# 金融商品取引法 / Financial Instruments and Exchange Act — 第五章の五 (Chapter 5-5)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第五章の五 (Chapter 5-5) — address `ch-5-5`
- Text: the text as amended with effect from 2028-06-13 (On a day set by Cabinet Order, no later than 13 June 2028 — the amending law allows up to five years from promulgation. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_505AC0000000053)
- URL (this text's page, at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#ch-5-5
- The same address in the text in force (its wording there may differ): https://japanlaw.org/ja/financial-instruments-and-exchange-act/ch-5-5
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第五章の五 指定紛争解決機関 — Chapter V-5 Designated Dispute Resolution Organizations
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#ch-5-5
## 第一節 総則 — Section 1 General Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-5/sec-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#ch-5-5/sec-1
### 第百五十六条の三十八（定義） — (Definitions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-38 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38
**第一項** この章において「指定紛争解決機関」とは、次条第一項の規定による指定を受けた者をいう。
art-156-38/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-1
The term "designated dispute resolution organization" as used in this Chapter means a person that has obtained the designation under paragraph (1) of the following Article.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** この章において「特定第一種金融商品取引業務」とは、金融商品取引業者が行う第二十八条第一項各号に掲げる行為に係る業務及び第三十五条第一項の規定により行う業務並びに当該金融商品取引業者のために金融商品仲介業者が行う第二条第十一項第一号イからハまでに掲げる行為に係る業務をいう。
art-156-38/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-2
The term "specified type-I financial instruments business" as used in this Chapter means services that a financial instruments business operator performs in connection with the acts set forth in the items of Article 28, paragraph (1) and services it performs pursuant to Article 35, paragraph (1), as well as services that a financial instruments intermediary service provider provides on behalf of a financial instruments business operator, in connection with the acts set forth in Article 2, paragraph (11), item (i), (a) through (c).
machine translation, not official
**第三項** この章において「特定第二種金融商品取引業務」とは、金融商品取引業者が行う第二十八条第二項各号に掲げる行為に係る業務（第六十三条第一項第一号又は第六十三条の八第一項第二号に掲げる行為に係る業務を除く。）及びこれに付随する業務をいう。
art-156-38/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-3
The term "specified type-II financial instruments business" as used in this Chapter means services that a financial instruments business operator performs in relation to the acts set forth in the items of Article 28, paragraph (2) (excluding services related to the acts set forth in Article 63, paragraph (1), item (i) or Article 63-8, paragraph (1), item (ii)) and services incidental to the services.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** この章において「特定投資助言・代理業務」とは、金融商品取引業者が行う第二十八条第三項各号に掲げる行為に係る業務及びこれに付随する業務をいう。
art-156-38/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-4
The term "specified investment advisory and agency business" as used in this Chapter means services that a financial instruments business operator performs in relation to the acts set forth in the items of Article 28, paragraph (3), and services incidental to the services.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** この章において「特定投資運用業務」とは、金融商品取引業者が行う第二十八条第四項各号に掲げる行為に係る業務（第六十三条第一項第二号又は第六十三条の八第一項第一号に掲げる行為に係る業務を除く。）及び第三十五条第一項の規定により行う業務並びに当該金融商品取引業者のために金融商品仲介業者が行う第二条第十一項第一号ニに掲げる行為に係る業務をいう。
art-156-38/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-5
The term "specified investment management business" as used in this Chapter means services that a financial instruments business operator performs in relation to the acts set forth in the items of Article 28, paragraph (4) (excluding services related to the acts set forth in Article 63, paragraph (1), item (ii) or Article 63-8, paragraph (1), item (i)) and services it performs pursuant to Article 35, paragraph (1), as well as services that a financial instruments intermediary service provider performs on behalf of a financial instruments business operator, in connection with the acts set forth in Article 2, paragraph (11), item (i), (d).
machine translation, not official
**第六項** この章において「特定暗号資産取引業務」とは、金融商品取引業者が行う第二十八条第五項各号に掲げる行為に係る業務及び第三十五条の二の二第一項の規定により行う業務並びに当該金融商品取引業者のために金融商品仲介業者が行う第二条第十一項第二号イ及びロに掲げる行為に係る業務をいう。
art-156-38/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-6
The term "specified cryptoasset trading business" as used in this Chapter means services that a financial instruments business operator performs in relation to the acts set forth in the items of Article 28, paragraph (5) and services it performs pursuant to Article 35-2-2, paragraph (1), as well as services that a financial instruments intermediary service provider performs on behalf of a financial instruments business operator, in connection with the acts set forth in Article 2, paragraph (11), item (ii), (a) and (b).
machine translation, not official
**第七項** この章において「特定登録金融機関業務」とは、登録金融機関が行う第三十三条の二の登録に係る業務及びこれに付随する業務、当該登録金融機関のために特定金融商品取引業務（第三十三条の八第二項に規定する特定金融商品取引業務をいう。以下この項において同じ。）を行う者が行う特定金融商品取引業務並びに当該登録金融機関のために金融商品仲介業者が行う第二条第十一項第一号イからニまでに掲げる行為に係る業務をいう。
art-156-38/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-7
The term "specified services of a registered financial institution" as used in this Chapter means services that a registered financial institution performs in connection with the registration under Article 33-2 and services incidental thereto, the specified financial instruments business (meaning specified financial instruments business defined in Article 33-8, paragraph (2); hereinafter the same applies in this paragraph) that a person performing specified financial instruments business for that registered financial institution performs, as well as services that a financial instruments intermediary service provider performs on behalf of the registered financial institution, in relation to the acts set forth in Article 2, paragraph (11), item (i), (a) through (d).
machine translation, not official
**第八項** この章において「特定証券金融会社業務」とは、証券金融会社が第百五十六条の二十七第一項第一号、第三号及び第四号の規定により行う業務をいう。
art-156-38/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-8
The term "specified services of a securities finance company" as used in this Chapter means services that a securities finance company performs pursuant to the provisions of Article 156-27, paragraph (1), items (i), (iii), and (iv).
machine translation, not official
**第九項** この章において「金融商品取引業等業務」とは、特定第一種金融商品取引業務、特定第二種金融商品取引業務、特定投資助言・代理業務、特定投資運用業務、特定暗号資産取引業務、特定登録金融機関業務又は特定証券金融会社業務をいう。
art-156-38/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-9
The term "financial instruments transaction services" as used in this Chapter means specified type-I financial instruments business, specified type-II financial instruments business, specified investment advisory and agency business, specified investment management business, specified cryptoasset trading business, the specified services of a registered financial institution, or the specified services of a securities finance company.
