/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-1
a transaction comprising a purchase and sale in which the parties to the purchase and sale promise to deliver and take delivery of a security (other than one specified by Cabinet Order; hereinafter the same applies in this item) and its value at a fixed time in the future, and which the parties may settle by delivering and taking delivery of the difference in values if they sell back or buy back the underlying security or if they take some other action that is specified by Cabinet Order;
machine translation, not official
**ロ** 有価証券約定数値と有価証券現実数値の差に基づいて算出される金銭の授受を約する取引又はこれに類似する取引
art-28/par-10/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-2
a transaction comprising the parties' promises to pay and receive an amount of money calculated based on the difference between the agreed figure for the securities and the actual figure for the securities, or a transaction similar thereto;
machine translation, not official
**ハ** 当事者の一方の意思表示により当事者間において次に掲げる取引を成立させることができる権利を相手方が当事者の一方に付与し、当事者の一方がこれに対して対価を支払うことを約する取引又はこれに類似する取引
art-28/par-10/item-4/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-3
a transaction comprising the first party's promise to grant the second party the option of effecting any of the following transactions between them by a unilateral manifestation of the second party's intention alone, and the second party's promise to pay the value of that option, or any transaction similar thereto:
machine translation, not official
**（１）** 有価証券の売買
art-28/par-10/item-4/sub-3/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-3/sub2-1
the purchase and sale of securities; or
machine translation, not official
**（２）** イ、ロ、ホ及びヘに掲げる取引
art-28/par-10/item-4/sub-3/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-3/sub2-2
the transactions set forth in (a), (b), (e), and (f);
machine translation, not official
**ニ** 当事者の一方の意思表示により当事者間において当該意思表示を行う場合の有価証券指標としてあらかじめ約定する数値と現に当該意思表示を行つた時期における現実の当該有価証券指標の数値の差に基づいて算出される金銭を授受することとなる取引を成立させることができる権利を相手方が当事者の一方に付与し、当事者の一方がこれに対して対価を支払うことを約する取引又はこれに類似する取引
art-28/par-10/item-4/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-4
a transaction comprising, on one side, the first party's promise to grant the second party the option of effecting a transaction by a unilateral manifestation of the second party's intention alone, in which the parties pay and receive the amount of money calculated based on the difference between the numerical value that they have agreed in advance to use as the agreed figure for the relevant securities indicator if the second party manifests the intention to effect the transaction, and the actual figure of the securities indicator at the time the second party manifests that intention, and, on the other side, the second party's promise to pay the value of that option, or any transaction similar thereto;
machine translation, not official
**ホ** 当事者が元本として定めた金額について当事者の一方が相手方と取り決めた有価証券の利率等若しくは有価証券指標の約定した期間における変化率に基づいて金銭を支払い、相手方が当事者の一方と取り決めた金利若しくは有価証券の利率等若しくは通貨の価格若しくは有価証券指標の約定した期間における変化率に基づいて金銭を支払うことを相互に約する取引（これらの金銭の支払とあわせて当該元本として定めた金額に相当する金銭又は有価証券を授受することを約するものを含む。）又はこれに類似する取引
art-28/par-10/item-4/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-5
a transaction comprising the parties' mutual promise that, for the amount of money they have set as the principal, the first party will pay money to the second based on the interest rate, etc. of agreed-upon securities or based on the rate of change in an agreed-upon securities indicator during the period they have agreed to, and the second party will pay money to the first based on an agreed-upon money rate or the interest rate, etc. of agreed-upon securities, or based on the value of agreed-upon currencies or the rate of change in an agreed-upon securities indicator during the period they have agreed to (including transactions comprising the parties' promise that, in addition to paying such amounts, they will also deliver and take delivery of money or securities equivalent to the amount they have set as the principal), or any transaction similar thereto; and
machine translation, not official
**ヘ** イからホまでに掲げるもののほか、これらと同様の経済的性質を有する取引であつて、公益又は投資者の保護を確保することが必要と認められるものとして政令で定める取引
art-28/par-10/item-4/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4/sub-6
a transaction, other than what is set forth in (a) through (e), that has an economic nature similar to these, and that is specified by Cabinet Order as a transaction regarding which it is found to be necessary to ensure the public interest or the protection of investors;
machine translation, not official
**五** 外国金融商品市場において行う取引であつて、第三号に掲げる取引と類似の取引
art-28/par-10/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-5
a transaction conducted on a foreign financial instruments market that is similar to a transaction set forth in item (iii);
machine translation, not official
**六** 前三号に掲げる取引（以下「有価証券関連デリバティブ取引」という。）の媒介、取次ぎ（有価証券等清算取次ぎを除く。）若しくは代理又は第三号若しくは前号に掲げる取引の委託の媒介、取次ぎ若しくは代理
art-28/par-10/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-6
intermediation, brokerage (excluding brokerage for clearing of securities, etc.), or agency for a transaction set forth in any of the preceding three items (hereinafter referred to as "securities-related derivatives transactions") or intermediation, brokerage, or agency for the entrustment of a transaction set forth in item (iii) or the preceding item;
machine translation, not official
**七** 第二条第八項第五号に掲げる行為であつて、有価証券の売買、有価証券関連デリバティブ取引その他政令で定める取引に係るもの
art-28/par-10/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-7
an act set forth in Article 2, paragraph (8), item (v) that is connected with the purchase and sale of a security, securities-related derivatives transactions, or any other transaction specified by Cabinet Order; or
machine translation, not official
**八** 第二条第八項第六号、第八号又は第九号に掲げる行為
art-28/par-10/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-8
an act set forth in Article 2, paragraph (8), item (vi), (viii), or (ix).
machine translation, not official
## 第二款 金融商品取引業者 — Subsection 2 Financial Instruments Business Operators
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-1/subsec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#ch-3/sec-1/subsec-2
### 第二十九条（登録） — (Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-29 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
**第一項** 金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
art-29/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29/par-1
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
### 第二十九条の二（登録の申請） — (Application for Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-29-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2
**第一項** 前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
art-29-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号、名称又は氏名
art-29-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-1
the person's trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 法人であるときは、資本金の額又は出資の総額（第一種金融商品取引業又は暗号資産取引業を行おうとする外国法人にあつては、資本金の額又は出資の総額及び持込資本金の額）
art-29-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-2
the amount of stated capital or the total amount of contributions, if it is a corporation (or if it is a foreign corporation seeking to engage in type-I financial instruments business or cryptoasset trading business, the amount of stated capital or the total amount of contributions and the amount of brought-in capital);
machine translation, not official
**三** 法人であるときは、役員（外国法人にあつては、国内における代表者を含む。以下この章（第二十九条の四第一項第五号ニ（３）及び第五節を除く。）から第三章の六までにおいて同じ。）の氏名又は名称
art-29-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-3
the names of its officers, if it is a corporation (including the domestic representative, if it is a foreign corporation; hereinafter the same applies in this Chapter (excluding Article 29-4, paragraph (1), item (v), (d)(3) and Section 5) through Chapter III-6);
machine translation, not official
**四** 政令で定める使用人があるときは、その者の氏名
art-29-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-4
if the person has an employee as specified by Cabinet Order, the name of that employee;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 業務の種別（第二十八条第一項第一号、第一号の二、第二号、第三号イからハまで及び第四号に掲げる行為に係る業務並びに有価証券等管理業務、第二種金融商品取引業、投資助言・代理業、投資運用業並びに同条第五項第一号に掲げる行為に係る業務及び暗号資産等管理業務の種別をいう。）
art-29-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
the business category (meaning which of the acts set forth in Article 28, paragraph (1), item (i), item (i)-2, item (ii), item (iii), (a) through (c), or item (iv), or which, among securities, etc. management, type-II financial instruments business, investment advisory and agency business, investment management business, the business pertaining to the act set forth in Article 28, paragraph (5), item (i), or cryptoasset, etc. management, is the business category for which the person seeks registration);
machine translation, not official
**五の二** 投資運用業を行おうとする場合において、その行おうとする投資運用業に関して、顧客から金銭又は有価証券の預託を受けず、かつ、自己と密接な関係を有する者として政令で定める者に顧客の金銭又は有価証券を預託させないときにあつては、その旨
art-29-2/par-1/item-5-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5-2
if the person seeks to engage in investment management business and, with regard to the investment management business it seeks to engage in, does not receive a deposit of money or securities from a customer and does not have a person specified by Cabinet Order as being closely related to itself deposit a customer's money or securities, an indication of this;
machine translation, not official
**六** 第三条各号に掲げる有価証券又は金融商品取引所に上場されていない有価証券（政令で定めるものを除く。）について、電子募集業務（電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより第二条第八項第七号又は第八号に掲げる行為（政令で定めるものを除く。）を業として行うことをいう。以下この章において同じ。）又は電子募集取扱業務（電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより同項第九号に掲げる行為を業として行うことをいう。以下この章において同じ。）を行う場合にあつては、その旨
art-29-2/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
if the person provides an electronic offering service (meaning performing the act set forth in Article 2, paragraph (8), item (vii) or (viii) (excluding those specified by Cabinet Order) on a regular basis by means of using an electronic data processing system or by any other means using information and communications technology that Cabinet Office Order specifies; hereinafter the same applies in this Chapter) or an electronic public offering service (meaning performing the act set forth in item (ix) of that paragraph on a regular basis by means of using an electronic data processing system or by any other means using information and communications technology that Cabinet Office Order specifies; hereinafter the same applies in this Chapter) with regard to securities set forth in the items of Article 3 or securities not listed on a financial instruments exchange (excluding those specified by Cabinet Order), an indication of this;
machine translation, not official
**七** 高速取引行為に関する次に掲げる事項
art-29-2/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-7
the following particulars concerning high-speed trading:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第一種金融商品取引業、第二種金融商品取引業又は投資運用業として高速取引行為を行う場合（ロに規定する場合を除く。）にあつては、その旨
art-29-2/par-1/item-7/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-7/sub-1
if the person conducts high-speed trading as type-I financial instruments business, type-II financial instruments business, or investment management business (excluding the case prescribed in (b)), an indication of this;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第一種金融商品取引業及び投資運用業を行わない場合において、第二種金融商品取引業として高速取引行為を行うときにあつては、その旨
art-29-2/par-1/item-7/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-7/sub-2
if the person does not conduct type-I financial instruments business and investment management business, but conducts high-speed trading as type-II financial instruments business, an indication of this; and
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** イ及びロに規定する場合のほか、高速取引行為を行う場合にあつては、その旨
art-29-2/par-1/item-7/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-7/sub-3
beyond the cases provided for in (a) and (b), if the person conducts high-speed trading, an indication of this;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 第二条第二項の規定により有価証券とみなされる権利（当該権利に係る記録又は移転の方法その他の事情を勘案し、公益又は投資者保護のため特に必要なものとして内閣府令で定めるものに限る。）又は当該権利若しくは金融指標（当該権利の価格及び利率等並びにこれらに基づいて算出した数値に限る。）に係るデリバティブ取引についての次に掲げる行為を業として行う場合にあつては、その旨
art-29-2/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8
if the person conducts, on a regular basis, any of the following acts with regard to rights that are deemed to be securities pursuant to the provisions of Article 2, paragraph (2) (limited to those that are specified by Cabinet Office Order as particularly necessary in the public interest or for the protection of investors in consideration of the means of recording or transferring the rights or other circumstances) or derivatives transactions involving those rights or financial indexes (limited to prices and interest rates of those rights and numerical values calculated based on them), an indication of this:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 当該権利についての第二条第八項第一号から第十号までに掲げる行為又は当該デリバティブ取引についての同項第一号から第五号までに掲げる行為
art-29-2/par-1/item-8/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8/sub-1
the acts set forth in Article 2, paragraph (8), items (i) through (x) with regard to those rights or the acts set forth in items (i) through (v) of that paragraph with regard to those derivatives transactions; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第二条第八項第十二号、第十四号又は第十五号に掲げる行為
art-29-2/par-1/item-8/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8/sub-2
the acts set forth in Article 2, paragraph (8), item (xii), (xiv), or (xv);
Ministry of Justice translation — Japanese Law Translation Database System
**九** 暗号等資産又は金融指標（暗号等資産の価格及び利率等並びにこれらに基づいて算出した数値に限る。）に係るデリバティブ取引についての次に掲げる行為を業として行う場合にあつては、その旨
art-29-2/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-9
if the person conducts, on a regular basis, any of the following acts with regard to derivatives transactions involving crypto-and other assets or financial indexes (limited to prices and interest rates of crypto-and other assets and numerical values calculated based on them), an indication of this:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第二条第八項第一号から第五号までに掲げる行為
art-29-2/par-1/item-9/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-9/sub-1
the acts set forth in Article 2, paragraph (8), items (i) through (v); or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第二条第八項第十二号、第十四号又は第十五号に掲げる行為
art-29-2/par-1/item-9/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-9/sub-2
the acts set forth in Article 2, paragraph (8), item (xii), (xiv), or (xv);
Ministry of Justice translation — Japanese Law Translation Database System
**十** 貸付事業等権利（第二条第二項第三号から第六号までに掲げる権利のうち、当該権利に係る出資対象事業（当該権利を有する者が出資又は拠出をした金銭その他の財産を充てて行う事業をいう。第四十条の三の三において同じ。）が主として金銭の貸付けを行う事業であるものその他の政令で定めるものをいう。以下この章において同じ。）についての第二条第八項第七号から第九号までに掲げる行為を業として行う場合にあつては、その旨
art-29-2/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-10
if the person engages in the acts set forth in Article 2, paragraph (8), items (vii) through (ix) on a regular basis with regard to rights in a lending business, etc. (meaning, among the rights set forth in Article 2, paragraph (2), items (iii) through (vi), those for which the business subject to investment (meaning a business conducted using money or other property invested or contributed by the person holding the right; the same applies in Article 40-3-3) is a business that is principally the lending of money, and others specified by Cabinet Order; hereinafter the same applies in this Chapter), an indication of this;
machine translation, not official
**十一** 暗号資産取引業を行う場合にあつては、次に掲げる事項
art-29-2/par-1/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-11
in the case of conducting cryptoasset trading business, the following particulars:
machine translation, not official
**イ** 取り扱う暗号資産（第二条第八項第二十五号に掲げる行為のみにおいて取り扱うものを除く。）の名称
art-29-2/par-1/item-11/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-11/sub-1
the name of the cryptoassets handled (excluding those handled only in the act set forth in Article 2, paragraph (8), item (xxv));
machine translation, not official
**ロ** 暗号資産管理関係業務提供者から暗号資産管理関係業務の提供を受ける場合においては、その旨並びに当該暗号資産管理関係業務提供者の商号、名称又は氏名及び当該提供を受ける暗号資産管理関係業務の内容その他内閣府令で定める事項
art-29-2/par-1/item-11/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-11/sub-2
in the case of receiving the provision of cryptoasset management-related services from a cryptoasset management-related service provider, a statement to that effect, the trade name, name or full name of the cryptoasset management-related service provider, the content of the cryptoasset management-related services to be provided, and other particulars specified by Cabinet Office Order;
machine translation, not official
**十二** 本店その他の営業所又は事務所（外国法人にあつては、本店及び国内における主たる営業所又は事務所その他の営業所又は事務所）の名称及び所在地
art-29-2/par-1/item-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-12
the name and location of the head office and other business offices or offices (or if it is a foreign corporation, the head office, and the principal business office or office in Japan, or other business offices or offices in Japan);
machine translation, not official
**十三** 投資運用関係業務を委託する場合においては、その旨並びに委託先の商号、名称又は氏名及び当該委託先に委託する投資運用関係業務の内容その他内閣府令で定める事項
art-29-2/par-1/item-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-13
if it entrusts investment management-related services, that fact, the trade name, name, or personal name of the entrustee and the content of the investment management-related services entrusted to that entrustee, and other particulars specified by Cabinet Office Order;
machine translation, not official
**十四** 他に事業を行つているときは、その事業の種類
art-29-2/par-1/item-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-14
if the person engages in other business, the business type;
machine translation, not official
**十五** その他内閣府令で定める事項
art-29-2/par-1/item-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-15
other particulars specified by Cabinet Office Order.
machine translation, not official
**第二項** 前項の登録申請書には、次に掲げる書類を添付しなければならない。
art-29-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2
The following documents must accompany the written application for registration referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二十九条の四第一項各号（第一号ニからヘまで、第一号の二、第三号イ、第四号ニ、第五号の二及び第七号（第六十六条の五十三第六号ハに係る部分に限る。）を除く。）のいずれにも該当しないことを誓約する書面
art-29-2/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-1
a document pledging that the applicant does not fall under any of the items of Article 29-4, paragraph (1) (other than item (i), (d) through (f), item (i)-2, item (iii), (a), item (iv), (d), item (v)-2, or item (vii) (limited to the part related to Article 66-53, item (vi), (c)));
machine translation, not official
**二** 業務の内容及び方法として内閣府令で定めるものを記載した書類その他内閣府令で定める書類
art-29-2/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-2
a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods, and any other documents specified by Cabinet Office Order; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げるもののほか、法人である場合においては、定款、登記事項証明書その他内閣府令で定める書類
art-29-2/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-3
beyond what is set forth in the preceding two items, if the person is a corporation, its articles of incorporation, its certificate of registered information, and any other document specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項第三号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-29-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-3
As concerns the documents set forth in item (iii) of the preceding paragraph accompanying a written application for registration, if the articles of incorporation have been prepared as electronic or magnetic records, such electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany the written application in lieu of paper documents.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 持込資本金の額の計算については、政令で定める。
art-29-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-4
Calculation of brought-in capital is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第二十九条の三（登録簿への登録） — (Registration in the Register)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-29-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3
**第一項** 内閣総理大臣は、第二十九条の登録の申請があつた場合においては、次条第一項の規定により登録を拒否する場合を除くほか、次に掲げる事項を金融商品取引業者登録簿に登録しなければならない。
art-29-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3/par-1
When an application has filed for the registration referred to in Article 29, unless the Prime Minister refuses the registration pursuant to the provisions of paragraph (1) of the following Article, the Prime Minister must register the following particulars in the financial instruments business operators' register:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項各号に掲げる事項
art-29-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3/par-1/item-1
the particulars set forth in the items of paragraph (1) of the preceding Article; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録年月日及び登録番号
art-29-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3/par-1/item-2
the date of registration and the registration number.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、金融商品取引業者登録簿を公衆の縦覧に供しなければならない。
art-29-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3/par-2
The Prime Minister must make the financial instruments business operators register available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第二十九条の四（登録の拒否） — (Refusal of Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-29-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4
**第一項** 内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
art-29-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
The Prime Minister must refuse to effect a registration if the applicant for registration falls under any of the following items, or if the written application for registration or a document or electronic or magnetic record that is required to accompany it contains a false statement or record or omits a statement or record of a material fact:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 次のいずれかに該当する者
art-29-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
a person falling under any of the following:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第五十二条第一項、第五十三条第三項若しくは第五十七条の六第三項の規定により第二十九条の登録を取り消され、第六十条の八第一項の規定により第六十条第一項の許可を取り消され、第六十条の十四第二項において準用する第六十条の八第一項の規定により第六十条の十四第一項の許可を取り消され、第六十三条の五第三項（第六十三条の三第二項において準用する場合を含む。）の規定により適格機関投資家等特例業務（第六十三条第二項に規定する適格機関投資家等特例業務をいう。以下この号及び第二号において同じ。）の廃止を命ぜられ、第六十三条の十三第三項（第六十三条の十一第二項において準用する場合を含む。）の規定により海外投資家等特例業務（第六十三条の八第一項に規定する海外投資家等特例業務をいう。以下この号及び第二号において同じ。）の廃止を命ぜられ、第六十六条の二十第一項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項の規定により第六十六条の五十の登録を取り消され、第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消され、若しくは第六十六条の百三第一項の規定により暗号資産管理関係業務の廃止を命ぜられ、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消され、その取消し若しくは命令の日から五年を経過しない者又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において受けている同種類の登録若しくは許可（当該登録又は許可に類する認可その他の行政処分を含む。）を取り消され、若しくは適格機関投資家等特例業務、海外投資家等特例業務若しくは暗号資産管理関係業務と同種類の業務の廃止を命ぜられ、その取消し若しくは命令の日から五年を経過しない者
art-29-4/par-1/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-1
a person that has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), or Article 57-6, paragraph (3), has had the permission referred to in Article 60, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1), has had the permission under Article 60-14, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2), has been ordered to discontinue specially permitted services for qualified institutional investors, etc. (meaning the specially permitted services for qualified institutional investors, etc. prescribed in Article 63, paragraph (2); hereinafter the same applies in this item and item (ii) of this paragraph) pursuant to the provisions of Article 63-5, paragraph (3) (including as applied mutatis mutandis pursuant to Article 63-3, paragraph (2)), has been ordered to discontinue specially permitted services for foreign investors, etc. (meaning the specially permitted services for foreign investors, etc. prescribed in Article 63-8, paragraph (1); hereinafter the same applies in this item and item (ii) of this paragraph) pursuant to the provisions of Article 63-13, paragraph (3) (including as applied mutatis mutandis pursuant to Article 63-11, paragraph (2)), has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1), has had the registration referred to in Article 66-27 rescinded pursuant to the provisions of Article 66-42, paragraph (1), has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1), has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1), or has been ordered to discontinue cryptoasset management-related services pursuant to the provisions of Article 66-103, paragraph (1), or has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) (excluding items (ii), (iii), and (v)) of that Act, and for whom five years have not passed since the date of the rescission or order; or a person that has had a registration or permission of the same kind that it holds in a foreign country (including authorization or any other administrative disposition similar to such a registration or permission) rescinded pursuant to the provisions of the laws and regulations of that foreign country that are equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, or has been ordered to discontinue services of the same kind as specially permitted services for qualified institutional investors, etc., specially permitted services for foreign investors, etc., or cryptoasset management-related services, and for whom five years have not passed since the date of the rescission or order;
machine translation, not official
**ロ** 次のいずれかに該当する者
art-29-4/par-1/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2
a person falling under any of the following:
Ministry of Justice translation — Japanese Law Translation Database System
**（１）** 第五十二条第一項、第五十三条第三項又は第五十七条の六第三項の規定による第二十九条の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第五十条の二第一項第二号、第六号又は第七号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に金融商品取引業を廃止し、分割により金融商品取引業に係る事業の全部を承継させ、又は金融商品取引業に係る事業の全部の譲渡をすることについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-1
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of rescission of the registration referred to in Article 29 pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), or Article 57-6, paragraph (3) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 50-2, paragraph (1) to the effect that the person falls under item (ii), (vi), or (vii) of that paragraph (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to discontinue financial instruments business, to cause all of the business relating to financial instruments business to be succeeded to in a company split, or to transfer all of the business relating to financial instruments business), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（２）** 第六十条の八第一項の規定による第六十条第一項の許可の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に取引所取引業務（同項に規定する取引所取引業務をいう。以下この号及び第二号ヘ（２）並びに第三十八条第八号において同じ。）を廃止したことにより第六十条の七に規定する場合に該当する旨の同条の規定による届出をした場合における当該届出に係る取引所取引許可業者（第六十条の四第一項に規定する取引所取引許可業者をいう。以下この号及び第二号並びに第三十八条第八号において同じ。）（当該通知があつた日前に取引所取引業務を廃止することについての決定（当該取引所取引許可業者の業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-2
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of rescission of the permission referred to in Article 60, paragraph (1) pursuant to the provisions of Article 60-8, paragraph (1) and the day of making the disposition or deciding not to make the disposition, has discontinued on-exchange transaction services (meaning the on-exchange transaction services prescribed in Article 60, paragraph (1); hereinafter the same applies in this item, item (ii), (f)(2), and Article 38, item (viii)) and, as a result, has made a notification under Article 60-7 to the effect that the case prescribed in that Article applies, as the authorized firm for on-exchange transactions (meaning the authorized firm for on-exchange transactions prescribed in Article 60-4, paragraph (1); hereinafter the same applies in this item, item (ii), and Article 38, item (viii)) pertaining to that notification (excluding a person that, before the day on which the notice was given, had made a decision (meaning the decision by the organ responsible for making decisions on the execution of the operations of that authorized firm for on-exchange transactions) to discontinue on-exchange transaction services), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（３）** 第六十条の十四第二項において準用する第六十条の八第一項の規定による第六十条の十四第一項の許可の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に電子店頭デリバティブ取引等業務（同項に規定する電子店頭デリバティブ取引等業務をいう。以下この号及び第二号ヘ（３）において同じ。）を廃止したことにより第六十条の十四第二項において準用する第六十条の七に規定する場合に該当する旨の同条の規定による届出をした場合における当該届出に係る電子店頭デリバティブ取引等許可業者（同項に規定する電子店頭デリバティブ取引等許可業者をいう。以下この号及び第二号において同じ。）（当該通知があつた日前に電子店頭デリバティブ取引等業務を廃止することについての決定（当該電子店頭デリバティブ取引等許可業者の業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-3
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of rescission of the permission referred to in Article 60-14, paragraph (1) pursuant to the provisions of Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2) and the day of making the disposition or deciding not to make the disposition, has discontinued the business of conducting electronic over-the-counter derivatives transactions, etc. (meaning the business of conducting electronic over-the-counter derivatives transactions, etc. prescribed in Article 60-14, paragraph (1); hereinafter the same applies in this item and item (ii), (f)(3)) and, as a result, has made a notification under Article 60-7 as applied mutatis mutandis pursuant to Article 60-14, paragraph (2) to the effect that the case prescribed in that Article applies, as the business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. (meaning the business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. prescribed in Article 60-14, paragraph (2); hereinafter the same applies in this item and item (ii)) pertaining to that notification (excluding a person that, before the day on which the notice was given, had made a decision (meaning the decision by the organ responsible for making decisions on the execution of the operations of that business operator authorized to conduct electronic over-the-counter derivatives transactions, etc.) to discontinue the business of conducting electronic over-the-counter derivatives transactions, etc.), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（４）** 第六十三条の五第三項の規定による適格機関投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十三条の二第一項の規定により特例業務届出者（第六十三条第二項の規定による届出をした者をいう。以下この号及び第二号において同じ。）の地位を承継した旨の第六十三条の二第二項の規定による届出又は同条第三項第二号に該当する旨の同項の規定による届出をした者（同条第一項の規定により特例業務届出者の地位を承継した旨の同条第二項の規定による届出をした場合にあつては、当該届出に係る特例業務届出者であつた者とし、当該通知があつた日前に適格機関投資家等特例業務に係る事業の全部の譲渡をし、分割により適格機関投資家等特例業務に係る事業の全部を承継させ、又は適格機関投資家等特例業務を廃止することについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-4
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of discontinuation of specially permitted services for qualified institutional investors, etc. under Article 63-5, paragraph (3) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 63-2, paragraph (2) to the effect that the person has succeeded to the position of a notifier of specially permitted services (meaning a person that has made a notification under Article 63, paragraph (2); hereinafter the same applies in this item and item (ii)) pursuant to the provisions of Article 63-2, paragraph (1), or a notification under the provisions of paragraph (3) of that Article to the effect that the person falls under item (ii) of that paragraph (in the case where the person has made a notification under paragraph (2) of that Article to the effect that the person has succeeded to the position of a notifier of specially permitted services pursuant to the provisions of paragraph (1) of that Article, the person that was the notifier of specially permitted services pertaining to that notification; and excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to transfer all of the business relating to specially permitted services for qualified institutional investors, etc., to cause all of that business to be succeeded to in a company split, or to discontinue specially permitted services for qualified institutional investors, etc.), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（５）** 第六十三条の三第二項において準用する第六十三条の五第三項の規定による適格機関投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第五十条の二第一項第六号若しくは第七号に該当する旨の同項の規定による届出又は第六十三条の三第二項において準用する第六十三条の二第三項第二号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に分割により適格機関投資家等特例業務に係る事業の全部を承継させ、適格機関投資家等特例業務に係る事業の全部の譲渡をし、又は適格機関投資家等特例業務を廃止することについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-5
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of discontinuation of specially permitted services for qualified institutional investors, etc. under Article 63-5, paragraph (3) as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 50-2, paragraph (1) to the effect that the person falls under item (vi) or (vii) of that paragraph, or a notification under the provisions of Article 63-2, paragraph (3) as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) to the effect that the person falls under item (ii) of Article 63-2, paragraph (3) as so applied (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to cause all of the business relating to specially permitted services for qualified institutional investors, etc. to be succeeded to in a company split, to transfer all of that business, or to discontinue specially permitted services for qualified institutional investors, etc.), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（６）** 第六十三条の十三第三項の規定による海外投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十三条の十第一項の規定により海外投資家等特例業務届出者（第六十三条の九第一項の規定による届出をした者をいう。以下この号及び第二号において同じ。）の地位を承継した旨の第六十三条の十第二項の規定による届出又は同条第三項第二号に該当する旨の同項の規定による届出をした者（同条第一項の規定により海外投資家等特例業務届出者の地位を承継した旨の同条第二項の規定による届出をした場合にあつては、当該届出に係る海外投資家等特例業務届出者であつた者とし、当該通知があつた日前に海外投資家等特例業務に係る事業の全部の譲渡をし、分割により海外投資家等特例業務に係る事業の全部を承継させ、又は海外投資家等特例業務を廃止することについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-6
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of discontinuation of specially permitted services for foreign investors, etc. under Article 63-13, paragraph (3) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 63-10, paragraph (2) to the effect that the person has succeeded to the position of a notifier of specially permitted services for foreign investors, etc. (meaning a person that has made a notification under Article 63-9, paragraph (1); hereinafter the same applies in this item and item (ii)) pursuant to the provisions of Article 63-10, paragraph (1), or a notification under the provisions of paragraph (3) of that Article to the effect that the person falls under item (ii) of that paragraph (in the case where the person has made a notification under paragraph (2) of that Article to the effect that the person has succeeded to the position of a notifier of specially permitted services for foreign investors, etc. pursuant to the provisions of paragraph (1) of that Article, the person that was the notifier of specially permitted services for foreign investors, etc. pertaining to that notification; and excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to transfer all of the business relating to specially permitted services for foreign investors, etc., to cause all of that business to be succeeded to in a company split, or to discontinue specially permitted services for foreign investors, etc.), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（７）** 第六十三条の十一第二項において準用する第六十三条の十三第三項の規定による海外投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第五十条の二第一項第六号若しくは第七号に該当する旨の同項の規定による届出又は第六十三条の十一第二項において準用する第六十三条の十第三項第二号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に分割により海外投資家等特例業務に係る事業の全部を承継させ、海外投資家等特例業務に係る事業の全部の譲渡をし、又は海外投資家等特例業務を廃止することについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-7
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of discontinuation of specially permitted services for foreign investors, etc. under Article 63-13, paragraph (3) as applied mutatis mutandis pursuant to Article 63-11, paragraph (2) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 50-2, paragraph (1) to the effect that the person falls under item (vi) or (vii) of that paragraph, or a notification under the provisions of Article 63-10, paragraph (3) as applied mutatis mutandis pursuant to Article 63-11, paragraph (2) to the effect that the person falls under item (ii) of Article 63-10, paragraph (3) as so applied (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to cause all of the business relating to specially permitted services for foreign investors, etc. to be succeeded to in a company split, to transfer all of that business, or to discontinue specially permitted services for foreign investors, etc.), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（８）** 第六十六条の二十第一項の規定による第六十六条の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の十九第一項第一号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に金融商品仲介業を廃止し、分割により金融商品仲介業に係る事業の全部を承継させ、又は金融商品仲介業に係る事業の全部の譲渡をすることについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-8
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of rescission of the registration referred to in Article 66 pursuant to the provisions of Article 66-20, paragraph (1) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 66-19, paragraph (1) to the effect that the person falls under item (i) of that paragraph (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to discontinue financial instruments intermediary service, to cause all of the business relating to financial instruments intermediary service to be succeeded to in a company split, or to transfer all of the business relating to financial instruments intermediary service), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（９）** 第六十六条の四十二第一項の規定による第六十六条の二十七の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の四十第一項第一号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に信用格付業を廃止し、分割により信用格付業に係る事業の全部を承継させ、又は信用格付業に係る事業の全部の譲渡をすることについての決定（当該者の業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-9
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of rescission of the registration referred to in Article 66-27 pursuant to the provisions of Article 66-42, paragraph (1) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 66-40, paragraph (1) to the effect that the person falls under item (i) of that paragraph (excluding a person that, before the day on which the notice was given, had made a decision (meaning the decision by the organ responsible for making decisions on the execution of the person's operations) to discontinue credit rating services, to cause all of the business relating to credit rating services to be succeeded to in a company split, or to transfer all of the business relating to credit rating services), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（１０）** 第六十六条の六十三第一項の規定による第六十六条の五十の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の六十一第一項第二号、第六号又は第七号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に高速取引行為に係る業務を廃止し、分割により当該業務に係る事業の全部を承継させ、又は当該業務に係る事業の全部の譲渡をすることについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-10
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of rescission of the registration referred to in Article 66-50 pursuant to the provisions of Article 66-63, paragraph (1) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 66-61, paragraph (1) to the effect that the person falls under item (ii), (vi), or (vii) of that paragraph (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to discontinue the business relating to high-speed trading, to cause all of that business to be succeeded to in a company split, or to transfer all of that business), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（１１）** 第六十六条の八十五第一項の規定による第六十六条の七十一の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の八十三第一項第二号、第六号又は第七号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に投資運用関係業務受託業を廃止し、分割により投資運用関係業務受託業に係る事業の全部を承継させ、又は投資運用関係業務受託業に係る事業の全部の譲渡をすることについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-11
a person that, between the day on which a notice under Article 15 of the Administrative Procedure Act was given regarding the disposition of rescission of the registration referred to in Article 66-71 pursuant to the provisions of Article 66-85, paragraph (1) and the day of making the disposition or deciding not to make the disposition, has made a notification under Article 66-83, paragraph (1) to the effect that the person falls under item (ii), (vi), or (vii) of that paragraph (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, the decision by the organ responsible for making decisions on the execution of its operations) to discontinue investment management-related services contracting business, to cause all of the business relating to investment management-related services contracting business to be succeeded to in a company split, or to transfer all of the business relating to investment management-related services contracting business), and for whom five years have not passed since the date of that notification;
machine translation, not official
**（１２）** 第六十六条の百三第一項の規定による暗号資産管理関係業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の百一第二号、第六号又は第七号に該当する旨の同条の規定による届出をした者（当該通知があつた日前に暗号資産管理関係業務を廃止し、分割により暗号資産管理関係業務に係る事業の全部を承継させ、又は暗号資産管理関係業務に係る事業の全部の譲渡をすることについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-12
a person that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of discontinuation of cryptoasset management-related services under Article 66-103, paragraph (1) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 66-101 to the effect that the person falls under item (ii), (vi) or (vii) of that Article (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, a decision by the organ that is responsible for making decisions on the execution of its operations) to discontinue cryptoasset management-related services, to have all of the business related to cryptoasset management-related services succeeded to by another through a company split, or to transfer all of the business related to cryptoasset management-related services), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（１３）** 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定による同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に金融サービスの提供及び利用環境の整備等に関する法律第十六条第三項第三号に該当する旨の同項の規定による届出をした者（当該通知があつた日前に金融サービス仲介業（同法第十一条第一項に規定する金融サービス仲介業をいう。（１３）及び第二号ヘ（１３）において同じ。）を廃止し、分割により金融サービス仲介業に係る事業の全部を承継させ、又は金融サービス仲介業に係る事業の全部の譲渡をすることについての決定（当該者が法人であるときは、その業務執行を決定する機関の決定をいう。）をしていた者を除く。）で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-1/sub-2/sub2-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-2/sub2-13
a person that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission, under Article 38, paragraph (1) (excluding items (ii), (iii) and (v)) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, of the registration under Article 12 of that Act (limited to the registration related to the type of securities, etc. intermediary business operations) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 16, paragraph (3) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto to the effect that the person falls under item (iii) of that paragraph (excluding a person that, before the day on which the notice was given, had made a decision (meaning, if the person is a corporation, a decision by the organ that is responsible for making decisions on the execution of its operations) to discontinue financial service intermediary business (meaning the financial service intermediary business prescribed in Article 11, paragraph (1) of that Act; the same applies in (13) and item (ii), (f)(13)), to have all of the business related to financial service intermediary business succeeded to by another through a company split, or to transfer all of the business related to financial service intermediary business), and for whom five years have not passed since the date of the notification;
machine translation, not official
**ハ** この法律、担保付社債信託法（明治三十八年法律第五十二号）、金融機関の信託業務の兼営等に関する法律（昭和十八年法律第四十三号）、商品先物取引法、投資信託及び投資法人に関する法律、宅地建物取引業法（昭和二十七年法律第百七十六号）、出資の受入れ、預り金及び金利等の取締りに関する法律（昭和二十九年法律第百九十五号）、割賦販売法（昭和三十六年法律第百五十九号）、貸金業法（昭和五十八年法律第三十二号）、預託等取引に関する法律（昭和六十一年法律第六十二号）、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）、不動産特定共同事業法、資産の流動化に関する法律、金融業者の貸付業務のための社債の発行等に関する法律（平成十一年法律第三十二号）、金融サービスの提供及び利用環境の整備等に関する法律、信託業法（平成十六年法律第百五十四号）、資金決済に関する法律、事業性融資の推進等に関する法律（令和六年法律第五十二号）その他政令で定める法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-29-4/par-1/item-1/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-3
a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act; the Secured Bond Trust Act (Act No. 52 of 1905); the Act on Engagement in Trust Business by Financial Institutions (Act No. 43 of 1943); the Commodity Derivatives Transaction Act; the Act on Investment Trusts and Investment Corporations; the Real Estate Brokerage Act (Act No. 176 of 1952); the Act Regulating the Receipt of Contributions, the Receipt of Deposits, and Interest Rates (Act No. 195 of 1954); the Installment Sales Act (Act No. 159 of 1961); the Money Lending Business Act (Act No. 32 of 1983); the Act on Deposit Transactions (Act No. 62 of 1986); the Act on Regulation of Commodity Investment (Act No. 66 of 1991); the Act on Specified Joint Real Estate Ventures; the Act on the Securitization of Assets; the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999); the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the Trust Business Act (Act No. 154 of 2004); the Payment Services Act; the Act on the Promotion of Business Financing, etc. (Act No. 52 of 2024); or any other laws specified by Cabinet Order, or for violating the provisions of a foreign law or regulation that is equivalent to any of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
machine translation, not official
**ニ** 他に行う事業が公益に反すると認められる者
art-29-4/par-1/item-1/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-4
a person that performs another business which is found to be contrary to the public interest;
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** 次のいずれかに該当する者
art-29-4/par-1/item-1/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-5
a person falling under any of the following:
machine translation, not official
**（１）** 暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、金融商品取引業の信用を失墜させるおそれがあると認められる者
art-29-4/par-1/item-1/sub-5/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-5/sub2-1
a person that is found, in light of its relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or a member of an organized crime group prescribed in item (vi) of that Article, or other circumstances, to be likely to cause a loss of confidence in the financial instruments business;
machine translation, not official
**（２）** その他金融商品取引業を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者
art-29-4/par-1/item-1/sub-5/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-5/sub2-2
any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a sufficient personnel structure to perform financial instruments business in an appropriate manner.
machine translation, not official
**ヘ** 金融商品取引業を適確に遂行するための必要な体制が整備されていると認められない者
art-29-4/par-1/item-1/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1/sub-6
a person that is found not to have in place the necessary system for performing financial instruments business in an appropriate manner;
Ministry of Justice translation — Japanese Law Translation Database System
**一の二** 法人である場合においては、登録申請の対象となる金融商品取引業に係る業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員（相談役、顧問その他いかなる名称を有する者であるかを問わず、当該法人に対し取締役、執行役又はこれらに準ずる者と同等以上の支配力を有するものと認められる者を含む。以下この号、次号及び第八号ハ、第三十三条の五第一項第三号イ、第五十二条第二項、第五十二条の二第二項、第五十七条の二十第一項第一号及び第三項、第六十三条第七項第一号ハ、第六十三条の九第六項第二号ト、第六十六条の五十三第五号イ、第六十六条の六十三第二項、第六十六条の七十四第七号イ及びハ、第六十六条の八十五第二項、第六十六条の九十四第五項第三号イ及びニ並びに第六十六条の百三第二項において同じ。）又は使用人を確保していないと認められる者。ただし、登録申請者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する役員又は使用人を確保していれば足りるものとする。
art-29-4/par-1/item-1-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1-2
if the person is a corporation, a person that is found not to have secured, for each of the services related to the financial instruments business subject to the application for registration, an officer (including a person that is found to have at least the same amount of authority over the corporation as a director, an executive officer or an equivalent person, irrespective of whether the person is called a counselor, an advisor or any other title; hereinafter the same applies in this item, the following item, item (viii), (c), Article 33-5, paragraph (1), item (iii), (a), Article 52, paragraph (2), Article 52-2, paragraph (2), Article 57-20, paragraph (1), item (i) and paragraph (3), Article 63, paragraph (7), item (i), (c), Article 63-9, paragraph (6), item (ii), (g), Article 66-53, item (v), (a), Article 66-63, paragraph (2), Article 66-74, item (vii), (a) and (c), Article 66-85, paragraph (2), Article 66-94, paragraph (5), item (iii), (a) and (d), and Article 66-103, paragraph (2)) or an employee who has the sufficient knowledge and experience necessary for the execution of the relevant services; provided, however, that if an applicant for registration entrusts investment management-related services to an investment management-related services contractor (limited to a person that has obtained the registration under Article 66-71 or the registration of a change under Article 66-75, paragraph (4) in order to conduct those investment management-related services), it is to be sufficient, with regard to those investment management-related services, to have secured an officer or employee who has the ability to appropriately supervise those services.