machine translation, not official
**第十項** この章において「苦情処理手続」とは、金融商品取引業等業務関連苦情（金融商品取引業等業務に関する苦情をいう。第百五十六条の四十四、第百五十六条の四十五及び第百五十六条の四十九において同じ。）を処理する手続をいう。
art-156-38/par-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-10
The term "complaint processing procedures" as used in this Chapter means procedures for processing complaints related to financial instruments transaction services (meaning the complaints about financial instruments transaction services; the same applies in Article 156-44, Article 156-45 and Article 156-49).
machine translation, not official
**第十一項** この章において「紛争解決手続」とは、金融商品取引業等業務関連紛争（金融商品取引業等業務に関する紛争で当事者が和解をすることができるものをいう。第百五十六条の四十四、第百五十六条の四十五及び第百五十六条の五十から第百五十六条の五十二までにおいて同じ。）について訴訟手続によらずに解決を図る手続をいう。
art-156-38/par-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-11
The term "dispute resolution procedures" as used in this Chapter means procedures to resolve disputes related to financial instruments transaction services (meaning disputes concerning financial instruments transaction services which can be settled between the parties; the same applies in Article 156-44, Article 156-45 and Articles 156-50 through 156-52) without using court proceedings.
machine translation, not official
**第十二項** この章において「紛争解決等業務」とは、苦情処理手続及び紛争解決手続に係る業務並びにこれに付随する業務をいう。
art-156-38/par-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-12
The term "dispute resolution services, etc." as used in this Chapter means the services involved in complaint processing procedures and dispute resolution procedures, as well as services incidental to them.
machine translation, not official
**第十三項** この章において「紛争解決等業務の種別」とは、紛争解決等業務に係る特定第一種金融商品取引業務、特定第二種金融商品取引業務、特定投資助言・代理業務、特定投資運用業務、特定暗号資産取引業務、特定登録金融機関業務及び特定証券金融会社業務の種別をいう。
art-156-38/par-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-13
The term "category of dispute resolution services" as used in this Chapter means the categorization of specified type-I financial instruments business, specified type-II financial instruments business, specified investment advisory and agency business, specified investment management business, specified cryptoasset trading business, the specified services of a registered financial institution, and the specified services of a securities finance company related to dispute resolution services.
machine translation, not official
**第十四項** この章において「手続実施基本契約」とは、紛争解決等業務の実施に関し指定紛争解決機関と金融商品取引関係業者（金融商品取引業者等又は証券金融会社をいう。次条、第百五十六条の四十二第二項、第百五十六条の四十四及び第百五十六条の五十六第一号において同じ。）との間で締結される契約をいう。
art-156-38/par-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-14
The term "basic contract for the implementation of dispute resolution procedures" as used in this Chapter means a contract concluded between a designated dispute resolution organization and a business operator involved in financial instruments transactions (meaning a financial instruments business operator, etc. or a securities finance company; the same applies in the following Article, Article 156-42, paragraph (2), Article 156-44, and Article 156-56, item (i)) with regard to the implementation of dispute resolution services, etc.
machine translation, not official
### 第百五十六条の三十九（紛争解決等業務を行う者の指定） — (Designation of a Person that Conducts Dispute Resolution Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-39 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39
**第一項** 内閣総理大臣は、次に掲げる要件を備える者を、その申請により、紛争解決等業務を行う者として、指定することができる。
art-156-39/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
At the application of a person satisfying the following requirements, the Prime Minister may designate that person as a person that conducts dispute resolution services, etc.:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 法人（法人でない団体で代表者又は管理人の定めのあるものを含み、外国の法令に準拠して設立された法人その他の外国の団体を除く。第四号ニにおいて同じ。）であること。
art-156-39/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-1
it is a corporation (including an organization without legal personality for which a representative or administrator has been designated and excluding a corporation incorporated based on foreign laws and regulations or other foreign organizations; the same applies in item (iv), (d));
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第百五十六条の六十一第一項の規定によりこの項の規定による指定を取り消され、その取消しの日から五年を経過しない者又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるものを取り消され、その取消しの日から五年を経過しない者でないこと。
art-156-39/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-2
it does not fall under a person that has had a designation under this paragraph rescinded pursuant to Article 156-61, paragraph (1) and for whom five years have not passed since the date of the rescission, or does not fall under a person that has had the designation under the provisions of other laws which is specified by Cabinet Order as involving business equivalent to dispute resolution services, etc. rescinded and for whom five years have not passed since the date of the rescission;
Ministry of Justice translation — Japanese Law Translation Database System
**三** この法律若しくは弁護士法（昭和二十四年法律第二百五号）又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者でないこと。
art-156-39/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-3
it does not fall under a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Attorneys Act (Act No. 205 of 1949) or for violating the provisions of a foreign law or regulation that is equivalent to any of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 役員（法人でない団体で代表者又は管理人の定めのあるものの代表者又は管理人を含む。以下この章において同じ。）のうちに、次のいずれかに該当する者がないこと。
art-156-39/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4
it has no officer (including the representative or administrator of an organization without legal personality for which a representative or administrator has been designated; hereinafter the same applies in this Chapter) that falls under any of the following categories of persons:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 心身の故障のため紛争解決等業務に係る職務を適正に執行することができない者として内閣府令で定める者
art-156-39/par-1/item-4/sub-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4/sub-1
a person specified by Cabinet Office Order as being unable to properly perform their duties related to Dispute Resolution Services, etc. due to a mental or physical disorder;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 破産手続開始の決定を受けて復権を得ない者又は外国の法令上これと同様に取り扱われている者
art-156-39/par-1/item-4/sub-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4/sub-2
a person that has become subject to an order to commence bankruptcy proceedings and has not been released from bankruptcy restrictions, or a person that is treated in the same manner under foreign laws and regulations;
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "a person that has become subject to an order to commence bankruptcy proceedings and has not been released from bankryptcy restrictions, or a person that is treated in the same manner under foreign laws and regulations;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**ハ** 拘禁刑以上の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-156-39/par-1/item-4/sub-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4/sub-3