machine translation, not official
**二** 法人である場合においては、役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
art-29-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
if the person is a corporation, a person that has an officer, or an employee specified by Cabinet Order, who falls under any of the following:
machine translation, not official
**イ** 心身の故障により金融商品取引業に係る業務を適正に行うことができない者として内閣府令で定める者
art-29-4/par-1/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-1
a person specified by Cabinet Office Order as being unable to properly perform business related to financial instruments business due to a mental or physical disorder;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 破産手続開始の決定を受けて復権を得ない者又は外国の法令上これと同様に取り扱われている者
art-29-4/par-1/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-2
a person that has become subject to an order to commence bankruptcy proceedings and has not obtained a restoration of rights, or a person that is treated in the same manner under foreign laws and regulations;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 拘禁刑以上の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-29-4/par-1/item-2/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-3
a person that has been sentenced to imprisonment or a heavier punishment (including an equivalent sentence under foreign laws and regulations), and five years have not passed since the day on which that person finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 金融商品取引業者であつた法人が第五十二条第一項、第五十三条第三項若しくは第五十七条の六第三項の規定により第二十九条の登録を取り消されたことがある場合、取引所取引許可業者であつた法人が第六十条の八第一項の規定により第六十条第一項の許可を取り消されたことがある場合、電子店頭デリバティブ取引等許可業者であつた法人が第六十条の十四第二項において準用する第六十条の八第一項の規定により第六十条の十四第一項の許可を取り消されたことがある場合、特例業務届出者であつた法人が第六十三条の五第三項の規定により適格機関投資家等特例業務の廃止を命ぜられたことがある場合、第六十三条の三第一項の規定による届出をした者であつた法人が同条第二項において準用する第六十三条の五第三項の規定により適格機関投資家等特例業務の廃止を命ぜられたことがある場合、海外投資家等特例業務届出者であつた法人が第六十三条の十三第三項の規定により海外投資家等特例業務の廃止を命ぜられたことがある場合、第六十三条の十一第一項の規定による届出をした者であつた法人が同条第二項において準用する第六十三条の十三第三項の規定により海外投資家等特例業務の廃止を命ぜられたことがある場合、金融商品仲介業者であつた法人が第六十六条の二十第一項の規定により第六十六条の登録を取り消されたことがある場合、信用格付業者であつた法人が第六十六条の四十二第一項の規定により第六十六条の二十七の登録を取り消されたことがある場合、高速取引行為者であつた法人が第六十六条の六十三第一項の規定により第六十六条の五十の登録を取り消されたことがある場合、投資運用関係業務受託業者であつた法人が第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消されたことがある場合若しくは暗号資産管理関係業務提供者であつた法人が第六十六条の百三第一項の規定により暗号資産管理関係業務の廃止を命ぜられたことがある場合若しくは金融サービス仲介業者であつた法人が金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消されたことがある場合又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において同種類の登録若しくは許可（当該登録又は許可に類する認可その他の行政処分を含む。ニにおいて同じ。）を受けていた法人が当該同種類の登録若しくは許可を取り消されたことがある場合若しくは適格機関投資家等特例業務、海外投資家等特例業務若しくは暗号資産管理関係業務と同種類の業務を行つていた法人が当該業務の廃止を命ぜられたことがある場合において、その取消し又は命令の日前三十日以内にこれらの法人の役員であつた者でその取消し又は命令の日から五年を経過しない者
art-29-4/par-1/item-2/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-4
a person that, during the 30 days prior to the date of rescission or order, was the officer of a corporation, in a case in which the corporation was a financial instruments business operator but has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), or Article 57-6, paragraph (3); in a case in which the corporation was an authorized firm for on-exchange transactions but has had the permission referred to in Article 60, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1); in a case in which a corporation that was a business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. has had its permission under Article 60-14, paragraph (1) rescinded under the provisions of Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2); in a case in which the corporation was a notifier of specially permitted services but has been ordered to discontinue specially permitted services for qualified institutional investors, etc. pursuant to the provisions of Article 63-5, paragraph (3); in a case in which the corporation had given a notification under Article 63-3, paragraph (1) but has been ordered to discontinue specially permitted services for qualified institutional investors, etc. pursuant to the provisions of Article 63-5, paragraph (3) as applied mutatis mutandis pursuant to Article 63-3, paragraph (2); in a case in which the corporation was a notifier of specially permitted services for foreign investors, etc. but has been ordered as to discontinuation of specially permitted services for foreign investors, etc. pursuant to the provisions of Article 63-13, paragraph (3); in a case in which the corporation had made a notification under Article 63-11, paragraph (1) but has been ordered as to discontinuation of specially permitted services for foreign investors, etc. pursuant to the provisions of Article 63-13, paragraph (3) as applied mutatis mutandis pursuant to Article 63-11, paragraph (2); in a case in which the corporation was a financial instruments intermediary service provider but has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1); in a case in which the corporation was a credit rating agency but has had the registration referred to in Article 66-27 rescinded pursuant to the provisions of Article 66-42, paragraph (1); in a case in which the corporation was a high-speed trader but has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1); in a case in which the corporation was an investment management-related services contractor but has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1); in a case in which the corporation was a cryptoasset management-related service provider but has been ordered to discontinue cryptoasset management-related services pursuant to the provisions of Article 66-103, paragraph (1); or in a case in which the corporation was a financial service intermediary but has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) (excluding items (ii), (iii), and (v)) of that Act; or in a case in which the corporation had obtained a registration or permission of the same kind in a foreign country pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (including authorization or any other administrative disposition similar to that registration or permission; hereinafter the same applies in (d)), but has had that registration or permission of the same kind rescinded; or in a case in which the corporation had performed services of the same type as specially permitted services for qualified institutional investors, etc., specially permitted services for foreign investors, etc., or cryptoasset management-related services but has been ordered to discontinue those services; for whom five years have not passed since the date of the rescission or order;
machine translation, not official
**ホ** 金融商品取引業者であつた個人が第五十二条第一項の規定により第二十九条の登録を取り消されたことがある場合、特例業務届出者であつた個人が第六十三条の五第三項の規定により適格機関投資家等特例業務の廃止を命ぜられたことがある場合、第六十三条の三第一項の規定による届出をした者であつた個人が同条第二項において準用する第六十三条の五第三項の規定により適格機関投資家等特例業務の廃止を命ぜられたことがある場合、海外投資家等特例業務届出者であつた個人が第六十三条の十三第三項の規定により海外投資家等特例業務の廃止を命ぜられたことがある場合、第六十三条の十一第一項の規定による届出をした者であつた個人が同条第二項において準用する第六十三条の十三第三項の規定により海外投資家等特例業務の廃止を命ぜられたことがある場合、金融商品仲介業者であつた個人が第六十六条の二十第一項の規定により第六十六条の登録を取り消されたことがある場合、高速取引行為者であつた個人が第六十六条の六十三第一項の規定により第六十六条の五十の登録を取り消されたことがある場合、投資運用関係業務受託業者であつた個人が第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消されたことがある場合若しくは暗号資産管理関係業務提供者であつた個人が第六十六条の百三第一項の規定により暗号資産管理関係業務の廃止を命ぜられたことがある場合若しくは金融サービス仲介業者であつた個人が金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消されたことがある場合又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において同種類の登録（当該登録に類する許可その他の行政処分を含む。ホにおいて同じ。）を受けていた個人が当該同種類の登録を取り消されたことがある場合、第六十条第一項若しくは第六十条の十四第一項の許可と同種類の許可（当該許可に類する許可その他の行政処分を含む。ホにおいて同じ。）を受けていた個人が当該同種類の許可を取り消されたことがある場合若しくは適格機関投資家等特例業務、海外投資家等特例業務若しくは暗号資産管理関係業務と同種類の業務を行つていた個人が当該業務の廃止を命ぜられたことがある場合において、その取消し又は命令の日から五年を経過しない者
art-29-4/par-1/item-2/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-5
an individual that was a financial instruments business operator but that has had the registration referred to in Article 29 rescinded pursuant to the provisions of Article 52, paragraph (1); an individual that was a notifier of specially permitted services but that has been ordered to discontinue specially permitted services for qualified institutional investors, etc. pursuant to the provisions of Article 63-5, paragraph (3); an individual that has given a notification under Article 63-3, paragraph (1) but that has been ordered to discontinue specially permitted services for qualified institutional investors, etc. pursuant to the provisions of Article 63-5, paragraph (3) as applied mutatis mutandis pursuant to Article 63-3, paragraph (2); an individual that was a notifier of specially permitted services for foreign investors, etc. but that has been ordered to discontinue specially permitted services for foreign investors, etc. pursuant to the provisions of Article 63-13, paragraph (3); an individual that has given a notification under Article 63-11, paragraph (1) but that has been ordered to discontinue specially permitted services for foreign investors, etc. pursuant to the provisions of Article 63-13, paragraph (3) as applied mutatis mutandis pursuant to Article 63-11, paragraph (2); an individual that was a financial instruments intermediary service provider but that has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1); an individual that was a high-speed trader but that has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1); an individual that was an investment management-related services contractor but that has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1); an individual that was a cryptoasset management-related service provider but that has been ordered to discontinue cryptoasset management-related services pursuant to the provisions of Article 66-103, paragraph (1); or an individual that was a financial service intermediary but that has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) (excluding items (ii), (iii), and (v)) of that Act; or an individual that had obtained a registration of the same kind in a foreign country pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (including permission or any other administrative disposition similar to such a registration; hereinafter the same applies in (e)) or that had obtained permission of the same kind as the permission referred to in Article 60, paragraph (1) or Article 60-14, paragraph (1) in a foreign country pursuant to the provisions of a foreign law or regulation that is equivalent to this Act (including permission or any other administrative disposition that is similar to that permission; hereinafter the same applies in (e)), but that has had that registration or permission of the same kind rescinded; or an individual that had performed services of the same type as specially permitted services for qualified institutional investors, etc., specially permitted services for foreign investors, etc., or cryptoasset management-related services but that has been ordered to discontinue those services; for whom five years have not passed since the date of the rescission or order;
machine translation, not official
**ヘ** 次のいずれかに該当する者
art-29-4/par-1/item-2/sub-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6
a person falling under any of the following:
Ministry of Justice translation — Japanese Law Translation Database System
**（１）** 第五十二条第一項、第五十三条第三項又は第五十七条の六第三項の規定による第二十九条の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第五十条の二第一項第二号から第七号までのいずれかに該当する旨の同項の規定による届出をした法人（同項第三号から第五号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る金融商品取引業者であつた法人とし、当該通知があつた日前に金融商品取引業を廃止し、合併（金融商品取引業者が合併により消滅する場合の当該合併に限る。）をし、解散をし、分割により金融商品取引業に係る事業の全部を承継させ、又は金融商品取引業に係る事業の全部の譲渡をすることについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-1
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission of the registration under Article 29 pursuant to Article 52, paragraph (1), Article 53, paragraph (3) or Article 57-6, paragraph (3) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 50-2, paragraph (1) to the effect that it falls under any of items (ii) through (vii) of that paragraph (in the case of a notification to the effect that it falls under any of items (iii) through (v) of that paragraph, the corporation that was the financial instruments business operator concerned in the notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to discontinue financial instruments business, to merge (limited to a merger in which a financial instruments business operator is extinguished by the merger), to dissolve, to have all of the business related to financial instruments business succeeded to by another through a company split, or to transfer all of the business related to financial instruments business), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（２）** 第六十条の八第一項の規定による第六十条第一項の許可の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十条の七に規定する場合に該当する旨の同条の規定による届出をした場合における当該届出に係る取引所取引許可業者（当該通知があつた日前に解散をし、又は取引所取引業務を廃止することについての決定（当該取引所取引許可業者の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-2
if, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission of the permission under Article 60, paragraph (1) pursuant to Article 60-8, paragraph (1) to the day on which the disposition is made or the decision not to make the disposition is made, a notification has been filed under Article 60-7 to the effect that a case prescribed in that Article applies, a person that was an officer of the authorized firm for on-exchange transactions concerned in the notification (excluding an authorized firm for on-exchange transactions that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of that authorized firm that is responsible for making decisions on the execution of its operations) to dissolve or to discontinue on-exchange transaction services), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（３）** 第六十条の十四第二項において準用する第六十条の八第一項の規定による第六十条の十四第一項の許可の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十条の十四第二項において準用する第六十条の七に規定する場合に該当する旨の同条の規定による届出をした場合における当該届出に係る電子店頭デリバティブ取引等許可業者（当該通知があつた日前に解散をし、又は電子店頭デリバティブ取引等業務を廃止することについての決定（当該電子店頭デリバティブ取引等許可業者の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-3
if, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission of the permission under Article 60-14, paragraph (1) pursuant to Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2) to the day on which the disposition is made or the decision not to make the disposition is made, a notification has been filed under Article 60-7 as applied mutatis mutandis pursuant to Article 60-14, paragraph (2) to the effect that a case prescribed in that Article applies, a person that was an officer of the business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. concerned in the notification (excluding a business operator that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of that business operator that is responsible for making decisions on the execution of its operations) to dissolve or to discontinue business of conducting electronic over-the-counter derivatives transactions, etc.), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（４）** 第六十三条の五第三項の規定による適格機関投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十三条の二第一項の規定により特例業務届出者の地位を承継した旨の同条第二項の規定による届出、同条第三項第二号に該当する旨の同項の規定による届出又は同条第四項に規定するときに該当する旨の同項の規定による届出をした法人（同条第一項の規定により特例業務届出者の地位を承継した旨の同条第二項の規定による届出又は同条第四項に規定するときに該当する旨の同項の規定による届出をした場合にあつては、これらの届出に係る特例業務届出者であつた法人とし、当該通知があつた日前に適格機関投資家等特例業務に係る事業の全部の譲渡をし、合併（特例業務届出者が合併により消滅する場合の当該合併に限る。）をし、分割により適格機関投資家等特例業務に係る事業の全部を承継させ、適格機関投資家等特例業務を廃止し、又は解散をすることについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-4
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of discontinuation of specially permitted services for qualified institutional investors, etc. under Article 63-5, paragraph (3) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 63-2, paragraph (2) to the effect that it succeeded to the position of a notifier of specially permitted services pursuant to paragraph (1) of that Article, a notification under paragraph (3) of that Article to the effect that it falls under item (ii) of that paragraph, or a notification under paragraph (4) of that Article to the effect that the case prescribed in that paragraph applies (in the case of a notification under Article 63-2, paragraph (2) to the effect that it succeeded to the position of a notifier of specially permitted services pursuant to paragraph (1) of that Article or a notification under paragraph (4) of that Article to the effect that the case prescribed in that paragraph applies, the corporation that was the notifier of specially permitted services concerned in those notifications; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to transfer all of the business related to specially permitted services for qualified institutional investors, etc., to merge (limited to a merger in which a notifier of specially permitted services is extinguished by the merger), to have all of the business related to specially permitted services for qualified institutional investors, etc. succeeded to by another through a company split, to discontinue specially permitted services for qualified institutional investors, etc., or to dissolve), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（５）** 第六十三条の三第二項において準用する第六十三条の五第三項の規定による適格機関投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第五十条の二第一項第三号から第七号までのいずれかに該当する旨の同項の規定による届出又は第六十三条の三第二項において準用する第六十三条の二第三項第二号に該当する旨の同項の規定による届出をした法人（第五十条の二第一項第三号から第五号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る第六十三条の三第一項の規定による届出をした者であつた法人とし、当該通知があつた日前に合併（同項の規定による届出をした者が合併により消滅する場合の当該合併に限る。）をし、解散をし、分割により適格機関投資家等特例業務に係る事業の全部を承継させ、適格機関投資家等特例業務に係る事業の全部の譲渡をし、又は適格機関投資家等特例業務を廃止することについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-5
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of discontinuation of specially permitted services for qualified institutional investors, etc. under Article 63-5, paragraph (3) as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 50-2, paragraph (1) to the effect that it falls under any of items (iii) through (vii) of that paragraph, or a notification under Article 63-2, paragraph (3) as applied mutatis mutandis pursuant to Article 63-3, paragraph (2) to the effect that it falls under item (ii) of that paragraph (in the case of a notification under Article 50-2, paragraph (1) to the effect that it falls under any of items (iii) through (v) of that paragraph, the corporation that was the person that filed the notification under Article 63-3, paragraph (1) concerned in that notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to merge (limited to a merger in which a person that filed a notification under that paragraph is extinguished by the merger), to dissolve, to have all of the business related to specially permitted services for qualified institutional investors, etc. succeeded to by another through a company split, to transfer all of the business related to specially permitted services for qualified institutional investors, etc., or to discontinue specially permitted services for qualified institutional investors, etc.), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（６）** 第六十三条の十三第三項の規定による海外投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十三条の十第一項の規定により海外投資家等特例業務届出者の地位を承継した旨の同条第二項の規定による届出、同条第三項第二号に該当する旨の同項の規定による届出又は同条第四項に規定するときに該当する旨の同項の規定による届出をした法人（同条第一項の規定により海外投資家等特例業務届出者の地位を承継した旨の同条第二項の規定による届出又は同条第四項に規定するときに該当する旨の同項の規定による届出をした場合にあつては、これらの届出に係る海外投資家等特例業務届出者であつた法人とし、当該通知があつた日前に海外投資家等特例業務に係る事業の全部の譲渡をし、合併（海外投資家等特例業務届出者が合併により消滅する場合の当該合併に限る。）をし、分割により海外投資家等特例業務に係る事業の全部を承継させ、海外投資家等特例業務を廃止し、又は解散をすることについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-6
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of discontinuation of specially permitted services for foreign investors, etc. under Article 63-13, paragraph (3) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 63-10, paragraph (2) to the effect that it succeeded to the position of a notifier of specially permitted services for foreign investors, etc. pursuant to paragraph (1) of that Article, a notification under paragraph (3) of that Article to the effect that it falls under item (ii) of that paragraph, or a notification under paragraph (4) of that Article to the effect that the case prescribed in that paragraph applies (in the case of a notification under Article 63-10, paragraph (2) to the effect that it succeeded to the position of a notifier of specially permitted services for foreign investors, etc. pursuant to paragraph (1) of that Article or a notification under paragraph (4) of that Article to the effect that the case prescribed in that paragraph applies, the corporation that was the notifier of specially permitted services for foreign investors, etc. concerned in those notifications; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to transfer all of the business related to specially permitted services for foreign investors, etc., to merge (limited to a merger in which a notifier of specially permitted services for foreign investors, etc. is extinguished by the merger), to have all of the business related to specially permitted services for foreign investors, etc. succeeded to by another through a company split, to discontinue specially permitted services for foreign investors, etc., or to dissolve), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（７）** 第六十三条の十一第二項において準用する第六十三条の十三第三項の規定による海外投資家等特例業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第五十条の二第一項第三号から第七号までのいずれかに該当する旨の同項の規定による届出又は第六十三条の十一第二項において準用する第六十三条の十第三項第二号に該当する旨の同項の規定による届出をした法人（第五十条の二第一項第三号から第五号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る第六十三条の十一第一項の規定による届出をした者であつた法人とし、当該通知があつた日前に合併（同項の規定による届出をした者が合併により消滅する場合の当該合併に限る。）をし、解散をし、分割により海外投資家等特例業務に係る事業の全部を承継させ、海外投資家等特例業務に係る事業の全部の譲渡をし、又は海外投資家等特例業務を廃止することについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-7
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of discontinuation of specially permitted services for foreign investors, etc. under Article 63-13, paragraph (3) as applied mutatis mutandis pursuant to Article 63-11, paragraph (2) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 50-2, paragraph (1) to the effect that it falls under any of items (iii) through (vii) of that paragraph, or a notification under Article 63-10, paragraph (3) as applied mutatis mutandis pursuant to Article 63-11, paragraph (2) to the effect that it falls under item (ii) of that paragraph (in the case of a notification under Article 50-2, paragraph (1) to the effect that it falls under any of items (iii) through (v) of that paragraph, the corporation that was the person that filed the notification under Article 63-11, paragraph (1) concerned in that notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to merge (limited to a merger in which a person that filed a notification under that paragraph is extinguished by the merger), to dissolve, to have all of the business related to specially permitted services for foreign investors, etc. succeeded to by another through a company split, to transfer all of the business related to specially permitted services for foreign investors, etc., or to discontinue specially permitted services for foreign investors, etc.), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（８）** 第六十六条の二十第一項の規定による第六十六条の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の十九第一項第一号又は第三号から第五号までのいずれかに該当する旨の同項の規定による届出をした法人（同項第三号から第五号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る金融商品仲介業者であつた法人とし、当該通知があつた日前に金融商品仲介業を廃止し、分割により金融商品仲介業に係る事業の全部を承継させ、金融商品仲介業に係る事業の全部の譲渡をし、合併（金融商品仲介業者が合併により消滅する場合の当該合併に限る。）をし、又は解散することについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-8
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission of the registration under Article 66 pursuant to Article 66-20, paragraph (1) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 66-19, paragraph (1) to the effect that it falls under item (i) or any of items (iii) through (v) of that paragraph (in the case of a notification to the effect that it falls under any of items (iii) through (v) of that paragraph, the corporation that was the financial instruments intermediary service provider concerned in the notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to discontinue financial instruments intermediary service, to have all of the business related to financial instruments intermediary service succeeded to by another through a company split, to transfer all of the business related to financial instruments intermediary service, to merge (limited to a merger in which a financial instruments intermediary service provider is extinguished by the merger), or to dissolve), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（９）** 第六十六条の四十二第一項の規定による第六十六条の二十七の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の四十第一項各号のいずれかに該当する旨の同項の規定による届出をした法人（同項第二号から第四号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る信用格付業者であつた法人とし、当該通知があつた日前に信用格付業を廃止し、分割により信用格付業に係る事業の全部を承継させ、信用格付業に係る事業の全部の譲渡をし、合併（信用格付業者が合併により消滅する場合の当該合併に限る。）をし、又は解散することについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-9
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission of the registration under Article 66-27 pursuant to Article 66-42, paragraph (1) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 66-40, paragraph (1) to the effect that it falls under any of the items of that paragraph (in the case of a notification to the effect that it falls under any of items (ii) through (iv) of that paragraph, the corporation that was the credit rating agency concerned in the notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to discontinue credit rating services, to have all of the business related to credit rating services succeeded to by another through a company split, to transfer all of the business related to credit rating services, to merge (limited to a merger in which a credit rating agency is extinguished by the merger), or to dissolve), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（１０）** 第六十六条の六十三第一項の規定による第六十六条の五十の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の六十一第一項第二号から第七号までのいずれかに該当する旨の同項の規定による届出をした法人（同項第三号から第五号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る高速取引行為者であつた法人とし、当該通知があつた日前に高速取引行為に係る業務を廃止し、合併（高速取引行為者が合併により消滅する場合の当該合併に限る。）をし、解散をし、分割により当該業務に係る事業の全部を承継させ、又は当該業務に係る事業の全部の譲渡をすることについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-10
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission of the registration under Article 66-50 pursuant to Article 66-63, paragraph (1) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 66-61, paragraph (1) to the effect that it falls under any of items (ii) through (vii) of that paragraph (in the case of a notification to the effect that it falls under any of items (iii) through (v) of that paragraph, the corporation that was the high-speed trader concerned in the notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to discontinue services related to high-speed trading, to merge (limited to a merger in which a high-speed trader is extinguished by the merger), to dissolve, to have all of the business related to those services succeeded to by another through a company split, or to transfer all of the business related to those services), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（１１）** 第六十六条の八十五第一項の規定による第六十六条の七十一の登録の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の八十三第一項第二号から第七号までのいずれかに該当する旨の同項の規定による届出をした法人（同項第三号から第五号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る投資運用関係業務受託業者であつた法人とし、当該通知があつた日前に投資運用関係業務受託業を廃止し、合併（投資運用関係業務受託業者が合併により消滅する場合の当該合併に限る。）をし、解散をし、分割により投資運用関係業務受託業に係る事業の全部を承継させ、又は投資運用関係業務受託業に係る事業の全部の譲渡をすることについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-11
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission of the registration under Article 66-71 pursuant to Article 66-85, paragraph (1) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 66-83, paragraph (1) to the effect that it falls under any of items (ii) through (vii) of that paragraph (in the case of a notification to the effect that it falls under any of items (iii) through (v) of that paragraph, the corporation that was the investment management-related services contractor concerned in the notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to discontinue investment management-related services contracting business, to merge (limited to a merger in which an investment management-related services contractor is extinguished by the merger), to dissolve, to have all of the business related to investment management-related services contracting business succeeded to by another through a company split, or to transfer all of the business related to investment management-related services contracting business), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（１２）** 第六十六条の百三第一項の規定による暗号資産管理関係業務の廃止の処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に第六十六条の百一第二号から第七号までのいずれかに該当する旨の同条の規定による届出をした法人（同条第三号から第五号までのいずれかに該当する旨の同条の規定による届出をした場合にあつては、当該届出に係る暗号資産管理関係業務提供者であつた法人とし、当該通知があつた日前に暗号資産管理関係業務を廃止し、合併（暗号資産管理関係業務提供者が合併により消滅する場合の当該合併に限る。）をし、解散をし、分割により暗号資産管理関係業務に係る事業の全部を承継させ、又は暗号資産管理関係業務に係る事業の全部の譲渡をすることについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-12
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of discontinuation of cryptoasset management-related services under Article 66-103, paragraph (1) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 66-101 to the effect that it falls under any of items (ii) through (vii) of that Article (in the case of a notification to the effect that it falls under any of items (iii) through (v) of that Article, the corporation that was the cryptoasset management-related service provider concerned in the notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to discontinue cryptoasset management-related services, to merge (limited to a merger in which a cryptoasset management-related service provider is extinguished by the merger), to dissolve, to have all of the business related to cryptoasset management-related services succeeded to by another through a company split, or to transfer all of the business related to cryptoasset management-related services), and for whom five years have not passed since the date of the notification;
machine translation, not official
**（１３）** 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定による同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）の取消しの処分に係る行政手続法第十五条の規定による通知があつた日から当該処分をする日又は処分をしないことの決定をする日までの間に金融サービスの提供及び利用環境の整備等に関する法律第十六条第三項第三号又は第五号から第七号までのいずれかに該当する旨の同項の規定による届出をした法人（同項第五号から第七号までのいずれかに該当する旨の同項の規定による届出をした場合にあつては、当該届出に係る金融サービス仲介業者であつた法人とし、当該通知があつた日前に金融サービス仲介業を廃止し、分割により金融サービス仲介業に係る事業の全部を承継させ、金融サービス仲介業に係る事業の全部の譲渡をし、合併（金融サービス仲介業者が合併により消滅する場合の当該合併に限る。）をし、又は解散することについての決定（当該法人の業務執行を決定する機関の決定をいう。）をしていた者を除く。）の役員であつた者で、当該届出の日から五年を経過しないもの
art-29-4/par-1/item-2/sub-6/sub2-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-6/sub2-13
a person that was an officer of a corporation that, during the period from the day on which notice under Article 15 of the Administrative Procedure Act was given regarding a disposition of rescission, under Article 38, paragraph (1) (excluding items (ii), (iii) and (v)) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, of the registration under Article 12 of that Act (limited to the registration related to the type of securities, etc. intermediary business operations) to the day on which the disposition is made or the decision not to make the disposition is made, filed a notification under Article 16, paragraph (3) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto to the effect that it falls under item (iii) or any of items (v) through (vii) of that paragraph (in the case of a notification to the effect that it falls under any of items (v) through (vii) of that paragraph, the corporation that was the financial service intermediary concerned in the notification; excluding a corporation that, before the day on which the notice was given, had made a decision (meaning a decision by the organ of the corporation that is responsible for making decisions on the execution of its operations) to discontinue financial service intermediary business, to have all of the business related to financial service intermediary business succeeded to by another through a company split, to transfer all of the business related to financial service intermediary business, to merge (limited to a merger in which a financial service intermediary is extinguished by the merger), or to dissolve), and for whom five years have not passed since the date of the notification.
machine translation, not official
**ト** 個人であつて、第一号ロに該当する者
art-29-4/par-1/item-2/sub-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-7
an individual that falls under item (i), (b);
machine translation, not official
**チ** 第五十二条第二項、第六十条の八第二項（第六十条の十四第二項において準用する場合を含む。）、第六十六条の二十第二項、第六十六条の四十二第二項、第六十六条の六十三第二項若しくは第六十六条の八十五第二項若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第三項（第二号を除く。）の規定により解任若しくは解職を命ぜられた役員又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において解任を命ぜられた役員でその処分を受けた日から五年を経過しない者
art-29-4/par-1/item-2/sub-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-8
an officer whose dismissal or removal has been ordered pursuant to the provisions of Article 52, paragraph (2), Article 60-8, paragraph (2) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)), Article 66-20, paragraph (2), Article 66-42, paragraph (2), Article 66-63, paragraph (2), or Article 66-85, paragraph (2), or pursuant to Article 38, paragraph (3) (excluding item (ii)) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, or an officer whose dismissal or removal has been ordered in a foreign country pursuant to the provisions of a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, for whom five years have not passed since the day of the disposition; or
machine translation, not official
**リ** 第一号ハに規定する法律の規定若しくは暴力団員による不当な行為の防止等に関する法律の規定（同法第三十二条の三第七項及び第三十二条の十一第一項の規定を除く。）若しくはこれらに相当する外国の法令の規定に違反し、又は刑法（明治四十年法律第四十五号）若しくは暴力行為等処罰に関する法律（大正十五年法律第六十号）の罪を犯し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-29-4/par-1/item-2/sub-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2/sub-9
a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of any of the laws prescribed in item (i), (c) or the Act on Prevention of Unjust Acts by Organized Crime Group Members (excluding the provisions of Article 32-3, paragraph (7) and Article 32-11, paragraph (1) of that Act), or for violating the provisions of a foreign law or regulation that is equivalent to any of these laws, or committing a crime referred to in the Penal Code (Act No. 45 of 1907) or the Act on Punishment of Physical Violence and Other Acts (Act No. 60 of 1926), and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
machine translation, not official
**三** 個人である場合においては、次のいずれかに該当する者
art-29-4/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-3
if the person is an individual, a person that falls under any of the following persons:
machine translation, not official
**イ** 登録申請の対象となる金融商品取引業に係る業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有していないと認められる者
art-29-4/par-1/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-3/sub-1
a person that is found not to have the sufficient knowledge and experience necessary for the execution of each of the services related to the financial instruments business subject to the application for registration;
machine translation, not official
**ロ** 前号イからチまで若しくはリ（第一号ハに規定する法律の規定に係る部分を除く。）のいずれかに該当する者又は政令で定める使用人のうち前号イからリまでのいずれかに該当する者のある者
art-29-4/par-1/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-3/sub-2
a person that falls under any of (a) through (h), or (i) (excluding the part that involves the provisions of the Acts prescribed in item (i), (c)) of the preceding item, or a person that has an employee specified by Cabinet Order that falls under any of (a) through (i) of the preceding item.
machine translation, not official
**四** 第一種金融商品取引業、第二種金融商品取引業、投資運用業又は暗号資産取引業を行おうとする場合にあつては、次のいずれかに該当する者
art-29-4/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4
a person falling under any of the following and seeking to engage in type-I financial instruments business, type-II financial instruments business, investment management business, or cryptoasset trading business:
machine translation, not official
**イ** 資本金の額又は出資の総額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない法人
art-29-4/par-1/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4/sub-1
a corporation whose stated capital or contributions in total are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 国内に営業所又は事務所を有しない法人
art-29-4/par-1/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4/sub-2
a corporation that does not have a business office or office in Japan;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 外国法人であつて国内における代表者（当該外国法人が第一種金融商品取引業、第二種金融商品取引業、投資運用業又は暗号資産取引業を行うため国内に設ける全ての営業所又は事務所の業務を担当するものに限る。）を定めていない者
art-29-4/par-1/item-4/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4/sub-3
a foreign corporation that has not designated a domestic representative (limited to one responsible for business at all business offices or offices that the foreign corporation operates in Japan so as to engage in type-I financial instruments business, type-II financial instruments business, investment management business or cryptoasset trading business); or
machine translation, not official
**ニ** 協会（認可金融商品取引業協会又は第七十八条第二項に規定する認定金融商品取引業協会をいい、登録申請者が行おうとする業務を行う者を主要な協会員又は会員とするものに限る。以下この号及び第三十三条の五第一項第四号において同じ。）に加入しない者であつて、協会の定款その他の規則（有価証券若しくは暗号資産の売買その他の取引若しくは第三十三条第三項に規定するデリバティブ取引等を公正かつ円滑にすること又は投資者の保護に関するものに限る。）に準ずる内容の社内規則（当該者又はその役員若しくは使用人が遵守すべき規則をいう。）を作成していないもの又は当該社内規則を遵守するための体制を整備していないもの
art-29-4/par-1/item-4/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4/sub-4
a person that has not joined an association (meaning an authorized financial instruments firms association or certified financial instruments business association prescribed in Article 78, paragraph (2) and limited to one whose main association members or members are persons that conduct the business which the applicant for registration seeks to conduct; hereinafter the same applies in this item and Article 33-5, paragraph (1), item (iv)) and that has not prepared internal rules (meaning rules with which that person or its officers or employees should comply) that have contents equivalent to the articles of incorporation or other rules (limited to those for ensuring fair and smooth purchase and sales and other transactions of securities or cryptoassets or ensuring fair and smooth derivatives transactions, etc. as prescribed in Article 33, paragraph (3) or for protecting investors) of the association or that has not established a system for complying with the relevant internal rules;
machine translation, not official
**五** 第一種金融商品取引業、投資運用業又は暗号資産取引業を行おうとする場合にあつては、次のいずれかに該当する者
art-29-4/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
a person falling under any of the following and seeking to engage in type-I financial instruments business, investment management business, or cryptoasset trading business:
machine translation, not official
**イ** 株式会社（取締役会及び監査役、監査等委員会又は指名委員会等（会社法第二条第十二号に規定する指名委員会等をいう。以下同じ。）を置くものに限る。）又は外国の法令に準拠して設立された取締役会設置会社と同種類の法人（第一種金融商品取引業又は暗号資産取引業を行おうとする場合にあつては、当該外国の法令に準拠し、当該外国において当該第一種金融商品取引業又は暗号資産取引業と同種類の業務を行つている者（これに類するものとして政令で定める者を含む。）に限る。）でない者
art-29-4/par-1/item-5/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-1
a person other than a stock company (limited to one that has a board of directors, company auditors, supervisory committee, or nominating committee, etc. (meaning the nominating committee, etc. as defined in Article 2, item (xii) of the Companies Act; the same applies hereinafter)) or a corporation of the same kind as a company with a board of directors incorporated in compliance with foreign laws and regulations (if a person seeks to engage in type-I financial instruments business or cryptoasset trading business, limited to a person that engages in the same kind of business as that type-I financial instruments business or cryptoasset trading business in a foreign country in compliance with foreign laws and regulations (including a person specified by Cabinet Order as equivalent to such a person));
machine translation, not official
**ロ** 純財産額（内閣府令で定めるところにより、資産の合計金額から負債の合計金額を控除して算出した額をいう。）が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない者
art-29-4/par-1/item-5/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-2
a person whose net assets (meaning the figure arrived at when the total amount of liabilities is deducted from the total amount of assets pursuant to the provisions of Cabinet Office Order) are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 個人である主要株主（登録申請者が持株会社の子会社であるときは、当該持株会社の主要株主を含む。ニ及びホにおいて同じ。）のうちに次のいずれかに該当する者のある法人（外国法人を除く。）
art-29-4/par-1/item-5/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-3
a corporation (excluding a foreign corporation) that has a person falling under any of the following as an individual major shareholder (if the applicant is a subsidiary company of a holding company, this includes a major shareholder of the relevant holding company; the same applies in (d) and (e)):
machine translation, not official
**（１）** 心身の故障により株主の権利を適切に行使することができない者として内閣府令で定める者（心身の故障により株主の権利を行使することについて代理人を置く者にあつては、当該代理人が当該内閣府令で定める者又は第二号ロからリまで（暗号資産取引業を行おうとする場合にあつては、当該内閣府令で定める者又は同号ロからリまで若しくは第八号ハ（１）から（３）まで）のいずれかに該当する者であるものに限る。）
art-29-4/par-1/item-5/sub-3/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-3/sub2-1
a person specified by Cabinet Office Order as being unable to properly exercise the rights of a shareholder due to a mental or physical disorder (if the person has a proxy for exercising the rights of a shareholder due to a mental or physical disorder, limited to a person whose proxy is a person specified by that Cabinet Office Order or a person falling under any of (b) through (i) of item (ii) (in the case of seeking to engage in cryptoasset trading business, a person specified by that Cabinet Office Order or a person falling under any of (b) through (i) of that item or item (viii), (c)(1) through (3)));
machine translation, not official
**（２）** 第二号ロからリまで（暗号資産取引業を行おうとする場合にあつては、同号ロからリまで又は第八号ハ（１）から（３）まで）のいずれかに該当する者
art-29-4/par-1/item-5/sub-3/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-3/sub2-2
a person falling under any of (b) through (i) of item (ii) (in the case of seeking to engage in cryptoasset trading business, any of (b) through (i) of that item or item (viii), (c)(1) through (3));
machine translation, not official
**ニ** 法人である主要株主のうちに次のいずれかに該当する者のある法人（外国法人を除く。）
art-29-4/par-1/item-5/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-4
a corporation (excluding a foreign corporation) that has a person falling under any of the following as a corporate major shareholder: or
machine translation, not official
**（１）** 第一号イ又はロ（暗号資産取引業を行おうとする場合にあつては、同号イ若しくはロ又は第八号イ若しくはロ）に該当する者
art-29-4/par-1/item-5/sub-4/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-4/sub2-1
a person falling under (a) or (b) of item (i) (in the case of seeking to engage in cryptoasset trading business, (a) or (b) of that item or (a) or (b) of item (viii));
machine translation, not official
**（２）** 第一号ハに規定する法律の規定又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-29-4/par-1/item-5/sub-4/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-4/sub2-2
a person who has violated the provisions of the Acts prescribed in item (i), (c) or the provisions of foreign laws and regulations equivalent thereto and been sentenced to a fine (including a sentence under foreign laws and regulations equivalent thereto), and for whom five years have not passed since the day on which the execution of the sentence ended or the person ceased to be subject to execution of the sentence;
machine translation, not official
**（３）** 法人を代表する役員のうちに次のいずれかに該当する者のある者
art-29-4/par-1/item-5/sub-4/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-4/sub2-3
a person that has, among the officers representing the corporation, a person falling under any of the following:
machine translation, not official
**（イ）** 心身の故障により株主の権利を適切に行使することができない者として内閣府令で定める者
art-29-4/par-1/item-5/sub-4/sub2-3/sub3-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-4/sub2-3/sub3-1
a person specified by Cabinet Office Order as being unable to properly exercise the rights of a shareholder due to a mental or physical disorder;
machine translation, not official
**（ロ）** 第二号ロからリまで（暗号資産取引業を行おうとする場合にあつては、同号ロからリまで又は第八号ハ（１）から（３）まで）のいずれかに該当する者
art-29-4/par-1/item-5/sub-4/sub2-3/sub3-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-4/sub2-3/sub3-2
a person falling under any of (b) through (i) of item (ii) (in the case of seeking to engage in cryptoasset trading business, any of (b) through (i) of that item or item (viii), (c)(1) through (3));
machine translation, not official
**ホ** 主要株主に準ずる者が金融商品取引業の健全かつ適切な運営に支障を及ぼすおそれがない者であることについて、外国の当局（第百八十九条第一項に規定する外国金融商品取引規制当局その他政令で定める外国の法令を執行する当局をいう。）による確認が行われていない外国法人
art-29-4/par-1/item-5/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5/sub-5
a foreign corporation for which the foreign regulatory authority (meaning the foreign regulatory authority for financial instruments defined in Article 189, paragraph (1) or any other regulatory authority specified by Cabinet Order that enforces foreign laws and regulations) has not confirmed that a person equivalent to a major shareholder is unlikely to compromise the sound and appropriate operation of financial instruments business;
machine translation, not official
**五の二** 第一種金融商品取引業又は投資運用業を行おうとする場合にあつては、他に行つている事業が第三十五条第一項に規定する業務及び同条第二項各号に掲げる業務のいずれにも該当せず、かつ、当該事業に係る損失の危険の管理が困難であるために投資者保護に支障を生ずると認められる者
art-29-4/par-1/item-5-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5-2
a person engaged in other business that does not fall under any of the categories of business prescribed in Article 35, paragraph (1) or business set forth in the items of Article 35, paragraph (2), and that is found to compromise investor protection due to difficulties in managing the risk of loss in connection with the relevant business, if seeking to engage in type-I financial instruments business or investment management business;
machine translation, not official
**六** 第一種金融商品取引業又は暗号資産取引業を行おうとする場合にあつては、次のいずれかに該当する者
art-29-4/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6
a person falling under any of the following if seeking to engage in type-I financial instruments business or cryptoasset trading business:
machine translation, not official
**イ** 第四十六条の六第一項の規定に準じて算出した比率が百二十パーセントを下回る者
art-29-4/par-1/item-6/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6/sub-1
a person whose ratio calculated based on the provisions of Article 46-6, paragraph (1) is less than 120 percent; or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 他の金融商品取引業者（第一種金融商品取引業又は暗号資産取引業を行う者に限る。ロにおいて同じ。）が現に用いている商号と同一の商号又は他の金融商品取引業者と誤認されるおそれのある商号を用いようとする者
art-29-4/par-1/item-6/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6/sub-2
a person seeking to use a trade name that another financial instruments business operator (limited to those engaged in type-I financial instruments business or cryptoasset trading business; the same applies in (b)) is already using or a trade name that could give rise to the misconception that it is another financial instruments business operator;
machine translation, not official
**七** 第二種金融商品取引業として高速取引行為を行おうとする場合（第一種金融商品取引業、投資運用業又は暗号資産取引業を行い、又は行おうとする場合を除く。）にあつては、第六十六条の五十三第六号ロ若しくはハ又は第七号に該当する者
art-29-4/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-7
a person falling under Article 66-53, item (vi), (b) or (c) or item (vii) if seeking to engage in high-speed trading as type-II financial instruments business (excluding the case of engaging in or seeking to engage in type-I financial instruments business, investment management business or cryptoasset trading business);
machine translation, not official
**八** 暗号資産取引業を行おうとする場合にあつては、次のいずれかに該当する者
art-29-4/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
a person falling under any of the following if seeking to engage in cryptoasset trading business:
machine translation, not official
**イ** 資金決済に関する法律第六十二条の二十二第一項若しくは第二項の規定により同法第六十二条の三の登録を取り消され、若しくは同法第六十三条の二十第一項若しくは第二項の規定により同法第六十三条の二の登録を取り消され、その取消しの日から五年を経過しない者又は同法に相当する外国の法令の規定により当該外国において受けている同種類の登録（当該登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過しない者
art-29-4/par-1/item-8/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8/sub-1
a person whose registration under Article 62-3 of the Payment Services Act has been rescinded pursuant to Article 62-22, paragraph (1) or (2) of that Act, or whose registration under Article 63-2 of that Act has been rescinded pursuant to Article 63-20, paragraph (1) or (2) of that Act, and for whom five years have not passed since the date of the rescission, or a person whose registration of the same kind (including a permission or any other administrative disposition similar to that registration) obtained in a foreign country pursuant to the provisions of a foreign law or regulation equivalent to that Act has been rescinded, and for whom five years have not passed since the date of the rescission;
machine translation, not official
**ロ** 資金決済に関する法律第六十二条の八第二項の規定により読み替えて適用する同法第六十二条の二十二第一項の規定により電子決済手段等取引業（同法第二条第十項に規定する電子決済手段等取引業をいう。以下同じ。）の廃止を命ぜられ、その命令の日から五年を経過しない者又は同法若しくは銀行法等（同法第二条第三十項に規定する銀行法等をいう。ハ（２）において同じ。）に相当する外国の法令の規定により電子決済手段等取引業と同種類の業務の廃止を命ぜられ、その命令の日から五年を経過しない者
art-29-4/par-1/item-8/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8/sub-2
a person that has been ordered to discontinue electronic payment instruments services (meaning the electronic payment instruments services prescribed in Article 2, paragraph (10) of the Payment Services Act; the same applies hereinafter) pursuant to Article 62-22, paragraph (1) of the Payment Services Act as applied with terms replaced pursuant to Article 62-8, paragraph (2) of that Act, and for whom five years have not passed since the date of the order, or a person that has been ordered to discontinue services of the same kind as electronic payment instruments services pursuant to the provisions of a foreign law or regulation equivalent to the Payment Services Act or the Banking Act, etc. (meaning the Banking Act, etc. prescribed in Article 2, paragraph (30) of the Payment Services Act; the same applies in (c)(2)), and for whom five years have not passed since the date of the order;
machine translation, not official
**ハ** 役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
art-29-4/par-1/item-8/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8/sub-3
a person that has, among its officers or employees specified by Cabinet Order, a person falling under any of the following:
machine translation, not official
**（１）** 電子決済手段等取引業者（資金決済に関する法律第二条第十二項に規定する電子決済手段等取引業者をいう。）であつた法人が同法第六十二条の二十二第一項若しくは第二項の規定により同法第六十二条の三の登録を取り消されたことがある場合若しくは電子決済手段サービス仲介業者（同法第二条第十五項に規定する電子決済手段サービス仲介業者をいう。（３）において同じ。）であつた法人が同法第六十三条の二十第一項若しくは第二項の規定により同法第六十三条の二の登録を取り消されたことがある場合又は同法に相当する外国の法令の規定により当該外国において同種類の登録（当該登録に類する許可その他の行政処分を含む。（１）において同じ。）を受けていた法人が当該同種類の登録を取り消されたことがある場合において、その取消しの日前三十日以内にこれらの法人の役員であつた者でその取消しの日から五年を経過しない者
art-29-4/par-1/item-8/sub-3/sub2-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8/sub-3/sub2-1
a person that, during the 30 days prior to the date of rescission, was the officer of a corporation, in a case in which a corporation that was an electronic payment instruments service provider (meaning the electronic payment instruments service provider prescribed in Article 2, paragraph (12) of the Payment Services Act) has had the registration referred to in Article 62-3 of that Act rescinded pursuant to the provisions of Article 62-22, paragraph (1) or (2) of that Act; in a case in which a corporation that was an electronic payment instruments intermediary service provider (meaning the electronic payment instruments intermediary service provider prescribed in Article 2, paragraph (15) of that Act; the same applies in (3)) has had the registration referred to in Article 63-2 of that Act rescinded pursuant to the provisions of Article 63-20, paragraph (1) or (2) of that Act; or in a case in which a corporation that had obtained a registration of the same kind (including a permission or any other administrative disposition similar to that registration; the same applies in (1)) in a foreign country pursuant to the provisions of a foreign law or regulation equivalent to that Act has had that registration of the same kind rescinded, and for whom five years have not passed since the date of the rescission;
machine translation, not official
**（２）** 資金決済に関する法律第六十二条の八第一項の規定により電子決済手段等取引業を行う同項に規定する発行者であつた法人が同条第二項の規定により読み替えて適用する同法第六十二条の二十二第一項の規定により電子決済手段等取引業の廃止を命ぜられたことがある場合又は同法若しくは銀行法等に相当する外国の法令の規定により電子決済手段等取引業と同種類の業務を行つていた法人が当該業務の廃止を命ぜられたことがある場合において、その命令の日前三十日以内にこれらの法人の役員であつた者でその命令の日から五年を経過しない者
art-29-4/par-1/item-8/sub-3/sub2-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8/sub-3/sub2-2
a person that, during the 30 days prior to the date of the order, was the officer of a corporation, in a case in which a corporation that was an issuer prescribed in Article 62-8, paragraph (1) of the Payment Services Act that conducts electronic payment instruments services pursuant to that paragraph has been ordered to discontinue electronic payment instruments services pursuant to the provisions of Article 62-22, paragraph (1) of that Act as applied with terms replaced pursuant to Article 62-8, paragraph (2) of that Act; or in a case in which a corporation that had conducted services of the same kind as electronic payment instruments services pursuant to the provisions of a foreign law or regulation equivalent to that Act or the Banking Act, etc. has been ordered to discontinue those services, and for whom five years have not passed since the date of the order;
machine translation, not official
**（３）** 電子決済手段サービス仲介業者であつた個人が資金決済に関する法律第六十三条の二十第一項若しくは第二項の規定により同法第六十三条の二の登録を取り消されたことがある場合又は同法に相当する外国の法令の規定により当該外国において同種類の登録（当該登録に類する許可その他の行政処分を含む。（３）において同じ。）を受けていた個人が当該同種類の登録を取り消されたことがある場合において、その取消しの日から五年を経過しない者
art-29-4/par-1/item-8/sub-3/sub2-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8/sub-3/sub2-3
in a case in which an individual that was an electronic payment instruments intermediary service provider has had the registration referred to in Article 63-2 of the Payment Services Act rescinded pursuant to the provisions of Article 63-20, paragraph (1) or (2) of that Act, or in a case in which an individual that had obtained a registration of the same kind (including a permission or any other administrative disposition similar to that registration; the same applies in (3)) in a foreign country pursuant to the provisions of a foreign law or regulation equivalent to that Act has had that registration of the same kind rescinded, a person for whom five years have not passed since the date of the rescission;
machine translation, not official
**ニ** 暗号資産等管理業務を行おうとする場合にあつては、第四号イ、第五号ロ及び第六号イに掲げるもののほか、暗号資産等管理業務を適正かつ確実に遂行するために必要と認められる内閣府令で定める基準に適合する財産的基礎を有しない者
art-29-4/par-1/item-8/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8/sub-4
if seeking to engage in cryptoasset, etc. management, a person that, in addition to those set forth in item (iv), (a), item (v), (b) and item (vi), (a), does not have a financial basis that conforms to the standards specified by Cabinet Office Order as found necessary for performing cryptoasset, etc. management properly and reliably.