a person that has been sentenced to imprisonment or a heavier punishment (including an equivalent sentence under foreign laws and regulations), and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 第百五十六条の六十一第一項の規定によりこの項の規定による指定を取り消された場合若しくはこの法律に相当する外国の法令の規定により当該外国において受けている当該指定に類する行政処分を取り消された場合において、その取消しの日前三十日以内にその法人の役員（外国の法令上これと同様に取り扱われている者を含む。ニにおいて同じ。）であつた者でその取消しの日から五年を経過しない者又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるもの若しくは当該他の法律に相当する外国の法令の規定により当該外国において受けている当該政令で定める指定に類する行政処分を取り消された場合において、その取消しの日前三十日以内にその法人の役員であつた者でその取消しの日から五年を経過しない者
art-156-39/par-1/item-4/sub-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4/sub-4
a person that, during the 30 days prior to the date of rescission, was the officer (including a person treated in the same manner under foreign laws and regulations; the same applies in (d)) of a corporation, in a case in which a designation under this paragraph has been rescinded pursuant to the provisions of Article 156-61, paragraph (1) or an administrative disposition which is similar to such a designation and which a corporation has received in a foreign country pursuant to the provisions of a foreign law or regulation that is equivalent to this Act, has been rescinded, and five years have not yet passed since the date of rescission; or a person that, during the 30 days prior to the date of rescission, was the officer of a corporation, in a case in which a designation under the provisions of other Acts, which is specified by Cabinet Order as being for business equivalent to dispute resolution services, etc., has been rescinded or an administrative disposition which is similar to that designation, which is specified by Cabinet Order, and which a corporation has been issued in a foreign country pursuant to the provisions of a foreign law or regulation that is equivalent to any of those other Acts, has been rescinded, and five years have not yet passed since the date of the rescission; or
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** この法律若しくは弁護士法又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
art-156-39/par-1/item-4/sub-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4/sub-5
a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Attorney Act, or for violating the provisions of a foreign law or regulation that is equivalent to any of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 紛争解決等業務を適確に実施するに足りる経理的及び技術的な基礎を有すること。
art-156-39/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-5
it has a sufficient financial and technical basis to perform dispute resolution services, etc. in an appropriate manner;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 役員又は職員の構成が紛争解決等業務の公正な実施に支障を及ぼすおそれがないものであること。
art-156-39/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-6
the composition of its officers and employees is unlikely to compromise the fair implementation of dispute resolution services, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 紛争解決等業務の実施に関する規程（以下「業務規程」という。）が法令に適合し、かつ、この法律の定めるところにより紛争解決等業務を公正かつ適確に実施するために十分であると認められること。
art-156-39/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-7
its rules for implementing dispute resolution services, etc. (hereinafter referred to as the "operational rules") conform to laws and regulations and are found to be sufficient for allowing it to implement dispute resolution services, etc. fairly and appropriately pursuant to the provisions of this Act; and
Ministry of Justice translation — Japanese Law Translation Database System
**八** 次項の規定により意見を聴取した結果、手続実施基本契約の解除に関する事項その他の手続実施基本契約の内容（第百五十六条の四十四第二項各号に掲げる事項を除く。）その他の業務規程の内容（同条第三項の規定によりその内容とするものでなければならないこととされる事項並びに同条第四項各号及び第五項第一号に掲げる基準に適合するために必要な事項を除く。）について異議（合理的な理由が付されたものに限る。）を述べた金融商品取引関係業者の数の金融商品取引関係業者の総数に占める割合が政令で定める割合以下の割合となつたこと。
art-156-39/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-8
the result of the hearing of opinions held pursuant to the following paragraph is that the proportion of the number of persons and firms involved in financial instruments transactions that have stated an objection to the particulars of the cancellation of the basic contract for the implementation of dispute resolution procedures, other contents of the basic contract for the implementation of dispute resolution procedures (excluding the matters set forth in the items of Article 156-44, paragraph (2)), and other contents of the operational rules (excluding the matters that are to constitute the content of those rules pursuant to paragraph (3) of that Article and the particulars that are necessary for conforming to the criteria set forth in the items of paragraph (4) of that Article and paragraph (5), item (i)) (limited to objections for which there are reasonable grounds), to the total number of persons and firms involved in financial instruments transactions, is less than the proportion specified by Cabinet Order.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "the result of the hearing of opinions held pursuant to the following paragraph is that the proportion of the number of persons and firms involved in financial instruments transactions that have stated an objection to the particulars of the cancellation of the basic contract for the implementation of dispute resolution procedures, other contents of the basic contract for the implementation of dispute resolution procedures (excluding the matters set forth in the items of Article 156-44, paragraph (2)), and other contents of the operational rules (excluding the matters that are to constitute the content of those rules pursuant to paragraph (3) of that Article and the particulars that are necessary for conforming to the criteria set forth in the items of paragraph (4) of that Article and paragraph (5), item (i)) (limited to objections for which there are reasonable grounds), to the total number of persons an firms involved in financial instruments transactions, is less than the proportion specified by Cabinet Order." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第二項** 前項の申請をしようとする者は、あらかじめ、内閣府令で定めるところにより、金融商品取引関係業者に対し、業務規程の内容を説明し、これについて異議がないかどうかの意見（異議がある場合には、その理由を含む。）を聴取し、及びその結果を記載した書類を作成しなければならない。
art-156-39/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-2
A person seeking to file the application referred to in the preceding paragraph must explain the contents of the operational rules to persons and firms involved in financial instruments transactions, hear opinions as to whether there are any objections to these (if there are objections, this includes the grounds for them) and prepare documents stating the results of this, in advance and pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、第一項の規定による指定をしようとするときは、同項第五号から第七号までに掲げる要件（紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあつては、第百五十六条の四十四第四項各号及び第五項各号に掲げる基準に係るものに限る。）に該当していることについて、あらかじめ、法務大臣に協議しなければならない。
art-156-39/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-3
Before seeking to make a designation under paragraph (1), the Prime Minister must consult the Minister of Justice with regard to the relevant person satisfying the requirements set forth in items (v) through (vii) of that paragraph (limited to the part related to the operation of dispute resolution procedures, and with regard to the requirements set forth in item (vii), limited to the requirements involving the criteria set forth in the items of Article 156-44, paragraph (4) and the items of paragraph (5) of that Article).