machine translation, not official
**第二項** 前項第五号ハからホまでの「主要株主」とは、会社の総株主等の議決権の百分の二十（会社の財務及び業務の方針の決定に対して重要な影響を与えることが推測される事実として内閣府令で定める事実がある場合には、百分の十五）以上の数の議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項（これらの規定を同法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条第二号において準用する場合を含む。）の規定により発行者に対抗することができない株式又は持分に係る議決権を含み、保有の態様その他の事情を勘案して内閣府令で定めるものを除く。第五項並びに第三十二条第一項及び第四項において「対象議決権」という。）を保有している者をいう。
art-29-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
The term "major shareholder" as used in item (v), (c) through (e) of the preceding paragraph means a person that holds voting rights (including voting rights pertaining to shares or equity interests that cannot be asserted against the issuer pursuant to Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Book-Entry Transfer of Corporate Bonds and Shares (including as applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1), and Article 276, item (ii) of that Act), and excluding the voting rights that are specified by Cabinet Office Order in consideration of the manner in which they are held and other circumstances; hereinafter referred to as "subject voting rights" in paragraph (5) and Article 32, paragraphs (1) and (4)) constituting 20 percent or more (or 15 percent or more, if a fact has occurred that is specified by Cabinet Office Order as a thing that is presumed to have a material influence on decisions about the company's financial and operational policies) of voting rights held by all of the shareholders, etc. of a company.
machine translation, not official
**第三項** 第一項第五号ハの「持株会社」とは、子会社（国内の会社に限る。）の株式又は持分の取得価額（最終の貸借対照表において別に付した価額があるときは、その価額）の合計額の総資産の額（内閣府令で定める方法による資産の合計金額をいう。）から内閣府令で定める資産の額（内閣府令で定めるところにより算出した額をいう。）を除いた額に対する割合が百分の五十を超える会社をいう。
art-29-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-3
The term "holding company" as used in paragraph (1), item (v), (c) means a company for which the ratio of the total amount of the acquisition value (or any other value if it is so listed in the latest balance sheet) of shares or equity in subsidiary companies (limited to domestic companies) to the amount calculated by deducting the amount of assets specified by Cabinet Office Order (meaning the amount calculated pursuant to the provisions of Cabinet Office Order) from the total asset value (meaning the total monetary value of assets calculated by a method specified by Cabinet Office Order) exceeds 50 percent.
machine translation, not official
**第四項** 第一項第五号ハ及び前項の「子会社」とは、会社がその総株主等の議決権の過半数を保有する他の会社をいう。この場合において、会社及びその一若しくは二以上の子会社又は当該会社の一若しくは二以上の子会社がその総株主等の議決権の過半数を保有する他の会社は、当該会社の子会社とみなす。
art-29-4/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-4
The term "subsidiary company" as used in paragraph (1), item (v), (c) and the preceding paragraph means a second company in which a first company holds the majority of the voting rights held by all the shareholders, etc. In such a case, a second company in which a first company and one or more of its subsidiary companies hold the majority of the voting rights held by all the shareholders, etc., or in which one or more of a first company's subsidiary companies hold the majority of the voting rights held by all the shareholders, etc., is deemed to be the subsidiary company of the relevant first company.
machine translation, not official
**第五項** 次の各号に掲げる場合における第二項の規定の適用については、当該各号に定める対象議決権は、これを保有しているものとみなす。
art-29-4/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-5
With regard to the application of the provisions of paragraph (2) in a case set forth in any of the following items, the person set forth in the relevant item is deemed to hold the subject voting rights prescribed in that item:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金銭の信託契約その他の契約又は法律の規定に基づき、会社の対象議決権を行使することができる権限又は当該議決権の行使について指図を行うことができる権限を有する場合 当該対象議決権
art-29-4/par-5/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-5/item-1
if a person has the authority to exercise the company's subject voting rights or the authority to give instructions on the exercise of the relevant voting rights based on a money trust contract or other contract or based on the provisions of the law:the relevant subject voting rights; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 株式の所有関係、親族関係その他の政令で定める特別の関係にある者が法人の対象議決権を保有する場合 当該特別の関係にある者が保有する当該対象議決権
art-29-4/par-5/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-5/item-2
if a person that is related to the relevant person through a shareholding relationship, familial relationship, or other special relationship specified by Cabinet Order, holds subject voting rights in a corporation:the subject voting rights held by the person with the special relationship to the relevant person.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 第二項及び前項の規定の適用に関し必要な事項は、政令で定める。
art-29-4/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-6
The necessary particulars relevant to the application of the provisions of paragraph (2) and the preceding paragraph are specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第二十九条の四の二（第一種少額電子募集取扱業者についての登録等の特例） — (Special Provisions on Registration of Type-I Small Amount Electronic Public Offering Service Providers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-29-4-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2
**第一項** 第二十九条の登録を受けようとする者が第一種金融商品取引業のうち第一種少額電子募集取扱業務のみを行おうとする場合における第一種少額電子募集取扱業務についての第二十九条の二第一項第六号及び第二項第一号の規定の適用については、同条第一項第六号中「その旨」とあるのは「その旨（第一種金融商品取引業のうち第二十九条の四の二第九項に規定する第一種少額電子募集取扱業務のみを行う場合にあつては、その旨を含む。）」と、同条第二項第一号中「第五号の二」とあるのは「第五号の二、第六号イ」とする。
art-29-4-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-1
With regard to the application of the provisions of Article 29-2, paragraph (1), item (vi) and paragraph (2), item (i) to type-I small amount electronic public offering service in cases where a person that seeks to obtain the registration set forth in Article 29 seeks to only engage in type-I small amount electronic public offering service from among type-I financial instruments business, the term "an indication of this" in Article 29-2, paragraph (1), item (vi) is deemed to be replaced with "an indication of this (in the case of only engaging in the type-I small amount electronic public offering service prescribed in Article 29-4-2, paragraph (9) from among type-I financial instruments business, including an indication of this)" and the term "item (v)-2" in paragraph (2), item (i) of that Article is deemed to be replaced with "item (v)-2, item (vi), (a)".
machine translation, not official
**第二項** 前条第一項第五号の二及び第六号イの規定（これらの規定を第三十一条第五項において準用する場合を含む。）は、前項の場合又は第三十一条第四項の変更登録を受けようとする者が第一種金融商品取引業のうち第一種少額電子募集取扱業務のみを行おうとする場合における第一種少額電子募集取扱業務については、適用しない。
art-29-4-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-2
The provisions of paragraph (1), item (v)-2 and item (vi), (a) of the preceding Article (including the cases where these provisions are applied mutatis mutandis pursuant to Article 31, paragraph (5)) do not apply to type-I small amount electronic public offering service in the case referred to in the preceding paragraph or in the case where a person that seeks to obtain the registration of change set forth in Article 31, paragraph (4) seeks to only engage in type-I small amount electronic public offering service from among type-I financial instruments businesses.
machine translation, not official
**第三項** 第一種少額電子募集取扱業者（投資運用業を行う者を除く。次項において同じ。）は、第三十五条第三項の規定にかかわらず、同条第二項各号に掲げる業務を行うこととなつた旨を内閣総理大臣に届け出ることを要しない。
art-29-4-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-3
A type-I small amount electronic public offering service provider (excluding a person that engages in investment management business; hereinafter the same applies in the following paragraph) is not required to notify the Prime Minister to the effect that it will start to engage in any of the businesses listed in the items of Article 35, paragraph (2), notwithstanding the provisions of Article 35, paragraph (3).
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第一種少額電子募集取扱業者は、金融商品取引業並びに第三十五条第一項及び第二項の規定により行う業務以外の業務を行う場合には、同条第四項の規定にかかわらず、内閣総理大臣の承認を受けることを要しない。
art-29-4-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-4
When a type-I small amount electronic public offering service provider conducts a business other than financial instruments business and the businesses prescribed in Article 35, paragraphs (1) and (2), the service provider is not required to obtain approval from the Prime Minister, notwithstanding the provisions of paragraph (4) of that Article.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第三十六条の二第一項の規定は、第一種少額電子募集取扱業者が第一種少額電子募集取扱業務を行う場合については、適用しない。
art-29-4-2/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-5
The provisions of Article 36-2, paragraph (1) do not apply to the case where a type-I small amount electronic public offering service provider engages in type-I small amount electronic public offering service.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 第四十六条の五及び第四十六条の六の規定は、第一種少額電子募集取扱業者（暗号資産取引業（第二十九条の六第七項に規定する暗号資産取引特例業務を除く。）を行う者を除く。）については、適用しない。
art-29-4-2/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-6
The provisions of Articles 46-5 and 46-6 do not apply to a type-I small amount electronic public offering service provider (excluding a person that engages in cryptoasset trading business (excluding the specially permitted cryptoasset trading services prescribed in Article 29-6, paragraph (7))).
machine translation, not official
**第七項** 第一種少額電子募集取扱業者が第一種少額電子募集取扱業務を行う場合における第二十七条の二第四項（第二十七条の二十二の二第二項において準用する場合を含む。）、第二十七条の二十六第一項及び第六十六条の二第一項第五号イの規定の適用については、これらの規定中「第一種金融商品取引業」とあるのは「第一種金融商品取引業（第二十九条の四の二第九項に規定する第一種少額電子募集取扱業務を除く。）」と、第二十七条の二十六第一項中「同条第四項」とあるのは「第二十八条第四項」とする。
art-29-4-2/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-7
With regard to the application of the provisions of Article 27-2, paragraph (4) (including the cases where applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), Article 27-26, paragraph (1) and Article 66-2, paragraph (1), item (v), (a) in cases where a type-I small amount electronic public offering service provider engages in type-I small amount electronic public offering service, the term "type-I financial instruments business" in these provisions is deemed to be replaced with "type-I financial instruments business (excluding the type-I small amount electronic public offering service prescribed in Article 29-4-2, paragraph (9))" and the term "paragraph (4) of that Article" in Article 27-26, paragraph (1) is deemed to be replaced with "Article 28, paragraph (4)".
machine translation, not official
**第八項** 第三項から前項までの「第一種少額電子募集取扱業者」とは、登録申請書に第一種金融商品取引業のうち第一種少額電子募集取扱業務のみを行う旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者をいう。
art-29-4-2/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-8
The term "type-I small amount electronic public offering service provider" as used in paragraph (3) to the preceding paragraph means a person that has obtained the registration set forth in Article 29 or the registration of change set forth in Article 31, paragraph (4) by stating in the written application for registration to the effect that the person will only engage in type-I small amount electronic public offering service from among type-I financial instruments businesses.
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 第一項、第二項、第五項及び前二項の「第一種少額電子募集取扱業務」とは、電子募集取扱業務（次に掲げる有価証券（金融商品取引所に上場されていないものに限り、政令で定めるものを除く。以下この項において同じ。）の募集の取扱い又は私募の取扱いであつて、当該有価証券の発行価額の総額及び当該有価証券を取得する者が払い込む額が少額であるものとして政令で定める要件を満たすものに限る。以下この項において同じ。）又は電子募集取扱業務に関して顧客から金銭の預託を受けることをいう。
art-29-4-2/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9
The term "type-I small amount electronic public offering service" as used in paragraphs (1), (2), (5) and the preceding two paragraphs means electronic public offering service (limited to handling of public offering or handling of private placement of the following securities (limited to securities not listed on a financial instruments exchange and excluding those specified by Cabinet Order; hereinafter the same applies in this paragraph) which satisfies the requirements specified by Cabinet Order as being such handling where the total issue value of the securities and the amount to be paid by the person that acquires the securities are small; hereinafter the same applies in this paragraph) or receiving of a deposit of money from customers in relation to electronic public offering service:
machine translation, not official
**一** 第二条第一項第九号に掲げる有価証券
art-29-4-2/par-9/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9/item-1
the securities set forth in Article 2, paragraph (1), item (ix); and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第二項の規定により有価証券とみなされる同項第五号又は第六号に掲げる権利（電子記録移転権利に該当するものに限る。）
art-29-4-2/par-9/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9/item-2
the rights set forth in Article 2, paragraph (2), item (v) or (vi) which are deemed to be securities pursuant to that paragraph (limited to those that fall under the category of electronically recorded transferable rights).
Ministry of Justice translation — Japanese Law Translation Database System
### 第二十九条の四の三（第二種少額電子募集取扱業者についての登録等の特例） — (Special Provisions on Registration of Type-II Small Amount Electronic Public Offering Service Providers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-29-4-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3
**第一項** 第二十九条の登録を受けようとする者が第二種金融商品取引業のうち第二種少額電子募集取扱業務のみを行おうとする場合における第二種少額電子募集取扱業務についての第二十九条の二第一項第六号の規定の適用については、同号中「その旨」とあるのは、「その旨（第二種金融商品取引業のうち第二十九条の四の三第三項に規定する第二種少額電子募集取扱業務のみを行う場合にあつては、その旨を含む。）」とする。
art-29-4-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-1
With regard to the application of the provisions of Article 29-2, paragraph (1), item (vi) to type-II small amount electronic public offering service in cases where a person that seeks to obtain the registration set forth in Article 29 seeks to only engage in type-II small amount electronic public offering service from among type-II financial instruments business, the term "an indication of this" in Article 29-2, paragraph (1), item (vi) is deemed to be replaced with "an indication of this (in the case of only engaging in the type-II small amount electronic public offering service prescribed in Article 29-4-3, paragraph (3) from among type-II financial instruments business, including an indication of this)".
machine translation, not official
**第二項** 第三十六条の二第一項の規定は、第二種少額電子募集取扱業者（登録申請書に第二種金融商品取引業のうち第二種少額電子募集取扱業務のみを行う旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者をいう。）が第二種少額電子募集取扱業務を行う場合については、適用しない。
art-29-4-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-2
The provisions of Article 36-2, paragraph (1) do not apply to the case where a type-II small amount electronic public offering service provider (meaning a person that has obtained the registration set forth in Article 29 or the registration of change set forth in Article 31, paragraph (4) by stating in the written application for registration to the effect that the person will only engage in type-II small amount electronic public offering service from among type-II financial instruments business) engages in type-II small amount electronic public offering service.
machine translation, not official
**第三項** 前二項の「第二種少額電子募集取扱業務」とは、電子募集取扱業務のうち、有価証券（第二条第二項の規定により有価証券とみなされる同項第五号又は第六号に掲げる権利（電子記録移転権利に該当するものを除く。）であつて、第三条第三号に掲げるもの又は金融商品取引所に上場されていないものに限り、政令で定めるものを除く。以下この項において同じ。）の募集の取扱い又は私募の取扱いであつて、当該有価証券の発行価額の総額及び当該有価証券を取得する者が払い込む額が少額であるものとして政令で定める要件を満たすものをいう。
art-29-4-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-3
The term "type-II small amount electronic public offering service" as used in the preceding two paragraphs means, among electronic public offering service, handling of public offering or handling of private placement of securities (limited to rights set forth in Article 2, paragraph (2), item (v) or (vi) which are deemed to be securities pursuant to that paragraph (excluding those that fall under the category of electronically recorded transferable rights) and which are set forth in Article 3, item (iii) or which are not listed on a financial instruments exchange, and excluding those specified by Cabinet Order; hereinafter the same applies in this paragraph) which satisfies the requirements specified by Cabinet Order as being such handling where the total issue value of the securities and the amount to be paid by the person that acquires the securities are small.
machine translation, not official
### 第二十九条の四の四（非上場有価証券特例仲介等業者についての登録等の特例） — Special Provisions on Registration of Specially Permitted Intermediary Service Providers for Unlisted Securities, etc.
caption: machine translation, not official
art-29-4-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4
**第一項** 第二十九条の登録を受けようとする者が第一種金融商品取引業のうち非上場有価証券特例仲介等業務のみを行おうとする場合における非上場有価証券特例仲介等業務についての第二十九条の二第一項第五号及び第二項第一号の規定の適用については、同条第一項第五号中「暗号資産等管理業務の種別」とあるのは「暗号資産等管理業務の種別（第一種金融商品取引業のうち第二十九条の四の四第八項に規定する非上場有価証券特例仲介等業務のみを行う場合にあつては、これに該当する旨を含む。）」と、同条第二項第一号中「第五号の二」とあるのは「第五号の二、第六号イ」とする。
art-29-4-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-1
With regard to the application of the provisions of Article 29-2, paragraph (1), item (v) and paragraph (2), item (i) to specially permitted intermediary services for unlisted securities, etc. in cases where a person that seeks to obtain the registration set forth in Article 29 seeks to only engage in specially permitted intermediary services for unlisted securities, etc. from among type-I financial instruments business, the phrase "or cryptoasset, etc. management, is the business category for which the person seeks registration" in paragraph (1), item (v) of Article 29-2 is deemed to be replaced with "or cryptoasset, etc. management, is the business category for which the person seeks registration (in the case of engaging only in the specially permitted intermediary services for unlisted securities, etc. prescribed in Article 29-4-4, paragraph (8) from among type-I financial instruments business, including an indication that the person falls under this case)" and the term "item (v)-2" in paragraph (2), item (i) of Article 29-2 is deemed to be replaced with "item (v)-2, item (vi), (a)".
machine translation, not official
**第二項** 第二十九条の四第一項第五号の二及び第六号イの規定（これらの規定を第三十一条第五項において準用する場合を含む。）は、前項の場合又は第三十一条第四項の変更登録を受けようとする者が第一種金融商品取引業のうち非上場有価証券特例仲介等業務のみを行おうとする場合における非上場有価証券特例仲介等業務については、適用しない。
art-29-4-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-2
The provisions of Article 29-4, paragraph (1), item (v)-2 and item (vi), (a) (including as applied mutatis mutandis pursuant to Article 31, paragraph (5)) do not apply to specially permitted intermediary services for unlisted securities, etc. in the case referred to in the preceding paragraph or in the case where a person that seeks to obtain the registration of change set forth in Article 31, paragraph (4) seeks to only engage in specially permitted intermediary services for unlisted securities, etc. from among type-I financial instruments business.
machine translation, not official
**第三項** 非上場有価証券特例仲介等業者（投資運用業を行う者を除く。次項において同じ。）は、第三十五条第三項の規定にかかわらず、同条第二項各号に掲げる業務を行うこととなつた旨を内閣総理大臣に届け出ることを要しない。
art-29-4-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-3
A specially permitted intermediary service provider for unlisted securities, etc. (excluding a person that engages in investment management business; the same applies in the following paragraph) is not required to notify the Prime Minister that it has come to engage in the businesses set forth in the items of paragraph (2) of Article 35, notwithstanding the provisions of paragraph (3) of that Article.
machine translation, not official
**第四項** 非上場有価証券特例仲介等業者は、金融商品取引業並びに第三十五条第一項及び第二項の規定により行う業務以外の業務を行う場合には、同条第四項の規定にかかわらず、内閣総理大臣の承認を受けることを要しない。
art-29-4-4/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-4
When a specially permitted intermediary service provider for unlisted securities, etc. conducts a business other than financial instruments business and the businesses conducted pursuant to the provisions of Article 35, paragraphs (1) and (2), the service provider is not required to obtain approval from the Prime Minister, notwithstanding the provisions of paragraph (4) of that Article.
machine translation, not official
**第五項** 第四十六条の五及び第四十六条の六の規定は、非上場有価証券特例仲介等業者（暗号資産取引業（第二十九条の六第七項に規定する暗号資産取引特例業務を除く。）を行う者を除く。）については、適用しない。
art-29-4-4/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-5
The provisions of Articles 46-5 and 46-6 do not apply to a specially permitted intermediary service provider for unlisted securities, etc. (excluding a person that engages in cryptoasset trading business (excluding the specially permitted cryptoasset trading services prescribed in Article 29-6, paragraph (7))).
machine translation, not official
**第六項** 非上場有価証券特例仲介等業者が非上場有価証券特例仲介等業務を行う場合における第二十七条の二第四項（第二十七条の二十二の二第二項において準用する場合を含む。）、第二十七条の二十六第一項及び第六十六条の二第一項第五号イの規定の適用については、これらの規定中「第一種金融商品取引業」とあるのは「第一種金融商品取引業（第二十九条の四の四第八項に規定する非上場有価証券特例仲介等業務を除く。）」と、第二十七条の二十六第一項中「同条第四項」とあるのは「第二十八条第四項」とする。
art-29-4-4/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-6
With regard to the application of the provisions of Article 27-2, paragraph (4) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), Article 27-26, paragraph (1) and Article 66-2, paragraph (1), item (v), (a) in cases where a specially permitted intermediary service provider for unlisted securities, etc. engages in specially permitted intermediary services for unlisted securities, etc., the term "type-I financial instruments business" in these provisions is deemed to be replaced with "type-I financial instruments business (excluding the specially permitted intermediary services for unlisted securities, etc. prescribed in Article 29-4-4, paragraph (8))" and the term "paragraph (4) of that Article" in Article 27-26, paragraph (1) is deemed to be replaced with "Article 28, paragraph (4)".
machine translation, not official
**第七項** 第三項から前項までの「非上場有価証券特例仲介等業者」とは、登録申請書に第一種金融商品取引業のうち非上場有価証券特例仲介等業務のみを行う場合に該当する旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者（第三十条第一項の認可を受けた者を除く。）をいう。
art-29-4-4/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-7
The term "specially permitted intermediary service provider for unlisted securities, etc." as used in paragraph (3) to the preceding paragraph means a person that has obtained the registration set forth in Article 29 or the registration of change set forth in Article 31, paragraph (4) (excluding a person that has obtained the authorization under Article 30, paragraph (1)) by stating in the written application for registration to the effect that the person falls under the case of engaging only in specially permitted intermediary services for unlisted securities, etc. from among type-I financial instruments business.
machine translation, not official
**第八項** 第一項、第二項及び前二項の「非上場有価証券特例仲介等業務」とは、第一種金融商品取引業のうち、次に掲げる行為のいずれかを業として行うことをいう。
art-29-4-4/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8
The term "specially permitted intermediary services for unlisted securities, etc." as used in paragraphs (1), (2) and the preceding two paragraphs means conducting, on a regular basis, any of the following acts from among type-I financial instruments business:
machine translation, not official
**一** 有価証券（金融商品取引所に上場されていないものに限り、政令で定めるものを除く。）に係る次に掲げる行為
art-29-4-4/par-8/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8/item-1
the following acts concerning securities (limited to those not listed on a financial instruments exchange, and excluding those specified by Cabinet Order):
machine translation, not official
**イ** 売付けの媒介又は第二条第八項第九号に掲げる行為（一般投資家（特定投資家等、非居住者、当該有価証券の発行者その他内閣府令で定める者以外の者をいう。以下この号において同じ。）を相手方として行うもの及び一般投資家に対する勧誘に基づき当該一般投資家のために行うものを除く。）
art-29-4-4/par-8/item-1/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8/item-1/sub-1
intermediation for the sale, or the act set forth in Article 2, paragraph (8), item (ix) (excluding those conducted with general investors (meaning persons other than professional investors, etc., non-residents, the issuer of the securities, and other persons specified by Cabinet Office Order; hereinafter the same applies in this item) as the persons to which they are made, and those conducted for general investors based on solicitation of general investors);
machine translation, not official
**ロ** 買付けの媒介（一般投資家のために行うもの及び一般投資家に対する勧誘に基づき当該一般投資家を相手方として行うものを除く。）
art-29-4-4/par-8/item-1/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8/item-1/sub-2
intermediation for the purchase (excluding those conducted for general investors and those conducted with general investors as the persons to which they are made based on solicitation of general investors).
machine translation, not official
**二** 前号に掲げる行為に関して顧客から金銭の預託を受けること（同号に掲げる行為による取引の決済のために必要なものであつて、当該預託の期間が政令で定める期間を超えないものに限る。）。
art-29-4-4/par-8/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8/item-2
receiving a deposit of money from a customer in connection with the acts set forth in the preceding item (limited to those necessary for the settlement of transactions through the acts set forth in that item and for which the period of the deposit does not exceed the period specified by Cabinet Order).
machine translation, not official
### 第二十九条の五（適格投資家に関する業務についての登録等の特例） — (Special Provisions on Registration of Business Concerning Qualified Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-29-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5
**第一項** 第二十九条の登録又は第三十一条第四項の変更登録を受けようとする者が投資運用業のうち次に掲げる全ての要件を満たすもの（以下この条において「適格投資家向け投資運用業」という。）を行おうとする場合における適格投資家向け投資運用業についての第二十九条の二第一項第五号及び第二十九条の四第一項第五号イ（第三十一条第五項において準用する場合を含む。以下この項において同じ。）の規定の適用については、第二十九条の二第一項第五号中「暗号資産等管理業務の種別」とあるのは「暗号資産等管理業務の種別（投資運用業のうち第二十九条の五第一項に規定する適格投資家向け投資運用業を行う場合にあつては、これに該当する旨を含む。）」と、第二十九条の四第一項第五号イ中「取締役会及び監査役」とあるのは「監査役」と、「取締役会設置会社」とあるのは「監査役設置会社、監査等委員会設置会社若しくは指名委員会等設置会社」とする。
art-29-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1
With regard to the application of the provisions of Article 29-2, paragraph (1), item (v) and Article 29-4, paragraph (1), item (v), (a) (including as applied mutatis mutandis pursuant to Article 31, paragraph (5); hereinafter the same applies in this paragraph) to an investment management business for qualified investors in the case where a person that seeks to obtain registration under Article 29 or registration of change under Article 31, paragraph (4) seeks to engage in an investment management business that satisfies all of the following requirements (hereinafter referred to as "investment management business for qualified investors" in this Article), the phrase "cryptoasset, etc. management, is the business category for which the person seeks registration" in Article 29-2, paragraph (1), item (v) is deemed to be replaced with "cryptoasset, etc. management, is the business category for which the person seeks registration (in the case of engaging in, from among investment management business, the investment management business for qualified investors prescribed in Article 29-5, paragraph (1), including a statement to that effect)"; and the phrases "a board of directors, company auditors" and "a company with a board of directors" in Article 29-4, paragraph (1), item (v), (a) are deemed to be replaced with "company auditors" and "a company with company auditors, a company with supervisory committee, or a company with nominating committee, etc." respectively:
machine translation, not official
**一** 全ての運用財産（第三十五条第一項第十五号に規定する運用財産をいう。次号において同じ。）に係る権利者（第四十二条第一項に規定する権利者をいい、第二条第八項第十二号イに掲げる契約の相手方である登録投資法人（投資信託及び投資法人に関する法律第二条第十三項に規定する登録投資法人をいう。）の投資主（同法第二条第十六項に規定する投資主をいう。）その他これに準ずる者として政令で定める者を含む。）が適格投資家のみであること。
art-29-5/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1/item-1
right holders (meaning right holders prescribed in Article 42, paragraph (1), including investors (meaning investors prescribed in Article 2, paragraph (16) of the Act on Investment Trust and Investment Corporations) of registered investment corporations (meaning registered investment corporations prescribed in Article 2, paragraph (13) of that Act) that are counterparties to the contracts referred to in Article 2, paragraph (8), item (xii), (a), or any other person specified by Cabinet Order as being equivalent to them) for all investment properties (meaning investment properties prescribed in Article 35, paragraph (1), item (xv); the same applies in the following item) consist exclusively of qualified investors; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 全ての運用財産の総額が投資運用業の実態及び我が国の資本市場に与える影響その他の事情を勘案して政令で定める金額を超えないものであること。
art-29-5/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1/item-2
the total amount of all investment properties does not exceed the amount specified by Cabinet Order in consideration of the actual state of the investment management business, the impact exerted on Japan's capital market and other circumstances.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 適格投資家向け投資運用業を行うことにつき第二十九条の登録又は第三十一条第四項の変更登録を受けた金融商品取引業者が第二条第八項第十二号ロに掲げる契約に基づき次に掲げる有価証券に表示される権利を有する者から出資又は拠出を受けた金銭その他の財産の運用を行う権限の全部の委託を受けた者である場合におけるこの法律その他の法令の規定の適用については、当該金融商品取引業者が適格投資家を相手方として行う当該有価証券の私募の取扱い（当該有価証券がその取得者から適格投資家以外の者に譲渡されるおそれが少ないものとして政令で定めるものに限る。）を行う業務は、第二種金融商品取引業とみなす。
art-29-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2
With regard to the application of the provisions of this Act and other laws and regulations to cases where a financial instruments business operator that obtained registration under Article 29 or registration of change under Article 31, paragraph (4) for engaging in an investment management business for qualified investors has been entrusted with full authority to invest money or other property invested or contributed from a person that holds rights indicated on the following securities under a contract referred to in Article 2, paragraph (8), item (xii), (b), business involving dealings in private placement of the relevant securities made with qualified investors by the relevant financial instruments business operator (limited to those specified by Cabinet Order as being not likely to involve the transfer of the relevant securities from the qualified institutional investor that acquired them to persons other than qualified investors, etc.) is deemed to be type-II financial instruments business:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第一項第十号に掲げる有価証券
art-29-5/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-1
securities set forth in Article 2, paragraph (1), item (x);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第一項第十一号に掲げる有価証券
art-29-5/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-2
securities set forth in Article 2, paragraph (1), item (xi);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第二条第一項第十四号に掲げる有価証券又は同項第十七号に掲げる有価証券（同項第十四号に掲げる有価証券の性質を有するものに限る。）
art-29-5/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-3
securities set forth in Article 2, paragraph (1), item (xiv) or securities set forth in item (xvii) of that paragraph (limited to those having the nature of the securities set forth in item (xiv) of that paragraph);
Ministry of Justice translation — Japanese Law Translation Database System
**四** 第二条第一項第二十一号に掲げる有価証券のうち、同条第八項第十四号又は第十五号に規定する政令で定める権利を表示するもの
art-29-5/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-4
securities set forth in Article 2, paragraph (1), item (xxi) that indicate the rights specified by Cabinet Order as prescribed to in Article 2, paragraph (8), item (xiv) or (xv); or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 前各号に掲げる有価証券に表示されるべき権利であつて、第二条第二項の規定により有価証券とみなされるもの
art-29-5/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-5
rights to be indicated on securities set forth in the preceding items that are deemed to be securities under the provisions of Article 2, paragraph (2).
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項第一号及び前項の「適格投資家」とは、特定投資家その他その知識、経験及び財産の状況に照らして特定投資家に準ずる者として内閣府令で定める者又は金融商品取引業者（第二十九条の登録を受けようとする者を含む。）と密接な関係を有する者として政令で定める者をいう。
art-29-5/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-3
"qualified investor" referred to in paragraph (1), item (i) and the preceding paragraph means professional investor, or any other person specified by Cabinet Office Order as those equivalent to professional investor in light of the knowledge, experience and state of property or person specified by Cabinet Order as having a close relationship with a financial instruments business operator (including those that seek to obtain registration under Article 29).
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第一項及び第二項の規定の適用については、次に掲げる者は、前項に規定する適格投資家に該当しないものとみなす。
art-29-5/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-4
With regard to the application of the provisions of paragraphs (1) and (2), the following persons is deemed not to be qualified investors prescribed in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** その発行する資産対応証券（資産の流動化に関する法律第二条第十一項に規定する資産対応証券をいう。）を適格投資家（前項に規定する適格投資家をいう。次号において同じ。）以外の者が取得している特定目的会社（同条第三項に規定する特定目的会社をいう。）
art-29-5/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-4/item-1
a special purpose company (meaning the special purpose company provided in Article 2, paragraph (3) of the Act on Securitization of Assets), if asset backed securities (meaning the asset backed securities provided in Article 2, paragraph (11) of that Act) issued by it are held by persons other than qualified investors (meaning qualified investors prescribed in the preceding paragraph; the same applies in the following item);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 有価証券に対する投資事業に係る契約その他の法律行為（当該契約その他の法律行為に基づく権利が第二条第二項第五号又は第六号に掲げる権利に該当するものに限る。）で適格投資家以外の者を相手方とするものに基づき当該相手方から出資又は拠出を受けた金銭その他の財産を充てて当該投資事業を行い、又は行おうとする者（当該投資事業に係る財産の運用が第三十四条に規定する金融商品取引業者等（投資運用業を行う者に限る。）その他の政令で定める者により行われる場合を除く。）
art-29-5/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-4/item-2
a person that engages, or seeks to engage in a securities investment business based on a contract or any other juristic acts (limited to rights based on the relevant contract or other juristic acts that fall under the rights referred to in Article 2, paragraph (2), item (v) or (vi)) related to the securities investment business to which the counterparty is a person other than a qualified investor by appropriating money or other property invested or contributed from the relevant counterparty (excluding cases in which the investment of property related to the relevant investment business is conducted by a financial instruments business operator, etc. prescribed in Article 34 (limited to those that engage in investment management business) or any other person specified by Cabinet Order); or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げる者に準ずる者として内閣府令で定める者
art-29-5/par-4/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-4/item-3
a person that is specified by Cabinet Office Order as a person equivalent to the persons listed in the preceding two items.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 適格投資家向け投資運用業を行うことにつき第二十九条の登録又は第三十一条第四項の変更登録を受けた金融商品取引業者が適格投資家向け投資運用業を行う場合における第六十六条の二第一項第五号イの規定の適用については、同号イ中「規定する投資運用業」とあるのは、「規定する投資運用業（第二十九条の五第一項に規定する適格投資家向け投資運用業を除く。）」とする。
art-29-5/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-5
With regard to the application of the provisions of Article 66-2, paragraph (1), item (v), (a) to cases where a financial instruments business operator that obtained the registration under Article 29 or registration of change under Article 31, paragraph (4) for engaging in an investment management business for qualified investors engages in an investment management business for qualified investors, the phrase "investment management business" in (a) of that item is deemed to be replaced with "investment management business (excluding the investment management business for qualified investors defined in Article 29-5, paragraph (1))".
machine translation, not official
### 第二十九条の六（暗号資産取引特例業者についての登録等の特例） — Special Provisions on Registration, etc. for Specially Permitted Cryptoasset Trading Business Operators
caption: machine translation, not official
art-29-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6
**第一項** 第二十九条の登録を受けようとする者が暗号資産取引業のうち暗号資産取引特例業務のみを行おうとする場合における暗号資産取引特例業務についての第二十九条の二第一項第五号及び第二項第一号の規定の適用については、同条第一項第五号中「暗号資産等管理業務の種別」とあるのは「暗号資産等管理業務の種別（暗号資産取引業のうち第二十九条の六第七項に規定する暗号資産取引特例業務のみを行う場合にあつては、これに該当する旨を含む。）」と、同条第二項第一号中「第五号の二」とあるのは「第五号の二、第六号イ」とする。
art-29-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-1
With regard to the application of the provisions of Article 29-2, paragraph (1), item (v) and paragraph (2), item (i) to specially permitted cryptoasset trading services in the case where a person that seeks to obtain registration under Article 29 seeks to engage only in the specially permitted cryptoasset trading services from among cryptoasset trading business, the phrase "cryptoasset, etc. management, is the business category for which the person seeks registration" in paragraph (1), item (v) of that Article is deemed to be replaced with "cryptoasset, etc. management, is the business category for which the person seeks registration (in the case of engaging only in the specially permitted cryptoasset trading services prescribed in Article 29-6, paragraph (7) from among cryptoasset trading business, including a statement to that effect)", and the phrase "item (v)-2" in paragraph (2), item (i) of that Article is deemed to be replaced with "item (v)-2, item (vi), (a)".
machine translation, not official
**第二項** 第二十九条の四第一項第六号イ（第三十一条第五項において準用する場合を含む。）の規定は、前項の場合又は第三十一条第四項の変更登録を受けようとする者が暗号資産取引業のうち暗号資産取引特例業務のみを行おうとする場合における暗号資産取引特例業務については、適用しない。
art-29-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-2
The provisions of Article 29-4, paragraph (1), item (vi), (a) (including as applied mutatis mutandis pursuant to Article 31, paragraph (5)) do not apply to specially permitted cryptoasset trading services in the case referred to in the preceding paragraph or in the case where a person that seeks to obtain the registration of change set forth in Article 31, paragraph (4) seeks to engage only in specially permitted cryptoasset trading services from among cryptoasset trading business.
machine translation, not official
**第三項** 暗号資産取引特例業者（第一種金融商品取引業（第二十九条の四の二第九項に規定する第一種少額電子募集取扱業務及び第二十九条の四の四第八項に規定する非上場有価証券特例仲介等業務を除く。）又は投資運用業を行う者を除く。）は、第三十五条の二の二第四項の規定にかかわらず、同条第三項に規定する他の業務を兼業しようとする旨を内閣総理大臣に届け出ることを要しない。
art-29-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-3
A specially permitted cryptoasset trading business operator (excluding a person that engages in type-I financial instruments business (excluding the type-I small amount electronic public offering service prescribed in Article 29-4-2, paragraph (9) and the specially permitted intermediary services for unlisted securities, etc. prescribed in Article 29-4-4, paragraph (8)) or investment management business) is not required to notify the Prime Minister to the effect that it will concurrently engage in other business prescribed in paragraph (3) of Article 35-2-2, notwithstanding the provisions of paragraph (4) of that Article.
machine translation, not official
**第四項** 第四十六条の五及び第四十六条の六の規定は、暗号資産取引特例業者（第一種金融商品取引業（第二十九条の四の二第九項に規定する第一種少額電子募集取扱業務及び第二十九条の四の四第八項に規定する非上場有価証券特例仲介等業務を除く。）を行う者を除く。）については、適用しない。
art-29-6/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-4
The provisions of Articles 46-5 and 46-6 do not apply to a specially permitted cryptoasset trading business operator (excluding a person that engages in type-I financial instruments business (excluding the type-I small amount electronic public offering service prescribed in Article 29-4-2, paragraph (9) and the specially permitted intermediary services for unlisted securities, etc. prescribed in Article 29-4-4, paragraph (8))).
machine translation, not official
**第五項** 暗号資産取引特例業者が暗号資産取引特例業務を行う場合における第六十六条の二第一項第五号ロの規定の適用については、同号ロ中「暗号資産取引業」とあるのは、「暗号資産取引業（第二十九条の六第七項に規定する暗号資産取引特例業務を除く。）」とする。
art-29-6/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-5
With regard to the application of the provisions of Article 66-2, paragraph (1), item (v), (b) in the case where a specially permitted cryptoasset trading business operator engages in specially permitted cryptoasset trading services, the phrase "cryptoasset trading business" in (b) of that item is deemed to be replaced with "cryptoasset trading business (excluding the specially permitted cryptoasset trading services prescribed in Article 29-6, paragraph (7))".
machine translation, not official
**第六項** 前三項の「暗号資産取引特例業者」とは、登録申請書に暗号資産取引業のうち暗号資産取引特例業務のみを行う場合に該当する旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者をいう。
art-29-6/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-6
The term "specially permitted cryptoasset trading business operator" as used in the preceding three paragraphs means a person that has obtained the registration under Article 29 or the registration of change set forth in Article 31, paragraph (4) by stating in the written application for registration to the effect that the person falls under the case of engaging only in specially permitted cryptoasset trading services from among cryptoasset trading business.
machine translation, not official
**第七項** 第一項、第二項及び前二項の「暗号資産取引特例業務」とは、暗号資産取引業のうち、第二条第八項第二十一号又は第二十五号に掲げる行為（同項第二十一号に掲げる行為にあつては、特定暗号資産発行者が当該特定暗号資産発行者に係る特定暗号資産について行うものに限る。）を業として行うことをいう。
art-29-6/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-7
The term "specially permitted cryptoasset trading services" as used in paragraphs (1) and (2) and the preceding two paragraphs means engaging, as a business, in the acts set forth in Article 2, paragraph (8), item (xxi) or (xxv) (in the case of the acts set forth in item (xxi) of that paragraph, limited to those performed by a specified cryptoasset issuer with regard to the specified cryptoasset relating to that specified cryptoasset issuer), from among cryptoasset trading business.
machine translation, not official
### 第三十条（認可） — (Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-30 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30
**第一項** 金融商品取引業者は、第二条第八項第十号に掲げる行為を業として行おうとするときは、内閣総理大臣の認可を受けなければならない。ただし、当該行為を次に掲げる有価証券のみについて行う場合であつて、当該行為に係る有価証券の売買高の合計額が、当該行為を安定的に行うことが困難となつた場合であつても多数の者に影響を及ぼすおそれが少ないと認められる基準として政令で定める基準以下のときは、この限りでない。
art-30/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
A financial instruments business operator must obtain the authorization of the Prime Minister when it intends to conduct, as a business, the acts set forth in Article 2, paragraph (8), item (x); provided, however, that this does not apply in the case where it conducts those acts only with respect to the following securities, and the sum of the trading volume of the securities pertaining to those acts is equal to or less than the standard specified by Cabinet Order as a standard recognized as one under which, even if it became difficult to conduct those acts stably, it is unlikely to affect a large number of persons.