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第一項の規定による指定は、紛争解決等業務の種別ごとに行うものとし、同項第八号の割合は、当該紛争解決等業務の種別ごとに算定するものとする。
art-156-39/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-4
A designation under paragraph (1) is to be made for each category of dispute resolution services, and the proportion under item (viii) of that paragraph is to be calculated for each category of dispute resolution services.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣は、第一項の規定による指定をしたときは、指定紛争解決機関の商号又は名称及び主たる営業所又は事務所の所在地、当該指定に係る紛争解決等業務の種別並びに当該指定をした日を官報で公示しなければならない。
art-156-39/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-5
Upon making a designation under paragraph (1), the Prime Minister must make a public notice of the trade name or name and the location of the principal business office or office of the designated dispute resolution organization and the category of dispute resolution services under designation, as well as the day on which the Prime Minister made the designation, in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十（指定の申請） — (Application for Designation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-40 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40
**第一項** 前条第一項の規定による指定を受けようとする者は、次に掲げる事項を記載した指定申請書を内閣総理大臣に提出しなければならない。
art-156-40/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1
A person seeking designation under paragraph (1) of the preceding Article must submit a written application for designation to the Prime Minister, in which it states the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 指定を受けようとする紛争解決等業務の種別
art-156-40/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1/item-1
the category of dispute resolution services for which it seeks designation;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 商号又は名称
art-156-40/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1/item-2
its trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 主たる営業所又は事務所その他紛争解決等業務を行う営業所又は事務所の名称及び所在地
art-156-40/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1/item-3
the name and location of its principal business office or office or any other business offices or offices for dispute resolution services, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 役員の氏名又は商号若しくは名称
art-156-40/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1/item-4
the names or trade names of its officers.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の指定申請書には、次に掲げる書類を添付しなければならない。
art-156-40/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2
The following documents must accompany the written application for designation referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項第三号及び第四号に掲げる要件に該当することを誓約する書面
art-156-40/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2/item-1
a document pledging that the applicant satisfies the requirements set forth in paragraph (1), items (iii) and (iv) of the preceding Article;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 定款及び法人の登記事項証明書（これらに準ずるものを含む。）
art-156-40/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2/item-2
the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 業務規程
art-156-40/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2/item-3
the operational rules;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 組織に関する事項を記載した書類
art-156-40/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2/item-4
documents stating matters relevant to the organization;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 財産目録、貸借対照表その他の紛争解決等業務を行うために必要な経理的な基礎を有することを明らかにする書類であつて内閣府令で定めるもの
art-156-40/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2/item-5
an inventory of property, balance sheet, and any other documents clarifying that the applicant has the necessary financial basis for conducting dispute resolution services, etc. which are specified by Cabinet Office Order;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 前条第二項に規定する書類その他同条第一項第八号に掲げる要件に該当することを証する書類として内閣府令で定めるもの
art-156-40/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2/item-6
the documents prescribed in paragraph (2) of the preceding Article and any other documents specified by Cabinet Office Order as evidencing that the applicant satisfies the requirements set forth in paragraph (1), item (viii) of that Article; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** その他内閣府令で定める書類
art-156-40/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2/item-7
other documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項の場合において、定款、財産目録又は貸借対照表が電磁的記録で作成されているときは、書類に代えて当該電磁的記録を添付することができる。
art-156-40/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-3
In the case referred to in the preceding paragraph, if the articles of incorporation, inventory of property, or balance sheet has been prepared as an electronic or magnetic record, such electronic or magnetic record may accompany the written application for designation in lieu of the written document.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十一（秘密保持義務等） — (Duty of Confidentiality)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-41 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-41
**第一項** 指定紛争解決機関の紛争解決委員（第百五十六条の五十第二項の規定により選任された紛争解決委員をいう。次項、次条第二項並びに第百五十六条の四十四第二項及び第四項において同じ。）若しくは役員若しくは職員又はこれらの職にあつた者は、紛争解決等業務に関して知り得た秘密を漏らし、又は自己の利益のために使用してはならない。
art-156-41/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-41/par-1
It is prohibited for a dispute resolution mediator (meaning a dispute resolution mediator appointed pursuant to Article 156-50, paragraph (2); the same applies in the following paragraph, paragraph (2) of the following Article, and Article 156-44, paragraphs (2) and (4)), the officer or employee of a designated dispute resolution organization, or a person that has held any of these positions, to divulge or use for personal benefit any secret learned in connection with dispute resolution services, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 指定紛争解決機関の紛争解決委員又は役員若しくは職員で紛争解決等業務に従事する者は、刑法その他の罰則の適用については、法令により公務に従事する職員とみなす。
art-156-41/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-41/par-2
With regard to the application of the Penal Code and other penal provisions, the dispute resolution mediator or officer or employee of a designated dispute resolution organization is deemed to be an official engaged in public service pursuant to laws and regulations.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二節 業務 — Section 2 Services
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-5/sec-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#ch-5-5/sec-2
### 第百五十六条の四十二（指定紛争解決機関の業務） — (Services of a Designated Dispute Resolution Organization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-42 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-42
**第一項** 指定紛争解決機関は、この法律及び業務規程の定めるところにより、紛争解決等業務を行うものとする。
art-156-42/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-42/par-1
A designated dispute resolution organization is to perform dispute resolution services, etc. pursuant to the provisions of this Act and the operational rules.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 指定紛争解決機関（紛争解決委員を含む。）は、当事者である加入金融商品取引関係業者（手続実施基本契約を締結した相手方である金融商品取引関係業者をいう。以下この章において同じ。）若しくはその顧客（顧客以外の第四十二条第一項に規定する権利者を含む。以下この章において同じ。）又はこれらの者以外の者との手続実施基本契約その他の契約で定めるところにより、紛争解決等業務を行うことに関し、負担金又は料金その他の報酬を受けることができる。
art-156-42/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-42/par-2