machine translation, not official
**一** 第二条第一項第九号に掲げる有価証券（金融商品取引所に上場されている有価証券、店頭売買有価証券その他政令で定める有価証券を除く。）
art-30/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-1
securities set forth in Article 2, paragraph (1), item (ix) (excluding securities listed on a financial instruments exchange, over-the-counter traded securities, and other securities specified by Cabinet Order);
machine translation, not official
**二** 第二条第一項第十四号に掲げる有価証券（金融商品取引所に上場されている有価証券、店頭売買有価証券及び前号に規定する政令で定める有価証券を除く。）
art-30/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-2
securities set forth in Article 2, paragraph (1), item (xiv) (excluding securities listed on a financial instruments exchange, over-the-counter traded securities, and the securities specified by Cabinet Order prescribed in the preceding item);
machine translation, not official
**三** 前二号に掲げる有価証券に表示されるべき権利であつて、第二条第二項の規定により有価証券とみなされるもの
art-30/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-3
rights that are to be indicated on the securities set forth in the preceding two items and that are deemed to be securities pursuant to the provisions of Article 2, paragraph (2);
machine translation, not official
**四** 前三号に掲げるもののほか、当該行為を安定的に行うことが困難となつた場合であつても多数の者に影響を及ぼすおそれが少ないと認められる有価証券として政令で定めるもの
art-30/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-4
securities specified by Cabinet Order, other than those set forth in the preceding three items, as securities recognized as ones for which, even if it became difficult to conduct those acts stably, it is unlikely to affect a large number of persons.
machine translation, not official
**第二項** 内閣総理大臣は、金融商品取引業者に対し前項の認可をしたときは、その旨を当該金融商品取引業者の登録に付記しなければならない。
art-30/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-2
Upon granting the authorization referred to in the preceding paragraph to a financial instruments business operator, the Prime Minister must note this in the relevant financial instruments business operator's registration.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十条の二（認可の条件） — (Conditions on Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-30-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2
**第一項** 内閣総理大臣は、前条第一項の認可に条件を付することができる。
art-30-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2/par-1
The Prime Minister may attach conditions to the authorization referred to in paragraph (1) of the preceding Article.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の条件は、公益又は投資者保護のため必要な最小限度のものでなければならない。
art-30-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2/par-2
The conditions referred to in the preceding paragraph must constitute the minimum level of conditions that are necessary in the public interest and for the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十条の三（認可の申請） — (Application for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-30-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3
**第一項** 第三十条第一項の認可を受けようとする金融商品取引業者は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
art-30-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3/par-1
A financial instruments business operator seeking the authorization referred to in Article 30, paragraph (1) must submit a written application for authorization to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号
art-30-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3/par-1/item-1
its trade name; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録年月日及び登録番号
art-30-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3/par-1/item-2
the date of registration and its registration number.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の認可申請書には、損失の危険の管理方法、業務分掌の方法その他の業務の内容及び方法として内閣府令で定めるものを記載した書類その他内閣府令で定める書類を添付しなければならない。
art-30-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3/par-2
A document stating how the person manages the risk of loss, how duties are divided, and the other things specified by Cabinet Office Order as constituting the business outline and business methods, and other documents specified by Cabinet Office Order must accompany the written application for authorization referred to in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十条の四（認可の基準） — (Criteria for Authorization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-30-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4
**第一項** 内閣総理大臣は、第三十条第一項の認可をしようとするときは、次に掲げる基準に適合するかどうかを審査しなければならない。
art-30-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1
Before seeking to grant the authorization referred to in Article 30, paragraph (1), the Prime Minister must examine whether there is compliance with the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 損失の危険の管理に関し、適切な体制及び規則の整備を行つていること。
art-30-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-1
an appropriate system and regulations are in place for managing the risk of loss;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 資本金の額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額以上であること。
art-30-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-2
the amount of stated capital exceeds the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 純財産額が前号に規定する金額以上であること。
art-30-4/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-3
the amount of net assets exceeds the amount of money prescribed in the preceding item;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 第四十六条の六第二項の規定に違反していないこと。
art-30-4/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-4
the provisions of Article 46-6, paragraph (2) are not being violated; and
Ministry of Justice translation — Japanese Law Translation Database System
**五** 認可申請者の売買価格の決定方法、受渡しその他の決済の方法その他内閣府令で定める業務の内容及び方法が、公益又は投資者保護のため必要かつ適当なものであること。
art-30-4/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-5
the applicant's method for deciding the trading price, its methods of transfer and other settlement, and its Cabinet Office Order-specified business outline and business methods are necessary and appropriate in the public interest or for the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十一条（変更登録等） — (Registration of a Change)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-31 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31
**第一項** 金融商品取引業者は、第一号に掲げる場合に該当するときはあらかじめ、第二号に掲げる場合に該当するときはその日から二週間以内に、その旨を内閣総理大臣に届け出なければならない。
art-31/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1
A financial instruments business operator must notify the Prime Minister to that effect in advance where it falls under the case set forth in item (i), or within two weeks from that day where it falls under the case set forth in item (ii).
machine translation, not official
**一** 第二十九条の二第一項第十一号イに掲げる事項を変更しようとするとき（投資者の保護に欠け、又は金融商品取引業の適正かつ確実な遂行に支障を及ぼすおそれが少ない場合として内閣府令で定める場合を除く。）。
art-31/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1/item-1
when seeking to change the particulars set forth in Article 29-2, paragraph (1), item (xi), (a) (excluding the cases specified by Cabinet Office Order as those in which there is little risk of compromising the protection of investors or of impeding the proper and reliable performance of financial instruments business).
machine translation, not official
**二** 第二十九条の二第一項各号（第五号から第六号まで、第七号ロ、第八号及び第九号を除く。）に掲げる事項について変更があつたとき（この項（前号に係る部分に限る。）の規定による届出をした場合を除く。）。
art-31/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1/item-2
when there has been a change in the particulars set forth in the items of Article 29-2, paragraph (1) (excluding items (v) through (vi), item (vii), (b), item (viii) and item (ix)) (excluding the case where a notification has been made under the provisions of this paragraph (limited to the part pertaining to the preceding item)).
machine translation, not official
**第二項** 内閣総理大臣は、前項の規定による届出を受理したときは、届出があつた事項を金融商品取引業者登録簿に登録しなければならない。
art-31/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-2
Upon accepting a notification under the preceding paragraph, the Prime Minister must register the particulars given in the notification in the financial instruments business operator register.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者は、第二十九条の二第二項第二号に掲げる書類に記載した業務の内容又は方法のうち、同条第一項第八号若しくは第九号に規定する行為又は暗号資産取引業に係るものであつて公益又は投資者保護のため特に必要なものとして内閣府令で定めるもの（以下この項及び第三十三条の六第三項において「特定業務内容等」という。）について変更をしようとするときはあらかじめ、特定業務内容等以外のものについて変更があつたときは遅滞なく、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-31/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-3
If a financial instruments business operator seeks to change a part of the business outline or business method that it has stated in the documents set forth in Article 29-2, paragraph (2), item (ii) that relates to any of the acts prescribed in paragraph (1), item (viii) or (ix) of that Article, or to cryptoasset trading business, and that is specified by Cabinet Office Order as particularly necessary in the public interest or for the protection of investors (hereinafter referred to as a "specified part of the business outline or business method" in this paragraph and Article 33-6, paragraph (3)), it must notify the Prime Minister of this in advance, and if a part of the business outline or business method other than a specified part of the business outline or business method changes, the financial instruments business operator must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第四項** 金融商品取引業者は、第二十九条の二第一項第五号から第六号まで、第七号ロ、第八号又は第九号に掲げる事項について変更をしようとするときは、内閣府令で定めるところにより、内閣総理大臣の行う変更登録を受けなければならない。
art-31/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
If a financial instruments business operator seeks to change the particular set forth in Article 29-2, paragraph (1), items (v) through (vi), item (vii), (b), item (viii), or item (ix), it must have that change registered by the Prime Minister pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第五項** 第二十九条の三及び第二十九条の四の規定は、前項の変更登録について準用する。この場合において、第二十九条の三第一項中「次に掲げる事項」とあるのは「変更に係る事項」と、第二十九条の四第一項中「次の各号」とあるのは「次の各号（第一号イからニまで、第二号及び第三号ロを除く。）」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-31/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-5
The provisions of Article 29-3 and Article 29-4 apply mutatis mutandis to the registration of a change referred to in the preceding paragraph. In this case, in Article 29-3, paragraph (1), the phrase "the following particulars" is deemed to be replaced with "the particulars subject to the change"; in Article 29-4, paragraph (1), the phrase "the following items" is deemed to be replaced with "the following items (excluding item (i), (a) through (d), item (ii), and item (iii), (b))"; and any other necessary technical replacement of terms is specified by Cabinet Order.
machine translation, not official
**第六項** 第三十条第一項の認可を受けた金融商品取引業者は、第三項の規定にかかわらず、当該認可を受けた業務に係る損失の危険の管理方法、売買価格の決定方法、受渡しその他の決済の方法その他内閣府令で定める業務の内容及び方法を変更しようとする場合においては、内閣総理大臣の認可を受けなければならない。
art-31/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-6
Notwithstanding the provisions of paragraph (3), if a financial instruments business operator that has obtained the authorization referred to in Article 30, paragraph (1) seeks to change the way it manages the risk of loss, its method for deciding the trading price, its methods of transfer and other settlement, or the Cabinet Office Order specified business outline and business methods for which it has obtained that authorization, it must obtain the authorization of the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** 金融商品取引業者は、第三項の規定にかかわらず、第二十九条の二第二項第二号に掲げる書類に記載した業務の内容又は方法のうち、第二条第八項第十号に掲げる行為（第三十条第一項ただし書の規定により行うものに限る。）に係るものであつて、有価証券の取引の公正の確保の必要性、決済の確保の必要性その他の事情を勘案し、公益又は投資者保護のため特に必要なものとして内閣府令で定めるものについて変更をしようとするときは、その日の三十日前までに、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-31/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-7
Notwithstanding the provisions of paragraph (3), if a financial instruments business operator seeks to change, among the business outline or business method stated in the document set forth in Article 29-2, paragraph (2), item (ii), the part that relates to the acts set forth in Article 2, paragraph (8), item (x) (limited to those conducted pursuant to the proviso to Article 30, paragraph (1)) and that is specified by Cabinet Office Order as particularly necessary in the public interest or for the protection of investors, in consideration of the necessity of ensuring fairness in securities trading, the necessity of ensuring settlement, and other circumstances, it must notify the Prime Minister of this no later than 30 days before the day of the change, pursuant to Cabinet Office Order.
machine translation, not official
### 第三十一条の二（営業保証金） — (Security Deposits for Operations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-31-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2
**第一項** 金融商品取引業者（第二種金融商品取引業を行う個人及び投資助言・代理業のみを行う者に限る。以下この条において同じ。）は、営業保証金を主たる営業所又は事務所の最寄りの供託所に供託しなければならない。
art-31-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-1
A financial instruments business operator (limited to individuals seeking to engage in type-II financial instruments business and persons seeking to engage in investment advisory and agency business only; hereinafter the same applies in this Article) must deposit a business security deposit with the deposit office nearest to its principal business office or office.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の営業保証金の額は、金融商品取引業者の業務の実情及び投資者の保護の必要性を考慮して、政令で定める額とする。
art-31-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-2
The amount of the business security deposit referred to in the preceding paragraph is specified by Cabinet Order in consideration of the actual condition of a financial instruments business operator's business and the need to protect investors.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者は、政令で定めるところにより、当該金融商品取引業者のために所要の営業保証金が内閣総理大臣の命令に応じて供託される旨の契約を締結し、その旨を内閣総理大臣に届け出たときは、当該契約の効力の存する間、当該契約において供託されることとなつている金額（以下この条において「契約金額」という。）につき第一項の営業保証金の全部又は一部の供託をしないことができる。
art-31-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-3
If a financial instruments business operator concludes a contract stating that the required business security deposit of the financial instruments business operator will be deposited if ordered by the Prime Minister, and has notified the Prime Minister of this, pursuant to the provisions of Cabinet Order, so long as that contract remains valid, the financial instruments business operator may refrain from depositing all or part of the business security deposit referred to in paragraph (1), in line with the amount of money that will be deposited pursuant to the contract (hereinafter referred to as the "contract amount" in this Article).
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、投資者保護のため必要があると認めるときは、金融商品取引業者と前項の契約を締結した者又は当該金融商品取引業者に対し、契約金額に相当する金額の全部又は一部を供託すべき旨を命ずることができる。
art-31-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-4
If the Prime Minister finds it to be necessary for the protection of investors, the Prime Minister may order a person that has concluded a contract as referred to in the preceding paragraph with a financial instruments business operator, or may order the relevant financial instruments business operator, to deposit all or part of the amount equivalent to the contract amount.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 金融商品取引業者は、第一項の営業保証金につき供託（第三項の契約の締結を含む。）を行い、その旨を内閣総理大臣に届け出た後でなければ、金融商品取引業を開始してはならない。
art-31-2/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-5
A financial instruments business operator must not begin financial instruments business until it deposits the business security deposit referred to in paragraph (1) (or until it concludes a contract set forth in paragraph (3)) and notifies the Prime Minister of this.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 金融商品取引業者と投資顧問契約を締結した者、金融商品取引業者による投資顧問契約又は投資一任契約の代理又は媒介により投資顧問契約又は投資一任契約を締結した者及び金融商品取引業者による有価証券の売買又はその媒介、取次ぎ若しくは代理により有価証券の売買契約を締結した者は、これらの契約により生じた債権に関し、当該金融商品取引業者に係る営業保証金について、他の債権者に先立ち弁済を受ける権利を有する。
art-31-2/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-6
A person that concludes an investment advisory contract with a financial instruments business operator, a person that concludes an investment advisory contract or discretionary investment contract based on a financial instruments business operator's agency or intermediation for that investment advisory contract or a discretionary investment contract, or a person that concludes a purchase and sale contract for securities based on a financial instruments business operator's purchase and sale of securities or its intermediation, brokerage, or agency for such a purchase and sale, has the right to receive payment of a claim arising from such a contract out of the business security deposit furnished by the financial instruments business operator, in preference over other creditors.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A person that concludes an investment advisory contract with a financial instruments business operator, a person that concludes an investment advisory contract or discretionary investment contract based on a financial instruments business operator's agency or intermediation for that investment advisory contract or an discretionary investment contract, or a person that concludes a purchase and sale contract for securities based on a financial instruments business operator's purchase and sale of securities or its intermediation, brokerage, or agency for such a purchase and sale, has the right to receive payment of a claim arising from such a contract out of the business security deposit furnished by the financial instruments business operator, in preference over other creditors." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第七項** 前項の権利の実行に関し必要な事項は、政令で定める。
art-31-2/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-7
The necessary particulars relevant to the exercise of the right referred to in the preceding paragraph are specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 金融商品取引業者は、第六項の権利の実行その他の理由により、営業保証金の額（契約金額を含む。第十項において同じ。）が第二項の政令で定める額に不足することとなつたときは、内閣府令で定める日から三週間以内にその不足額につき供託（第三項の契約の締結を含む。）を行い、その旨を遅滞なく内閣総理大臣に届け出なければならない。
art-31-2/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-8
If the amount of a business security deposit (including the contract amount; the same applies in paragraph (10)) comes to fall short of the amount specified by Cabinet Order as prescribed in paragraph (2) due to the exercise of the right referred to in paragraph (6) or for any other reason, the financial instruments business operator must deposit the shortfall (or conclude a contract set forth in paragraph (3)) within three weeks from the day specified by Cabinet Office Order and notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 第一項又は前項の規定により供託する営業保証金は、国債証券、地方債証券その他の内閣府令で定める有価証券をもつてこれに充てることができる。
art-31-2/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-9
National government bonds, municipal bonds, and other securities specified by Cabinet Office Order may serve as a business security deposit that is deposited pursuant to the provisions of paragraph (1) or the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第十項** 第一項、第四項又は第八項の規定により供託した営業保証金は、第五十二条第一項若しくは第四項若しくは第五十四条の規定により第二十九条の登録が取り消されたとき、第五十条の二第二項の規定により第二十九条の登録がその効力を失つたとき、第二種金融商品取引業（個人が行う場合に限る。）及び投資助言・代理業以外の金融商品取引業を行うことにつき前条第四項の変更登録を受けたとき、又は営業保証金の額が第二項の政令で定める額を超えることとなつたときは、政令で定めるところにより、その全部又は一部を取り戻すことができる。
art-31-2/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-10
If the registration referred to in Article 29 is rescinded pursuant to the provisions of Article 52, paragraph (1) or (4) or Article 54, if the registration referred to in Article 29 loses its effect pursuant to the provisions of Article 50-2, paragraph (2), if a person has had a change registered as referred to in paragraph (4) of the preceding Article in connection with its engagement in the financial instruments business other than in type-II financial instruments business (but only if an individual engages in such business) or investment advisory and agency business, or if the amount of a business security deposit exceeds the amount specified by Cabinet Order as prescribed in paragraph (2), all or part of the business security deposit that is deposited pursuant to the provisions of paragraph (1), (4), or (8) may be refunded pursuant to the provisions of Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第十一項** 前各項に規定するもののほか、営業保証金に関し必要な事項は、内閣府令・法務省令で定める。
art-31-2/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-11
Beyond what is prescribed in the preceding paragraphs, the necessary particulars relevant to a business security deposit are specified by Cabinet Office Order and by Ministry of Justice Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十一条の三（商号等の使用制限） — (Restriction on the Use of Trade Names)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-31-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3
**第一項** 金融商品取引業者でない者は、金融商品取引業者という商号若しくは名称又はこれに紛らわしい商号若しくは名称を用いてはならない。
art-31-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3/par-1
A person that is not a financial instruments business operator must not use a trade name or name that refers to it as a financial instruments business operator, and must not use any trade name or name that is confusingly similar to this.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十一条の三の二（金融商品取引業を行う旨の表示等の禁止） — (Prohibition of Indication of Engagement in Financial Instruments Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-31-3-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3-2
**第一項** 金融商品取引業者等（第三十四条に規定する金融商品取引業者等をいう。）、金融商品仲介業者その他の法令の規定により金融商品取引業（第三十三条の三第一項第六号イに規定する登録金融機関業務を含む。以下この条において同じ。）を行うことができる者以外の者は、次に掲げる行為をしてはならない。
art-31-3-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3-2/par-1
Anyone other than a financial instruments business operator, etc. (meaning a financial instruments business operator, etc. prescribed in Article 34), financial instruments intermediary service provider, or any other person that is allowed to engage in financial instruments business (including the registered financial institution business prescribed in Article 33-3, paragraph (1), item (vi), (a); hereinafter the same applies in this Article) under the provisions of laws and regulations may not conduct any of the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第三十六条の二第一項に規定する標識又はこれに類似する標識の掲示その他の金融商品取引業を行う旨の表示をすること。
art-31-3-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3-2/par-1/item-1
posting of a sign prescribed in Article 36-2, paragraph (1) or any sign similar thereto, or any other indication that a financial instruments business is being conducted; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業を行うことを目的として、金融商品取引契約（第三十四条に規定する金融商品取引契約をいう。）の締結について勧誘をすること（第二条第八項各号に掲げる行為に該当するものを除く。）。
art-31-3-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3-2/par-1/item-2
soliciting for conclusion of a financial instruments transaction contract (meaning financial instruments transaction contract prescribed in Article 34) for the purpose of engaging in financial instruments business (excluding those that fall under the acts listed in the items of Article 2, paragraph (8)).
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十一条の四（取締役等の就任等に係る届出） — (Notification on Assumption of the Position of Director)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-31-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4
**第一項** 金融商品取引業者（第一種金融商品取引業、投資運用業又は暗号資産取引業を行う者に限る。以下この項において同じ。）の取締役又は執行役は、他の会社の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員。以下この項及び次項において同じ。）、監査役若しくは執行役に就任した場合（他の会社の取締役、会計参与、監査役又は執行役が金融商品取引業者の取締役又は執行役を兼ねることとなつた場合を含む。）又は他の会社の取締役、会計参与、監査役若しくは執行役を退任した場合には、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-31-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-1
If the director or executive officer of a financial instruments business operator (limited to a person engaged in type-I financial instruments business, investment management business or cryptoasset trading business; hereinafter the same applies in this paragraph) assumes the position of director, accounting advisor (or, if the accounting advisor is a corporation, the position of a staff member that performs those duties; hereinafter the same applies in this and the following paragraphs), company auditor, or executive officer of another company (including if a director, accounting advisor, company auditor, or executive officer of another company is to concurrently hold the position of director or executive officer of the financial instruments business operator), or if that person resigns from the position of director, accounting advisor, company auditor, or executive officer of another company, that person must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第二項** 金融商品取引業者（第一種金融商品取引業以外の有価証券関連業を行う者に限る。）の取締役又は執行役は、当該金融商品取引業者の親銀行等若しくは子銀行等の取締役、会計参与、監査役若しくは執行役に就任した場合（当該親銀行等又は子銀行等の取締役、会計参与、監査役又は執行役が当該金融商品取引業者の取締役又は執行役を兼ねることとなつた場合を含む。）又は親銀行等若しくは子銀行等の取締役、会計参与、監査役若しくは執行役を退任した場合には、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-31-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-2
If the director or executive officer of a financial instruments business operator (limited to a person engaged in securities services other than type-I financial instruments business) assumes the position of director, accounting advisor, company auditor, or executive officer of the parent bank, etc. or subsidiary bank, etc. of the relevant financial instruments business operator (including if a director, accounting advisor, company auditor or executive officer of the parent bank, etc. or subsidiary bank, etc. comes to concurrently hold the position of director or executive officer of the financial instruments business operator), or if that person resigns from the position of director, accounting advisor, company auditor, or executive officer of the parent bank, etc. or subsidiary bank, etc., that person must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の「親銀行等」とは、金融商品取引業者の総株主等の議決権の過半数を保有していることその他の当該金融商品取引業者と密接な関係を有する法人その他の団体として政令で定める要件に該当する者（第三十三条の三第二項第三号及び第四十四条の三において「親法人等」という。）のうち、銀行、協同組織金融機関その他政令で定める金融機関に該当するものをいう。
art-31-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-3
The term "parent bank, etc." as used in the preceding paragraph means a bank or cooperative financial institution, or a person that falls under any other category of financial institution specified by Cabinet Order, which Cabinet Order specifies as satisfying the requirement of being a corporation or other organization that holds the majority of the voting rights held by all the shareholders, etc. in a financial instruments business operator, or of being a corporation or other organization which is otherwise closely related to such a financial instruments business operator (such a corporation or other organization is referred to as a "parent corporation, etc." in Article 33-3, paragraph (2), item (iii) and Article 44-3).
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第二項の「子銀行等」とは、金融商品取引業者が総株主等の議決権の過半数を保有していることその他の当該金融商品取引業者と密接な関係を有する法人その他の団体として政令で定める要件に該当する者（第三十三条の三第二項第三号及び第四十四条の三において「子法人等」という。）のうち、銀行、協同組織金融機関その他政令で定める金融機関に該当するものをいう。
art-31-4/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-4
The term "subsidiary bank, etc." as used in paragraph (2) means a bank or cooperative financial institution, or an entity that falls under a financial institution specified by Cabinet Order, which Cabinet Order specifies as satisfying the requirement of being a corporation or other organization in which a financial instruments business operator holds the majority of the voting rights held by all the shareholders, etc., or other corporations or organizations which are closely related to the financial instruments business operator (the corporation or other organization is referred to as a "subsidiary corporation, etc." in Article 33-3, paragraph (2), item (iii) and Article 44-3).
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第三項に規定する総株主等の議決権の過半数の保有の判定に関し必要な事項は、その保有の態様その他の事情を勘案して、内閣府令で定める。
art-31-4/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-5
The necessary particulars for the determination of whether the majority of the voting rights are held by all the shareholders, etc. as prescribed in paragraph (3) are specified by Cabinet Office Order in consideration of the manner in which they are held and other circumstances.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十一条の五（取締役等の適格性等） — (Eligibility as a Director)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-31-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-31-5
**第一項** 会社法第三百三十一条第二項ただし書（同法第三百三十五条第一項において準用する場合を含む。）、第三百三十二条第二項（同法第三百三十四条第一項において準用する場合を含む。）、第三百三十六条第二項及び第四百二条第五項ただし書の規定は、金融商品取引業者（第一種金融商品取引業、投資運用業又は暗号資産取引業を行う者に限る。）については、適用しない。
art-31-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-31-5/par-1
The provisions of the proviso to Article 331, paragraph (2) of the Companies Act (including as applied mutatis mutandis pursuant to Article 335, paragraph (1) of that Act); Article 332, paragraph (2) of that Act (including as applied mutatis mutandis pursuant to Article 334, paragraph (1) of that Act); Article 336, paragraph (2) of that Act; and the proviso to Article 402, paragraph (5) of that Act do not apply to financial instruments business operators (limited to those engaged in type-I financial instruments business, investment management business or cryptoasset trading business).
machine translation, not official
## 第三款 主要株主 — Subsection 3 Major Shareholders
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-1/subsec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#ch-3/sec-1/subsec-3
### 第三十二条（対象議決権保有届出書の提出等） — (Submission of a Statement of Holdings in Subject Voting Rights)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-32 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32
**第一項** 金融商品取引業者（第一種金融商品取引業、投資運用業又は暗号資産取引業を行う者に限り、外国法人を除く。以下この款において同じ。）の主要株主（第二十九条の四第二項に規定する主要株主をいう。以下この節において同じ。）となつた者は、内閣府令で定めるところにより、対象議決権保有割合（対象議決権の保有者の保有する当該対象議決権の数を当該金融商品取引業者の総株主等の議決権の数で除して得た割合をいう。）、保有の目的その他内閣府令で定める事項を記載した対象議決権保有届出書を、遅滞なく、内閣総理大臣に提出しなければならない。
art-32/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-1
A person that has become the major shareholder (meaning a major shareholder as prescribed in Article 29-4, paragraph (2); hereinafter the same applies in this Section) of a financial instruments business operator (limited to one engaged in type-I financial instruments business, investment management business or cryptoasset trading business and excluding foreign corporations; hereinafter the same applies in this Subsection) must submit a statement of holdings in subject voting rights which states the subject voting right holding rate (meaning the rate arrived at when the number of subject voting rights held by the holder of those subject voting rights is divided by the number of voting rights held by all the shareholders, etc. in the relevant financial instruments business operator), the purpose for which they are held, and other particulars specified by Cabinet Office Order to the Prime Minister, without delay, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第二項** 前項の対象議決権保有届出書には、第二十九条の四第一項第五号ハ（１）及び（２）並びにニ（１）から（３）までに該当しないことを誓約する書面その他内閣府令で定める書類を添付しなければならない。
art-32/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-2
A document pledging that the relevant person does not fall under the purview of Article 29-4, paragraph (1), item (v), (c), 1. or 2., or (d), 1. through 3., and other documents specified by Cabinet Office Order must accompany the statement of holdings in subject voting rights referred to in the preceding paragraph.
machine translation, not official
**第三項** 金融商品取引業者の特定主要株主以外の主要株主は、当該金融商品取引業者の特定主要株主となつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-32/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-3
If a major shareholder other than the specified major shareholder of a financial instruments business operator becomes the specified major shareholder of the relevant financial instruments business operator, it must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 前項の「特定主要株主」とは、会社の総株主等の議決権の百分の五十を超える対象議決権を保有している者をいう。
art-32/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-4
The term "specified major shareholder" as used in the preceding paragraph means a person that holds subject voting rights exceeding 50 percent of voting rights held by all the shareholders, etc. in a company.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第二十九条の四第五項の規定は、前項の規定を適用する場合について準用する。
art-32/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-5
The provisions of Article 29-4, paragraph (5) apply mutatis mutandis if the provisions of the preceding paragraph are applicable.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十二条の二（主要株主に対する措置命令等） — (Order for Measures to Be Taken by a Major Shareholder)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-32-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2
**第一項** 内閣総理大臣は、金融商品取引業者の主要株主が第二十九条の四第一項第五号ハ（１）若しくは（２）又はニ（１）から（３）までのいずれかに該当する場合には、当該主要株主に対し三月以内の期間を定めて当該金融商品取引業者の主要株主でなくなるための措置その他必要な措置をとることを命ずることができる。
art-32-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2/par-1
If the major shareholder of a financial instruments business operator falls under any of the categories in Article 29-4, paragraph (1), item (v), (c), 1. or 2. or (d), 1. through 3., the Prime Minister may order the relevant major shareholder to take measures so that it will cease to be the major shareholder of the relevant financial instruments business operator or to take any other necessary measures within a fixed period of no longer than three months.
machine translation, not official
**第二項** 内閣総理大臣は、金融商品取引業者の特定主要株主（前条第四項に規定する特定主要株主をいう。以下同じ。）の業務又は財産の状況（当該特定主要株主が法人である場合にあつては、当該特定主要株主の子法人等（特定主要株主が総株主等の議決権の過半数を保有していることその他の当該特定主要株主と密接な関係を有する法人その他の団体として政令で定める要件に該当する者をいう。）の財産の状況を含む。）に照らして公益又は投資者保護のため特に必要があると認めるときは、その必要の限度において、当該特定主要株主に対し、当該金融商品取引業者の業務の運営又は財産の状況の改善に必要な措置をとることを命ずることができる。
art-32-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2/par-2
If the Prime Minister finds it to be particularly necessary in the public interest or for the protection of investors in light of state of the business or assets of the specified major shareholder (meaning a specified major shareholder as provided for in paragraph (4) of the preceding Article; the same applies hereinafter) of a financial instruments business operator (if such a specified major shareholder is a corporation, this includes the state of the assets of a subsidiary corporation, etc. of such specified major shareholder (meaning a person falling under the category of a corporation or other organization in which the specified major shareholder holds the majority of the voting rights held by all the shareholders, etc., or that otherwise satisfies the requirements specified by Cabinet Order as a corporation or other organization that is closely related to the specified major shareholder)), the Prime Minister may, to the extent necessary, order the specified major shareholder to take measures that are necessary for improving the financial instruments business operator's business operations or the state of its assets.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、金融商品取引業者の特定主要株主が前項の規定による命令に違反した場合には、当該特定主要株主に対し三月以内の期間を定めて当該金融商品取引業者の主要株主でなくなるための措置その他必要な措置をとることを命ずることができる。
art-32-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2/par-3
If the specified major shareholder of a financial instruments business operator violates an order under the preceding paragraph, the Prime Minister may order the specified major shareholder to take measures so that it will cease to be the major shareholder of the financial instruments business operator or to take other necessary measures within a fixed period of no longer than three months.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十二条の三（主要株主でなくなつた旨の届出等） — (Notification of Having Ceased to Be a Major Shareholder)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-32-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-3
**第一項** 金融商品取引業者の主要株主は、当該金融商品取引業者の主要株主でなくなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-32-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-3/par-1
If the major shareholder of a financial instruments business operator ceases to be the major shareholder of that financial instruments business operator, it must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者の特定主要株主は、当該金融商品取引業者の特定主要株主以外の主要株主となつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-32-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-3/par-2
If the specified major shareholder of a financial instruments business operator becomes a major shareholder other than the specified major shareholder of that financial instruments business operator, it must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十二条の四（主要株主に関する規定の準用） — (Mutatis Mutandis Application of Provisions on Major Shareholders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-32-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-4
**第一項** 第三十二条第一項及び第二項、第三十二条の二第一項並びに前条第一項の規定は、金融商品取引業者を子会社（第二十九条の四第四項に規定する子会社をいう。）とする持株会社（第二十九条の四第三項に規定する持株会社をいう。以下同じ。）の株主又は出資者について準用する。
art-32-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-4/par-1
The provisions of Article 32, paragraphs (1) and (2), Article 32-2, paragraph (1) and paragraph (1) of the preceding Article apply mutatis mutandis to the shareholders or equity holders of a holding company (meaning a holding company as prescribed in Article 29-4, paragraph (3); the same applies hereinafter) that has a financial instruments business operator as its subsidiary company (meaning a subsidiary company as prescribed in Article 29-4, paragraph (4)).
Ministry of Justice translation — Japanese Law Translation Database System
## 第四款 登録金融機関 — Subsection 4 Registered Financial Institutions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-1/subsec-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#ch-3/sec-1/subsec-4
### 第三十三条（金融機関の有価証券関連業の禁止等） — (Prohibition on Engagement in Securities Services by Financial Institutions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33
**第一項** 銀行、協同組織金融機関その他政令で定める金融機関（以下この条及び次条において「金融機関」という。）は、有価証券関連業、投資運用業又は暗号資産取引業を行つてはならない。ただし、有価証券関連業又は暗号資産取引業については、金融機関が他の法律の定めるところにより投資の目的をもつて、又は信託契約に基づいて信託をする者の計算において有価証券若しくは暗号資産の売買若しくは有価証券関連デリバティブ取引を行う場合は、この限りでない。
art-33/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-1
It is prohibited for a bank or cooperative financial institution, or for any other financial institution specified by Cabinet Order (hereinafter collectively referred to as a "financial institution" in this Article and the following Article) to engage in securities services, investment management business, or cryptoasset trading business; provided, however, that with regard to securities services or cryptoasset trading business, this does not apply if the financial institution conducts the purchase and sale of securities or cryptoassets, or securities-related derivatives transactions for the purpose of investment pursuant to the provisions of other Acts or on the account of a person that entrusts it to do so based on a trust contract.
machine translation, not official
**第二項** 前項本文の規定は、金融機関が、書面取次ぎ行為（顧客の書面による注文を受けてその計算において有価証券の売買又は有価証券関連デリバティブ取引を行うことをいい、当該注文に関する顧客に対する勧誘に基づき行われるもの及び当該金融機関が行う投資助言業務に関しその顧客から注文を受けて行われるものを除く。次条第一号において同じ。）又は次の各号に掲げる有価証券若しくは取引について、当該各号に定める行為を行う場合には、適用しない。
art-33/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2
The provisions of the main clause of the preceding paragraph do not apply if a financial institution conducts brokerage with written orders (meaning conducting a purchase and sale of securities or a securities-related derivatives transaction on a customer's account upon receiving written orders from the customer, and excluding transactions conducted based on its solicitation of a customer for such an order and transactions conducted upon the receipt of an order from the customer in connection with the financial institution's investment advisory business; the same applies in item (i) of the following Article) or performs the act set forth in the relevant of the following items in connection with the securities or transactions set forth in that item:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第一項第一号及び第二号に掲げる有価証券、同項第三号に掲げる有価証券（政府が元本の償還及び利息の支払について保証しているもの並びに信用金庫法（昭和二十六年法律第二百三十八号）第五十四条の四第一項に規定する短期債及び農林中央金庫法（平成十三年法律第九十三号）第六十二条の二第一項に規定する短期農林債に限る。）、第二条第一項第四号に掲げる有価証券、同項第五号に掲げる有価証券（政府が元本の償還及び利息の支払について保証しているもの並びに社債、株式等の振替に関する法律第六十六条第一号に規定する短期社債及びこれに類するものとして政令で定めるものに限る。）、第二条第一項第八号に掲げる有価証券、同項第十一号に掲げる有価証券（投資信託及び投資法人に関する法律第百三十九条の十二第一項に規定する短期投資法人債及びこれに類するものとして政令で定めるものに限る。次号において「短期投資法人債等」という。）、第二条第一項第十二号から第十四号までに掲げる有価証券、同項第十五号に掲げる有価証券（発行の日から償還の日までの期間が一年未満のものに限る。）、同項第十六号に掲げる有価証券、同項第十七号に掲げる有価証券のうち政令で定めるもの、同項第十八号に掲げる有価証券、同項第二十一号に掲げる有価証券のうち政令で定めるもの並びに同条第二項の規定により有価証券とみなされる同項各号に掲げる権利（同項第三号若しくは第四号に掲げる権利又は電子記録移転権利であつて政令で定めるものを除く。） 同条第八項第一号から第三号まで、第六号、第八号及び第九号に掲げる行為
art-33/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-1
securities set forth in Article 2, paragraph (1), items (i) and (ii); securities set forth in Article 2, paragraph (1), item (iii) (limited to those for which the government guarantees the redemption of the principal and the payment of interest, short-term bonds prescribed in Article 54-4, paragraph (1) of the Shinkin Bank Act (Act No. 238 of 1951), and short-term agriculture and forestry bonds prescribed in Article 62-2, paragraph (1) of the Norinchukin Bank Act (Act No. 93 of 2001)); securities set forth in Article 2, paragraph (1), item (iv); securities set forth in Article 2, paragraph (1), item (v) (limited to those for which the government guarantees the redemption of the principal and the payment of interest, and short-term corporate bonds prescribed in Article 66, item (i) of the Act on Book-Entry Transfer of Corporate Bonds and Shares or those specified by Cabinet Order as similar to these); securities set forth in Article 2, paragraph (1), item (viii); securities set forth in Article 2, paragraph (1), item (xi) (limited to short-term investment corporation bonds prescribed in Article 139-12, paragraph (1) of the Act on Investment Trusts and Investment Corporations and those specified by Cabinet Order as similar to these; referred to as "short-term investment corporation bonds, etc." in the following item); securities set forth in Article 2, paragraph (1), items (xii) through (xiv); securities set forth in Article 2, paragraph (1), item (xv) (limited to those with a term between the day of issuance and the day of redemption of less than one year); securities set forth in Article 2, paragraph (1), item (xvi); securities specified by Cabinet Order among those set forth in Article 2, paragraph (1), item (xvii); securities set forth in Article 2, paragraph (1), item (xviii); securities specified by Cabinet Order among those set forth in Article 2, paragraph (1), item (xxi); and rights set forth in the items of Article 2, paragraph (2) that are deemed to be securities pursuant to the provisions of that paragraph (excluding the rights set forth in item (iii) or (iv) of that paragraph or electronically recorded transferable rights that are specified by Cabinet Order): acts set forth in Article 2, paragraph (8), items (i) through (iii), (vi), (viii), and (ix);
machine translation, not official
**二** 第二条第一項第十号及び第十一号に掲げる有価証券（短期投資法人債等を除く。） 同条第八項第一号から第三号までに掲げる行為及び同項第九号に掲げる行為（有価証券の売出しの取扱い及び特定投資家等向け売付け勧誘等の取扱いを除く。）
art-33/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-2
securities set forth in Article 2, paragraph (1), items (x) and (xi) (excluding short-term investment corporation bonds, etc.):acts set forth in Article 2, paragraph (8), items (i) through (iii), and acts set forth in Article 2, paragraph (8), item (ix) (excluding dealings in a secondary distribution of securities and in a solicitation for selling, etc. only for professional investors, etc.);
machine translation, not official
**三** 第二条第一項第十七号に掲げる有価証券のうち同項第一号の性質を有するもの 次に掲げる行為
art-33/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-3
securities set forth in Article 2, paragraph (1), item (xvii) that have the nature set forth in Article 2, paragraph (1), item (i): the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 市場デリバティブ取引及び外国市場デリバティブ取引並びにこれらに係る第二条第八項第二号又は第三号に掲げる行為
art-33/par-2/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-3/sub-1
market derivatives transactions, foreign market derivatives transaction, and acts set forth in Article 2, paragraph (8), item (ii) or (iii) in connection with these transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 私募の取扱い
art-33/par-2/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-3/sub-2
dealings in a private placement; and
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 金融商品取引業者（第一種金融商品取引業を行う者に限る。）の委託を受けて、当該金融商品取引業者のために行う第二条第十一項第一号イからハまでに掲げる行為（イ及びロに掲げるものを除く。）
art-33/par-2/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-3/sub-3
acts set forth in Article 2, paragraph (11), item (i), (a) through (c) (excluding those set forth in (a) and (b)) that the financial institution is entrusted with by a financial instruments business operator (limited to those engaged in type-I financial instruments business) and performs for that financial instruments business operator;
machine translation, not official
**四** 前三号に掲げる有価証券以外の有価証券 次に掲げる行為
art-33/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-4
securities other than those set forth in the preceding three items: the following acts:
machine translation, not official
**イ** 私募の取扱い（政令で定める有価証券に係るものを除く。）
art-33/par-2/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-4/sub-1
dealings in a private placement (excluding those involving securities specified by Cabinet Order); and
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 金融商品取引業者（第一種金融商品取引業を行う者に限る。）の委託を受けて、当該金融商品取引業者のために行う第二条第十一項第一号イからハまでに掲げる行為（イに掲げるものを除く。）
art-33/par-2/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-4/sub-2
acts set forth in Article 2, paragraph (11), item (i), (a) through (c) (excluding those set forth in (a)) that the financial institution is entrusted with by a financial instruments business operator (limited to those engaged in type-I financial instruments business) and performs for that financial instruments business operator;
machine translation, not official
**五** 次に掲げる取引 第二条第八項第四号に掲げる行為（ロに掲げる取引については、多数の者を相手方として行う場合として政令で定める場合に該当するものを除く。）
art-33/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-5
the following transactions: acts set forth in Article 2, paragraph (8), item (iv) (with regard to transactions set forth in (b), excluding those that fall under the category of cases specified by Cabinet Order as those in which the transaction is conducted with a large number of persons as the other parties thereto):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第一号に掲げる有価証券（当該有価証券に係る二以上の有価証券の価格に基づき当事者間で取り決めた方法により算出される指数を含む。）に係る店頭デリバティブ取引
art-33/par-2/item-5/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-5/sub-1
over-the-counter derivatives transactions of securities set forth in item (i) (including indices calculated by the method agreed upon between the parties based on the prices of two or more securities connected with the relevant securities); and
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 前三号に掲げる有価証券（当該有価証券に係る二以上の有価証券の価格に基づき当事者間で取り決めた方法により算出される指数を含む。）に係る店頭デリバティブ取引のうち決済方法が差金の授受に限られているもの
art-33/par-2/item-5/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-5/sub-2
over-the-counter derivatives transactions that are connected with the securities set forth in the preceding three items (including indices calculated by the method agreed between the parties based on prices of two or more securities related to the relevant securities), and that can only be settled through the delivery and receipt of the difference in prices;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 有価証券の売買及び有価証券関連デリバティブ取引その他政令で定める取引 有価証券等清算取次ぎ
art-33/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-6
the purchase and sale of securities, securities-related derivatives transactions, and other transactions specified by Cabinet Order:brokerage for clearing of securities, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第二十九条の規定は、金融機関が、次に掲げる行為（以下「デリバティブ取引等」という。）のうち第二十八条第十項第三号から第六号までに掲げるもの（以下「有価証券関連デリバティブ取引等」という。）以外のものを業として行う場合、第二条第八項第五号に掲げる行為のうち第二十八条第十項第七号に掲げるもの以外のものを業として行う場合、第二条第八項第七号に掲げる行為を業として行う場合、投資助言・代理業を行う場合又は有価証券等管理業務を行う場合若しくはこれに準ずる場合として政令で定める行為を業として行う場合には、適用しない。
art-33/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-3
The provisions of Article 29 do not apply if a financial institution performs on a regular basis acts, among the following acts (hereinafter referred to as "derivatives transactions, etc."), other than those set forth in Article 28, paragraph (10), items (iii) through (vi) (hereinafter referred to as "securities-related derivatives transactions, etc."), performs acts other than those set forth in Article 28, paragraph (10), item (vii) among those specified in Article 2, paragraph (8), item (v) on a regular basis, performs acts set forth in Article 2, paragraph (8), item (vii) on a regular basis, provides investment advisory and agency business, or provides securities, etc. management or performs on a regular basis acts specified by Cabinet Order as cases equivalent thereto:
machine translation, not official
**一** 市場デリバティブ取引等（市場デリバティブ取引又はこれに係る第二条第八項第二号若しくは第三号に掲げる行為をいう。）
art-33/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-3/item-1
market derivatives transactions, etc. (meaning market derivatives transactions or acts set forth in Article 2, paragraph (8), item (ii) or (iii) in connection with the transactions);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 店頭デリバティブ取引等
art-33/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-3/item-2
over-the-counter derivatives transactions, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 外国市場デリバティブ取引等（外国市場デリバティブ取引又はこれに係る第二条第八項第二号若しくは第三号に掲げる行為をいう。）
art-33/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-3/item-3
foreign market derivatives transaction, etc. (meaning foreign market derivatives transaction or acts set forth in Article 2, paragraph (8), item (ii) or (iii) in connection with the transaction).