A designated dispute resolution organization (including a dispute resolution mediator) may receive burden charges, fees, or any other remuneration for performing dispute resolution services, etc., pursuant to the basic contract for the implementation of dispute resolution procedures or any other contract concluded with a member person or firm involved in financial instruments transactions (meaning a person or firm involved in financial instruments transactions with which a basic contract for the implementation of dispute resolution procedures has been concluded; hereinafter the same applies in this Chapter) that is a party to procedures or with its customer (including a rights holder prescribed in Article 42, paragraph (1) other than a customer; hereinafter the same applies in this Chapter) or concluded with a person other than those persons.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十三（苦情処理手続又は紛争解決手続の業務の委託） — (Entrustment of the Operation of Complaint Processing Procedures or Dispute Resolution Procedures)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-43 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-43
**第一項** 指定紛争解決機関は、他の指定紛争解決機関又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるものを受けた者（第百五十六条の五十第四項及び第五項において「受託紛争解決機関」という。）以外の者に対して、苦情処理手続又は紛争解決手続の業務を委託してはならない。
art-156-43/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-43/par-1
A designated dispute resolution organization must not entrust a person other than another designated dispute resolution organization or a person that has obtained designation under the provisions of another Act which is specified by Cabinet Order as being for services equivalent to dispute resolution services, etc. (such other designated dispute resolution organization or person is referred to as an "entrusted dispute resolution organization" in Article 156-50, paragraph (4) or (5)) with the operation of complaint processing procedures or dispute resolution procedures.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A designated dispute resolution organization must not entrust a person other than another designated dispute resolution organization or a person that has obtained designation under the provisions of another Act which is specified by Cabinet Order as being for services equivalent to dispute resolution services, etc. (such other designated dispute resolution organization or person is referred to as an "entrusted dispute resolution organization" in Article 165-50, paragraph (4) or (5)) with the operation of complaint processing procedures or dispute resolution procedures." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
### 第百五十六条の四十四（業務規程） — (Operational Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-44 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44
**第一項** 指定紛争解決機関は、次に掲げる事項に関する業務規程を定めなければならない。
art-156-44/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1
A designated dispute resolution organization must establish operational rules in respect of the following particulars:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 手続実施基本契約の内容に関する事項
art-156-44/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-1
particulars concerning the content of the basic contract for the implementation of dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 手続実施基本契約の締結に関する事項
art-156-44/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-2
particulars concerning the conclusion of a basic contract for implementation of dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 紛争解決等業務の実施に関する事項
art-156-44/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-3
particulars concerning the implementation of dispute resolution services, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 紛争解決等業務に要する費用について加入金融商品取引関係業者が負担する負担金に関する事項
art-156-44/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-4
particulars concerning the burden charges that a member person or firm involved in financial instruments transactions incurs for the cost required for dispute resolution services, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 当事者である加入金融商品取引関係業者又はその顧客（以下この章において単に「当事者」という。）から紛争解決等業務の実施に関する料金を徴収する場合にあつては、当該料金に関する事項
art-156-44/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-5
if it collects fees for implementing dispute resolution services, etc. from the member person or firm involved in financial instruments transactions which is a party to its services or from its customer (hereinafter, such a member person or firm or customer is simply referred to as a "party" in this Chapter), matters relevant to those fees;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 他の指定紛争解決機関その他相談、苦情の処理又は紛争の解決を実施する国の機関、地方公共団体、民間事業者その他の者との連携に関する事項
art-156-44/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-6
matters relevant to coordination with other designated dispute resolution organizations, national organs, local governments, private firms, or any other persons processing complaints or implementing dispute resolution;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 紛争解決等業務に関する苦情の処理に関する事項
art-156-44/par-1/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-7
matters relevant to the processing of complaints about dispute resolution services, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**八** 前各号に掲げるもののほか、紛争解決等業務の実施に必要な事項として内閣府令で定めるもの
art-156-44/par-1/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-8
matters specified by Cabinet Office Order as being necessary for the implementation of dispute resolution services, etc., other than what is set forth in the preceding items.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項第一号の手続実施基本契約は、次に掲げる事項を内容とするものでなければならない。
art-156-44/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2
The basic contract for the implementation of dispute resolution procedures referred to in item (i) of the preceding paragraph must have the following matters as its content:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 指定紛争解決機関は、加入金融商品取引関係業者の顧客からの金融商品取引業等業務関連苦情の解決の申立て又は当事者からの紛争解決手続の申立てに基づき苦情処理手続又は紛争解決手続を開始すること。
art-156-44/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-1
that the designated dispute resolution organization commences complaint processing procedures based on an application for the resolution of a complaint related to financial instruments transaction services from the customer of a member person or firm involved in financial instruments transactions, and commences dispute resolution procedures based on an application for dispute resolution procedures from a party;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 指定紛争解決機関又は紛争解決委員は、苦情処理手続を開始し、又は加入金融商品取引関係業者の顧客からの申立てに基づき紛争解決手続を開始した場合において、加入金融商品取引関係業者にこれらの手続に応じるよう求めることができ、当該加入金融商品取引関係業者は、その求めがあつたときは、正当な理由なくこれを拒んではならないこと。
art-156-44/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-2
that when the designated dispute resolution organization or dispute resolution mediator commences complaint processing procedures, or when one of them commences dispute resolution procedures based on an application from the customer of a member person or firm involved in financial instruments transactions, the designated dispute resolution organization or dispute resolution mediator may request the member person or firm involved in financial instruments transactions to comply with these procedures, and that the member person or firm involved in financial instruments transactions must not refuse such a request without just cause for doing so;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 指定紛争解決機関又は紛争解決委員は、苦情処理手続又は紛争解決手続において、加入金融商品取引関係業者に対し、報告又は帳簿書類その他の物件の提出を求めることができ、当該加入金融商品取引関係業者は、その求めがあつたときは、正当な理由なくこれを拒んではならないこと。
art-156-44/par-2/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-3
that the designated dispute resolution organization or dispute resolution mediator may request a member person or firm involved in financial instruments transactions to make a report or to submit books, documents, and any other articles in the course of complaint processing procedures or dispute resolution procedures, and that the member person or firm involved in financial instruments transactions must not refuse such a request without just cause for doing so;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 紛争解決委員は、紛争解決手続において、金融商品取引業等業務関連紛争の解決に必要な和解案を作成し、当事者に対し、その受諾を勧告することができること。
art-156-44/par-2/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-4
that the dispute resolution mediator may prepare the settlement proposal that is needed for resolving a dispute related to financial instruments transaction services in the course of dispute resolution procedures, and recommend that the parties accept it;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 紛争解決委員は、紛争解決手続において、前号の和解案の受諾の勧告によつては当事者間に和解が成立する見込みがない場合において、事案の性質、当事者の意向、当事者の手続追行の状況その他の事情に照らして相当であると認めるときは、金融商品取引業等業務関連紛争の解決のために必要な特別調停案を作成し、理由を付して当事者に提示することができること。
art-156-44/par-2/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-5
that, if there is no prospect of reaching a settlement between the parties by recommending that they accept the settlement proposal referred to in the preceding item, and the dispute resolution mediator finds it to be reasonable in light of the nature of the case, the intentions of the parties, the parties' pursuance of the procedures, or any other circumstances, the dispute resolution mediator may prepare the special conciliation proposal that is needed for resolving the dispute related to financial instruments transaction services and present it to the parties, giving them the reason for this;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 加入金融商品取引関係業者は、訴訟が係属している請求を目的とする紛争解決手続が開始された場合には、当該訴訟が係属している旨、当該訴訟における請求の理由及び当該訴訟の程度を指定紛争解決機関に報告しなければならないこと。
art-156-44/par-2/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-6
that, if dispute resolution procedures are commenced for a claim in pending litigation, the member person or firm involved in financial instruments transactions must report to the designated dispute resolution organization indicating that litigation is pending, the grounds for the claim under litigation, and the progress of the litigation;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 加入金融商品取引関係業者は、紛争解決手続の目的となつた請求に係る訴訟が提起された場合には、当該訴訟が提起された旨及び当該訴訟における請求の理由を指定紛争解決機関に報告しなければならないこと。
art-156-44/par-2/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-7
that, if litigation is filed in connection with a claim that is subject to dispute resolution procedures, the member person or firm involved in financial instruments transactions must report to the designated dispute resolution organization indicating that litigation has been filed and the grounds for the claim under litigation;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 前二号に規定する場合のほか、加入金融商品取引関係業者は、紛争解決手続の目的となつた請求に係る訴訟に関し、当該訴訟の程度その他の事項の報告を求められた場合には、当該事項を指定紛争解決機関に報告しなければならないこと。
art-156-44/par-2/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-8
that, beyond what is provided for in the preceding two items, if a member person or firm involved in financial instruments transactions is requested to report the progress of litigation connected to a claim that is subject to dispute resolution procedures or any other matter, it must report that matter to the designated dispute resolution organization;
Ministry of Justice translation — Japanese Law Translation Database System
**九** 加入金融商品取引関係業者は、第六号若しくは第七号の訴訟が裁判所に係属しなくなつた場合又はその訴訟について裁判が確定した場合には、その旨及びその内容を指定紛争解決機関に報告しなければならないこと。
art-156-44/par-2/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-9
that, if the litigation referred to in item (vi) or (vii) comes to be no longer pending before the court, or if the judicial decision on the litigation becomes final and binding, the member person or firm involved in financial instruments transactions must report the fact and its content to the designated dispute resolution organization;
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "that, if the litigation referred to in item (vi) or (viii) comes to be no longer pending before the court, or if the judicial decision on the litigation becomes final and binding, the member person or firm involved in financial instruments transactions must report the fact and its content to the designated dispute resolution organization;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**十** 加入金融商品取引関係業者は、その顧客に対し指定紛争解決機関による紛争解決等業務の実施について周知するため、必要な情報の提供その他の措置を講じなければならないこと。
art-156-44/par-2/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-10
that a member person or firm involved in financial instruments transactions must provide the necessary information or take other measures that are necessary for informing its customers of the implementation of dispute resolution services, etc. by the designated dispute resolution organization; and
Ministry of Justice translation — Japanese Law Translation Database System
**十一** 前各号に掲げるもののほか、金融商品取引業等業務関連苦情の処理又は金融商品取引業等業務関連紛争の解決の促進のために必要であるものとして内閣府令で定める事項
art-156-44/par-2/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-11
beyond what is provided for in the preceding items, matters specified by Cabinet Office Order as necessary for facilitating the processing of complaints related to financial instruments transaction services or the resolution of disputes related to financial instruments transaction services.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項第二号の手続実施基本契約の締結に関する事項に関する業務規程は、金融商品取引関係業者から手続実施基本契約の締結の申込みがあつた場合には、当該金融商品取引関係業者が手続実施基本契約に係る債務その他の紛争解決等業務の実施に関する義務を履行することが確実でないと見込まれるときを除き、これを拒否してはならないことを内容とするものでなければならない。
art-156-44/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-3
The operational rules with regard to the matters related to the conclusion of the basic contract for the implementation of dispute resolution procedures referred to in paragraph (1), item (ii) must have as their contents that, if the designated dispute resolution organization receives an offer to conclude a basic contract for the implementation of dispute resolution procedures from a member person or firm involved in financial instruments transactions, unless the member person or firm involved in financial instruments transactions' performance of the obligations connected with the basic contract for the implementation of dispute Resolution procedures or any other obligations connected with the implementation of dispute resolution services, etc. is expected to be unreliable, the designated dispute resolution organization must not refuse the offer.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第一項第三号に掲げる事項に関する業務規程は、次に掲げる基準に適合するものでなければならない。
art-156-44/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4
The operational rules with regard to the matters set forth in paragraph (1), item (iii), must conform to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 苦情処理手続と紛争解決手続との連携を確保するための措置が講じられていること。
art-156-44/par-4/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-1
measures have been taken to ensure coordination between complaint processing procedures and dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 紛争解決委員の選任の方法及び紛争解決委員が金融商品取引業等業務関連紛争の当事者と利害関係を有することその他の紛争解決手続の公正な実施を妨げるおそれがある事由がある場合において、当該紛争解決委員を排除するための方法を定めていること。