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十三条の二（金融機関の登録） — (Registration of Financial Institutions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
**第一項** 金融機関は、次に掲げる行為のいずれかを業として行おうとするとき、又は投資助言・代理業若しくは有価証券等管理業務を行おうとするときは、内閣総理大臣の登録を受けなければならない。
art-33-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2/par-1
A financial institution must be registered by the Prime Minister if it seeks to perform any of the following acts on a regular basis, or if it seeks to provide investment advisory and agency business or engage in securities, etc. management:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 書面取次ぎ行為
art-33-2/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2/par-1/item-1
brokerage with written orders;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 前条第二項各号に掲げる有価証券又は取引についての当該各号に定める行為（同条第一項ただし書に該当するものを除く。）
art-33-2/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2/par-1/item-2
an act specified in the items of paragraph (2) of the preceding Article in connection with the securities or transactions set forth in the relevant item (excluding those falling under the proviso to paragraph (1) of that Article);
Ministry of Justice translation — Japanese Law Translation Database System
**三** デリバティブ取引等のうち有価証券関連デリバティブ取引等以外のもの（他の法律の定めるところにより投資の目的をもつて、又は信託契約に基づいて信託をする者の計算において行うもの及び商品関連市場デリバティブ取引を除く。）又は第二条第八項第五号に掲げる行為のうち第二十八条第十項第七号に掲げるもの以外のもの
art-33-2/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2/par-1/item-3
derivatives transactions, etc. other than securities-related derivatives transactions, etc. (excluding those conducted for the purpose of investment pursuant to the provisions of other Acts or on the account of a person that entrusts the financial institution to do so based on a trust contract and commodity-related market derivatives transactions), or acts other than those set forth in Article 28, paragraph (10), item (vii) among those specified in Article 2, paragraph (8), item (v); or
machine translation, not official
**四** 第二条第八項第七号に掲げる行為
art-33-2/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2/par-1/item-4
acts set forth in Article 2, paragraph (8), item (vii).
Ministry of Justice translation — Japanese Law Translation Database System
**五** 前条第三項に規定する政令で定める行為
art-33-2/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2/par-1/item-5
acts specified by Cabinet Order as prescribed in paragraph (3) of the preceding Article.
machine translation, not official
### 第三十三条の三（金融機関の登録申請） — (Application for the Registration of a Financial Institution)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3
**第一項** 前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
art-33-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号又は名称
art-33-3/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-1
its trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 資本金の額、基金の総額又は出資の総額
art-33-3/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-2
the amount of stated capital, the total amount of funds, or the total amount of contributions;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 役員の氏名又は名称
art-33-3/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-3
the names of its officers;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 会計参与設置会社にあつては、会計参与の氏名又は名称
art-33-3/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-4
the names of its accounting advisors, if it is a company with accounting advisors;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 第三条各号に掲げる有価証券又は金融商品取引所に上場されていない有価証券（第二十九条の二第一項第六号に規定する政令で定めるものを除く。）について、電子募集業務又は電子募集取扱業務を行う場合にあつては、その旨
art-33-3/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-5
if the person provides an electronic offering service or electronic public offering service with regard to securities set forth in the items of Article 3 or securities not listed on a financial instruments exchange (excluding those specified by Cabinet Order as prescribed in Article 29-2, paragraph (1), item (vi)), an indication of this;
machine translation, not official
**六** 高速取引行為に関する次に掲げる事項
art-33-3/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-6
the following particulars concerning high-speed trading:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 登録金融機関業務（前条の登録に係る業務をいう。以下同じ。）として高速取引行為を行う場合にあつては、その旨
art-33-3/par-1/item-6/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-6/sub-1
if the person conducts high-speed trading as registered financial institution business (meaning business in connection with the registration set forth in the preceding Article; the same applies hereinafter), an indication of this; and
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** イに規定する場合のほか、高速取引行為を行う場合にあつては、その旨
art-33-3/par-1/item-6/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-6/sub-2
beyond the case provided for in (a), if the person conducts high-speed trading, an indication of this;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 貸付事業等権利についての第二条第八項第七号から第九号までに掲げる行為を業として行う場合にあつては、その旨
art-33-3/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-7
if the person conducts, as a business, the acts set forth in Article 2, paragraph (8), items (vii) through (ix) with regard to rights in a lending business, etc., an indication of this;
machine translation, not official
**八** 本店その他の営業所又は事務所の名称及び所在地
art-33-3/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-8
the names and locations of its head office and other business offices or offices;
Ministry of Justice translation — Japanese Law Translation Database System
**九** 他に事業を行つているときは、その事業の種類
art-33-3/par-1/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-9
if the person engages in other business, the business type; and
machine translation, not official
**十** その他内閣府令で定める事項
art-33-3/par-1/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-10
other particulars specified by Cabinet Office Order.
machine translation, not official
**第二項** 前項の登録申請書には、次に掲げる書類を添付しなければならない。
art-33-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2
The following documents must accompany the written application for registration referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第三十三条の五第一項第一号及び第二号に該当しないことを誓約する書面
art-33-3/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-1
a document pledging that the applicant does not fall under Article 33-5, paragraph (1), items (i) and (ii);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 損失の危険の管理方法、業務分掌の方法その他の業務の内容及び方法として内閣府令で定めるものを記載した書類
art-33-3/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-2
a document stating the person's way of managing the risk of loss, the way that duties are divided, and the other things specified by Cabinet Office Order as constituting the business outline and business methods;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 親法人等、子法人等その他の関係会社の状況として内閣府令で定めるものを記載した書類
art-33-3/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-3
a document stating the things specified by Cabinet Office Order as constituting the person's status as a parent corporation, etc., subsidiary corporation, etc., or other affiliated company; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 前三号に掲げるもののほか、定款、登記事項証明書、貸借対照表、損益計算書その他内閣府令で定める書類
art-33-3/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-4
its articles of incorporation, certificate of registered information, balance sheet, profit and loss statement, and other documents specified by Cabinet Office Order, other than those that are set forth in the preceding three items.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項第四号に掲げる書類を添付する場合において、定款若しくは貸借対照表が電磁的記録で作成されているとき、又は損益計算書について書面に代えて電磁的記録の作成がされているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-33-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-3
As concerns the documents set forth in item (iv) of the preceding paragraph accompanying a written application for registration, if the articles of incorporation or balance sheet have been prepared as electronic or magnetic records or if electronic or magnetic records have been prepared for a profit and loss statement in lieu of a written document, such electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany the written application for registration in lieu of the written documents.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十三条の四（金融機関登録簿への登録） — (Registration in a Financial Institutions Register)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4
**第一項** 内閣総理大臣は、第三十三条の二の登録の申請があつた場合においては、次条第一項の規定により登録を拒否する場合を除くほか、次に掲げる事項を金融機関登録簿に登録しなければならない。
art-33-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4/par-1
When an application is filed for the registration referred to in Article 33-2, unless the Prime Minister refuses the registration pursuant to the provisions of paragraph (1) of the following Article, the Prime Minister must register the following particulars in a financial institutions register:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項各号に掲げる事項
art-33-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4/par-1/item-1
the particulars set forth in the items of paragraph (1) of the preceding Article; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録年月日及び登録番号
art-33-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4/par-1/item-2
the date of registration and the registration number.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、金融機関登録簿を公衆の縦覧に供しなければならない。
art-33-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4/par-2
The Prime Minister must make the financial institutions register available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十三条の五（金融機関の登録の拒否等） — (Refusal to Register a Financial Institution)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5
**第一項** 内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
art-33-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1
The Prime Minister must refuse to effect a registration if the applicant for registration falls under any of the following items, or if the written application for registration or a document or electronic or magnetic record that is required to accompany it contains a false statement or record or omits a statement or record of a material fact:
machine translation, not official
**一** 第五十二条の二第一項の規定により第三十三条の二の登録を取り消され、第六十六条の二十第一項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項の規定により第六十六条の五十の登録を取り消され、若しくは第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）を取り消され、その取消しの日から五年を経過しない者又はこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により当該外国において受けている同種類の登録（当該登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過しない者
art-33-5/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-1
a person that has had the registration referred to in Article 33-2 rescinded pursuant to the provisions of Article 52-2, paragraph (1), has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1), has had the registration referred to in Article 66-27 rescinded pursuant to Article 66-42, paragraph (1), has had the registration referred to in Article 66-50 rescinded pursuant to Article 66-63, paragraph (1), or has had the registration referred to in Article 66-71 rescinded pursuant to Article 66-85, paragraph (1), or that has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)), for whom five years have not passed since the date of that rescission; or a person that had a registration of the same kind (including permission or any other administrative disposition similar to the registration) obtained in a foreign state rescinded pursuant to the provisions of a law or regulation of that foreign state that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, for whom five years have not passed since the date of the rescission;
machine translation, not official
**二** この法律、担保付社債信託法、金融機関の信託業務の兼営等に関する法律、商品先物取引法、投資信託及び投資法人に関する法律、宅地建物取引業法、出資の受入れ、預り金及び金利等の取締りに関する法律、割賦販売法、貸金業法、預託等取引に関する法律、商品投資に係る事業の規制に関する法律、不動産特定共同事業法、資産の流動化に関する法律、金融業者の貸付業務のための社債の発行等に関する法律、金融サービスの提供及び利用環境の整備等に関する法律、信託業法、資金決済に関する法律、事業性融資の推進等に関する法律その他政令で定める法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-33-5/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-2
a person that has been sentenced to a fine (including an equivalent sentence under a law or regulation of a foreign state) for violating the provisions of this Act; the Secured Bond Trust Act; the Act on Engagement in Trust Business by Financial Institutions; the Commodity Derivatives Transaction Act; the Act on Investment Trusts and Investment Corporations; the Real Estate Brokerage Act; the Act Regulating the Receipt of Contributions, the Receipt of Deposits, and Interest Rates; the Installment Sales Act; the Money Lending Business Act; the Act on Deposit Transactions; the Act on Regulation of Commodity Investment; the Act on Specified Joint Real Estate Ventures; the Act on the Securitization of Assets; the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business; the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the Trust Business Act; the Payment Services Act; the Act on the Promotion of Business Financing, etc.; or any other laws specified by Cabinet Order, or for violating the provisions of a law or regulation of a foreign state that is equivalent to any of these laws, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
machine translation, not official
**三** 次のいずれかに該当する者
art-33-5/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-3
a person falling under any of the following:
machine translation, not official
**イ** 登録金融機関業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員又は使用人を確保していないと認められる者
art-33-5/par-1/item-3/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-3/sub-1
a person found not to have secured, for each registered financial institution business, officers or employees who have sufficient knowledge and experience necessary for its execution;
machine translation, not official
**ロ** 暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、登録金融機関業務の信用を失墜させるおそれがあると認められる者
art-33-5/par-1/item-3/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-3/sub-2
a person found likely to cause registered financial institution business to lose credibility, in light of the person's relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or an organized crime group member prescribed in item (vi) of that Article, and other circumstances;
machine translation, not official
**ハ** その他登録金融機関業務を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者
art-33-5/par-1/item-3/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-3/sub-3
any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a personnel structure sufficient to perform registered financial institution business appropriately;
machine translation, not official
**四** 協会に加入しない者であつて、協会の定款その他の規則（有価証券の売買その他の取引若しくはデリバティブ取引等を公正かつ円滑にすること又は投資者の保護に関するものに限る。）に準ずる内容の社内規則（当該者又はその役員若しくは使用人が遵守すべき規則をいう。）を作成していないもの又は当該社内規則を遵守するための体制を整備していないもの
art-33-5/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-4
a person that has not joined an association and that has not prepared internal rules (meaning rules with which that person or its officers or employees should comply) that have contents equivalent to the articles of incorporation or other rules (limited to those for ensuring fair and smooth purchase and sales and other transactions of securities or ensuring fair and smooth derivatives transactions, etc. or for protecting investors) of the association or that has not established a system for complying with the relevant internal rules;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 登録金融機関業務を適確に遂行するための必要な体制が整備されていると認められない者
art-33-5/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-5
a person that is found not to have in place the necessary system for performing services of a registered financial institution in an appropriate manner.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、銀行、協同組織金融機関その他政令で定める金融機関に、第三十三条第二項第五号に掲げる取引について、同号に定める行為を業として行うことを登録する場合には、株券に係る取引の公正の確保のため必要な範囲内において内閣府令で定める条件を付してするものとする。
art-33-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-2
If the Prime Minister registers that a bank or cooperative financial institution, or any other financial institution specified by Cabinet Order, performs the act specified in Article 33, paragraph (2), item (v) in connection with transactions set forth in that item on a regular basis, the Prime Minister must add the conditions specified by Cabinet Office Order within the necessary scope for ensuring fair transactions in connection with share certificates.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十三条の六（変更の届出） — (Notification of a Change)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6
**第一項** 登録金融機関は、第三十三条の三第一項各号に掲げる事項について変更があつたときは、その日から二週間以内に、その旨を内閣総理大臣に届け出なければならない。
art-33-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6/par-1
If the particulars set forth in the items of Article 33-3, paragraph (1) changes, the registered financial institution must notify the Prime Minister of this within two weeks from the day of the change.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定による届出を受理したときは、届出があつた事項を金融機関登録簿に登録しなければならない。
art-33-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6/par-2
Upon accepting a notification under the preceding paragraph, the Prime Minister must register the particulars given in the notification in a financial institutions register.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 登録金融機関は、第三十三条の三第二項第二号に掲げる書類に記載した業務の内容又は方法のうち、特定業務内容等について変更をしようとするときはあらかじめ、特定業務内容等以外のものについて変更があつたときは遅滞なく、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-33-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6/par-3
If a registered financial institution seeks to change a part of the business outline or business method that it has stated in the documents set forth in Article 33-3, paragraph (2), item (ii) and that constitutes a specified part of the business outline or business method, the registered financial institution must notify the Prime Minister of this in advance, and if a part of the business outline or business method other than a specified part of the business outline or business method changes, the registered financial institution must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十三条の七（解釈規定） — (Provisions on Interpretation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-7
**第一項** 第三十三条の規定は、内閣総理大臣が、銀行、協同組織金融機関その他政令で定める金融機関が総株主等の議決権の過半数を保有する者に、第二十九条の登録及び第三十条第一項の認可をすることを妨げるものではない。
art-33-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-7/par-1
The provisions of Article 33 do not preclude the Prime Minister from granting the registration referred to in Article 29 or the authorization referred to in Article 30, paragraph (1) to a person in which a bank or cooperative financial institution, or any other financial institution specified by Cabinet Order, holds the majority of the voting rights held by all the shareholders, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十三条の八（信託業務を営む場合等の特例等） — (Special Provisions on Cases in Which Trust Business Is Conducted)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-33-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8
**第一項** 銀行、協同組織金融機関その他政令で定める金融機関が金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関である場合における第三十三条第一項及び第二項、第三十三条の二、第三十三条の三第一項、第三十三条の四第一項第一号、第三十三条の五第一項第三号イ、第三十三条の六第一項、第五十二条の二第一項第四号並びに第百九十四条の六第二項の規定の適用については、第三十三条第一項中「有価証券関連業、投資運用業又は暗号資産取引業」とあるのは「有価証券関連業又は暗号資産取引業」と、同項ただし書中「ただし、有価証券関連業又は暗号資産取引業については」とあるのは「ただし」と、同条第二項中「行われるもの及び当該金融機関が行う投資助言業務に関しその顧客から注文を受けて行われるもの」とあるのは「行われるもの」と、第三十三条の二中「投資助言・代理業若しくは有価証券等管理業務」とあるのは「投資助言・代理業、投資運用業（第二条第八項第十四号又は第十五号に掲げる行為（これらの規定の金銭その他の財産を信託財産として所有して行うものに限る。）を行う業務を除く。以下この章において同じ。）若しくは有価証券等管理業務」と、第三十三条の三第一項中「事項を」とあるのは「事項並びに投資運用関係業務を委託する場合においては、その旨並びに委託先の商号、名称又は氏名及び当該委託先に委託する投資運用関係業務の内容その他内閣府令で定める事項を」と、第三十三条の四第一項第一号中「前条第一項各号に掲げる」とあるのは「前条第一項に規定する」と、第三十三条の五第一項第三号イ中「認められる者」とあるのは「認められる者。ただし、登録申請者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する役員又は使用人を確保していれば足りるものとする。」と、第三十三条の六第一項中「第三十三条の三第一項各号に掲げる」とあるのは「第三十三条の三第一項に規定する」と、第五十二条の二第一項第四号中「投資助言・代理業」とあるのは「投資助言・代理業又は投資運用業」と、第百九十四条の六第二項中「掲げる事項」とあるのは「規定する事項」とする。
art-33-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-1
With regard to the application of the provisions of Article 33, paragraphs (1) and (2), Article 33-2, Article 33-3, paragraph (1), Article 33-4, paragraph (1), item (i), Article 33-5, paragraph (1), item (iii), (a), Article 33-6, paragraph (1), Article 52-2, paragraph (1), item (iv), and Article 194-6, paragraph (2), if a bank or cooperative financial institution, or any other financial institution specified by Cabinet Order, is a financial institution that has obtained the authorization referred to in Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions, in Article 33, paragraph (1), the phrase "securities services, investment management business, or cryptoasset trading business" is deemed to be replaced with "securities services or cryptoasset trading business"; in the proviso to that paragraph, the phrase "provided, however, that with regard to securities services or cryptoasset trading business," is deemed to be replaced with "provided, however, that"; in paragraph (2) of that Article, the phrase "transactions conducted based on its solicitation of a customer for such an order and transactions conducted upon the receipt of an order from the customer in connection with the financial institution's investment advisory business" is deemed to be replaced with "transactions conducted based on its solicitation of a customer for such an order"; in Article 33-2, the phrase "investment advisory and agency business or securities, etc. management" is deemed to be replaced with "investment advisory and agency business, investment management business (excluding the business of performing the acts set forth in Article 2, paragraph (8), item (xiv) or (xv) (limited to acts performed by holding the money or other property referred to in these provisions as trust property); the same applies hereinafter in this Chapter), or securities, etc. management"; in Article 33-3, paragraph (1), the phrase "the following particulars" is deemed to be replaced with "the following particulars and, in the case where investment management-related services are entrusted, an indication of this, the trade name, name, or personal name of the entrustee, the details of the investment management-related services to be entrusted to that entrustee, and other particulars specified by Cabinet Office Order"; in Article 33-4, paragraph (1), item (i), the phrase "set forth in the items of paragraph (1) of the preceding Article" is deemed to be replaced with "prescribed in paragraph (1) of the preceding Article"; in Article 33-5, paragraph (1), item (iii), (a), the phrase "a person found not to have secured, for each registered financial institution business, officers or employees who have sufficient knowledge and experience necessary for its execution" is deemed to be replaced with "a person found not to have secured, for each registered financial institution business, officers or employees who have sufficient knowledge and experience necessary for its execution; provided, however, that with regard to investment management-related services, in the case where the applicant for registration entrusts those investment management-related services to an investment management-related services contractor (limited to a person that has obtained the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) for performing those investment management-related services), it is to be sufficient if the applicant has secured officers or employees with the ability to appropriately supervise that business"; in Article 33-6, paragraph (1), the phrase "set forth in the items of Article 33-3, paragraph (1)" is deemed to be replaced with "prescribed in Article 33-3, paragraph (1)"; in Article 52-2, paragraph (1), item (iv), the phrase "investment advisory and agency business" is deemed to be replaced with "investment advisory and agency business or investment management business"; and in Article 194-6, paragraph (2), the phrase "set forth" is deemed to be replaced with "prescribed".
machine translation, not official
**第二項** 第二十九条の規定は、次の各号に掲げる者が政令で定めるところにより登録金融機関を代理して当該各号に規定する業務（以下この条において「特定金融商品取引業務」という。）を行う場合には、適用しない。この場合において、特定金融商品取引業務を行う者は、その者が代理する登録金融機関の使用人とみなして、この法律の規定を適用する。
art-33-8/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2
The provisions of Article 29 do not apply if a person set forth in any of the following items acts as the agent for a registered financial institution in providing the services prescribed in the relevant item (hereinafter referred to as "specified financial instruments business" in this Article) pursuant to the provisions of Cabinet Order. In this case, the person that provides specified financial instruments business is deemed to be an employee of the registered financial institution that the person acts as the agent for, and the provisions of this Act apply:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 登録金融機関の代理を行う者のうち政令で定める者 第三十三条第二項第二号に掲げる有価証券につき同号に定める行為を行う業務
art-33-8/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2/item-1
a person that acts as the agent for a registered financial institution and that is specified by Cabinet Order:the business of performing acts specified in Article 33, paragraph (2), item (ii) with regard to securities set forth in that item;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録金融機関の代理を行う者のうち次に掲げる者 第二条第二十五項第二号に掲げる金融指標に係る同条第二十二項第二号に掲げる取引のうち、当該登録金融機関が当該取引の相手方から金銭を受領し、これに対して約定数値と現実数値の差に基づいて算出される金銭を支払うことを約する行為（同条第二十五項第二号に掲げる金融指標に係る変動により当該相手方があらかじめ支払つた金銭の額を上回る損失を受けるおそれがないものに限る。）を行う業務
art-33-8/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2/item-2
a person that acts as agent for a registered financial institution and that is set forth in the following: among transactions set forth in Article 2, paragraph (22), item (ii) that are connected with the financial indexes set forth in Article 2, paragraph (25), item (ii), the business of performing acts in which the registered financial institution promises to receive money from the other party to a transaction and to pay the other party the amount of money calculated based on the difference between the agreed figure and the actual figure (but only if that other party has no risk of incurring a loss exceeding the amount of money the other party has paid in advance due to the fluctuation of a financial index set forth in Article 2, paragraph (25), item (ii)):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 個人である損害保険代理店（保険業法第二条第二十一項に規定する損害保険代理店をいう。以下この号において同じ。）
art-33-8/par-2/item-2/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2/item-2/sub-1
a non-life insurance agent (meaning a non-life insurance agent as prescribed in Article 2, paragraph (21) of the Insurance Business Act; hereinafter the same applies in this item) that is an individual;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 個人である損害保険代理店の使用人のうち保険業法第三百二条の規定による届出が行われているもの
art-33-8/par-2/item-2/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2/item-2/sub-2
the employee of an individual non-life insurance agent, for which the notification under the provisions of Article 302 of the Insurance Business Act has been made;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 法人である損害保険代理店の役員又は使用人のうち保険業法第三百二条の規定による届出が行われているもの
art-33-8/par-2/item-2/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2/item-2/sub-3
the officer or employee of a corporate non-life insurance agent, for which a notification under the provisions of Article 302 of the Insurance Business Act has been made; and
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 法人である損害保険代理店の代表権を有する役員
art-33-8/par-2/item-2/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2/item-2/sub-4
an officer that holds the authority of representation for a corporate non-life insurance agent.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 特定金融商品取引業務を行う者が代理する登録金融機関は、その者が特定金融商品取引業務につき顧客に加えた損害を賠償する責任を負う。ただし、当該登録金融機関がその者の選任につき相当の注意をし、かつ、その者の行う特定金融商品取引業務につき顧客に加えた損害の発生の防止に努めたときは、この限りでない。
art-33-8/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-3
A registered financial institution for which a person that provides specified financial instruments business acts as an agent is liable for the damages that the person causes to a customer in connection with specified financial instruments transaction services; provided, however, that this does not apply if the registered financial institution exercises due care in appointing the person, and endeavors to prevent the damage that the person causes to a customer in connection with the specified financial instruments business that the person performs.
Ministry of Justice translation — Japanese Law Translation Database System
## 第五款 特定投資家 — Subsection 5 Professional Investors
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-1/subsec-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#ch-3/sec-1/subsec-5
### 第三十四条（特定投資家への告知義務） — (Obligation to Notify Professional Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-34 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
**第一項** 金融商品取引業者等（金融商品取引業者又は登録金融機関をいう。以下同じ。）は、顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約（以下「金融商品取引契約」という。）の申込みを特定投資家（同条第三十一項第四号に掲げる者に限る。）から受けた場合であつて、当該申込みに係る金融商品取引契約と同じ金融商品取引契約の種類として内閣府令で定めるもの（以下この款において「契約の種類」という。）に属する金融商品取引契約を過去に当該特定投資家との間で締結したことがない場合には、当該申込みに係る金融商品取引契約を締結するまでに、当該特定投資家に対し、当該特定投資家が次条第一項の規定による申出ができる旨を告知しなければならない。
art-34/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34/par-1
If a financial instruments business operator, etc. (meaning a financial instruments business operator or registered financial institution; the same applies hereinafter) receives an offer from a professional investor (limited to one set forth in Article 2, paragraph (31), item (iv)) for a contract for the financial instruments business operator, etc. to perform an act that constitutes a financial instruments transaction (meaning an act as set forth in the items of Article 2, paragraph (8); the same applies hereinafter) with the customer as the other party or on behalf of the customer (hereinafter the contract is referred to as a "financial instruments transaction contract"), and has never in the past concluded a financial instruments transaction contract with that professional investor of a type specified by Cabinet Office Order as constituting the same contract type as the financial instruments transaction contract to which the offer concerns (hereinafter referred to as a "contract type" in this Subsection), the financial instruments business operator, etc., before concluding the financial instruments transaction contract to which the offer concerns, must notify that professional investor that the professional investor may make a request under the provisions of paragraph (1) of the following Article.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十四条の二（特定投資家が特定投資家以外の顧客とみなされる場合） — (Cases in Which a Professional Investor Is Deemed to Be a Customer Other Than a Professional Investor)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-34-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2
**第一項** 特定投資家（第二条第三十一項第四号に掲げる者に限る。）は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家以外の顧客として取り扱うよう申し出ることができる。
art-34-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-1
For each contract type, a professional investor (limited to one as set forth in Article 2, paragraph (31), item (iv)) may request a financial instruments business operator, etc. to treat the professional investor as a customer other than a professional investor with regard to financial instruments transaction contracts that are of the same contract type.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、前項の規定による申出を受けた後最初に当該申出に係る契約の種類に属する金融商品取引契約（以下この条において「対象契約」という。）の締結の勧誘又は締結のいずれかを行うまでに、当該申出を承諾しなければならない。
art-34-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-2
Upon receiving a request under the provisions of the preceding paragraph, a financial instruments business operator, etc. must approve that request by the time it solicits the conclusion of the first financial instruments transaction contract thereafter that is of the same contract type as that to which the request pertains (hereinafter referred to as a "subject contract" in this Article) or by the time it concludes such a contract.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者等は、前項の規定により承諾する場合には、第一項の規定による申出をした特定投資家（以下この条において「申出者」という。）に対し、あらかじめ、次に掲げる事項を記載した書面を交付しなければならない。
art-34-2/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-3
Before a financial instruments business operator, etc. approves a request pursuant to the provisions of the preceding paragraph, it must deliver a document stating the following particulars to the professional investor that submitted the request under paragraph (1) (hereinafter referred to as an "applicant" in this Article):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前項の規定により承諾する日（以下この条において「承諾日」という。）
art-34-2/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-3/item-1
the day on which the request is approved pursuant to the provisions of the preceding paragraph (hereinafter referred to as the "approval date" in this Article);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 対象契約の属する契約の種類
art-34-2/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-3/item-2
the contract type to which the subject contract belongs;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 承諾日以後に対象契約の締結の勧誘又は締結をする場合において、当該申出者を特定投資家以外の顧客として取り扱う旨
art-34-2/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-3/item-3
an indication that it will treat the applicant as a customer other than a professional investor if it solicits the applicant to conclude a subject contract or concludes a subject contract with the applicant on or after the approval date; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** その他内閣府令で定める事項
art-34-2/par-3/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-3/item-4
other particulars specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引業者等は、前項の規定による書面の交付に代えて、政令で定めるところにより、申出者の承諾を得て、当該書面に記載すべき事項を電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより提供することができる。この場合において、当該金融商品取引業者等は、当該書面を交付したものとみなす。
art-34-2/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-4
With the consent of the applicant and pursuant to the provisions of Cabinet Order, in lieu of delivering the document under the provisions of the preceding paragraph, a financial instruments business operator, etc. may provide the applicant with the particulars that are required to be stated in that document by means of using an electronic data processing system or by any other means using information and communications technology that Cabinet Office Order specifies. In such a case, the financial instruments business operator, etc. is deemed to have delivered the document.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 金融商品取引業者等が第二項の規定による承諾及び第三項の規定による書面の交付をした場合であつて、申出者が次に掲げる者である場合におけるこの法律（第二十九条の五第三項及びこの款を除く。）の規定の適用については、当該申出者は、特定投資家以外の顧客とみなす。
art-34-2/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-5
With regard to the application of the provisions of this Act (excluding Article 29-5, paragraph (3) and this Subsection) if a financial instruments business operator, etc. gives the approval under the provisions of paragraph (2) or delivers the document under the provisions of paragraph (3), and the applicant is a person set forth in any of the following items, the applicant is deemed to be a customer other than a professional investor:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引業者等が承諾日以後に行う対象契約の締結の勧誘の相手方
art-34-2/par-5/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-5/item-1
the other party to the financial instruments business operator's, etc. solicitation to conclude a subject contract on or after the approval date; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該金融商品取引業者等が承諾日以後に締結する対象契約の相手方
art-34-2/par-5/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-5/item-2
the other party with which the financial instruments business operator, etc. concludes a subject contract on or after the approval date.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 金融商品取引業者等は、対象契約（第二条第八項第二号から第四号まで、第十号、第十三号及び第十九号に規定する代理を行うことを内容とするものに限る。以下この項及び第八項において「特定対象契約」という。）の締結に関して申出者が前項の規定の適用を受ける場合において、当該特定対象契約に基づき当該申出者を代理して金融商品取引契約を締結するときは、当該金融商品取引契約の相手方である他の金融商品取引業者等（次項及び第八項において「相手方金融商品取引業者等」という。）に対し、あらかじめ、当該金融商品取引契約に関して申出者が特定投資家以外の顧客とみなされる旨を告知しなければならない。
art-34-2/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-6
If the preceding paragraph applies to an applicant with regard to the conclusion of a subject contract (limited to one that entails the financial instruments business operator, etc. acting as an agent as provided in Article 2, paragraph (8), items (ii) through (iv), (x), (xiii) and (xix); hereinafter referred to as a "specified subject contract" in this paragraph and paragraph (8)), before the financial instruments business operator, etc. concludes a financial instruments transaction contract on behalf of the applicant based on the specified subject contract, the financial instruments business operator, etc. must notify the other financial instruments business operator, etc. with which the financial instruments transaction contract is to be concluded (hereinafter referred to as the "counterparty financial instruments business operator, etc." in the following paragraph and paragraph (8)) that the applicant is deemed to be a customer other than a professional investor in connection with the financial instruments transaction contract.
machine translation, not official
**第七項** 金融商品取引業者等が前項の規定による告知をした場合には、相手方金融商品取引業者等に対しては、前条の規定は、適用しない。
art-34-2/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-7
If a financial instruments business operator, etc. gives a notification under the preceding paragraph, the provisions of the preceding Article do not apply to the counterparty financial instruments business operator, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 特定対象契約を締結した金融商品取引業者等が第六項の規定による告知をした場合には、当該金融商品取引業者等が当該特定対象契約に基づき申出者を代理して相手方金融商品取引業者等との間で締結する金融商品取引契約については、当該申出者を特定投資家以外の顧客とみなして、この法律（第二十九条の五第三項及びこの款を除く。）の規定を適用する。
art-34-2/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-8
If a financial instruments business operator, etc. that has concluded a specified subject contract gives a notification under the provisions of paragraph (6), the applicant is deemed to be a customer other than a professional investor with regard to any financial instruments transaction contract that the financial instruments business operator, etc. concludes with the counterparty financial instruments business operator, etc. on behalf of the applicant based on the specified subject contract, and the provisions of this Act (excluding Article 29-5, paragraph (3) and this Subsection) apply.
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 承諾日以後に申出者が新たに適格機関投資家となつた場合には、当該申出者が適格機関投資家となつた日以後は、第五項から前項までの規定は、適用しない。
art-34-2/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-9
If an applicant newly becomes a qualified institutional investor on or after the approval date, the provisions of paragraphs (5) through (8) do not apply to the applicant on or after the day on which the applicant becomes a qualified institutional investor.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "If an applicant newly becomes a qualified institutional investor on or after the approval date, the provisions of paragraphs (5) through (9) do not apply to the applicant on or after the day on which the applicant becomes a qualified institutional investor." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第十項** 申出者は、承諾日以後いつでも、金融商品取引業者等に対し、対象契約に関して自己を再び特定投資家として取り扱うよう申し出ることができる。
art-34-2/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-10
An applicant may request a financial instruments business operator, etc. to treat the applicant as a professional investor again with regard to subject contracts, at any time on or after the approval date.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "An applicant may request a financial instruments business operator, etc. to treat the applicant as a professional investor again with regard to subject contracts, at any time on or after the approval date;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第十一項** 金融商品取引業者等は、前項の規定による申出を承諾する場合には、あらかじめ、この項の規定による承諾をする日その他の内閣府令で定める事項を記載した書面により、当該申出をした者（次項において「復帰申出者」という。）の同意を得なければならない。
art-34-2/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-11
Before approving a request under the preceding paragraph, a financial instruments business operator, etc. must obtain the written consent of the person making that request (such person is referred to as the "person requesting reinstatement" in the following paragraph), on a document that states the day on which the request has the approval under this paragraph and any other particulars specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第十二項** 金融商品取引業者等は、前項の規定による書面による同意に代えて、政令で定めるところにより、復帰申出者の承諾を得て、当該書面による同意を電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより得ることができる。この場合において、当該金融商品取引業者等は、当該書面による同意を得たものとみなす。
art-34-2/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-12
With the agreement of the person requesting reinstatement and pursuant to the provisions of Cabinet Order, in lieu of obtaining the written consent under the preceding paragraph, a financial instruments business operator, etc. may obtain written consent by means of using an electronic data processing system or by any other means using information and communications technology that Cabinet Office Order specifies. In such a case, the financial instruments business operator, etc. is deemed to have obtained the written consent.
Ministry of Justice translation — Japanese Law Translation Database System
**第十三項** 金融商品取引業者等が第十一項の規定による承諾をした場合には、同項の規定による承諾をした日以後新たに第二項の規定により承諾する日の前日までの間は、第五項、第六項及び第八項の規定は、適用しない。
art-34-2/par-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-13
If a financial instruments business operator, etc. gives the approval under paragraph (11), the provisions of paragraphs (5), (6), and (8) do not apply during the period from the day on which it gives the approval under paragraph (11) until the day immediately preceding the day on which it gives the new approval pursuant to paragraph (2).
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十四条の三（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — (When a Customer Other than a Professional Investor Is a Corporation and That Corporation Is Deemed to Be a Professional Investor)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-34-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3
**第一項** 法人（特定投資家を除く。）は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家として取り扱うよう申し出ることができる。
art-34-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-1
For each contract type, a corporation (excluding a professional investor) may request a financial instruments business operator, etc. to treat it as a professional investor with regard to financial instruments transaction contracts that are of the same contract type.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、前項の規定による申出を承諾する場合には、あらかじめ、次に掲げる事項を記載した書面により、当該申出をした法人（以下この条において「申出者」という。）の同意を得なければならない。この場合において、第二号に規定する期限日は、第一号に規定する承諾日から起算して一年を経過する日（内閣府令で定める場合にあつては、当該経過する日前で内閣府令で定める日）としなければならない。
art-34-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
Before approving a request under the preceding paragraph, a financial instruments business operator, etc. must obtain the written consent of the corporation making the request (hereinafter referred to as the "applicant" in this Article), on a document that states the following particulars. In this, it must make the end date provided for in item (ii) the day on which one year elapses counting from the approval date provided for in item (i) (or, in a case specified by Cabinet Office Order, a day before that one year elapses, which is specified by Cabinet Office Order):
Ministry of Justice translation — Japanese Law Translation Database System
**一** この項の規定による承諾をする日（以下この条において「承諾日」という。）
art-34-3/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-1
the day on which it gives the approval under this paragraph (hereinafter referred to as the "approval date" in this Article);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該申出に係る契約の種類に属する金融商品取引契約（以下この条において「対象契約」という。）の締結の勧誘又は締結をする場合において、申出者を特定投資家として取り扱う期間の末日（以下この条において「期限日」という。）
art-34-3/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-2
the last day of the period during which it will treat the applicant as a professional investor in soliciting the applicant to conclude a financial instruments transaction contract that is of the same contract type as the one to which the request pertains (hereinafter such a contract is referred to as a "subject contract" in this Article; hereinafter such day is referred to as the "end date" in this Article) or in concluding a subject contract with that applicant before the end date;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 対象契約の属する契約の種類
art-34-3/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-3
the contract type to which the subject contract belongs;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 当該申出者が次に掲げる事項を理解している旨
art-34-3/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-4
an indication that the Applicant understands the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 特定投資家が金融商品取引業者等から対象契約の締結の勧誘を受け、又は当該金融商品取引業者等に対象契約の申込みをし、若しくは当該金融商品取引業者等と対象契約を締結する場合におけるこの法律の規定の適用の特例の内容として内閣府令で定める事項
art-34-3/par-2/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-4/sub-1
particulars specified by Cabinet Office Order as the content of special provisions on the application of this Act if a professional investor is solicited to conclude a subject contract by a financial instruments business operator, etc., if a professional investor offers a subject contract to the financial instruments business operator, etc., or concludes a subject contract with the financial instruments business operator, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 対象契約に関して特定投資家として取り扱われることがその知識、経験及び財産の状況に照らして適当ではない者が特定投資家として取り扱われる場合には、当該者の保護に欠けることとなるおそれがある旨
art-34-3/par-2/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-4/sub-2
an indication of the risk of insufficient protection involved, if a person that it is inappropriate to treat as a professional investor in connection with the subject contracts, in light of its knowledge, experience, and the state of its assets, will be treated as a professional investor;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 期限日以前に対象契約の締結の勧誘又は締結をする場合において、当該申出者を特定投資家として取り扱う旨
art-34-3/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-5
an indication that it will treat the applicant as a professional investor in soliciting the applicant to conclude a subject contract before the end date or in concluding a subject contract with the applicant before the end date;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 期限日後に対象契約の締結の勧誘又は締結をする場合において、当該申出者を特定投資家以外の顧客として取り扱う旨
art-34-3/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-6
an indication that it will treat the applicant as a customer other than a professional investor in soliciting the applicant to conclude a subject contract after the end date or in concluding a subject contract with the applicant after the end date; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** その他内閣府令で定める事項
art-34-3/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-7
other particulars specified by cabinet office order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前条第十二項の規定は、前項の規定による書面による同意について準用する。
art-34-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-3
The provisions of paragraph (12) of the preceding Article apply mutatis mutandis to the written consent under the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引業者等が第二項の規定による承諾をし、かつ、申出者が同項の規定による書面による同意をした場合であつて、当該申出者が次に掲げる者である場合におけるこの法律（第二十九条の五第三項及びこの款を除く。）の規定の適用については、当該申出者は、特定投資家とみなす。
art-34-3/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-4
With regard to the application of the provisions of this Act (excluding Article 29-5, paragraph (3) and this Subsection) if a financial instruments business operator, etc. gives the approval under paragraph (2), the applicant gives the written consent under that paragraph, and the applicant is a person set forth in any of the following items, the applicant is deemed to be a professional investor:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引業者等が承諾日から期限日までに行う対象契約の締結の勧誘の相手方
art-34-3/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-4/item-1
a person that the financial instruments business operator, etc. solicits to conclude a subject contract during the period from the approval date to the end date; or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該金融商品取引業者等が承諾日から期限日までに締結する対象契約の相手方
art-34-3/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-4/item-2
a person with which the financial instruments business operator, etc. concludes a subject contract during the period from the approval date to the end date.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 金融商品取引業者等は、対象契約（第二条第八項第二号から第四号まで、第十号、第十三号及び第十九号に規定する代理を行うことを内容とするものに限る。以下この項及び次項において「特定対象契約」という。）の締結に関して申出者が前項の規定の適用を受ける場合において、当該特定対象契約に基づき当該申出者を代理して期限日以前に金融商品取引契約を締結するときは、当該金融商品取引契約の相手方である他の金融商品取引業者等（次項において「相手方金融商品取引業者等」という。）に対し、あらかじめ、当該金融商品取引契約に関して申出者が特定投資家とみなされる旨を告知しなければならない。
art-34-3/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-5
If the preceding paragraph applies to an applicant in connection with the conclusion of a subject contract (limited to one that entails the financial instruments business operator, etc. acting as an agent as provided in Article 2, paragraph (8), items (ii) through (iv), (x), (xiii) and (xix); hereinafter referred to as a "specified subject contract" in this paragraph and the following paragraph), and the financial instruments business operator, etc., acting as the applicant's agent based on that specified subject contract, concludes a financial instruments transaction contract on or before the end date, it must notify the other financial instruments business operator, etc. with which the financial instruments transaction contract is to be concluded (referred to as the "counterparty financial instruments business operator, etc." in the following paragraph) in advance, that the applicant is deemed to be a professional investor with regard to the financial instruments transaction contract.
machine translation, not official
**第六項** 特定対象契約を締結した金融商品取引業者等が前項の規定による告知をした場合には、当該金融商品取引業者等が当該特定対象契約に基づき申出者を代理して相手方金融商品取引業者等との間で締結する金融商品取引契約（期限日以前に締結するものに限る。）については、当該申出者を特定投資家とみなして、この法律（第二十九条の五第三項及びこの款を除く。）の規定を適用する。
art-34-3/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-6
If a financial instruments business operator, etc. that has concluded a specified subject contract gives a notification under the preceding paragraph, the applicant is deemed to be a professional investor with regard to a financial instruments transaction contract that the financial instruments business operator, etc. concludes with the counterparty financial instruments business operator, etc. while acting as the agent of the applicant pursuant to the specified subject contract (limited to a financial instruments transaction contract concluded before the end date), and the provisions of this Act (excluding Article 29-5, paragraph (3) and this Subsection) apply.
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** 申出者は、期限日以前に対象契約の属する契約の種類に係る第一項の規定による申出（次項において「更新申出」という。）をする場合には、承諾日から起算して内閣府令で定める期間を経過する日以後にしなければならない。
art-34-3/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-7
If the applicant makes a request under paragraph (1) before the end date for the same contract type as the subject contracts (such a request is referred to as the "request for renewal" in the following paragraph), the applicant must do so on or after the day on which the period specified by Cabinet Office Order elapses counting from the approval date.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 申出者が更新申出をする場合における第二項及び前項の規定の適用については、第二項中「第一号に規定する承諾日」とあるのは「前回の期限日の翌日」と、前項中「承諾日」とあるのは「前回の期限日の翌日」とする。
art-34-3/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-8
With regard to the application of the provisions of paragraph (2) and the preceding paragraph if an applicant makes a request for renewal, in paragraph (2), the phrase "approval date prescribed in item (i)" is deemed to be replaced with "day following the previous end date" and in the preceding paragraph, the term "approval date" is deemed to be replaced with "day following the previous end date".
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 申出者は、承諾日以後いつでも、金融商品取引業者等に対し、対象契約に関して自己を再び特定投資家以外の顧客として取り扱うよう申し出ることができる。
art-34-3/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-9
An applicant may request a financial instruments business operator, etc. to treat it as a customer other than a professional investor again with regard to subject contracts, at any time on or after the approval date.
Ministry of Justice translation — Japanese Law Translation Database System
**第十項** 金融商品取引業者等は、前項の規定による申出を受けた後最初に対象契約の締結の勧誘又は締結のいずれかを行うまでに、当該申出を承諾しなければならない。
art-34-3/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-10
After receiving a request under the provisions of the preceding paragraph, a financial instruments business operator, etc. must approve that request by the time it solicits the conclusion of the first subject contract thereafter or by the time it first concludes such a contract thereafter.
Ministry of Justice translation — Japanese Law Translation Database System
**第十一項** 金融商品取引業者等は、前項の規定により承諾する場合には、第九項の規定による申出をした法人に対し、あらかじめ、前項の規定による承諾をする日その他の内閣府令で定める事項を記載した書面を交付しなければならない。
art-34-3/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-11
Before approving a request pursuant to the provisions of the preceding paragraph, a financial instruments business operator, etc. must deliver a document stating the day on which it gives the approval under the preceding paragraph and any other particulars specified by Cabinet Office Order to the corporation that submitted the request under paragraph (9).
Ministry of Justice translation — Japanese Law Translation Database System
**第十二項** 前条第四項の規定は、前項の規定による書面の交付について準用する。
art-34-3/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-12
The provisions of paragraph (4) of the preceding Article apply mutatis mutandis to the delivery of documents under the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第十三項** 金融商品取引業者等が第十項の規定による承諾をした場合には、同項の規定による承諾をした日以後新たに第二項の規定による承諾をする日の前日までの間は、第四項から第九項までの規定は、適用しない。
art-34-3/par-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-13
If a financial instruments business operator, etc. gives the approval under paragraph (10), the provisions of paragraphs (4) through (9) do not apply for the period from the day of approval under paragraph (10) to the day immediately preceding the day on which it newly gives approval under paragraph (2).
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十四条の四（特定投資家以外の顧客である個人が特定投資家とみなされる場合） — (When a Customer Other Than a Professional Investor Is an Individual and That Individual Is Deemed to Be a Professional Investor)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-34-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4
**第一項** 次に掲げる個人（適格機関投資家を除く。）は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家として取り扱うよう申し出ることができる。
art-34-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-1
For each contract type, an individual set forth in the following (excluding qualified institutional investors) may request a financial instruments business operator, etc. to treat that individual as a professional investor with regard to financial instruments transaction contracts that are of the same contract type:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商法第五百三十五条に規定する匿名組合契約を締結した営業者である個人（内閣府令で定めるものを除く。）その他これに類するものとして内閣府令で定める個人
art-34-4/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-1/item-1
an individual that is the proprietor of a business and that has concluded a silent partnership agreement as prescribed in Article 535 of the commercial code (excluding those specified by Cabinet Office Order), or any other individual specified by Cabinet Office Order as being similar thereto; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 前号に掲げるもののほか、その知識、経験及び財産の状況に照らして特定投資家に相当する者として内閣府令で定める要件に該当する個人
art-34-4/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-1/item-2
an individual other than one set forth in the preceding item, which satisfies the requirements specified by Cabinet Office Order as a person equivalent to a professional investor, in light of such individual's knowledge and experience and the state of that individual's assets.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、前項の規定による申出を受けた場合には、当該申出をした個人（以下この条において「申出者」という。）に対し、前条第二項第四号イ及びロに掲げる事項を記載した書面を交付するとともに、申出者が前項各号に掲げる者のいずれかに該当することを確認しなければならない。
art-34-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-2
If a financial instruments business operator, etc. receives a request under the preceding paragraph, it must deliver a document stating the particulars set forth in paragraph (2), items (iv), (a) and (b) of the preceding Article to the individual that submitted the request (hereinafter referred to as an "applicant" in this Article), and must confirm that the applicant falls under any of the persons set forth in the items of the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第三十四条の二第四項の規定は、前項の規定による書面の交付について準用する。
art-34-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-3
The provisions of Article 34-2, paragraph (4) apply mutatis mutandis to the delivery of a document under the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 申出者は、金融商品取引業者等が第六項において準用する前条第二項の規定による承諾をする日以後いつでも、当該金融商品取引業者等に対し、第一項の規定による申出に係る契約の種類に属する金融商品取引契約に関して自己を再び特定投資家以外の顧客として取り扱うよう申し出ることができる。
art-34-4/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-4
An applicant may request a financial instruments business operator, etc. to treat it as a customer other than a professional investor again with regard to financial instruments transaction contracts that are of the same contract type as the one to which the request under paragraph (1) pertains, at any time on or after the day on which the financial instruments business operator, etc. gives the approval under paragraph (2) of the preceding Article as applied mutatis mutandis pursuant to paragraph (6).
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 金融商品取引業者等は、前項の規定による申出を受けた後最初に当該申出に係る契約の種類に属する金融商品取引契約の締結の勧誘又は締結のいずれかを行うまでに、当該申出を承諾しなければならない。
art-34-4/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-5
After receiving a request under the provisions of the preceding paragraph, a financial instruments business operator, etc. must approve that request by the time it solicits the conclusion of the first financial instruments transaction contract thereafter that is of the contract type to which the request pertains, or by the time it concludes the first such contract thereafter.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 前条第二項から第八項までの規定は第一項の規定による申出を承諾する場合について、同条第十一項から第十三項までの規定は第四項の規定による申出を承諾する場合について、それぞれ準用する。この場合において、同条第二項中「当該申出をした法人」とあるのは「次条第二項に規定する申出者」と、同条第四項中「第二項の規定による承諾」とあるのは「次条第二項の規定による書面の交付及び確認並びに第二項の規定による承諾」と、同条第七項中「第一項」とあるのは「次条第一項」と、同条第十一項中「前項」とあるのは「次条第五項」と、「第九項の規定による申出をした法人」とあるのは「同条第四項の規定による申出をした個人」と、同条第十三項中「第十項」とあるのは「次条第五項」と、「第二項の規定による承諾」とあるのは「同条第二項の規定による書面の交付及び確認並びに第二項の規定による承諾」と、「第九項まで」とあるのは「第八項まで及び次条第四項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-34-4/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-6
The provisions of paragraphs (2) through (8) of the preceding Article apply mutatis mutandis if a financial instruments business operator, etc. approves a request under paragraph (1), and the provisions of paragraphs (11) through (13) of that Article apply mutatis mutandis if a financial instruments business operator, etc. approves a request under paragraph (4). In this case, in Article 34-3, paragraph (2), the phrase "the corporation making the request" is deemed to be replaced with "the applicant under paragraph (2) of the following Article"; in Article 34-3, paragraph (4), the phrase "the approval under paragraph (2)" is deemed to be replaced with "the delivery of a document and the confirmation under paragraph (2) of the following Article and the approval under paragraph (2)"; in Article 34-3, paragraph (7), the term "paragraph (1)" is deemed to be replaced with "paragraph (1) of the following Article"; in Article 34-3, paragraph (11), the phrase "the preceding paragraph" is deemed to be replaced with "paragraph (5) of the following Article" and the phrase "the corporation that submitted the request under paragraph (9)" is deemed to be replaced with "the individual that submitted the request under paragraph (4) of that Article"; in Article 34-3, paragraph (13), the term "paragraph (10)" is deemed to be replaced with "paragraph (5) of the following Article", the phrase "gives approval under paragraph (2)" is deemed to be replaced with "delivers the documents and makes the confirmation under the provisions of paragraph (2) of that Article, as well as giving approval under paragraph (2)", and the term "(9)" is deemed to be replaced with "(8) and paragraph (4) of the following Article"; and any other necessary technical replacement of terms is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十四条の五（政令への委任） — (Delegation to Cabinet Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-34-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-5
**第一項** この款に定めるもののほか、特定投資家が特定投資家以外の顧客とみなされる場合又は特定投資家以外の顧客が特定投資家とみなされる場合の手続その他この款の規定の適用に関し必要な事項は、政令で定める。
art-34-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-5/par-1
Beyond what is provided for in this Subsection, procedures for if a professional investor is deemed to be a customer other than a professional investor or if a customer other than a professional investor is deemed to be a professional investor and necessary particulars otherwise relevant to the application of the provisions of this Subsection are specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
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## Cites
- art-28/par-1/item-1: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-28/par-1/item-1: 次項第二号 → 金融商品取引法 第二十八条第二項第二号 (Article 28, paragraph (2), item (ii)), art-28/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2/item-2
- art-28/par-1/item-1: 第六十四条第一項第一号 → 金融商品取引法 第六十四条第一項第一号 (Article 64, paragraph (1), item (i)), art-64/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64/par-1/item-1
- art-28/par-1/item-1: 第二条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-1
- art-28/par-1/item-1: 第二条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-28/par-1/item-1: 第二条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-28/par-1/item-1: 第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-28/par-1/item-1: 第八号 → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-28/par-1/item-1: 第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-28/par-1/item-1-2: 第二条第八項第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-28/par-1/item-1-2: 第三号 → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-28/par-1/item-1-2: 第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-28/par-1/item-2: 第二条第八項第四号 → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-4
- art-28/par-1/item-2: 同項第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-28/par-1/item-3/sub-3: 第二条第八項第六号 → 金融商品取引法 第二条第八項第六号 (Article 2, paragraph (8), item (vi)), art-2/par-8/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-6
- art-28/par-1/item-4: 第二条第八項第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-10
- art-28/par-1/item-5: 第二条第八項第十六号 → 金融商品取引法 第二条第八項第十六号 (Article 2, paragraph (8), item (xvi)), art-2/par-8/item-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-16
- art-28/par-1/item-5: 第十七号 → 金融商品取引法 第二条第八項第十七号 (Article 2, paragraph (8), item (xvii)), art-2/par-8/item-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-17
- art-28/par-2/item-1: 第二条第八項第七号 → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-7
- art-28/par-2/item-2: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-28/par-2/item-2: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-1
- art-28/par-2/item-2: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-28/par-2/item-2: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-28/par-2/item-2: 第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-28/par-2/item-2: 第八号 → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-28/par-2/item-2: 第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-28/par-2/item-3: 第二条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-1
- art-28/par-2/item-3: 第二条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-28/par-2/item-3: 第二条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-28/par-2/item-3: 第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-28/par-2/item-3: 前項第一号 → 金融商品取引法 第二十八条第一項第一号 (Article 28, paragraph (1), item (i)), art-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-1
- art-28/par-2/item-3: 第一号の二 → 金融商品取引法 第二十八条第一項第一号の二 (Article 28, paragraph (1), item (i-2)), art-28/par-1/item-1-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-1-2
- art-28/par-2/item-3: 第二号 → 金融商品取引法 第二十八条第一項第二号 (Article 28, paragraph (1), item (ii)), art-28/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-2
- art-28/par-2/item-3: 前号 → 金融商品取引法 第二十八条第二項第二号 (Article 28, paragraph (2), item (ii)), art-28/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-2/item-2
- art-28/par-2/item-4: 第二条第八項第二十六号 → 金融商品取引法 第二条第八項第二十六号 (Article 2, paragraph (8), item (xxvi)), art-2/par-8/item-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-26
- art-28/par-3/item-1: 第二条第八項第十一号 → 金融商品取引法 第二条第八項第十一号 (Article 2, paragraph (8), item (xi)), art-2/par-8/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-11
- art-28/par-3/item-2: 第二条第八項第十三号 → 金融商品取引法 第二条第八項第十三号 (Article 2, paragraph (8), item (xiii)), art-2/par-8/item-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-13
- art-28/par-4/item-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-12
- art-28/par-4/item-2: 第二条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-14
- art-28/par-4/item-3: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- art-28/par-5/item-1: 第二条第八項第十八号から第二十二号まで → 金融商品取引法 第二条第八項第十八号 (Article 2, paragraph (8), item (xviii)), art-2/par-8/item-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-18
- art-28/par-5/item-1: 第二条第八項第十八号から第二十二号まで → 金融商品取引法 第二条第八項第十九号 (Article 2, paragraph (8), item (xix)), art-2/par-8/item-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-19
- art-28/par-5/item-1: 第二条第八項第十八号から第二十二号まで → 金融商品取引法 第二条第八項第二十号 (Article 2, paragraph (8), item (xx)), art-2/par-8/item-20 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-20
- art-28/par-5/item-1: 第二条第八項第十八号から第二十二号まで → 金融商品取引法 第二条第八項第二十一号 (Article 2, paragraph (8), item (xxi)), art-2/par-8/item-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-21
- art-28/par-5/item-1: 第二条第八項第十八号から第二十二号まで → 金融商品取引法 第二条第八項第二十二号 (Article 2, paragraph (8), item (xxii)), art-2/par-8/item-22 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-22
- art-28/par-5/item-1: 第二十五号 → 金融商品取引法 第二条第八項第二十五号 (Article 2, paragraph (8), item (xxv)), art-2/par-8/item-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-25
- art-28/par-5/item-2: 第二条第八項第二十三号 → 金融商品取引法 第二条第八項第二十三号 (Article 2, paragraph (8), item (xxiii)), art-2/par-8/item-23 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-23
- art-28/par-5/item-2: 第二十四号 → 金融商品取引法 第二条第八項第二十四号 (Article 2, paragraph (8), item (xxiv)), art-2/par-8/item-24 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-24
- art-28/par-6: 第一項第五号 → 金融商品取引法 第二十八条第一項第五号 (Article 28, paragraph (1), item (v)), art-28/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-5
- art-28/par-7: 第三項第一号 → 金融商品取引法 第二十八条第三項第一号 (Article 28, paragraph (3), item (i)), art-28/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-3/item-1
- art-28/par-8: 第五項第二号 → 金融商品取引法 第二十八条第五項第二号 (Article 28, paragraph (5), item (ii)), art-28/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-5/item-2
- art-28/par-9: 第二条第八項第六号 → 金融商品取引法 第二条第八項第六号 (Article 2, paragraph (8), item (vi)), art-2/par-8/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-6
- art-28/par-9/item-1: 次号 → 金融商品取引法 第二十八条第九項第二号 (Article 28, paragraph (9), item (ii)), art-28/par-9/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-9/item-2
- art-28/par-9/item-1: 第三号 → 金融商品取引法 第二十八条第九項第三号 (Article 28, paragraph (9), item (iii)), art-28/par-9/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-9/item-3
- art-28/par-9/item-3: この号 → 金融商品取引法 第二十八条第九項第三号 (Article 28, paragraph (9), item (iii)), art-28/par-9/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-9/item-3
- art-28/par-10/item-3/sub-1: 第二条第二十四項第五号 → 金融商品取引法 第二条第二十四項第五号 (Article 2, paragraph (24), item (v)), art-2/par-24/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-24/item-5
- art-28/par-10/item-3/sub-1: この号 → 金融商品取引法 第二十八条第十項第三号 (Article 28, paragraph (10), item (iii)), art-28/par-10/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3
- art-28/par-10/item-3/sub-4: 次号 → 金融商品取引法 第二十八条第十項第四号 (Article 28, paragraph (10), item (iv)), art-28/par-10/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4
- art-28/par-10/item-4/sub-1: この号 → 金融商品取引法 第二十八条第十項第四号 (Article 28, paragraph (10), item (iv)), art-28/par-10/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4
- art-28/par-10/item-5: 第三号 → 金融商品取引法 第二十八条第十項第三号 (Article 28, paragraph (10), item (iii)), art-28/par-10/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3
- art-28/par-10/item-6: 前三号 → 金融商品取引法 第二十八条第十項第三号 (Article 28, paragraph (10), item (iii)), art-28/par-10/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3
- art-28/par-10/item-6: 前三号 → 金融商品取引法 第二十八条第十項第四号 (Article 28, paragraph (10), item (iv)), art-28/par-10/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4
- art-28/par-10/item-6: 前三号 → 金融商品取引法 第二十八条第十項第五号 (Article 28, paragraph (10), item (v)), art-28/par-10/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-5
- art-28/par-10/item-7: 第二条第八項第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-28/par-10/item-8: 第二条第八項第六号 → 金融商品取引法 第二条第八項第六号 (Article 2, paragraph (8), item (vi)), art-2/par-8/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-6
- art-28/par-10/item-8: 第八号 → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-28/par-10/item-8: 第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-29-2/par-1: 前条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-2/par-1/item-3: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-29-2/par-1/item-5: 第二十八条第一項第一号 → 金融商品取引法 第二十八条第一項第一号 (Article 28, paragraph (1), item (i)), art-28/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-1
- art-29-2/par-1/item-5: 第一号の二 → 金融商品取引法 第二十八条第一項第一号の二 (Article 28, paragraph (1), item (i-2)), art-28/par-1/item-1-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-1-2
- art-29-2/par-1/item-5: 第二号 → 金融商品取引法 第二十八条第一項第二号 (Article 28, paragraph (1), item (ii)), art-28/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-2
- art-29-2/par-1/item-5: 第三号 → 金融商品取引法 第二十八条第一項第三号 (Article 28, paragraph (1), item (iii)), art-28/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-3
- art-29-2/par-1/item-5: 第四号 → 金融商品取引法 第二十八条第一項第四号 (Article 28, paragraph (1), item (iv)), art-28/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1/item-4
- art-29-2/par-1/item-5: 同条第五項第一号 → 金融商品取引法 第二十八条第五項第一号 (Article 28, paragraph (5), item (i)), art-28/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-5/item-1
- art-29-2/par-1/item-6: 第三条 → 金融商品取引法 第三条 (Article 3), art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2/from-art-2-3#art-3
- art-29-2/par-1/item-6: 第二条第八項第七号 → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-7
- art-29-2/par-1/item-6: 第八号 → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-29-2/par-1/item-6: 同項第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-29-2/par-1/item-8: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-1
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-10
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-4
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第六号 (Article 2, paragraph (8), item (vi)), art-2/par-8/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-6
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-7
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-29-2/par-1/item-8/sub-1: 第二条第八項第一号から第十号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-29-2/par-1/item-8/sub-2: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-12
- art-29-2/par-1/item-8/sub-2: 第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-14
- art-29-2/par-1/item-8/sub-2: 第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- art-29-2/par-1/item-9/sub-1: 第二条第八項第一号から第五号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-1
- art-29-2/par-1/item-9/sub-1: 第二条第八項第一号から第五号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-29-2/par-1/item-9/sub-1: 第二条第八項第一号から第五号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-29-2/par-1/item-9/sub-1: 第二条第八項第一号から第五号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-4
- art-29-2/par-1/item-9/sub-1: 第二条第八項第一号から第五号まで → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-29-2/par-1/item-9/sub-2: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-12
- art-29-2/par-1/item-9/sub-2: 第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-14
- art-29-2/par-1/item-9/sub-2: 第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- art-29-2/par-1/item-10: 第二条第二項第三号から第六号まで → 金融商品取引法 第二条第二項第三号 (Article 2, paragraph (2), item (iii)), art-2/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-3
- art-29-2/par-1/item-10: 第二条第二項第三号から第六号まで → 金融商品取引法 第二条第二項第四号 (Article 2, paragraph (2), item (iv)), art-2/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-4
- art-29-2/par-1/item-10: 第二条第二項第三号から第六号まで → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-29-2/par-1/item-10: 第二条第二項第三号から第六号まで → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-29-2/par-1/item-10: 第四十条の三の三 → 金融商品取引法 第四十条の三の三 (Article 40-3-3), art-40-3-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-40-3-3
- art-29-2/par-1/item-10: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-7
- art-29-2/par-1/item-10: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-29-2/par-1/item-10: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-29-2/par-1/item-11/sub-1: 第二条第八項第二十五号 → 金融商品取引法 第二条第八項第二十五号 (Article 2, paragraph (8), item (xxv)), art-2/par-8/item-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-25
- art-29-2/par-2: 前項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
- art-29-2/par-2/item-1: 第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- art-29-2/par-2/item-1: 第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-2/par-2/item-1: 第一号の二 → 金融商品取引法 第二十九条の四第一項第一号の二 (Article 29-4, paragraph (1), item (i-2)), art-29-4/par-1/item-1-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1-2
- art-29-2/par-2/item-1: 第三号 → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-3
- art-29-2/par-2/item-1: 第四号 → 金融商品取引法 第二十九条の四第一項第四号 (Article 29-4, paragraph (1), item (iv)), art-29-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4
- art-29-2/par-2/item-1: 第五号の二 → 金融商品取引法 第二十九条の四第一項第五号の二 (Article 29-4, paragraph (1), item (v-2)), art-29-4/par-1/item-5-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5-2
- art-29-2/par-2/item-1: 第七号 → 金融商品取引法 第二十九条の四第一項第七号 (Article 29-4, paragraph (1), item (vii)), art-29-4/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-7
- art-29-2/par-2/item-1: 第六十六条の五十三第六号 → 金融商品取引法 第六十六条の五十三第一項第六号 (Article 66-53, paragraph (1), item (vi)), art-66-53/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-6
- art-29-2/par-2/item-3: 前二号 → 金融商品取引法 第二十九条の二第二項第一号 (Article 29-2, paragraph (2), item (i)), art-29-2/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-1
- art-29-2/par-2/item-3: 前二号 → 金融商品取引法 第二十九条の二第二項第二号 (Article 29-2, paragraph (2), item (ii)), art-29-2/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-2
- art-29-2/par-3: 前項第三号 → 金融商品取引法 第二十九条の二第二項第三号 (Article 29-2, paragraph (2), item (iii)), art-29-2/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-3
- art-29-3/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-3/par-1: 次条第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- art-29-3/par-1/item-1: 前条第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
- art-29-4/par-1/item-1/sub-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-29-4/par-1/item-1/sub-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-29-4/par-1/item-1/sub-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-29-4/par-1/item-1/sub-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4/par-1/item-1/sub-1: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-1
- art-29-4/par-1/item-1/sub-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-29-4/par-1/item-1/sub-1: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-2
- art-29-4/par-1/item-1/sub-1: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-1
- art-29-4/par-1/item-1/sub-1: 第六十三条の五第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5/par-3
- art-29-4/par-1/item-1/sub-1: 第六十三条の三第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-2
- art-29-4/par-1/item-1/sub-1: 第六十三条第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-2
- art-29-4/par-1/item-1/sub-1: この号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-1/sub-1: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-1/sub-1: 第六十三条の十三第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-29-4/par-1/item-1/sub-1: 第六十三条の十一第二項 → 金融商品取引法 第六十三条の十一第二項 (Article 63-11, paragraph (2)), art-63-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
- art-29-4/par-1/item-1/sub-1: 第六十三条の八第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1
- art-29-4/par-1/item-1/sub-1: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- art-29-4/par-1/item-1/sub-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-29-4/par-1/item-1/sub-1: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-29-4/par-1/item-1/sub-1: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27
- art-29-4/par-1/item-1/sub-1: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-29-4/par-1/item-1/sub-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-29-4/par-1/item-1/sub-1: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-29-4/par-1/item-1/sub-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-29-4/par-1/item-1/sub-1: 第六十六条の百三第一項 → 金融商品取引法 第六十六条の百三第一項 (Article 66-103, paragraph (1)), art-66-103/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-103/par-1
- art-29-4/par-1/item-1/sub-1: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-29-4/par-1/item-1/sub-1: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-29-4/par-1/item-1/sub-1: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-29-4/par-1/item-1/sub-1: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-29-4/par-1/item-1/sub-1: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-29-4/par-1/item-1/sub-2/sub2-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-29-4/par-1/item-1/sub-2/sub2-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-29-4/par-1/item-1/sub-2/sub2-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-29-4/par-1/item-1/sub-2/sub2-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4/par-1/item-1/sub-2/sub2-1: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-1: 第五十条の二第一項第二号 → 金融商品取引法 第五十条の二第一項第二号 (Article 50-2, paragraph (1), item (ii)), art-50-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-1: 第六号 → 金融商品取引法 第五十条の二第一項第六号 (Article 50-2, paragraph (1), item (vi)), art-50-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
- art-29-4/par-1/item-1/sub-2/sub2-1: 第七号 → 金融商品取引法 第五十条の二第一項第七号 (Article 50-2, paragraph (1), item (vii)), art-50-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
- art-29-4/par-1/item-1/sub-2/sub2-1: 同項 → 金融商品取引法 第五十条の二第一項 (Article 50-2, paragraph (1)), art-50-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1
- art-29-4/par-1/item-1/sub-2/sub2-2: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-1
- art-29-4/par-1/item-1/sub-2/sub2-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-29-4/par-1/item-1/sub-2/sub2-2: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-2: この号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-1/sub-2/sub2-2: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-2: 第三十八条第八号 → 金融商品取引法 第三十八条第一項第八号 (Article 38, paragraph (1), item (viii)), art-38/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-8
- art-29-4/par-1/item-1/sub-2/sub2-2: 第六十条の七 → 金融商品取引法 第六十条の七 (Article 60-7), art-60-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-7
- art-29-4/par-1/item-1/sub-2/sub2-2: 第六十条の四第一項 → 金融商品取引法 第六十条の四第一項 (Article 60-4, paragraph (1)), art-60-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-4/par-1
- art-29-4/par-1/item-1/sub-2/sub2-3: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-2
- art-29-4/par-1/item-1/sub-2/sub2-3: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-1
- art-29-4/par-1/item-1/sub-2/sub2-3: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-1
- art-29-4/par-1/item-1/sub-2/sub2-3: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-3: この号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-1/sub-2/sub2-3: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-3: 第六十条の七 → 金融商品取引法 第六十条の七 (Article 60-7), art-60-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-7
- art-29-4/par-1/item-1/sub-2/sub2-4: 第六十三条の五第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5/par-3
- art-29-4/par-1/item-1/sub-2/sub2-4: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-4: 第六十三条の二第一項 → 金融商品取引法 第六十三条の二第一項 (Article 63-2, paragraph (1)), art-63-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-1
- art-29-4/par-1/item-1/sub-2/sub2-4: 第六十三条第二項 → 金融商品取引法 第六十三条第二項 (Article 63, paragraph (2)), art-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-2
- art-29-4/par-1/item-1/sub-2/sub2-4: この号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-1/sub-2/sub2-4: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-4: 第六十三条の二第二項 → 金融商品取引法 第六十三条の二第二項 (Article 63-2, paragraph (2)), art-63-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-2
- art-29-4/par-1/item-1/sub-2/sub2-4: 同条第三項第二号 → 金融商品取引法 第六十三条の二第三項第二号 (Article 63-2, paragraph (3), item (ii)), art-63-2/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3/item-2
- art-29-4/par-1/item-1/sub-2/sub2-4: 同項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3
- art-29-4/par-1/item-1/sub-2/sub2-5: 第六十三条の三第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-2
- art-29-4/par-1/item-1/sub-2/sub2-5: 第六十三条の五第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5/par-3
- art-29-4/par-1/item-1/sub-2/sub2-5: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-5: 第五十条の二第一項第六号 → 金融商品取引法 第五十条の二第一項第六号 (Article 50-2, paragraph (1), item (vi)), art-50-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
- art-29-4/par-1/item-1/sub-2/sub2-5: 第七号 → 金融商品取引法 第五十条の二第一項第七号 (Article 50-2, paragraph (1), item (vii)), art-50-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
- art-29-4/par-1/item-1/sub-2/sub2-5: 同項 → 金融商品取引法 第五十条の二第一項 (Article 50-2, paragraph (1)), art-50-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1
- art-29-4/par-1/item-1/sub-2/sub2-5: 第六十三条の二第三項第二号 → 金融商品取引法 第六十三条の二第三項第二号 (Article 63-2, paragraph (3), item (ii)), art-63-2/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3/item-2
- art-29-4/par-1/item-1/sub-2/sub2-5: 同項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3
- art-29-4/par-1/item-1/sub-2/sub2-6: 第六十三条の十三第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-29-4/par-1/item-1/sub-2/sub2-6: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-6: 第六十三条の十第一項 → 金融商品取引法 第六十三条の十第一項 (Article 63-10, paragraph (1)), art-63-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-1
- art-29-4/par-1/item-1/sub-2/sub2-6: 第六十三条の九第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
- art-29-4/par-1/item-1/sub-2/sub2-6: この号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-1/sub-2/sub2-6: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-6: 第六十三条の十第二項 → 金融商品取引法 第六十三条の十第二項 (Article 63-10, paragraph (2)), art-63-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-2
- art-29-4/par-1/item-1/sub-2/sub2-6: 同条第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
- art-29-4/par-1/item-1/sub-2/sub2-6: 同項 → 金融商品取引法 第六十三条の十第三項 (Article 63-10, paragraph (3)), art-63-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3
- art-29-4/par-1/item-1/sub-2/sub2-7: 第六十三条の十一第二項 → 金融商品取引法 第六十三条の十一第二項 (Article 63-11, paragraph (2)), art-63-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
- art-29-4/par-1/item-1/sub-2/sub2-7: 第六十三条の十三第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-29-4/par-1/item-1/sub-2/sub2-7: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-7: 第五十条の二第一項第六号 → 金融商品取引法 第五十条の二第一項第六号 (Article 50-2, paragraph (1), item (vi)), art-50-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
- art-29-4/par-1/item-1/sub-2/sub2-7: 第七号 → 金融商品取引法 第五十条の二第一項第七号 (Article 50-2, paragraph (1), item (vii)), art-50-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
- art-29-4/par-1/item-1/sub-2/sub2-7: 同項 → 金融商品取引法 第五十条の二第一項 (Article 50-2, paragraph (1)), art-50-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1
- art-29-4/par-1/item-1/sub-2/sub2-7: 第六十三条の十第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
- art-29-4/par-1/item-1/sub-2/sub2-7: 同項 → 金融商品取引法 第六十三条の十第三項 (Article 63-10, paragraph (3)), art-63-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3
- art-29-4/par-1/item-1/sub-2/sub2-8: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- art-29-4/par-1/item-1/sub-2/sub2-8: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-29-4/par-1/item-1/sub-2/sub2-8: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-8: 第六十六条の十九第一項第一号 → 金融商品取引法 第六十六条の十九第一項第一号 (Article 66-19, paragraph (1), item (i)), art-66-19/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-1
- art-29-4/par-1/item-1/sub-2/sub2-8: 同項 → 金融商品取引法 第六十六条の十九第一項 (Article 66-19, paragraph (1)), art-66-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1
- art-29-4/par-1/item-1/sub-2/sub2-9: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-29-4/par-1/item-1/sub-2/sub2-9: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27
- art-29-4/par-1/item-1/sub-2/sub2-9: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-9: 第六十六条の四十第一項第一号 → 金融商品取引法 第六十六条の四十第一項第一号 (Article 66-40, paragraph (1), item (i)), art-66-40/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-40/par-1/item-1
- art-29-4/par-1/item-1/sub-2/sub2-9: 同項 → 金融商品取引法 第六十六条の四十第一項 (Article 66-40, paragraph (1)), art-66-40/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-40/par-1
- art-29-4/par-1/item-1/sub-2/sub2-10: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-29-4/par-1/item-1/sub-2/sub2-10: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-29-4/par-1/item-1/sub-2/sub2-10: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-10: 第六十六条の六十一第一項第二号 → 金融商品取引法 第六十六条の六十一第一項第二号 (Article 66-61, paragraph (1), item (ii)), art-66-61/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-10: 第六号 → 金融商品取引法 第六十六条の六十一第一項第六号 (Article 66-61, paragraph (1), item (vi)), art-66-61/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-6
- art-29-4/par-1/item-1/sub-2/sub2-10: 第七号 → 金融商品取引法 第六十六条の六十一第一項第七号 (Article 66-61, paragraph (1), item (vii)), art-66-61/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-7
- art-29-4/par-1/item-1/sub-2/sub2-10: 同項 → 金融商品取引法 第六十六条の六十一第一項 (Article 66-61, paragraph (1)), art-66-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1
- art-29-4/par-1/item-1/sub-2/sub2-11: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-29-4/par-1/item-1/sub-2/sub2-11: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-29-4/par-1/item-1/sub-2/sub2-11: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-11: 第六十六条の八十三第一項第二号 → 金融商品取引法 第六十六条の八十三第一項第二号 (Article 66-83, paragraph (1), item (ii)), art-66-83/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-11: 第六号 → 金融商品取引法 第六十六条の八十三第一項第六号 (Article 66-83, paragraph (1), item (vi)), art-66-83/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-6
- art-29-4/par-1/item-1/sub-2/sub2-11: 第七号 → 金融商品取引法 第六十六条の八十三第一項第七号 (Article 66-83, paragraph (1), item (vii)), art-66-83/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-7
- art-29-4/par-1/item-1/sub-2/sub2-11: 同項 → 金融商品取引法 第六十六条の八十三第一項 (Article 66-83, paragraph (1)), art-66-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1
- art-29-4/par-1/item-1/sub-2/sub2-12: 第六十六条の百三第一項 → 金融商品取引法 第六十六条の百三第一項 (Article 66-103, paragraph (1)), art-66-103/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-103/par-1
- art-29-4/par-1/item-1/sub-2/sub2-12: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-12: 第六十六条の百一第二号 → 金融商品取引法 第六十六条の百一第一項第二号 (Article 66-101, paragraph (1), item (ii)), art-66-101/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-2
- art-29-4/par-1/item-1/sub-2/sub2-12: 第六号 → 金融商品取引法 第六十六条の百一第一項第六号 (Article 66-101, paragraph (1), item (vi)), art-66-101/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-6
- art-29-4/par-1/item-1/sub-2/sub2-12: 第七号 → 金融商品取引法 第六十六条の百一第一項第七号 (Article 66-101, paragraph (1), item (vii)), art-66-101/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-7
- art-29-4/par-1/item-1/sub-2/sub2-12: 同条 → 金融商品取引法 第六十六条の百一 (Article 66-101), art-66-101 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101
- art-29-4/par-1/item-1/sub-2/sub2-13: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-29-4/par-1/item-1/sub-2/sub2-13: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-29-4/par-1/item-1/sub-2/sub2-13: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-29-4/par-1/item-1/sub-2/sub2-13: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-29-4/par-1/item-1/sub-2/sub2-13: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-29-4/par-1/item-1/sub-2/sub2-13: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-1/sub-2/sub2-13: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-1/sub-5/sub2-1: 暴力団員による不当な行為の防止等に関する法律第二条第二号 → e-Gov law 403AC0000000077, 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — not held in this collection
- art-29-4/par-1/item-1/sub-5/sub2-1: 同条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection
- art-29-4/par-1/item-1-2: この号 → 金融商品取引法 第二十九条の四第一項第一号の二 (Article 29-4, paragraph (1), item (i-2)), art-29-4/par-1/item-1-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1-2
- art-29-4/par-1/item-1-2: 第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-29-4/par-1/item-1-2: 第三十三条の五第一項第三号 → 金融商品取引法 第三十三条の五第一項第三号 (Article 33-5, paragraph (1), item (iii)), art-33-5/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-3
- art-29-4/par-1/item-1-2: 第五十二条第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- art-29-4/par-1/item-1-2: 第五十二条の二第二項 → 金融商品取引法 第五十二条の二第二項 (Article 52-2, paragraph (2)), art-52-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-2
- art-29-4/par-1/item-1-2: 第五十七条の二十第一項第一号 → 金融商品取引法 第五十七条の二十第一項第一号 (Article 57-20, paragraph (1), item (i)), art-57-20/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-18#art-57-20/par-1/item-1
- art-29-4/par-1/item-1-2: 第三項 → 金融商品取引法 第五十七条の二十第三項 (Article 57-20, paragraph (3)), art-57-20/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-18#art-57-20/par-3
- art-29-4/par-1/item-1-2: 第六十三条第七項第一号 → 金融商品取引法 第六十三条第七項第一号 (Article 63, paragraph (7), item (i)), art-63/par-7/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63#art-63/par-7/item-1
- art-29-4/par-1/item-1-2: 第六十三条の九第六項第二号 → 金融商品取引法 第六十三条の九第六項第二号 (Article 63-9, paragraph (6), item (ii)), art-63-9/par-6/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2
- art-29-4/par-1/item-1-2: 第六十六条の五十三第五号 → 金融商品取引法 第六十六条の五十三第一項第五号 (Article 66-53, paragraph (1), item (v)), art-66-53/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5
- art-29-4/par-1/item-1-2: 第六十六条の六十三第二項 → 金融商品取引法 第六十六条の六十三第二項 (Article 66-63, paragraph (2)), art-66-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-2
- art-29-4/par-1/item-1-2: 第六十六条の七十四第七号 → 金融商品取引法 第六十六条の七十四第一項第七号 (Article 66-74, paragraph (1), item (vii)), art-66-74/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-74/par-1/item-7
- art-29-4/par-1/item-1-2: 第六十六条の八十五第二項 → 金融商品取引法 第六十六条の八十五第二項 (Article 66-85, paragraph (2)), art-66-85/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-2
- art-29-4/par-1/item-1-2: 第六十六条の九十四第五項第三号 → 金融商品取引法 第六十六条の九十四第五項第三号 (Article 66-94, paragraph (5), item (iii)), art-66-94/par-5/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-94#art-66-94/par-5/item-3
- art-29-4/par-1/item-1-2: 第六十六条の百三第二項 → 金融商品取引法 第六十六条の百三第二項 (Article 66-103, paragraph (2)), art-66-103/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-103/par-2
- art-29-4/par-1/item-1-2: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-29-4/par-1/item-1-2: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-29-4/par-1/item-2/sub-4: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-29-4/par-1/item-2/sub-4: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-29-4/par-1/item-2/sub-4: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-29-4/par-1/item-2/sub-4: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4/par-1/item-2/sub-4: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-1
- art-29-4/par-1/item-2/sub-4: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-29-4/par-1/item-2/sub-4: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-2
- art-29-4/par-1/item-2/sub-4: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-1
- art-29-4/par-1/item-2/sub-4: 第六十三条の五第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5/par-3
- art-29-4/par-1/item-2/sub-4: 第六十三条の三第一項 → 金融商品取引法 第六十三条の三第一項 (Article 63-3, paragraph (1)), art-63-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-1
- art-29-4/par-1/item-2/sub-4: 同条第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-2
- art-29-4/par-1/item-2/sub-4: 第六十三条の十三第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-29-4/par-1/item-2/sub-4: 第六十三条の十一第一項 → 金融商品取引法 第六十三条の十一第一項 (Article 63-11, paragraph (1)), art-63-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-1
- art-29-4/par-1/item-2/sub-4: 同条第二項 → 金融商品取引法 第六十三条の十一第二項 (Article 63-11, paragraph (2)), art-63-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
- art-29-4/par-1/item-2/sub-4: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- art-29-4/par-1/item-2/sub-4: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-29-4/par-1/item-2/sub-4: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-29-4/par-1/item-2/sub-4: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27
- art-29-4/par-1/item-2/sub-4: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-29-4/par-1/item-2/sub-4: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-29-4/par-1/item-2/sub-4: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-29-4/par-1/item-2/sub-4: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-29-4/par-1/item-2/sub-4: 第六十六条の百三第一項 → 金融商品取引法 第六十六条の百三第一項 (Article 66-103, paragraph (1)), art-66-103/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-103/par-1
- art-29-4/par-1/item-2/sub-5: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-29-4/par-1/item-2/sub-5: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4/par-1/item-2/sub-5: 第六十三条の五第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5/par-3
- art-29-4/par-1/item-2/sub-5: 第六十三条の三第一項 → 金融商品取引法 第六十三条の三第一項 (Article 63-3, paragraph (1)), art-63-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-1
- art-29-4/par-1/item-2/sub-5: 同条第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-2
- art-29-4/par-1/item-2/sub-5: 第六十三条の十三第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-29-4/par-1/item-2/sub-5: 第六十三条の十一第一項 → 金融商品取引法 第六十三条の十一第一項 (Article 63-11, paragraph (1)), art-63-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-1
- art-29-4/par-1/item-2/sub-5: 同条第二項 → 金融商品取引法 第六十三条の十一第二項 (Article 63-11, paragraph (2)), art-63-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
- art-29-4/par-1/item-2/sub-5: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- art-29-4/par-1/item-2/sub-5: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-29-4/par-1/item-2/sub-5: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-29-4/par-1/item-2/sub-5: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-29-4/par-1/item-2/sub-5: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-29-4/par-1/item-2/sub-5: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-29-4/par-1/item-2/sub-5: 第六十六条の百三第一項 → 金融商品取引法 第六十六条の百三第一項 (Article 66-103, paragraph (1)), art-66-103/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-103/par-1
- art-29-4/par-1/item-2/sub-5: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-29-4/par-1/item-2/sub-5: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-1
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3
- art-29-4/par-1/item-2/sub-6/sub2-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4/par-1/item-2/sub-6/sub2-1: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十条の二第一項第二号から第七号まで → 金融商品取引法 第五十条の二第一項第二号 (Article 50-2, paragraph (1), item (ii)), art-50-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-2
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十条の二第一項第二号から第七号まで → 金融商品取引法 第五十条の二第一項第三号 (Article 50-2, paragraph (1), item (iii)), art-50-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十条の二第一項第二号から第七号まで → 金融商品取引法 第五十条の二第一項第四号 (Article 50-2, paragraph (1), item (iv)), art-50-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十条の二第一項第二号から第七号まで → 金融商品取引法 第五十条の二第一項第五号 (Article 50-2, paragraph (1), item (v)), art-50-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-5
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十条の二第一項第二号から第七号まで → 金融商品取引法 第五十条の二第一項第六号 (Article 50-2, paragraph (1), item (vi)), art-50-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
- art-29-4/par-1/item-2/sub-6/sub2-1: 第五十条の二第一項第二号から第七号まで → 金融商品取引法 第五十条の二第一項第七号 (Article 50-2, paragraph (1), item (vii)), art-50-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
- art-29-4/par-1/item-2/sub-6/sub2-1: 同項 → 金融商品取引法 第五十条の二第一項 (Article 50-2, paragraph (1)), art-50-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1
- art-29-4/par-1/item-2/sub-6/sub2-2: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-1
- art-29-4/par-1/item-2/sub-6/sub2-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1
- art-29-4/par-1/item-2/sub-6/sub2-2: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-2: 第六十条の七 → 金融商品取引法 第六十条の七 (Article 60-7), art-60-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-7
- art-29-4/par-1/item-2/sub-6/sub2-3: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-2
- art-29-4/par-1/item-2/sub-6/sub2-3: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-1
- art-29-4/par-1/item-2/sub-6/sub2-3: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-1
- art-29-4/par-1/item-2/sub-6/sub2-3: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-3: 第六十条の七 → 金融商品取引法 第六十条の七 (Article 60-7), art-60-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60-7
- art-29-4/par-1/item-2/sub-6/sub2-4: 第六十三条の五第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5/par-3
- art-29-4/par-1/item-2/sub-6/sub2-4: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-4: 第六十三条の二第一項 → 金融商品取引法 第六十三条の二第一項 (Article 63-2, paragraph (1)), art-63-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-1
- art-29-4/par-1/item-2/sub-6/sub2-4: 同条第二項 → 金融商品取引法 第六十三条の二第二項 (Article 63-2, paragraph (2)), art-63-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-2
- art-29-4/par-1/item-2/sub-6/sub2-4: 同条第三項第二号 → 金融商品取引法 第六十三条の二第三項第二号 (Article 63-2, paragraph (3), item (ii)), art-63-2/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3/item-2
- art-29-4/par-1/item-2/sub-6/sub2-4: 同項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3
- art-29-4/par-1/item-2/sub-6/sub2-4: 同条第四項 → 金融商品取引法 第六十三条の二第四項 (Article 63-2, paragraph (4)), art-63-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-4
- art-29-4/par-1/item-2/sub-6/sub2-5: 第六十三条の三第二項 → 金融商品取引法 第六十三条の三第二項 (Article 63-3, paragraph (2)), art-63-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-2
- art-29-4/par-1/item-2/sub-6/sub2-5: 第六十三条の五第三項 → 金融商品取引法 第六十三条の五第三項 (Article 63-5, paragraph (3)), art-63-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-5/par-3