art-156-44/par-4/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-2
the operational rules establish the method for appointing a dispute resolution mediator and for excluding a dispute resolution mediator if that mediator has an interest in the party to a dispute related to financial instruments transaction services or if there are any other circumstances that are likely to hinder the fair implementation of dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 指定紛争解決機関の実質的支配者等（指定紛争解決機関の株式の所有、指定紛争解決機関に対する融資その他の事由を通じて指定紛争解決機関の事業を実質的に支配し、又はその事業に重要な影響を与える関係にあるものとして内閣府令で定める者をいう。）又は指定紛争解決機関の子会社等（指定紛争解決機関が株式の所有その他の事由を通じてその事業を実質的に支配する関係にあるものとして内閣府令で定める者をいう。）を金融商品取引業等業務関連紛争の当事者とする金融商品取引業等業務関連紛争について紛争解決手続の業務を行うこととしている指定紛争解決機関にあつては、当該実質的支配者等若しくは当該子会社等又は指定紛争解決機関が紛争解決委員に対して不当な影響を及ぼすことを排除するための措置が講じられていること。
art-156-44/par-4/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-3
if the designated dispute resolution organization has decided to carry out operations for dispute resolution procedures in a dispute related to financial instruments transaction services to which its substantial controller, etc. (meaning a person specified by Cabinet Office Order as one that is related to the designated dispute resolution organization in such a way as to substantially control the business of the designated dispute resolution organization or to have a material influence on its business due to its holding of shares in the designated dispute resolution organization, its financing of the designated dispute resolution organization, or any other circumstance) or its subsidiary company, etc. (meaning a person specified by Cabinet Office Order as one to which the designated dispute resolution organization is related in such a way as to substantially control its business due the holding of its shares or any other circumstance) is a party, measures have been taken to prevent the substantial controller, etc., subsidiary company, etc., or designated dispute resolution organization from exercising undue influence on the dispute resolution mediator;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 紛争解決委員が弁護士でない場合（司法書士法（昭和二十五年法律第百九十七号）第三条第一項第七号に規定する紛争について行う紛争解決手続において、紛争解決委員が同条第二項に規定する司法書士である場合を除く。）において、紛争解決手続の実施に当たり法令の解釈適用に関し専門的知識を必要とするときに、弁護士の助言を受けることができるようにするための措置を定めていること。
art-156-44/par-4/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-4
the operational rules establish measures for receiving the advice of an attorney-at-law when the dispute resolution mediator is not an attorney-at-law (unless the dispute resolution mediator is a judicial scrivener as prescribed in Article 3, paragraph (2) of the Judicial Scriveners Act (Act No. 197 of 1950), and the dispute resolution procedures are carried out for a dispute set forth in Article 3, paragraph (1), item (vii) of that Act) and the implementation of dispute resolution procedures necessitates expert knowledge with regard to the interpretation and application of laws and regulations;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 紛争解決手続の実施に際して行う通知について相当な方法を定めていること。
art-156-44/par-4/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-5
the operational rules establish an appropriate means of giving notice upon implementing dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 紛争解決手続の開始から終了に至るまでの標準的な手続の進行について定めていること。
art-156-44/par-4/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-6
the operational rules establish a standard operation process from the commencement to the termination of dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 加入金融商品取引関係業者の顧客が指定紛争解決機関に対し金融商品取引業等業務関連苦情の解決の申立てをする場合又は金融商品取引業等業務関連紛争の当事者が指定紛争解決機関に対し紛争解決手続の申立てをする場合の要件及び方式を定めていること。
art-156-44/par-4/item-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-7
the operational rules establish the requirements and formalities for the customer of a member person or firm involved in financial instruments transactions to file an application for the resolution of a complaint related to financial instruments transaction services with the designated dispute resolution organization, or for a party to a dispute related to financial instruments transaction services to file an application for dispute resolution procedures with the designated dispute resolution organization;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 指定紛争解決機関が加入金融商品取引関係業者から紛争解決手続の申立てを受けた場合において、金融商品取引業等業務関連紛争の他方の当事者となる当該加入金融商品取引関係業者の顧客に対し、速やかにその旨を通知するとともに、当該顧客がこれに応じて紛争解決手続の実施を依頼するか否かを確認するための手続を定めていること。
art-156-44/par-4/item-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-8
the operational rules establish procedures for the designated dispute resolution organization to promptly notify the customer of a member person or firm involved in financial instruments transactions which is to be the other party to a dispute related to financial instruments transaction services when it receives an application for dispute resolution procedures from a member person or firm involved in financial instruments transactions, as well as for confirming with the customer whether or not it requests the implementation of dispute resolution procedures in response to this;
Ministry of Justice translation — Japanese Law Translation Database System
**九** 指定紛争解決機関が加入金融商品取引関係業者の顧客から第七号の紛争解決手続の申立てを受けた場合において、金融商品取引業等業務関連紛争の他方の当事者となる当該加入金融商品取引関係業者に対し、速やかにその旨を通知する手続を定めていること。
art-156-44/par-4/item-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-9
the operational rules establish procedures for the designated dispute resolution organization to promptly notify the member person or firm involved in financial instruments transactions which is to be the other party to a dispute related to financial instruments transaction services when it receives an application for dispute resolution procedures as referred to in item (vii) from the customer of the member person or firm involved in financial instruments transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**十** 紛争解決手続において提出された帳簿書類その他の物件の保管、返還その他の取扱いの方法を定めていること。
art-156-44/par-4/item-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-10
the operational rules establish the way of retaining, returning, and other handling of books, documents, and any other articles submitted in the course of dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**十一** 紛争解決手続において陳述される意見又は提出され、若しくは提示される帳簿書類その他の物件に含まれる金融商品取引業等業務関連紛争の当事者又は第三者の秘密について、当該秘密の性質に応じてこれを適切に保持するための取扱いの方法を定めていること。第百五十六条の五十第九項に規定する手続実施記録に記載されているこれらの秘密についても、同様とする。
art-156-44/par-4/item-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-11
the operational rules establish a method for properly keeping the confidential information of the parties to a dispute related to financial instruments transaction services and of any third party, that is included in an opinion stated or books, documents, or any other article submitted or presented in the course of dispute resolution procedures, in accordance with the nature of the confidential information; the same applies to confidential information stated in the dispute resolution procedures record referred to in Article 156-50, paragraph (9);
Ministry of Justice translation — Japanese Law Translation Database System
**十二** 金融商品取引業等業務関連紛争の当事者が紛争解決手続を終了させるための要件及び方式を定めていること。
art-156-44/par-4/item-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-12