- art-29-4/par-1/item-2/sub-6/sub2-5: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-5: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第三号 (Article 50-2, paragraph (1), item (iii)), art-50-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-5: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第四号 (Article 50-2, paragraph (1), item (iv)), art-50-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-5: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第五号 (Article 50-2, paragraph (1), item (v)), art-50-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-5
- art-29-4/par-1/item-2/sub-6/sub2-5: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第六号 (Article 50-2, paragraph (1), item (vi)), art-50-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
- art-29-4/par-1/item-2/sub-6/sub2-5: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第七号 (Article 50-2, paragraph (1), item (vii)), art-50-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
- art-29-4/par-1/item-2/sub-6/sub2-5: 同項 → 金融商品取引法 第五十条の二第一項 (Article 50-2, paragraph (1)), art-50-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1
- art-29-4/par-1/item-2/sub-6/sub2-5: 第六十三条の二第三項第二号 → 金融商品取引法 第六十三条の二第三項第二号 (Article 63-2, paragraph (3), item (ii)), art-63-2/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3/item-2
- art-29-4/par-1/item-2/sub-6/sub2-5: 同項 → 金融商品取引法 第六十三条の二第三項 (Article 63-2, paragraph (3)), art-63-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-2/par-3
- art-29-4/par-1/item-2/sub-6/sub2-5: 第六十三条の三第一項 → 金融商品取引法 第六十三条の三第一項 (Article 63-3, paragraph (1)), art-63-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6/from-art-63-2#art-63-3/par-1
- art-29-4/par-1/item-2/sub-6/sub2-6: 第六十三条の十三第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-29-4/par-1/item-2/sub-6/sub2-6: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-6: 第六十三条の十第一項 → 金融商品取引法 第六十三条の十第一項 (Article 63-10, paragraph (1)), art-63-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-1
- art-29-4/par-1/item-2/sub-6/sub2-6: 同条第二項 → 金融商品取引法 第六十三条の十第二項 (Article 63-10, paragraph (2)), art-63-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-2
- art-29-4/par-1/item-2/sub-6/sub2-6: 同条第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
- art-29-4/par-1/item-2/sub-6/sub2-6: 同項 → 金融商品取引法 第六十三条の十第三項 (Article 63-10, paragraph (3)), art-63-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3
- art-29-4/par-1/item-2/sub-6/sub2-6: 同条第四項 → 金融商品取引法 第六十三条の十第四項 (Article 63-10, paragraph (4)), art-63-10/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-4
- art-29-4/par-1/item-2/sub-6/sub2-7: 第六十三条の十一第二項 → 金融商品取引法 第六十三条の十一第二項 (Article 63-11, paragraph (2)), art-63-11/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
- art-29-4/par-1/item-2/sub-6/sub2-7: 第六十三条の十三第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-29-4/par-1/item-2/sub-6/sub2-7: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-7: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第三号 (Article 50-2, paragraph (1), item (iii)), art-50-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-7: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第四号 (Article 50-2, paragraph (1), item (iv)), art-50-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-7: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第五号 (Article 50-2, paragraph (1), item (v)), art-50-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-5
- art-29-4/par-1/item-2/sub-6/sub2-7: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第六号 (Article 50-2, paragraph (1), item (vi)), art-50-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-6
- art-29-4/par-1/item-2/sub-6/sub2-7: 第五十条の二第一項第三号から第七号まで → 金融商品取引法 第五十条の二第一項第七号 (Article 50-2, paragraph (1), item (vii)), art-50-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1/item-7
- art-29-4/par-1/item-2/sub-6/sub2-7: 同項 → 金融商品取引法 第五十条の二第一項 (Article 50-2, paragraph (1)), art-50-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-1
- art-29-4/par-1/item-2/sub-6/sub2-7: 第六十三条の十第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
- art-29-4/par-1/item-2/sub-6/sub2-7: 同項 → 金融商品取引法 第六十三条の十第三項 (Article 63-10, paragraph (3)), art-63-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3
- art-29-4/par-1/item-2/sub-6/sub2-7: 第六十三条の十一第一項 → 金融商品取引法 第六十三条の十一第一項 (Article 63-11, paragraph (1)), art-63-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-1
- art-29-4/par-1/item-2/sub-6/sub2-8: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- art-29-4/par-1/item-2/sub-6/sub2-8: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-29-4/par-1/item-2/sub-6/sub2-8: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-8: 第六十六条の十九第一項第一号 → 金融商品取引法 第六十六条の十九第一項第一号 (Article 66-19, paragraph (1), item (i)), art-66-19/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-1
- art-29-4/par-1/item-2/sub-6/sub2-8: 第三号から第五号まで → 金融商品取引法 第六十六条の十九第一項第三号 (Article 66-19, paragraph (1), item (iii)), art-66-19/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-8: 第三号から第五号まで → 金融商品取引法 第六十六条の十九第一項第四号 (Article 66-19, paragraph (1), item (iv)), art-66-19/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-8: 第三号から第五号まで → 金融商品取引法 第六十六条の十九第一項第五号 (Article 66-19, paragraph (1), item (v)), art-66-19/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-5
- art-29-4/par-1/item-2/sub-6/sub2-8: 同項 → 金融商品取引法 第六十六条の十九第一項 (Article 66-19, paragraph (1)), art-66-19/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1
- art-29-4/par-1/item-2/sub-6/sub2-9: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-29-4/par-1/item-2/sub-6/sub2-9: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27
- art-29-4/par-1/item-2/sub-6/sub2-9: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-9: 第六十六条の四十第一項 → 金融商品取引法 第六十六条の四十第一項 (Article 66-40, paragraph (1)), art-66-40/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-40/par-1
- art-29-4/par-1/item-2/sub-6/sub2-9: 同項第二号から第四号まで → 金融商品取引法 第六十六条の四十第一項第二号 (Article 66-40, paragraph (1), item (ii)), art-66-40/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-40/par-1/item-2
- art-29-4/par-1/item-2/sub-6/sub2-9: 同項第二号から第四号まで → 金融商品取引法 第六十六条の四十第一項第三号 (Article 66-40, paragraph (1), item (iii)), art-66-40/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-40/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-9: 同項第二号から第四号まで → 金融商品取引法 第六十六条の四十第一項第四号 (Article 66-40, paragraph (1), item (iv)), art-66-40/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-40/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-29-4/par-1/item-2/sub-6/sub2-10: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の六十一第一項第二号から第七号まで → 金融商品取引法 第六十六条の六十一第一項第二号 (Article 66-61, paragraph (1), item (ii)), art-66-61/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-2
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の六十一第一項第二号から第七号まで → 金融商品取引法 第六十六条の六十一第一項第三号 (Article 66-61, paragraph (1), item (iii)), art-66-61/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の六十一第一項第二号から第七号まで → 金融商品取引法 第六十六条の六十一第一項第四号 (Article 66-61, paragraph (1), item (iv)), art-66-61/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の六十一第一項第二号から第七号まで → 金融商品取引法 第六十六条の六十一第一項第五号 (Article 66-61, paragraph (1), item (v)), art-66-61/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-5
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の六十一第一項第二号から第七号まで → 金融商品取引法 第六十六条の六十一第一項第六号 (Article 66-61, paragraph (1), item (vi)), art-66-61/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-6
- art-29-4/par-1/item-2/sub-6/sub2-10: 第六十六条の六十一第一項第二号から第七号まで → 金融商品取引法 第六十六条の六十一第一項第七号 (Article 66-61, paragraph (1), item (vii)), art-66-61/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-7
- art-29-4/par-1/item-2/sub-6/sub2-10: 同項 → 金融商品取引法 第六十六条の六十一第一項 (Article 66-61, paragraph (1)), art-66-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-61/par-1
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-29-4/par-1/item-2/sub-6/sub2-11: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の八十三第一項第二号から第七号まで → 金融商品取引法 第六十六条の八十三第一項第二号 (Article 66-83, paragraph (1), item (ii)), art-66-83/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-2
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の八十三第一項第二号から第七号まで → 金融商品取引法 第六十六条の八十三第一項第三号 (Article 66-83, paragraph (1), item (iii)), art-66-83/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の八十三第一項第二号から第七号まで → 金融商品取引法 第六十六条の八十三第一項第四号 (Article 66-83, paragraph (1), item (iv)), art-66-83/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の八十三第一項第二号から第七号まで → 金融商品取引法 第六十六条の八十三第一項第五号 (Article 66-83, paragraph (1), item (v)), art-66-83/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-5
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の八十三第一項第二号から第七号まで → 金融商品取引法 第六十六条の八十三第一項第六号 (Article 66-83, paragraph (1), item (vi)), art-66-83/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-6
- art-29-4/par-1/item-2/sub-6/sub2-11: 第六十六条の八十三第一項第二号から第七号まで → 金融商品取引法 第六十六条の八十三第一項第七号 (Article 66-83, paragraph (1), item (vii)), art-66-83/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1/item-7
- art-29-4/par-1/item-2/sub-6/sub2-11: 同項 → 金融商品取引法 第六十六条の八十三第一項 (Article 66-83, paragraph (1)), art-66-83/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-83/par-1
- art-29-4/par-1/item-2/sub-6/sub2-12: 第六十六条の百三第一項 → 金融商品取引法 第六十六条の百三第一項 (Article 66-103, paragraph (1)), art-66-103/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-103/par-1
- art-29-4/par-1/item-2/sub-6/sub2-12: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-6/sub2-12: 第六十六条の百一第二号から第七号まで → 金融商品取引法 第六十六条の百一第一項第二号 (Article 66-101, paragraph (1), item (ii)), art-66-101/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-2
- art-29-4/par-1/item-2/sub-6/sub2-12: 第六十六条の百一第二号から第七号まで → 金融商品取引法 第六十六条の百一第一項第三号 (Article 66-101, paragraph (1), item (iii)), art-66-101/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-3
- art-29-4/par-1/item-2/sub-6/sub2-12: 第六十六条の百一第二号から第七号まで → 金融商品取引法 第六十六条の百一第一項第四号 (Article 66-101, paragraph (1), item (iv)), art-66-101/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-4
- art-29-4/par-1/item-2/sub-6/sub2-12: 第六十六条の百一第二号から第七号まで → 金融商品取引法 第六十六条の百一第一項第五号 (Article 66-101, paragraph (1), item (v)), art-66-101/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-5
- art-29-4/par-1/item-2/sub-6/sub2-12: 第六十六条の百一第二号から第七号まで → 金融商品取引法 第六十六条の百一第一項第六号 (Article 66-101, paragraph (1), item (vi)), art-66-101/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-6
- art-29-4/par-1/item-2/sub-6/sub2-12: 第六十六条の百一第二号から第七号まで → 金融商品取引法 第六十六条の百一第一項第七号 (Article 66-101, paragraph (1), item (vii)), art-66-101/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101/par-1/item-7
- art-29-4/par-1/item-2/sub-6/sub2-12: 同条 → 金融商品取引法 第六十六条の百一 (Article 66-101), art-66-101 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-6/from-art-66-101#art-66-101
- art-29-4/par-1/item-2/sub-6/sub2-13: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-29-4/par-1/item-2/sub-6/sub2-13: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-29-4/par-1/item-2/sub-6/sub2-13: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-29-4/par-1/item-2/sub-6/sub2-13: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-29-4/par-1/item-2/sub-6/sub2-13: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-29-4/par-1/item-2/sub-6/sub2-13: 行政手続法第十五条 → 行政手続法 第十五条 (Article 15), art-15 — https://japanlaw.org/ja/administrative-procedure-act/art-15 · https://japanlaw.org/l/405AC0000000088/art-15
- art-29-4/par-1/item-2/sub-7: 第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-2/sub-8: 第五十二条第二項 → 金融商品取引法 第五十二条第二項 (Article 52, paragraph (2)), art-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-2
- art-29-4/par-1/item-2/sub-8: 第六十条の八第二項 → 金融商品取引法 第六十条の八第二項 (Article 60-8, paragraph (2)), art-60-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-2
- art-29-4/par-1/item-2/sub-8: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-2
- art-29-4/par-1/item-2/sub-8: 第六十六条の二十第二項 → 金融商品取引法 第六十六条の二十第二項 (Article 66-20, paragraph (2)), art-66-20/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-2
- art-29-4/par-1/item-2/sub-8: 第六十六条の四十二第二項 → 金融商品取引法 第六十六条の四十二第二項 (Article 66-42, paragraph (2)), art-66-42/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-2
- art-29-4/par-1/item-2/sub-8: 第六十六条の六十三第二項 → 金融商品取引法 第六十六条の六十三第二項 (Article 66-63, paragraph (2)), art-66-63/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-2
- art-29-4/par-1/item-2/sub-8: 第六十六条の八十五第二項 → 金融商品取引法 第六十六条の八十五第二項 (Article 66-85, paragraph (2)), art-66-85/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-2
- art-29-4/par-1/item-2/sub-8: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第三項 → e-Gov law 412AC0000000101, 第三十八条第三項 (Article 38, paragraph (3)), art-38/par-3 — not held in this collection
- art-29-4/par-1/item-2/sub-8: 第二号 → e-Gov law 412AC0000000101, 第三十八条第三項第二号 (Article 38, paragraph (3), item (ii)), art-38/par-3/item-2 — not held in this collection
- art-29-4/par-1/item-2/sub-9: 第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-3/sub-2: 前号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-3/sub-2: 第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-4/sub-4: 第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-29-4/par-1/item-4/sub-4: この号 → 金融商品取引法 第二十九条の四第一項第四号 (Article 29-4, paragraph (1), item (iv)), art-29-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4
- art-29-4/par-1/item-4/sub-4: 第三十三条の五第一項第四号 → 金融商品取引法 第三十三条の五第一項第四号 (Article 33-5, paragraph (1), item (iv)), art-33-5/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-4
- art-29-4/par-1/item-4/sub-4: 第三十三条第三項 → 金融商品取引法 第三十三条第三項 (Article 33, paragraph (3)), art-33/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-3
- art-29-4/par-1/item-5/sub-1: 会社法第二条第十二号 → 会社法 第二条第一項第十二号 (Article 2, paragraph (1), item (xii)), art-2/par-1/item-12 — https://japanlaw.org/ja/companies-act/art-2/par-1/item-12 · https://japanlaw.org/l/417AC0000000086/art-2/par-1/item-12
- art-29-4/par-1/item-5/sub-3/sub2-1: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-5/sub-3/sub2-1: 第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-29-4/par-1/item-5/sub-3/sub2-2: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-5/sub-3/sub2-2: 第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-29-4/par-1/item-5/sub-4/sub2-1: 第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-5/sub-4/sub2-1: 第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-29-4/par-1/item-5/sub-4/sub2-2: 第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-29-4/par-1/item-5/sub-4/sub2-3/sub3-2: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-29-4/par-1/item-5/sub-4/sub2-3/sub3-2: 第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-29-4/par-1/item-5/sub-5: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-7/from-art-186#art-189/par-1
- art-29-4/par-1/item-5-2: 第三十五条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-29-4/par-1/item-5-2: 同条第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-29-4/par-1/item-6/sub-1: 第四十六条の六第一項 → 金融商品取引法 第四十六条の六第一項 (Article 46-6, paragraph (1)), art-46-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6/par-1
- art-29-4/par-1/item-7: 第六十六条の五十三第六号 → 金融商品取引法 第六十六条の五十三第一項第六号 (Article 66-53, paragraph (1), item (vi)), art-66-53/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-6
- art-29-4/par-1/item-7: 第七号 → 金融商品取引法 第六十六条の五十三第一項第七号 (Article 66-53, paragraph (1), item (vii)), art-66-53/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-7
- art-29-4/par-1/item-8/sub-1: 資金決済に関する法律第六十二条の二十二第一項 → 資金決済に関する法律 第六十二条の二十二第一項 (Article 62-22, paragraph (1)), art-62-22/par-1 — https://japanlaw.org/ja/payment-services-act/art-62-22/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-22/par-1
- art-29-4/par-1/item-8/sub-1: 第二項 → 資金決済に関する法律 第六十二条の二十二第二項 (Article 62-22, paragraph (2)), art-62-22/par-2 — https://japanlaw.org/ja/payment-services-act/art-62-22/par-2 · https://japanlaw.org/l/421AC0000000059/art-62-22/par-2
- art-29-4/par-1/item-8/sub-1: 同法第六十二条の三 → 資金決済に関する法律 第六十二条の三 (Article 62-3), art-62-3 — https://japanlaw.org/ja/payment-services-act/art-62-3 · https://japanlaw.org/l/421AC0000000059/art-62-3
- art-29-4/par-1/item-8/sub-1: 同法第六十三条の二十第一項 → 資金決済に関する法律 第六十三条の二十二の二十第一項 (Article 63-22-20, paragraph (1)), art-63-22-20/par-1 — https://japanlaw.org/ja/payment-services-act/art-63-22-20/par-1 · https://japanlaw.org/l/421AC0000000059/art-63-22-20/par-1
- art-29-4/par-1/item-8/sub-1: 第二項 → 資金決済に関する法律 第六十三条の二十二の二十第二項 (Article 63-22-20, paragraph (2)), art-63-22-20/par-2 — https://japanlaw.org/ja/payment-services-act/art-63-22-20/par-2 · https://japanlaw.org/l/421AC0000000059/art-63-22-20/par-2
- art-29-4/par-1/item-8/sub-1: 同法第六十三条の二 → 資金決済に関する法律 第六十三条の二 (Article 63-2), art-63-2 — https://japanlaw.org/ja/payment-services-act/art-63-2 · https://japanlaw.org/l/421AC0000000059/art-63-2
- art-29-4/par-1/item-8/sub-2: 資金決済に関する法律第六十二条の八第二項 → 資金決済に関する法律 第六十二条の八第二項 (Article 62-8, paragraph (2)), art-62-8/par-2 — https://japanlaw.org/ja/payment-services-act/art-62-8/par-2 · https://japanlaw.org/l/421AC0000000059/art-62-8/par-2
- art-29-4/par-1/item-8/sub-2: 同法第六十二条の二十二第一項 → 資金決済に関する法律 第六十二条の二十二第一項 (Article 62-22, paragraph (1)), art-62-22/par-1 — https://japanlaw.org/ja/payment-services-act/art-62-22/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-22/par-1
- art-29-4/par-1/item-8/sub-2: 同法第二条第十項 → 資金決済に関する法律 第二条第十項 (Article 2, paragraph (10)), art-2/par-10 — https://japanlaw.org/ja/payment-services-act/art-2/par-10 · https://japanlaw.org/l/421AC0000000059/art-2/par-10
- art-29-4/par-1/item-8/sub-2: 同法第二条第三十項 → 資金決済に関する法律 第二条第三十四項 (Article 2, paragraph (34)), art-2/par-34 — https://japanlaw.org/ja/payment-services-act/art-2/par-34 · https://japanlaw.org/l/421AC0000000059/art-2/par-34
- art-29-4/par-1/item-8/sub-3/sub2-1: 資金決済に関する法律第二条第十二項 → 資金決済に関する法律 第二条第十二項 (Article 2, paragraph (12)), art-2/par-12 — https://japanlaw.org/ja/payment-services-act/art-2/par-12 · https://japanlaw.org/l/421AC0000000059/art-2/par-12
- art-29-4/par-1/item-8/sub-3/sub2-1: 同法第六十二条の二十二第一項 → 資金決済に関する法律 第六十二条の二十二第一項 (Article 62-22, paragraph (1)), art-62-22/par-1 — https://japanlaw.org/ja/payment-services-act/art-62-22/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-22/par-1
- art-29-4/par-1/item-8/sub-3/sub2-1: 第二項 → 資金決済に関する法律 第六十二条の二十二第二項 (Article 62-22, paragraph (2)), art-62-22/par-2 — https://japanlaw.org/ja/payment-services-act/art-62-22/par-2 · https://japanlaw.org/l/421AC0000000059/art-62-22/par-2
- art-29-4/par-1/item-8/sub-3/sub2-1: 同法第六十二条の三 → 資金決済に関する法律 第六十二条の三 (Article 62-3), art-62-3 — https://japanlaw.org/ja/payment-services-act/art-62-3 · https://japanlaw.org/l/421AC0000000059/art-62-3
- art-29-4/par-1/item-8/sub-3/sub2-1: 同法第二条第十五項 → 資金決済に関する法律 第二条第十九項 (Article 2, paragraph (19)), art-2/par-19 — https://japanlaw.org/ja/payment-services-act/art-2/par-19 · https://japanlaw.org/l/421AC0000000059/art-2/par-19
- art-29-4/par-1/item-8/sub-3/sub2-1: 同法第六十三条の二十第一項 → 資金決済に関する法律 第六十三条の二十二の二十第一項 (Article 63-22-20, paragraph (1)), art-63-22-20/par-1 — https://japanlaw.org/ja/payment-services-act/art-63-22-20/par-1 · https://japanlaw.org/l/421AC0000000059/art-63-22-20/par-1
- art-29-4/par-1/item-8/sub-3/sub2-1: 第二項 → 資金決済に関する法律 第六十三条の二十二の二十第二項 (Article 63-22-20, paragraph (2)), art-63-22-20/par-2 — https://japanlaw.org/ja/payment-services-act/art-63-22-20/par-2 · https://japanlaw.org/l/421AC0000000059/art-63-22-20/par-2
- art-29-4/par-1/item-8/sub-3/sub2-1: 同法第六十三条の二 → 資金決済に関する法律 第六十三条の二 (Article 63-2), art-63-2 — https://japanlaw.org/ja/payment-services-act/art-63-2 · https://japanlaw.org/l/421AC0000000059/art-63-2
- art-29-4/par-1/item-8/sub-3/sub2-2: 資金決済に関する法律第六十二条の八第一項 → 資金決済に関する法律 第六十二条の八第一項 (Article 62-8, paragraph (1)), art-62-8/par-1 — https://japanlaw.org/ja/payment-services-act/art-62-8/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-8/par-1
- art-29-4/par-1/item-8/sub-3/sub2-2: 同条第二項 → 資金決済に関する法律 第六十二条の八第二項 (Article 62-8, paragraph (2)), art-62-8/par-2 — https://japanlaw.org/ja/payment-services-act/art-62-8/par-2 · https://japanlaw.org/l/421AC0000000059/art-62-8/par-2
- art-29-4/par-1/item-8/sub-3/sub2-2: 同法第六十二条の二十二第一項 → 資金決済に関する法律 第六十二条の二十二第一項 (Article 62-22, paragraph (1)), art-62-22/par-1 — https://japanlaw.org/ja/payment-services-act/art-62-22/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-22/par-1
- art-29-4/par-1/item-8/sub-3/sub2-3: 資金決済に関する法律第六十三条の二十第一項 → 資金決済に関する法律 第六十三条の二十二の二十第一項 (Article 63-22-20, paragraph (1)), art-63-22-20/par-1 — https://japanlaw.org/ja/payment-services-act/art-63-22-20/par-1 · https://japanlaw.org/l/421AC0000000059/art-63-22-20/par-1
- art-29-4/par-1/item-8/sub-3/sub2-3: 第二項 → 資金決済に関する法律 第六十三条の二十二の二十第二項 (Article 63-22-20, paragraph (2)), art-63-22-20/par-2 — https://japanlaw.org/ja/payment-services-act/art-63-22-20/par-2 · https://japanlaw.org/l/421AC0000000059/art-63-22-20/par-2
- art-29-4/par-1/item-8/sub-3/sub2-3: 同法第六十三条の二 → 資金決済に関する法律 第六十三条の二 (Article 63-2), art-63-2 — https://japanlaw.org/ja/payment-services-act/art-63-2 · https://japanlaw.org/l/421AC0000000059/art-63-2
- art-29-4/par-1/item-8/sub-4: 第四号 → 金融商品取引法 第二十九条の四第一項第四号 (Article 29-4, paragraph (1), item (iv)), art-29-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-4
- art-29-4/par-1/item-8/sub-4: 第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-29-4/par-1/item-8/sub-4: 第六号 → 金融商品取引法 第二十九条の四第一項第六号 (Article 29-4, paragraph (1), item (vi)), art-29-4/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6
- art-29-4/par-2: 前項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-29-4/par-2: 第五項 → 金融商品取引法 第二十九条の四第五項 (Article 29-4, paragraph (5)), art-29-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-5
- art-29-4/par-2: 第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-1
- art-29-4/par-2: 第四項 → 金融商品取引法 第三十二条第四項 (Article 32, paragraph (4)), art-32/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-4
- art-29-4/par-3: 第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-29-4/par-4: 第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-29-4/par-4: 前項 → 金融商品取引法 第二十九条の四第三項 (Article 29-4, paragraph (3)), art-29-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-3
- art-29-4/par-5: 第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
- art-29-4/par-6: 第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
- art-29-4/par-6: 前項 → 金融商品取引法 第二十九条の四第五項 (Article 29-4, paragraph (5)), art-29-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-5
- art-29-4-2/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4-2/par-1: 第二十九条の二第一項第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- art-29-4-2/par-1: 第二項第一号 → 金融商品取引法 第二十九条の二第二項第一号 (Article 29-2, paragraph (2), item (i)), art-29-2/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-1
- art-29-4-2/par-1: 第二十九条の四の二第九項 → 金融商品取引法 第二十九条の四の二第九項 (Article 29-4-2, paragraph (9)), art-29-4-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9
- art-29-4-2/par-2: 前条第一項第五号の二 → 金融商品取引法 第二十九条の四第一項第五号の二 (Article 29-4, paragraph (1), item (v-2)), art-29-4/par-1/item-5-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5-2
- art-29-4-2/par-2: 第六号 → 金融商品取引法 第二十九条の四第一項第六号 (Article 29-4, paragraph (1), item (vi)), art-29-4/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6
- art-29-4-2/par-2: 第三十一条第五項 → 金融商品取引法 第三十一条第五項 (Article 31, paragraph (5)), art-31/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-5
- art-29-4-2/par-2: 前項 → 金融商品取引法 第二十九条の四の二第一項 (Article 29-4-2, paragraph (1)), art-29-4-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-1
- art-29-4-2/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-4-2/par-3: 次項 → 金融商品取引法 第二十九条の四の二第四項 (Article 29-4-2, paragraph (4)), art-29-4-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-4
- art-29-4-2/par-3: 第三十五条第三項 → 金融商品取引法 第三十五条第三項 (Article 35, paragraph (3)), art-35/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-3
- art-29-4-2/par-3: 同条第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-29-4-2/par-4: 第三十五条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-29-4-2/par-4: 第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-29-4-2/par-4: 同条第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-4
- art-29-4-2/par-5: 第三十六条の二第一項 → 金融商品取引法 第三十六条の二第一項 (Article 36-2, paragraph (1)), art-36-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-2/par-1
- art-29-4-2/par-6: 第四十六条の五 → 金融商品取引法 第四十六条の五 (Article 46-5), art-46-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-5
- art-29-4-2/par-6: 第四十六条の六 → 金融商品取引法 第四十六条の六 (Article 46-6), art-46-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6
- art-29-4-2/par-6: 第二十九条の六第七項 → 金融商品取引法 第二十九条の六第七項 (Article 29-6, paragraph (7)), art-29-6/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-7
- art-29-4-2/par-7: 第二十七条の二第四項 → 金融商品取引法 第二十七条の二第四項 (Article 27-2, paragraph (4)), art-27-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2-2/from-art-27-2#art-27-2/par-4
- art-29-4-2/par-7: 第二十七条の二十二の二第二項 → 金融商品取引法 第二十七条の二十二の二第二項 (Article 27-22-2, paragraph (2)), art-27-22-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2-2/from-art-27-22-2#art-27-22-2/par-2
- art-29-4-2/par-7: 第二十七条の二十六第一項 → 金融商品取引法 第二十七条の二十六第一項 (Article 27-26, paragraph (1)), art-27-26/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2-3/from-art-27-26#art-27-26/par-1
- art-29-4-2/par-7: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-29-4-2/par-7: 第二十九条の四の二第九項 → 金融商品取引法 第二十九条の四の二第九項 (Article 29-4-2, paragraph (9)), art-29-4-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9
- art-29-4-2/par-7: 第二十八条第四項 → 金融商品取引法 第二十八条第四項 (Article 28, paragraph (4)), art-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4
- art-29-4-2/par-8: 第三項から前項まで → 金融商品取引法 第二十九条の四の二第三項 (Article 29-4-2, paragraph (3)), art-29-4-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-3
- art-29-4-2/par-8: 第三項から前項まで → 金融商品取引法 第二十九条の四の二第四項 (Article 29-4-2, paragraph (4)), art-29-4-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-4
- art-29-4-2/par-8: 第三項から前項まで → 金融商品取引法 第二十九条の四の二第五項 (Article 29-4-2, paragraph (5)), art-29-4-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-5
- art-29-4-2/par-8: 第三項から前項まで → 金融商品取引法 第二十九条の四の二第六項 (Article 29-4-2, paragraph (6)), art-29-4-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-6
- art-29-4-2/par-8: 第三項から前項まで → 金融商品取引法 第二十九条の四の二第七項 (Article 29-4-2, paragraph (7)), art-29-4-2/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-7
- art-29-4-2/par-8: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4-2/par-8: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-4-2/par-9: 第一項 → 金融商品取引法 第二十九条の四の二第一項 (Article 29-4-2, paragraph (1)), art-29-4-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-1
- art-29-4-2/par-9: 第二項 → 金融商品取引法 第二十九条の四の二第二項 (Article 29-4-2, paragraph (2)), art-29-4-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-2
- art-29-4-2/par-9: 第五項 → 金融商品取引法 第二十九条の四の二第五項 (Article 29-4-2, paragraph (5)), art-29-4-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-5
- art-29-4-2/par-9: 前二項 → 金融商品取引法 第二十九条の四の二第七項 (Article 29-4-2, paragraph (7)), art-29-4-2/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-7
- art-29-4-2/par-9: 前二項 → 金融商品取引法 第二十九条の四の二第八項 (Article 29-4-2, paragraph (8)), art-29-4-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-8
- art-29-4-2/par-9: この項 → 金融商品取引法 第二十九条の四の二第九項 (Article 29-4-2, paragraph (9)), art-29-4-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9
- art-29-4-2/par-9/item-1: 第二条第一項第九号 → 金融商品取引法 第二条第一項第九号 (Article 2, paragraph (1), item (ix)), art-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-9
- art-29-4-2/par-9/item-2: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-29-4-2/par-9/item-2: 同項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-29-4-2/par-9/item-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-29-4-3/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4-3/par-1: 第二十九条の二第一項第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- art-29-4-3/par-1: 第二十九条の四の三第三項 → 金融商品取引法 第二十九条の四の三第三項 (Article 29-4-3, paragraph (3)), art-29-4-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-3
- art-29-4-3/par-2: 第三十六条の二第一項 → 金融商品取引法 第三十六条の二第一項 (Article 36-2, paragraph (1)), art-36-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-2/par-1
- art-29-4-3/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4-3/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-4-3/par-3: 前二項 → 金融商品取引法 第二十九条の四の三第一項 (Article 29-4-3, paragraph (1)), art-29-4-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-1
- art-29-4-3/par-3: 前二項 → 金融商品取引法 第二十九条の四の三第二項 (Article 29-4-3, paragraph (2)), art-29-4-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-2
- art-29-4-3/par-3: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-29-4-3/par-3: 同項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-29-4-3/par-3: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-29-4-3/par-3: 第三条第三号 → 金融商品取引法 第三条第一項第三号 (Article 3, paragraph (1), item (iii)), art-3/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2/from-art-2-3#art-3/par-1/item-3
- art-29-4-3/par-3: この項 → 金融商品取引法 第二十九条の四の三第三項 (Article 29-4-3, paragraph (3)), art-29-4-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-3
- art-29-4-4/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4-4/par-1: 第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-29-4-4/par-1: 第二項第一号 → 金融商品取引法 第二十九条の二第二項第一号 (Article 29-2, paragraph (2), item (i)), art-29-2/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-1
- art-29-4-4/par-1: 第二十九条の四の四第八項 → 金融商品取引法 第二十九条の四の四第八項 (Article 29-4-4, paragraph (8)), art-29-4-4/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8
- art-29-4-4/par-2: 第二十九条の四第一項第五号の二 → 金融商品取引法 第二十九条の四第一項第五号の二 (Article 29-4, paragraph (1), item (v-2)), art-29-4/par-1/item-5-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5-2
- art-29-4-4/par-2: 第六号 → 金融商品取引法 第二十九条の四第一項第六号 (Article 29-4, paragraph (1), item (vi)), art-29-4/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6
- art-29-4-4/par-2: 第三十一条第五項 → 金融商品取引法 第三十一条第五項 (Article 31, paragraph (5)), art-31/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-5
- art-29-4-4/par-2: 前項 → 金融商品取引法 第二十九条の四の四第一項 (Article 29-4-4, paragraph (1)), art-29-4-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-1
- art-29-4-4/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-4-4/par-3: 次項 → 金融商品取引法 第二十九条の四の四第四項 (Article 29-4-4, paragraph (4)), art-29-4-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-4
- art-29-4-4/par-3: 第三十五条第三項 → 金融商品取引法 第三十五条第三項 (Article 35, paragraph (3)), art-35/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-3
- art-29-4-4/par-3: 同条第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-29-4-4/par-4: 第三十五条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-29-4-4/par-4: 第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-29-4-4/par-4: 同条第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-4
- art-29-4-4/par-5: 第四十六条の五 → 金融商品取引法 第四十六条の五 (Article 46-5), art-46-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-5
- art-29-4-4/par-5: 第四十六条の六 → 金融商品取引法 第四十六条の六 (Article 46-6), art-46-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6
- art-29-4-4/par-5: 第二十九条の六第七項 → 金融商品取引法 第二十九条の六第七項 (Article 29-6, paragraph (7)), art-29-6/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-7
- art-29-4-4/par-6: 第二十七条の二第四項 → 金融商品取引法 第二十七条の二第四項 (Article 27-2, paragraph (4)), art-27-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2-2/from-art-27-2#art-27-2/par-4
- art-29-4-4/par-6: 第二十七条の二十二の二第二項 → 金融商品取引法 第二十七条の二十二の二第二項 (Article 27-22-2, paragraph (2)), art-27-22-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2-2/from-art-27-22-2#art-27-22-2/par-2
- art-29-4-4/par-6: 第二十七条の二十六第一項 → 金融商品取引法 第二十七条の二十六第一項 (Article 27-26, paragraph (1)), art-27-26/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2-3/from-art-27-26#art-27-26/par-1
- art-29-4-4/par-6: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-29-4-4/par-6: 第二十九条の四の四第八項 → 金融商品取引法 第二十九条の四の四第八項 (Article 29-4-4, paragraph (8)), art-29-4-4/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8
- art-29-4-4/par-6: 第二十八条第四項 → 金融商品取引法 第二十八条第四項 (Article 28, paragraph (4)), art-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4
- art-29-4-4/par-7: 第三項から前項まで → 金融商品取引法 第二十九条の四の四第三項 (Article 29-4-4, paragraph (3)), art-29-4-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-3
- art-29-4-4/par-7: 第三項から前項まで → 金融商品取引法 第二十九条の四の四第四項 (Article 29-4-4, paragraph (4)), art-29-4-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-4
- art-29-4-4/par-7: 第三項から前項まで → 金融商品取引法 第二十九条の四の四第五項 (Article 29-4-4, paragraph (5)), art-29-4-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-5
- art-29-4-4/par-7: 第三項から前項まで → 金融商品取引法 第二十九条の四の四第六項 (Article 29-4-4, paragraph (6)), art-29-4-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-6
- art-29-4-4/par-7: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-4-4/par-7: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-4-4/par-7: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-29-4-4/par-8: 第一項 → 金融商品取引法 第二十九条の四の四第一項 (Article 29-4-4, paragraph (1)), art-29-4-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-1
- art-29-4-4/par-8: 第二項 → 金融商品取引法 第二十九条の四の四第二項 (Article 29-4-4, paragraph (2)), art-29-4-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-2
- art-29-4-4/par-8: 前二項 → 金融商品取引法 第二十九条の四の四第六項 (Article 29-4-4, paragraph (6)), art-29-4-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-6
- art-29-4-4/par-8: 前二項 → 金融商品取引法 第二十九条の四の四第七項 (Article 29-4-4, paragraph (7)), art-29-4-4/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-7
- art-29-4-4/par-8/item-1/sub-1: 第二条第八項第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-29-4-4/par-8/item-1/sub-1: この号 → 金融商品取引法 第二十九条の四の四第八項第一号 (Article 29-4-4, paragraph (8), item (i)), art-29-4-4/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8/item-1
- art-29-4-4/par-8/item-2: 前号 → 金融商品取引法 第二十九条の四の四第八項第一号 (Article 29-4-4, paragraph (8), item (i)), art-29-4-4/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8/item-1
- art-29-5/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-5/par-1: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-5/par-1: この条 → 金融商品取引法 第二十九条の五 (Article 29-5), art-29-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5
- art-29-5/par-1: 第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-29-5/par-1: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-29-5/par-1: 第三十一条第五項 → 金融商品取引法 第三十一条第五項 (Article 31, paragraph (5)), art-31/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-5
- art-29-5/par-1: この項 → 金融商品取引法 第二十九条の五第一項 (Article 29-5, paragraph (1)), art-29-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1
- art-29-5/par-1/item-1: 第三十五条第一項第十五号 → 金融商品取引法 第三十五条第一項第十五号 (Article 35, paragraph (1), item (xv)), art-35/par-1/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35/par-1/item-15
- art-29-5/par-1/item-1: 次号 → 金融商品取引法 第二十九条の五第一項第二号 (Article 29-5, paragraph (1), item (ii)), art-29-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1/item-2
- art-29-5/par-1/item-1: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1
- art-29-5/par-1/item-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-12
- art-29-5/par-1/item-1: 投資信託及び投資法人に関する法律第二条第十三項 → e-Gov law 326AC0100000198, 第二条第十三項 (Article 2, paragraph (13)), art-2/par-13 — not held in this collection
- art-29-5/par-1/item-1: 同法第二条第十六項 → e-Gov law 326AC0100000198, 第二条第十六項 (Article 2, paragraph (16)), art-2/par-16 — not held in this collection
- art-29-5/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-5/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-5/par-2: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-12
- art-29-5/par-2/item-1: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-10
- art-29-5/par-2/item-2: 第二条第一項第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-11
- art-29-5/par-2/item-3: 第二条第一項第十四号 → 金融商品取引法 第二条第一項第十四号 (Article 2, paragraph (1), item (xiv)), art-2/par-1/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-14
- art-29-5/par-2/item-3: 同項第十七号 → 金融商品取引法 第二条第一項第十七号 (Article 2, paragraph (1), item (xvii)), art-2/par-1/item-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-17
- art-29-5/par-2/item-4: 第二条第一項第二十一号 → 金融商品取引法 第二条第一項第二十一号 (Article 2, paragraph (1), item (xxi)), art-2/par-1/item-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-21
- art-29-5/par-2/item-4: 同条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-14
- art-29-5/par-2/item-4: 第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- art-29-5/par-2/item-5: 前各号 → 金融商品取引法 第二十九条の五第二項第一号 (Article 29-5, paragraph (2), item (i)), art-29-5/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-1
- art-29-5/par-2/item-5: 前各号 → 金融商品取引法 第二十九条の五第二項第二号 (Article 29-5, paragraph (2), item (ii)), art-29-5/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-2
- art-29-5/par-2/item-5: 前各号 → 金融商品取引法 第二十九条の五第二項第三号 (Article 29-5, paragraph (2), item (iii)), art-29-5/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-3
- art-29-5/par-2/item-5: 前各号 → 金融商品取引法 第二十九条の五第二項第四号 (Article 29-5, paragraph (2), item (iv)), art-29-5/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2/item-4
- art-29-5/par-2/item-5: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-29-5/par-3: 第一項第一号 → 金融商品取引法 第二十九条の五第一項第一号 (Article 29-5, paragraph (1), item (i)), art-29-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1/item-1
- art-29-5/par-3: 前項 → 金融商品取引法 第二十九条の五第二項 (Article 29-5, paragraph (2)), art-29-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2
- art-29-5/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-5/par-4: 第一項 → 金融商品取引法 第二十九条の五第一項 (Article 29-5, paragraph (1)), art-29-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1
- art-29-5/par-4: 第二項 → 金融商品取引法 第二十九条の五第二項 (Article 29-5, paragraph (2)), art-29-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-2
- art-29-5/par-4: 前項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-3
- art-29-5/par-4/item-1: 資産の流動化に関する法律第二条第十一項 → e-Gov law 410AC0000000105, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection
- art-29-5/par-4/item-1: 前項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-3
- art-29-5/par-4/item-1: 次号 → 金融商品取引法 第二十九条の五第四項第二号 (Article 29-5, paragraph (4), item (ii)), art-29-5/par-4/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-4/item-2
- art-29-5/par-4/item-1: 同条第三項 → e-Gov law 410AC0000000105, 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — not held in this collection
- art-29-5/par-4/item-2: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-29-5/par-4/item-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-29-5/par-4/item-2: 第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
- art-29-5/par-4/item-3: 前二号 → 金融商品取引法 第二十九条の五第四項第一号 (Article 29-5, paragraph (4), item (i)), art-29-5/par-4/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-4/item-1
- art-29-5/par-4/item-3: 前二号 → 金融商品取引法 第二十九条の五第四項第二号 (Article 29-5, paragraph (4), item (ii)), art-29-5/par-4/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-4/item-2
- art-29-5/par-5: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-5/par-5: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-5/par-5: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-29-5/par-5: 第二十九条の五第一項 → 金融商品取引法 第二十九条の五第一項 (Article 29-5, paragraph (1)), art-29-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-1
- art-29-6/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-6/par-1: 第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-29-6/par-1: 第二項第一号 → 金融商品取引法 第二十九条の二第二項第一号 (Article 29-2, paragraph (2), item (i)), art-29-2/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-1
- art-29-6/par-1: 第二十九条の六第七項 → 金融商品取引法 第二十九条の六第七項 (Article 29-6, paragraph (7)), art-29-6/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-7
- art-29-6/par-2: 第二十九条の四第一項第六号 → 金融商品取引法 第二十九条の四第一項第六号 (Article 29-4, paragraph (1), item (vi)), art-29-4/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-6
- art-29-6/par-2: 第三十一条第五項 → 金融商品取引法 第三十一条第五項 (Article 31, paragraph (5)), art-31/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-5
- art-29-6/par-2: 前項 → 金融商品取引法 第二十九条の六第一項 (Article 29-6, paragraph (1)), art-29-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-1
- art-29-6/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-6/par-3: 第二十九条の四の二第九項 → 金融商品取引法 第二十九条の四の二第九項 (Article 29-4-2, paragraph (9)), art-29-4-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9
- art-29-6/par-3: 第二十九条の四の四第八項 → 金融商品取引法 第二十九条の四の四第八項 (Article 29-4-4, paragraph (8)), art-29-4-4/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8
- art-29-6/par-3: 第三十五条の二の二第四項 → 金融商品取引法 第三十五条の二の二第四項 (Article 35-2-2, paragraph (4)), art-35-2-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35-2-2/par-4
- art-29-6/par-3: 同条第三項 → 金融商品取引法 第三十五条の二の二第三項 (Article 35-2-2, paragraph (3)), art-35-2-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35#art-35-2-2/par-3
- art-29-6/par-4: 第四十六条の五 → 金融商品取引法 第四十六条の五 (Article 46-5), art-46-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-5
- art-29-6/par-4: 第四十六条の六 → 金融商品取引法 第四十六条の六 (Article 46-6), art-46-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6
- art-29-6/par-4: 第二十九条の四の二第九項 → 金融商品取引法 第二十九条の四の二第九項 (Article 29-4-2, paragraph (9)), art-29-4-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9
- art-29-6/par-4: 第二十九条の四の四第八項 → 金融商品取引法 第二十九条の四の四第八項 (Article 29-4-4, paragraph (8)), art-29-4-4/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8
- art-29-6/par-5: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-29-6/par-5: 第二十九条の六第七項 → 金融商品取引法 第二十九条の六第七項 (Article 29-6, paragraph (7)), art-29-6/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-7
- art-29-6/par-6: 前三項 → 金融商品取引法 第二十九条の六第三項 (Article 29-6, paragraph (3)), art-29-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-3
- art-29-6/par-6: 前三項 → 金融商品取引法 第二十九条の六第四項 (Article 29-6, paragraph (4)), art-29-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-4
- art-29-6/par-6: 前三項 → 金融商品取引法 第二十九条の六第五項 (Article 29-6, paragraph (5)), art-29-6/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-5
- art-29-6/par-6: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-29-6/par-6: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-29-6/par-7: 第一項 → 金融商品取引法 第二十九条の六第一項 (Article 29-6, paragraph (1)), art-29-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-1
- art-29-6/par-7: 第二項 → 金融商品取引法 第二十九条の六第二項 (Article 29-6, paragraph (2)), art-29-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-2
- art-29-6/par-7: 前二項 → 金融商品取引法 第二十九条の六第五項 (Article 29-6, paragraph (5)), art-29-6/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-5
- art-29-6/par-7: 前二項 → 金融商品取引法 第二十九条の六第六項 (Article 29-6, paragraph (6)), art-29-6/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-6/par-6
- art-29-6/par-7: 第二条第八項第二十一号 → 金融商品取引法 第二条第八項第二十一号 (Article 2, paragraph (8), item (xxi)), art-2/par-8/item-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-21
- art-29-6/par-7: 第二十五号 → 金融商品取引法 第二条第八項第二十五号 (Article 2, paragraph (8), item (xxv)), art-2/par-8/item-25 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-25
- art-30/par-1: 第二条第八項第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-10
- art-30/par-1/item-1: 第二条第一項第九号 → 金融商品取引法 第二条第一項第九号 (Article 2, paragraph (1), item (ix)), art-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-9
- art-30/par-1/item-2: 第二条第一項第十四号 → 金融商品取引法 第二条第一項第十四号 (Article 2, paragraph (1), item (xiv)), art-2/par-1/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-14
- art-30/par-1/item-2: 前号 → 金融商品取引法 第三十条第一項第一号 (Article 30, paragraph (1), item (i)), art-30/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-1
- art-30/par-1/item-3: 前二号 → 金融商品取引法 第三十条第一項第一号 (Article 30, paragraph (1), item (i)), art-30/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-1
- art-30/par-1/item-3: 前二号 → 金融商品取引法 第三十条第一項第二号 (Article 30, paragraph (1), item (ii)), art-30/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-2
- art-30/par-1/item-3: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-30/par-1/item-4: 前三号 → 金融商品取引法 第三十条第一項第一号 (Article 30, paragraph (1), item (i)), art-30/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-1
- art-30/par-1/item-4: 前三号 → 金融商品取引法 第三十条第一項第二号 (Article 30, paragraph (1), item (ii)), art-30/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-2
- art-30/par-1/item-4: 前三号 → 金融商品取引法 第三十条第一項第三号 (Article 30, paragraph (1), item (iii)), art-30/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1/item-3
- art-30/par-2: 前項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-30-2/par-1: 前条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-30-2/par-2: 前項 → 金融商品取引法 第三十条の二第一項 (Article 30-2, paragraph (1)), art-30-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2/par-1
- art-30-3/par-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-30-3/par-2: 前項 → 金融商品取引法 第三十条の三第一項 (Article 30-3, paragraph (1)), art-30-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-3/par-1
- art-30-4/par-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-30-4/par-1/item-3: 前号 → 金融商品取引法 第三十条の四第一項第二号 (Article 30-4, paragraph (1), item (ii)), art-30-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-4/par-1/item-2
- art-30-4/par-1/item-4: 第四十六条の六第二項 → 金融商品取引法 第四十六条の六第二項 (Article 46-6, paragraph (2)), art-46-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-3#art-46-6/par-2
- art-31/par-1: 第一号 → 金融商品取引法 第三十一条第一項第一号 (Article 31, paragraph (1), item (i)), art-31/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1/item-1
- art-31/par-1: 第二号 → 金融商品取引法 第三十一条第一項第二号 (Article 31, paragraph (1), item (ii)), art-31/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1/item-2
- art-31/par-1/item-1: 第二十九条の二第一項第十一号 → 金融商品取引法 第二十九条の二第一項第十一号 (Article 29-2, paragraph (1), item (xi)), art-29-2/par-1/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-11
- art-31/par-1/item-2: 第二十九条の二第一項 → 金融商品取引法 第二十九条の二第一項 (Article 29-2, paragraph (1)), art-29-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1
- art-31/par-1/item-2: 第五号から第六号まで → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-31/par-1/item-2: 第五号から第六号まで → 金融商品取引法 第二十九条の二第一項第五号の二 (Article 29-2, paragraph (1), item (v-2)), art-29-2/par-1/item-5-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5-2
- art-31/par-1/item-2: 第五号から第六号まで → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- art-31/par-1/item-2: 第七号 → 金融商品取引法 第二十九条の二第一項第七号 (Article 29-2, paragraph (1), item (vii)), art-29-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-7
- art-31/par-1/item-2: 第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8
- art-31/par-1/item-2: 第九号 → 金融商品取引法 第二十九条の二第一項第九号 (Article 29-2, paragraph (1), item (ix)), art-29-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-9
- art-31/par-1/item-2: この項 → 金融商品取引法 第三十一条第一項 (Article 31, paragraph (1)), art-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1
- art-31/par-1/item-2: 前号 → 金融商品取引法 第三十一条第一項第一号 (Article 31, paragraph (1), item (i)), art-31/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1/item-1
- art-31/par-2: 前項 → 金融商品取引法 第三十一条第一項 (Article 31, paragraph (1)), art-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-1
- art-31/par-3: 第二十九条の二第二項第二号 → 金融商品取引法 第二十九条の二第二項第二号 (Article 29-2, paragraph (2), item (ii)), art-29-2/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-2
- art-31/par-3: 同条第一項第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8
- art-31/par-3: 第九号 → 金融商品取引法 第二十九条の二第一項第九号 (Article 29-2, paragraph (1), item (ix)), art-29-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-9
- art-31/par-3: この項 → 金融商品取引法 第三十一条第三項 (Article 31, paragraph (3)), art-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-3
- art-31/par-3: 第三十三条の六第三項 → 金融商品取引法 第三十三条の六第三項 (Article 33-6, paragraph (3)), art-33-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6/par-3
- art-31/par-4: 第二十九条の二第一項第五号から第六号まで → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-31/par-4: 第二十九条の二第一項第五号から第六号まで → 金融商品取引法 第二十九条の二第一項第五号の二 (Article 29-2, paragraph (1), item (v-2)), art-29-2/par-1/item-5-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5-2
- art-31/par-4: 第二十九条の二第一項第五号から第六号まで → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- art-31/par-4: 第七号 → 金融商品取引法 第二十九条の二第一項第七号 (Article 29-2, paragraph (1), item (vii)), art-29-2/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-7
- art-31/par-4: 第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8
- art-31/par-4: 第九号 → 金融商品取引法 第二十九条の二第一項第九号 (Article 29-2, paragraph (1), item (ix)), art-29-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-9
- art-31/par-5: 第二十九条の三 → 金融商品取引法 第二十九条の三 (Article 29-3), art-29-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3
- art-31/par-5: 第二十九条の四 → 金融商品取引法 第二十九条の四 (Article 29-4), art-29-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4
- art-31/par-5: 前項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-31/par-5: 第二十九条の三第一項 → 金融商品取引法 第二十九条の三第一項 (Article 29-3, paragraph (1)), art-29-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-3/par-1
- art-31/par-5: 第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- art-31/par-5: 第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-31/par-5: 第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-31/par-5: 第三号 → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-3
- art-31/par-6: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-31/par-6: 第三項 → 金融商品取引法 第三十一条第三項 (Article 31, paragraph (3)), art-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-3
- art-31/par-7: 第三項 → 金融商品取引法 第三十一条第三項 (Article 31, paragraph (3)), art-31/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-3
- art-31/par-7: 第二十九条の二第二項第二号 → 金融商品取引法 第二十九条の二第二項第二号 (Article 29-2, paragraph (2), item (ii)), art-29-2/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-2/item-2
- art-31/par-7: 第二条第八項第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-10
- art-31/par-7: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-31-2/par-1: この条 → 金融商品取引法 第三十一条の二 (Article 31-2), art-31-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2
- art-31-2/par-2: 前項 → 金融商品取引法 第三十一条の二第一項 (Article 31-2, paragraph (1)), art-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-1
- art-31-2/par-3: この条 → 金融商品取引法 第三十一条の二 (Article 31-2), art-31-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2
- art-31-2/par-3: 第一項 → 金融商品取引法 第三十一条の二第一項 (Article 31-2, paragraph (1)), art-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-1
- art-31-2/par-4: 前項 → 金融商品取引法 第三十一条の二第三項 (Article 31-2, paragraph (3)), art-31-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-3
- art-31-2/par-5: 第一項 → 金融商品取引法 第三十一条の二第一項 (Article 31-2, paragraph (1)), art-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-1
- art-31-2/par-5: 第三項 → 金融商品取引法 第三十一条の二第三項 (Article 31-2, paragraph (3)), art-31-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-3
- art-31-2/par-7: 前項 → 金融商品取引法 第三十一条の二第六項 (Article 31-2, paragraph (6)), art-31-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-6
- art-31-2/par-8: 第六項 → 金融商品取引法 第三十一条の二第六項 (Article 31-2, paragraph (6)), art-31-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-6
- art-31-2/par-8: 第十項 → 金融商品取引法 第三十一条の二第十項 (Article 31-2, paragraph (10)), art-31-2/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-10
- art-31-2/par-8: 第二項 → 金融商品取引法 第三十一条の二第二項 (Article 31-2, paragraph (2)), art-31-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-2
- art-31-2/par-8: 第三項 → 金融商品取引法 第三十一条の二第三項 (Article 31-2, paragraph (3)), art-31-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-3
- art-31-2/par-9: 第一項 → 金融商品取引法 第三十一条の二第一項 (Article 31-2, paragraph (1)), art-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-1
- art-31-2/par-9: 前項 → 金融商品取引法 第三十一条の二第八項 (Article 31-2, paragraph (8)), art-31-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-8
- art-31-2/par-10: 第一項 → 金融商品取引法 第三十一条の二第一項 (Article 31-2, paragraph (1)), art-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-1
- art-31-2/par-10: 第四項 → 金融商品取引法 第三十一条の二第四項 (Article 31-2, paragraph (4)), art-31-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-4
- art-31-2/par-10: 第八項 → 金融商品取引法 第三十一条の二第八項 (Article 31-2, paragraph (8)), art-31-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-8
- art-31-2/par-10: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1
- art-31-2/par-10: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4
- art-31-2/par-10: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54
- art-31-2/par-10: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-31-2/par-10: 第五十条の二第二項 → 金融商品取引法 第五十条の二第二項 (Article 50-2, paragraph (2)), art-50-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-2
- art-31-2/par-10: 前条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-31-2/par-10: 第二項 → 金融商品取引法 第三十一条の二第二項 (Article 31-2, paragraph (2)), art-31-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-2
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第一項 (Article 31-2, paragraph (1)), art-31-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-1
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第十項 (Article 31-2, paragraph (10)), art-31-2/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-10
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第二項 (Article 31-2, paragraph (2)), art-31-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-2
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第三項 (Article 31-2, paragraph (3)), art-31-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-3
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第四項 (Article 31-2, paragraph (4)), art-31-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-4
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第五項 (Article 31-2, paragraph (5)), art-31-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-5
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第六項 (Article 31-2, paragraph (6)), art-31-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-6
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第七項 (Article 31-2, paragraph (7)), art-31-2/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-7
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第八項 (Article 31-2, paragraph (8)), art-31-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-8
- art-31-2/par-11: 前各項 → 金融商品取引法 第三十一条の二第九項 (Article 31-2, paragraph (9)), art-31-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-2/par-9
- art-31-3-2/par-1: 第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
- art-31-3-2/par-1: 第三十三条の三第一項第六号 → 金融商品取引法 第三十三条の三第一項第六号 (Article 33-3, paragraph (1), item (vi)), art-33-3/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1/item-6
- art-31-3-2/par-1: この条 → 金融商品取引法 第三十一条の三の二 (Article 31-3-2), art-31-3-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-3-2
- art-31-3-2/par-1/item-1: 第三十六条の二第一項 → 金融商品取引法 第三十六条の二第一項 (Article 36-2, paragraph (1)), art-36-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-2/par-1
- art-31-3-2/par-1/item-2: 第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
- art-31-3-2/par-1/item-2: 第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8
- art-31-4/par-1: この項 → 金融商品取引法 第三十一条の四第一項 (Article 31-4, paragraph (1)), art-31-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-1
- art-31-4/par-1: 次項 → 金融商品取引法 第三十一条の四第二項 (Article 31-4, paragraph (2)), art-31-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-2
- art-31-4/par-3: 前項 → 金融商品取引法 第三十一条の四第二項 (Article 31-4, paragraph (2)), art-31-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-2
- art-31-4/par-3: 第三十三条の三第二項第三号 → 金融商品取引法 第三十三条の三第二項第三号 (Article 33-3, paragraph (2), item (iii)), art-33-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-3
- art-31-4/par-3: 第四十四条の三 → 金融商品取引法 第四十四条の三 (Article 44-3), art-44-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44-3
- art-31-4/par-4: 第二項 → 金融商品取引法 第三十一条の四第二項 (Article 31-4, paragraph (2)), art-31-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-2
- art-31-4/par-4: 第三十三条の三第二項第三号 → 金融商品取引法 第三十三条の三第二項第三号 (Article 33-3, paragraph (2), item (iii)), art-33-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-3
- art-31-4/par-4: 第四十四条の三 → 金融商品取引法 第四十四条の三 (Article 44-3), art-44-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-44-3
- art-31-4/par-5: 第三項 → 金融商品取引法 第三十一条の四第三項 (Article 31-4, paragraph (3)), art-31-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31-4/par-3
- art-31-5/par-1: 会社法第三百三十一条第二項 → 会社法 第三百三十一条第二項 (Article 331, paragraph (2)), art-331/par-2 — https://japanlaw.org/ja/companies-act/art-331/par-2 · https://japanlaw.org/l/417AC0000000086/art-331/par-2
- art-31-5/par-1: 同法第三百三十五条第一項 → 会社法 第三百三十五条第一項 (Article 335, paragraph (1)), art-335/par-1 — https://japanlaw.org/ja/companies-act/art-335/par-1 · https://japanlaw.org/l/417AC0000000086/art-335/par-1
- art-31-5/par-1: 第三百三十二条第二項 → 会社法 第三百三十二条第二項 (Article 332, paragraph (2)), art-332/par-2 — https://japanlaw.org/ja/companies-act/art-332/par-2 · https://japanlaw.org/l/417AC0000000086/art-332/par-2
- art-31-5/par-1: 同法第三百三十四条第一項 → 会社法 第三百三十四条第一項 (Article 334, paragraph (1)), art-334/par-1 — https://japanlaw.org/ja/companies-act/art-334/par-1 · https://japanlaw.org/l/417AC0000000086/art-334/par-1
- art-31-5/par-1: 第三百三十六条第二項 → 会社法 第三百三十六条第二項 (Article 336, paragraph (2)), art-336/par-2 — https://japanlaw.org/ja/companies-act/art-336/par-2 · https://japanlaw.org/l/417AC0000000086/art-336/par-2
- art-31-5/par-1: 第四百二条第五項 → 会社法 第四百二条第五項 (Article 402, paragraph (5)), art-402/par-5 — https://japanlaw.org/ja/companies-act/art-402/par-5 · https://japanlaw.org/l/417AC0000000086/art-402/par-5
- art-32/par-1: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
- art-32/par-2: 前項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-1
- art-32/par-2: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-32/par-4: 前項 → 金融商品取引法 第三十二条第三項 (Article 32, paragraph (3)), art-32/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-3
- art-32/par-5: 第二十九条の四第五項 → 金融商品取引法 第二十九条の四第五項 (Article 29-4, paragraph (5)), art-29-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-5
- art-32/par-5: 前項 → 金融商品取引法 第三十二条第四項 (Article 32, paragraph (4)), art-32/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-4
- art-32-2/par-1: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-32-2/par-2: 前条第四項 → 金融商品取引法 第三十二条第四項 (Article 32, paragraph (4)), art-32/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-4
- art-32-2/par-3: 前項 → 金融商品取引法 第三十二条の二第二項 (Article 32-2, paragraph (2)), art-32-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2/par-2
- art-32-4/par-1: 第三十二条第一項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-1
- art-32-4/par-1: 第二項 → 金融商品取引法 第三十二条第二項 (Article 32, paragraph (2)), art-32/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32/par-2
- art-32-4/par-1: 第三十二条の二第一項 → 金融商品取引法 第三十二条の二第一項 (Article 32-2, paragraph (1)), art-32-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-2/par-1
- art-32-4/par-1: 前条第一項 → 金融商品取引法 第三十二条の三第一項 (Article 32-3, paragraph (1)), art-32-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-32-3/par-1
- art-32-4/par-1: 第二十九条の四第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-4
- art-32-4/par-1: 第二十九条の四第三項 → 金融商品取引法 第二十九条の四第三項 (Article 29-4, paragraph (3)), art-29-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-3
- art-33/par-1: この条 → 金融商品取引法 第三十三条 (Article 33), art-33 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33
- art-33/par-1: 次条 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-33/par-2: 前項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-1
- art-33/par-2: 次条第一号 → 金融商品取引法 第三十三条の二第一項第一号 (Article 33-2, paragraph (1), item (i)), art-33-2/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2/par-1/item-1
- art-33/par-2/item-1: 第二条第一項第一号 → 金融商品取引法 第二条第一項第一号 (Article 2, paragraph (1), item (i)), art-2/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-1
- art-33/par-2/item-1: 第二号 → 金融商品取引法 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-2
- art-33/par-2/item-1: 同項第三号 → 金融商品取引法 第二条第一項第三号 (Article 2, paragraph (1), item (iii)), art-2/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-3
- art-33/par-2/item-1: 信用金庫法（昭和二十六年法律第二百三十八号）第五十四条の四第一項 → e-Gov law 326AC1000000238, 第五十四条の四第一項 (Article 54-4, paragraph (1)), art-54-4/par-1 — not held in this collection
- art-33/par-2/item-1: 農林中央金庫法（平成十三年法律第九十三号）第六十二条の二第一項 → e-Gov law 413AC0000000093, 第六十二条の二第一項 (Article 62-2, paragraph (1)), art-62-2/par-1 — not held in this collection
- art-33/par-2/item-1: 第二条第一項第四号 → 金融商品取引法 第二条第一項第四号 (Article 2, paragraph (1), item (iv)), art-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-4
- art-33/par-2/item-1: 同項第五号 → 金融商品取引法 第二条第一項第五号 (Article 2, paragraph (1), item (v)), art-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-5
- art-33/par-2/item-1: 第二条第一項第八号 → 金融商品取引法 第二条第一項第八号 (Article 2, paragraph (1), item (viii)), art-2/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-8
- art-33/par-2/item-1: 同項第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-11
- art-33/par-2/item-1: 投資信託及び投資法人に関する法律第百三十九条の十二第一項 → e-Gov law 326AC0100000198, 第百三十九条の十二第一項 (Article 139-12, paragraph (1)), art-139-12/par-1 — not held in this collection
- art-33/par-2/item-1: 次号 → 金融商品取引法 第三十三条第二項第二号 (Article 33, paragraph (2), item (ii)), art-33/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-2
- art-33/par-2/item-1: 第二条第一項第十二号から第十四号まで → 金融商品取引法 第二条第一項第十二号 (Article 2, paragraph (1), item (xii)), art-2/par-1/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-12
- art-33/par-2/item-1: 第二条第一項第十二号から第十四号まで → 金融商品取引法 第二条第一項第十三号 (Article 2, paragraph (1), item (xiii)), art-2/par-1/item-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-13
- art-33/par-2/item-1: 第二条第一項第十二号から第十四号まで → 金融商品取引法 第二条第一項第十四号 (Article 2, paragraph (1), item (xiv)), art-2/par-1/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-14
- art-33/par-2/item-1: 同項第十五号 → 金融商品取引法 第二条第一項第十五号 (Article 2, paragraph (1), item (xv)), art-2/par-1/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-15
- art-33/par-2/item-1: 同項第十六号 → 金融商品取引法 第二条第一項第十六号 (Article 2, paragraph (1), item (xvi)), art-2/par-1/item-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-16
- art-33/par-2/item-1: 同項第十七号 → 金融商品取引法 第二条第一項第十七号 (Article 2, paragraph (1), item (xvii)), art-2/par-1/item-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-17
- art-33/par-2/item-1: 同項第十八号 → 金融商品取引法 第二条第一項第十八号 (Article 2, paragraph (1), item (xviii)), art-2/par-1/item-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-18
- art-33/par-2/item-1: 同項第二十一号 → 金融商品取引法 第二条第一項第二十一号 (Article 2, paragraph (1), item (xxi)), art-2/par-1/item-21 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-21
- art-33/par-2/item-1: 同条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2
- art-33/par-2/item-1: 同項第三号 → 金融商品取引法 第二条第二項第三号 (Article 2, paragraph (2), item (iii)), art-2/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-3
- art-33/par-2/item-1: 第四号 → 金融商品取引法 第二条第二項第四号 (Article 2, paragraph (2), item (iv)), art-2/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-4
- art-33/par-2/item-1: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-1
- art-33/par-2/item-1: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-33/par-2/item-1: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-33/par-2/item-1: 第六号 → 金融商品取引法 第二条第八項第六号 (Article 2, paragraph (8), item (vi)), art-2/par-8/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-6
- art-33/par-2/item-1: 第八号 → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-33/par-2/item-1: 第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-33/par-2/item-2: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-10
- art-33/par-2/item-2: 第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-11
- art-33/par-2/item-2: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-1
- art-33/par-2/item-2: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-33/par-2/item-2: 同条第八項第一号から第三号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-33/par-2/item-2: 同項第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-33/par-2/item-3: 第二条第一項第十七号 → 金融商品取引法 第二条第一項第十七号 (Article 2, paragraph (1), item (xvii)), art-2/par-1/item-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-17
- art-33/par-2/item-3: 同項第一号 → 金融商品取引法 第二条第一項第一号 (Article 2, paragraph (1), item (i)), art-2/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-1/item-1
- art-33/par-2/item-3/sub-1: 第二条第八項第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-33/par-2/item-3/sub-1: 第三号 → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-33/par-2/item-3/sub-3: 第二条第十一項第一号 → 金融商品取引法 第二条第十一項第一号 (Article 2, paragraph (11), item (i)), art-2/par-11/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-11/item-1
- art-33/par-2/item-4: 前三号 → 金融商品取引法 第三十三条第二項第一号 (Article 33, paragraph (2), item (i)), art-33/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-1
- art-33/par-2/item-4: 前三号 → 金融商品取引法 第三十三条第二項第二号 (Article 33, paragraph (2), item (ii)), art-33/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-2
- art-33/par-2/item-4: 前三号 → 金融商品取引法 第三十三条第二項第三号 (Article 33, paragraph (2), item (iii)), art-33/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-3
- art-33/par-2/item-4/sub-2: 第二条第十一項第一号 → 金融商品取引法 第二条第十一項第一号 (Article 2, paragraph (11), item (i)), art-2/par-11/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-11/item-1
- art-33/par-2/item-5: 第二条第八項第四号 → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-4
- art-33/par-2/item-5/sub-1: 第一号 → 金融商品取引法 第三十三条第二項第一号 (Article 33, paragraph (2), item (i)), art-33/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-1
- art-33/par-2/item-5/sub-2: 前三号 → 金融商品取引法 第三十三条第二項第二号 (Article 33, paragraph (2), item (ii)), art-33/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-2
- art-33/par-2/item-5/sub-2: 前三号 → 金融商品取引法 第三十三条第二項第三号 (Article 33, paragraph (2), item (iii)), art-33/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-3
- art-33/par-2/item-5/sub-2: 前三号 → 金融商品取引法 第三十三条第二項第四号 (Article 33, paragraph (2), item (iv)), art-33/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-4
- art-33/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-33/par-3: 第二十八条第十項第三号から第六号まで → 金融商品取引法 第二十八条第十項第三号 (Article 28, paragraph (10), item (iii)), art-28/par-10/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-3
- art-33/par-3: 第二十八条第十項第三号から第六号まで → 金融商品取引法 第二十八条第十項第四号 (Article 28, paragraph (10), item (iv)), art-28/par-10/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-4
- art-33/par-3: 第二十八条第十項第三号から第六号まで → 金融商品取引法 第二十八条第十項第五号 (Article 28, paragraph (10), item (v)), art-28/par-10/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-5
- art-33/par-3: 第二十八条第十項第三号から第六号まで → 金融商品取引法 第二十八条第十項第六号 (Article 28, paragraph (10), item (vi)), art-28/par-10/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-6
- art-33/par-3: 第二条第八項第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-33/par-3: 第二十八条第十項第七号 → 金融商品取引法 第二十八条第十項第七号 (Article 28, paragraph (10), item (vii)), art-28/par-10/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-7
- art-33/par-3: 第二条第八項第七号 → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-7
- art-33/par-3/item-1: 第二条第八項第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-33/par-3/item-1: 第三号 → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-33/par-3/item-3: 第二条第八項第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-33/par-3/item-3: 第三号 → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-33-2/par-1/item-2: 前条第二項 → 金融商品取引法 第三十三条第二項 (Article 33, paragraph (2)), art-33/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2
- art-33-2/par-1/item-2: 同条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-1
- art-33-2/par-1/item-3: 第二条第八項第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-5
- art-33-2/par-1/item-3: 第二十八条第十項第七号 → 金融商品取引法 第二十八条第十項第七号 (Article 28, paragraph (10), item (vii)), art-28/par-10/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-10/item-7
- art-33-2/par-1/item-4: 第二条第八項第七号 → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-7
- art-33-2/par-1/item-5: 前条第三項 → 金融商品取引法 第三十三条第三項 (Article 33, paragraph (3)), art-33/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-3
- art-33-3/par-1: 前条 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-33-3/par-1/item-5: 第三条 → 金融商品取引法 第三条 (Article 3), art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-2/from-art-2-3#art-3
- art-33-3/par-1/item-5: 第二十九条の二第一項第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- art-33-3/par-1/item-6/sub-1: 前条 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-33-3/par-1/item-7: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-7
- art-33-3/par-1/item-7: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-8
- art-33-3/par-1/item-7: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-9
- art-33-3/par-2: 前項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- art-33-3/par-2/item-1: 第三十三条の五第一項第一号 → 金融商品取引法 第三十三条の五第一項第一号 (Article 33-5, paragraph (1), item (i)), art-33-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-1
- art-33-3/par-2/item-1: 第二号 → 金融商品取引法 第三十三条の五第一項第二号 (Article 33-5, paragraph (1), item (ii)), art-33-5/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-2
- art-33-3/par-2/item-4: 前三号 → 金融商品取引法 第三十三条の三第二項第一号 (Article 33-3, paragraph (2), item (i)), art-33-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-1
- art-33-3/par-2/item-4: 前三号 → 金融商品取引法 第三十三条の三第二項第二号 (Article 33-3, paragraph (2), item (ii)), art-33-3/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-2
- art-33-3/par-2/item-4: 前三号 → 金融商品取引法 第三十三条の三第二項第三号 (Article 33-3, paragraph (2), item (iii)), art-33-3/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-3
- art-33-3/par-3: 前項第四号 → 金融商品取引法 第三十三条の三第二項第四号 (Article 33-3, paragraph (2), item (iv)), art-33-3/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-4
- art-33-4/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-33-4/par-1: 次条第一項 → 金融商品取引法 第三十三条の五第一項 (Article 33-5, paragraph (1)), art-33-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1
- art-33-4/par-1/item-1: 前条第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- art-33-5/par-1/item-1: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1
- art-33-5/par-1/item-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-33-5/par-1/item-1: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- art-33-5/par-1/item-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-33-5/par-1/item-1: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1
- art-33-5/par-1/item-1: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27
- art-33-5/par-1/item-1: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1
- art-33-5/par-1/item-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50
- art-33-5/par-1/item-1: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1
- art-33-5/par-1/item-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-33-5/par-1/item-1: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-33-5/par-1/item-1: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-33-5/par-1/item-1: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-33-5/par-1/item-1: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-33-5/par-1/item-1: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-33-5/par-1/item-3/sub-2: 暴力団員による不当な行為の防止等に関する法律第二条第二号 → e-Gov law 403AC0000000077, 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — not held in this collection
- art-33-5/par-1/item-3/sub-2: 同条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection
- art-33-5/par-2: 第三十三条第二項第五号 → 金融商品取引法 第三十三条第二項第五号 (Article 33, paragraph (2), item (v)), art-33/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-5
- art-33-6/par-1: 第三十三条の三第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- art-33-6/par-2: 前項 → 金融商品取引法 第三十三条の六第一項 (Article 33-6, paragraph (1)), art-33-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6/par-1
- art-33-6/par-3: 第三十三条の三第二項第二号 → 金融商品取引法 第三十三条の三第二項第二号 (Article 33-3, paragraph (2), item (ii)), art-33-3/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-2/item-2
- art-33-7/par-1: 第三十三条 → 金融商品取引法 第三十三条 (Article 33), art-33 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33
- art-33-7/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-33-7/par-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30/par-1
- art-33-8/par-1: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-1
- art-33-8/par-1: 第二項 → 金融商品取引法 第三十三条第二項 (Article 33, paragraph (2)), art-33/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2
- art-33-8/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-33-8/par-1: 第三十三条の三第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-3/par-1
- art-33-8/par-1: 第三十三条の四第一項第一号 → 金融商品取引法 第三十三条の四第一項第一号 (Article 33-4, paragraph (1), item (i)), art-33-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-4/par-1/item-1
- art-33-8/par-1: 第三十三条の五第一項第三号 → 金融商品取引法 第三十三条の五第一項第三号 (Article 33-5, paragraph (1), item (iii)), art-33-5/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-5/par-1/item-3
- art-33-8/par-1: 第三十三条の六第一項 → 金融商品取引法 第三十三条の六第一項 (Article 33-6, paragraph (1)), art-33-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-6/par-1
- art-33-8/par-1: 第五十二条の二第一項第四号 → 金融商品取引法 第五十二条の二第一項第四号 (Article 52-2, paragraph (1), item (iv)), art-52-2/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1/item-4
- art-33-8/par-1: 第百九十四条の六第二項 → 金融商品取引法 第百九十四条の六第二項 (Article 194-6, paragraph (2)), art-194-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-7/from-art-194-5#art-194-6/par-2
- art-33-8/par-1: 第二条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-14
- art-33-8/par-1: 第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- art-33-8/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-33-8/par-1: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-33-8/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-33-8/par-2: この条 → 金融商品取引法 第三十三条の八 (Article 33-8), art-33-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8
- art-33-8/par-2/item-1: 第三十三条第二項第二号 → 金融商品取引法 第三十三条第二項第二号 (Article 33, paragraph (2), item (ii)), art-33/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-2
- art-33-8/par-2/item-2: 第二条第二十五項第二号 → 金融商品取引法 第二条第二十五項第二号 (Article 2, paragraph (25), item (ii)), art-2/par-25/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-25/item-2
- art-33-8/par-2/item-2: 同条第二十二項第二号 → 金融商品取引法 第二条第二十二項第二号 (Article 2, paragraph (22), item (ii)), art-2/par-22/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-22/item-2
- art-33-8/par-2/item-2/sub-1: 保険業法第二条第二十一項 → e-Gov law 407AC0000000105, 第二条第二十一項 (Article 2, paragraph (21)), art-2/par-21 — not held in this collection
- art-33-8/par-2/item-2/sub-1: この号 → 金融商品取引法 第三十三条の八第二項第二号 (Article 33-8, paragraph (2), item (ii)), art-33-8/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2/item-2
- art-33-8/par-2/item-2/sub-2: 保険業法第三百二条 → e-Gov law 407AC0000000105, 第三百二条 (Article 302), art-302 — not held in this collection
- art-33-8/par-2/item-2/sub-3: 保険業法第三百二条 → e-Gov law 407AC0000000105, 第三百二条 (Article 302), art-302 — not held in this collection
- art-34/par-1: 第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8
- art-34/par-1: 同条第三十一項第四号 → 金融商品取引法 第二条第三十一項第四号 (Article 2, paragraph (31), item (iv)), art-2/par-31/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-31/item-4
- art-34/par-1: 次条第一項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-1
- art-34-2/par-1: 第二条第三十一項第四号 → 金融商品取引法 第二条第三十一項第四号 (Article 2, paragraph (31), item (iv)), art-2/par-31/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-31/item-4
- art-34-2/par-2: 前項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-1
- art-34-2/par-2: この条 → 金融商品取引法 第三十四条の二 (Article 34-2), art-34-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2
- art-34-2/par-3: 前項 → 金融商品取引法 第三十四条の二第二項 (Article 34-2, paragraph (2)), art-34-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-2
- art-34-2/par-3: 第一項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-1
- art-34-2/par-3: この条 → 金融商品取引法 第三十四条の二 (Article 34-2), art-34-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2
- art-34-2/par-3/item-1: 前項 → 金融商品取引法 第三十四条の二第二項 (Article 34-2, paragraph (2)), art-34-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-2
- art-34-2/par-3/item-1: この条 → 金融商品取引法 第三十四条の二 (Article 34-2), art-34-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2
- art-34-2/par-4: 前項 → 金融商品取引法 第三十四条の二第三項 (Article 34-2, paragraph (3)), art-34-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-3
- art-34-2/par-5: 第二項 → 金融商品取引法 第三十四条の二第二項 (Article 34-2, paragraph (2)), art-34-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-2
- art-34-2/par-5: 第三項 → 金融商品取引法 第三十四条の二第三項 (Article 34-2, paragraph (3)), art-34-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-3
- art-34-2/par-5: 第二十九条の五第三項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-3
- art-34-2/par-6: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-34-2/par-6: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-34-2/par-6: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-4
- art-34-2/par-6: 第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-10
- art-34-2/par-6: 第十三号 → 金融商品取引法 第二条第八項第十三号 (Article 2, paragraph (8), item (xiii)), art-2/par-8/item-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-13
- art-34-2/par-6: 第十九号 → 金融商品取引法 第二条第八項第十九号 (Article 2, paragraph (8), item (xix)), art-2/par-8/item-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-19
- art-34-2/par-6: この項 → 金融商品取引法 第三十四条の二第六項 (Article 34-2, paragraph (6)), art-34-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-6
- art-34-2/par-6: 第八項 → 金融商品取引法 第三十四条の二第八項 (Article 34-2, paragraph (8)), art-34-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-8
- art-34-2/par-6: 前項 → 金融商品取引法 第三十四条の二第五項 (Article 34-2, paragraph (5)), art-34-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-5
- art-34-2/par-6: 次項 → 金融商品取引法 第三十四条の二第七項 (Article 34-2, paragraph (7)), art-34-2/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-7
- art-34-2/par-7: 前項 → 金融商品取引法 第三十四条の二第六項 (Article 34-2, paragraph (6)), art-34-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-6
- art-34-2/par-7: 前条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34
- art-34-2/par-8: 第六項 → 金融商品取引法 第三十四条の二第六項 (Article 34-2, paragraph (6)), art-34-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-6
- art-34-2/par-8: 第二十九条の五第三項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-3
- art-34-2/par-9: 第五項から前項まで → 金融商品取引法 第三十四条の二第五項 (Article 34-2, paragraph (5)), art-34-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-5
- art-34-2/par-9: 第五項から前項まで → 金融商品取引法 第三十四条の二第六項 (Article 34-2, paragraph (6)), art-34-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-6
- art-34-2/par-9: 第五項から前項まで → 金融商品取引法 第三十四条の二第七項 (Article 34-2, paragraph (7)), art-34-2/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-7
- art-34-2/par-9: 第五項から前項まで → 金融商品取引法 第三十四条の二第八項 (Article 34-2, paragraph (8)), art-34-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-8
- art-34-2/par-11: 前項 → 金融商品取引法 第三十四条の二第十項 (Article 34-2, paragraph (10)), art-34-2/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-10
- art-34-2/par-11: この項 → 金融商品取引法 第三十四条の二第十一項 (Article 34-2, paragraph (11)), art-34-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-11
- art-34-2/par-11: 次項 → 金融商品取引法 第三十四条の二第十二項 (Article 34-2, paragraph (12)), art-34-2/par-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-12
- art-34-2/par-12: 前項 → 金融商品取引法 第三十四条の二第十一項 (Article 34-2, paragraph (11)), art-34-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-11
- art-34-2/par-13: 第十一項 → 金融商品取引法 第三十四条の二第十一項 (Article 34-2, paragraph (11)), art-34-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-11
- art-34-2/par-13: 第二項 → 金融商品取引法 第三十四条の二第二項 (Article 34-2, paragraph (2)), art-34-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-2
- art-34-2/par-13: 第五項 → 金融商品取引法 第三十四条の二第五項 (Article 34-2, paragraph (5)), art-34-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-5
- art-34-2/par-13: 第六項 → 金融商品取引法 第三十四条の二第六項 (Article 34-2, paragraph (6)), art-34-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-6
- art-34-2/par-13: 第八項 → 金融商品取引法 第三十四条の二第八項 (Article 34-2, paragraph (8)), art-34-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-8
- art-34-3/par-2: 前項 → 金融商品取引法 第三十四条の三第一項 (Article 34-3, paragraph (1)), art-34-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-1
- art-34-3/par-2: この条 → 金融商品取引法 第三十四条の三 (Article 34-3), art-34-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3
- art-34-3/par-2: 第二号 → 金融商品取引法 第三十四条の三第二項第二号 (Article 34-3, paragraph (2), item (ii)), art-34-3/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-2
- art-34-3/par-2: 第一号 → 金融商品取引法 第三十四条の三第二項第一号 (Article 34-3, paragraph (2), item (i)), art-34-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-1
- art-34-3/par-2/item-1: この項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
- art-34-3/par-2/item-1: この条 → 金融商品取引法 第三十四条の三 (Article 34-3), art-34-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3
- art-34-3/par-2/item-2: この条 → 金融商品取引法 第三十四条の三 (Article 34-3), art-34-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3
- art-34-3/par-3: 前条第十二項 → 金融商品取引法 第三十四条の二第十二項 (Article 34-2, paragraph (12)), art-34-2/par-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-12
- art-34-3/par-3: 前項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
- art-34-3/par-4: 第二項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
- art-34-3/par-4: 第二十九条の五第三項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-3
- art-34-3/par-5: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-2
- art-34-3/par-5: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-3
- art-34-3/par-5: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-4
- art-34-3/par-5: 第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-10
- art-34-3/par-5: 第十三号 → 金融商品取引法 第二条第八項第十三号 (Article 2, paragraph (8), item (xiii)), art-2/par-8/item-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-13
- art-34-3/par-5: 第十九号 → 金融商品取引法 第二条第八項第十九号 (Article 2, paragraph (8), item (xix)), art-2/par-8/item-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-19
- art-34-3/par-5: この項 → 金融商品取引法 第三十四条の三第五項 (Article 34-3, paragraph (5)), art-34-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-5
- art-34-3/par-5: 次項 → 金融商品取引法 第三十四条の三第六項 (Article 34-3, paragraph (6)), art-34-3/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-6
- art-34-3/par-5: 前項 → 金融商品取引法 第三十四条の三第四項 (Article 34-3, paragraph (4)), art-34-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-4
- art-34-3/par-6: 前項 → 金融商品取引法 第三十四条の三第五項 (Article 34-3, paragraph (5)), art-34-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-5
- art-34-3/par-6: 第二十九条の五第三項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-29-5/par-3
- art-34-3/par-7: 第一項 → 金融商品取引法 第三十四条の三第一項 (Article 34-3, paragraph (1)), art-34-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-1
- art-34-3/par-7: 次項 → 金融商品取引法 第三十四条の三第八項 (Article 34-3, paragraph (8)), art-34-3/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-8
- art-34-3/par-8: 第二項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
- art-34-3/par-8: 前項 → 金融商品取引法 第三十四条の三第七項 (Article 34-3, paragraph (7)), art-34-3/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-7
- art-34-3/par-8: 第一号 → 金融商品取引法 第三十四条の三第二項第一号 (Article 34-3, paragraph (2), item (i)), art-34-3/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-1
- art-34-3/par-10: 前項 → 金融商品取引法 第三十四条の三第九項 (Article 34-3, paragraph (9)), art-34-3/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-9
- art-34-3/par-11: 前項 → 金融商品取引法 第三十四条の三第十項 (Article 34-3, paragraph (10)), art-34-3/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-10
- art-34-3/par-11: 第九項 → 金融商品取引法 第三十四条の三第九項 (Article 34-3, paragraph (9)), art-34-3/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-9
- art-34-3/par-12: 前条第四項 → 金融商品取引法 第三十四条の二第四項 (Article 34-2, paragraph (4)), art-34-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-4
- art-34-3/par-12: 前項 → 金融商品取引法 第三十四条の三第十一項 (Article 34-3, paragraph (11)), art-34-3/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-11
- art-34-3/par-13: 第十項 → 金融商品取引法 第三十四条の三第十項 (Article 34-3, paragraph (10)), art-34-3/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-10
- art-34-3/par-13: 第二項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
- art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第四項 (Article 34-3, paragraph (4)), art-34-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-4
- art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第五項 (Article 34-3, paragraph (5)), art-34-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-5
- art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第六項 (Article 34-3, paragraph (6)), art-34-3/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-6
- art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第七項 (Article 34-3, paragraph (7)), art-34-3/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-7
- art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第八項 (Article 34-3, paragraph (8)), art-34-3/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-8
- art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第九項 (Article 34-3, paragraph (9)), art-34-3/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-9
- art-34-4/par-1/item-1: 商法第五百三十五条 → e-Gov law 132AC0000000048, 第五百三十五条 (Article 535), art-535 — not held in this collection
- art-34-4/par-1/item-2: 前号 → 金融商品取引法 第三十四条の四第一項第一号 (Article 34-4, paragraph (1), item (i)), art-34-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-1/item-1
- art-34-4/par-2: 前項 → 金融商品取引法 第三十四条の四第一項 (Article 34-4, paragraph (1)), art-34-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-1
- art-34-4/par-2: この条 → 金融商品取引法 第三十四条の四 (Article 34-4), art-34-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4
- art-34-4/par-2: 前条第二項第四号 → 金融商品取引法 第三十四条の三第二項第四号 (Article 34-3, paragraph (2), item (iv)), art-34-3/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2/item-4
- art-34-4/par-3: 第三十四条の二第四項 → 金融商品取引法 第三十四条の二第四項 (Article 34-2, paragraph (4)), art-34-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-8#art-34-2/par-4
- art-34-4/par-3: 前項 → 金融商品取引法 第三十四条の四第二項 (Article 34-4, paragraph (2)), art-34-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-2
- art-34-4/par-4: 第六項 → 金融商品取引法 第三十四条の四第六項 (Article 34-4, paragraph (6)), art-34-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-6
- art-34-4/par-4: 前条第二項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
- art-34-4/par-4: 第一項 → 金融商品取引法 第三十四条の四第一項 (Article 34-4, paragraph (1)), art-34-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-1
- art-34-4/par-5: 前項 → 金融商品取引法 第三十四条の四第四項 (Article 34-4, paragraph (4)), art-34-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-4
- art-34-4/par-6: 前条第二項から第八項まで → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-2
- art-34-4/par-6: 前条第二項から第八項まで → 金融商品取引法 第三十四条の三第三項 (Article 34-3, paragraph (3)), art-34-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-3
- art-34-4/par-6: 前条第二項から第八項まで → 金融商品取引法 第三十四条の三第四項 (Article 34-3, paragraph (4)), art-34-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-4
- art-34-4/par-6: 前条第二項から第八項まで → 金融商品取引法 第三十四条の三第五項 (Article 34-3, paragraph (5)), art-34-3/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-5
- art-34-4/par-6: 前条第二項から第八項まで → 金融商品取引法 第三十四条の三第六項 (Article 34-3, paragraph (6)), art-34-3/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-6
- art-34-4/par-6: 前条第二項から第八項まで → 金融商品取引法 第三十四条の三第七項 (Article 34-3, paragraph (7)), art-34-3/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-7
- art-34-4/par-6: 前条第二項から第八項まで → 金融商品取引法 第三十四条の三第八項 (Article 34-3, paragraph (8)), art-34-3/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-8
- art-34-4/par-6: 第一項 → 金融商品取引法 第三十四条の四第一項 (Article 34-4, paragraph (1)), art-34-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-1
- art-34-4/par-6: 同条第十一項から第十三項まで → 金融商品取引法 第三十四条の三第十一項 (Article 34-3, paragraph (11)), art-34-3/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-11
- art-34-4/par-6: 同条第十一項から第十三項まで → 金融商品取引法 第三十四条の三第十二項 (Article 34-3, paragraph (12)), art-34-3/par-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-12
- art-34-4/par-6: 同条第十一項から第十三項まで → 金融商品取引法 第三十四条の三第十三項 (Article 34-3, paragraph (13)), art-34-3/par-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-13
- art-34-4/par-6: 第四項 → 金融商品取引法 第三十四条の四第四項 (Article 34-4, paragraph (4)), art-34-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-4
- art-34-4/par-6: 次条第二項 → 金融商品取引法 第三十四条の四第二項 (Article 34-4, paragraph (2)), art-34-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-2
- art-34-4/par-6: 第一項 → 金融商品取引法 第三十四条の三第一項 (Article 34-3, paragraph (1)), art-34-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-1
- art-34-4/par-6: 前項 → 金融商品取引法 第三十四条の三第十項 (Article 34-3, paragraph (10)), art-34-3/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-10
- art-34-4/par-6: 次条第五項 → 金融商品取引法 第三十四条の四第五項 (Article 34-4, paragraph (5)), art-34-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-4/par-5
- art-34-4/par-6: 第九項 → 金融商品取引法 第三十四条の三第九項 (Article 34-3, paragraph (9)), art-34-3/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-34-3#art-34-3/par-9
---
## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 28, paragraph (1), item (i) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 31-2, paragraph (6) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 34-2, paragraph (10) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 34-2, paragraph (9) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-007, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-007, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-004, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-004, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-005, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-005, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-006, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-006, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T033157-025, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T033157-040, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T033157-040, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-022, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-034, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-034, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-035, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-036, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-037, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-037, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-038, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-038, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-039, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-039, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-040, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-040, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T044155-010, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T044155-020, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T044155-021, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T044155-021, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T044155-022, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22