the operational rules establish the requirements and formalities for the parties to a dispute related to financial instruments transaction services to terminate the dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**十三** 紛争解決委員が紛争解決手続によつては金融商品取引業等業務関連紛争の当事者間に和解が成立する見込みがないと判断したときは、速やかに当該紛争解決手続を終了し、その旨を金融商品取引業等業務関連紛争の当事者に通知することを定めていること。
art-156-44/par-4/item-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-13
the operational rules stipulate that if the dispute resolution Mediator judges there to be no prospect of reaching a settlement between the parties to the dispute related to financial instruments transaction services through dispute resolution procedures, the dispute resolution mediator will promptly terminate the dispute resolution procedures and notify the parties to the dispute related to financial instruments transaction services of the same; and
Ministry of Justice translation — Japanese Law Translation Database System
**十四** 指定紛争解決機関の紛争解決委員、役員及び職員について、これらの者が紛争解決等業務に関して知り得た秘密を確実に保持するための措置を定めていること。
art-156-44/par-4/item-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-14
the operational rules establish measures for the dispute resolution mediators and the officers and employees of the designated dispute resolution organization to reliably retain any confidential information learned in the course of dispute resolution services, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第一項第四号及び第五号に掲げる事項に関する業務規程は、次に掲げる基準に適合するものでなければならない。
art-156-44/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5
The operational rules with regard to the matters set forth in paragraph (1), items (iv) and (v) must conform to the following criteria:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第一項第四号に規定する負担金及び同項第五号に規定する料金の額又は算定方法及び支払方法（次号において「負担金額等」という。）を定めていること。
art-156-44/par-5/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5/item-1
the operational rules establish the amount of the burden charges provided for in paragraph (1), item (iv), the fees referred to in item (v) of that paragraph, or the method of calculating them, as well as the method of payment for them (referred to as the "amount of burden charges, etc." in the following item); and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 負担金額等が著しく不当なものでないこと。
art-156-44/par-5/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5/item-2
the amount of burden charges, etc. are not extremely unreasonable.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 第二項第五号の「特別調停案」とは、和解案であつて、次に掲げる場合を除き、加入金融商品取引関係業者が受諾しなければならないものをいう。
art-156-44/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-6
The term "special conciliation proposal" as used in paragraph (2), item (v) means a settlement proposal that the member person or firm involved in financial instruments transactions must accept, except in any of the following cases:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当事者である加入金融商品取引関係業者の顧客（以下この項において単に「顧客」という。）が当該和解案を受諾しないとき。
art-156-44/par-6/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-6/item-1
the customer of the member person or firm involved in financial instruments transactions that is a party (hereinafter simply referred to as the "customer" in this paragraph) does not accept the settlement proposal;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該和解案の提示の時において当該紛争解決手続の目的となつた請求に係る訴訟が提起されていない場合において、顧客が当該和解案を受諾したことを加入金融商品取引関係業者が知つた日から一月を経過する日までに当該請求に係る訴訟が提起され、かつ、同日までに当該訴訟が取り下げられないとき。
art-156-44/par-6/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-6/item-2
at the time the settlement proposal is presented, litigation has not been filed in connection with a claim subject to the dispute resolution procedures, but by one month after the day on which the member person or firm involved in financial instruments transactions learns that the customer accepts the settlement proposal, litigation has been filed in connection with such a claim and not withdrawn;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該和解案の提示の時において当該紛争解決手続の目的となつた請求に係る訴訟が提起されている場合において、顧客が当該和解案を受諾したことを加入金融商品取引関係業者が知つた日から一月を経過する日までに当該訴訟が取り下げられないとき。
art-156-44/par-6/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-6/item-3
at the time the settlement proposal is presented, litigation has been filed in connection with a claim subject to the dispute resolution procedures, and by one month after the day on which the member person or firm involved in financial instruments transactions learns that the customer accepts the settlement proposal, that litigation has not been withdrawn; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 顧客が当該和解案を受諾したことを加入金融商品取引関係業者が知つた日から一月を経過する日までに、当該紛争解決手続が行われている金融商品取引業等業務関連紛争について、当事者間において仲裁法（平成十五年法律第百三十八号）第二条第一項に規定する仲裁合意がされ、又は当該和解案によらずに和解若しくは調停が成立したとき。
art-156-44/par-6/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-6/item-4
by one month after the day on which the member person or firm involved in financial instruments transactions learns that the customer accepts the settlement proposal, an arbitration agreement provided for in Article 2, paragraph (1) of the Arbitration Act (Act No. 138 of 2003) is entered into or a settlement or conciliation other than through the relevant settlement proposal is reached between the parties with regard to the dispute related to financial instruments transaction services for which the dispute resolution procedures have been implemented.
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** 業務規程の変更は、内閣総理大臣の認可を受けなければ、その効力を生じない。
art-156-44/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-7
Changes to the operational rules do not become effective without the authorization of the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 内閣総理大臣は、前項の規定による認可をしようとするときは、当該認可に係る業務規程が第四項各号及び第五項各号に掲げる基準（紛争解決手続の業務に係る部分に限る。）に適合していることについて、あらかじめ、法務大臣に協議しなければならない。
art-156-44/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-8
Before seeking to grant the authorization under the preceding paragraph, the Prime Minister must consult the Minister of Justice as to whether the operational rules subject to that authorization conform to the criteria set forth in the items of paragraph (4) and the items of paragraph (5) (limited to the part related to the operation of dispute resolution procedures).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十五（手続実施基本契約の不履行の事実の公表等） — (Disclosure of the Fact of a Breach of a Basic Contract for the Implementation of Dispute Resolution Procedures)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-45 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-45
**第一項** 指定紛争解決機関は、手続実施基本契約により加入金融商品取引関係業者が負担する義務の不履行が生じた場合において、当該加入金融商品取引関係業者の意見を聴き、当該不履行につき正当な理由がないと認めるときは、遅滞なく、当該加入金融商品取引関係業者の商号、名称又は氏名及び当該不履行の事実を公表するとともに、内閣総理大臣に報告しなければならない。
art-156-45/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-45/par-1
If the obligations that a member business operator involved in financial instruments transactions bears pursuant to a basic contract for the implementation of dispute resolution procedures are breached, and the designated dispute resolution organization hears the opinion of the member person or firm involved in financial instruments transactions and finds there to be no legitimate reason for the breach, the designated dispute resolution organization must disclose the trade name or name of the member person or firm involved in financial instruments transactions and the fact of the breach to the public, as well as reporting it to the Prime Minister, without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 指定紛争解決機関は、金融商品取引業等業務関連苦情及び金融商品取引業等業務関連紛争を未然に防止し、並びに金融商品取引業等業務関連苦情の処理及び金融商品取引業等業務関連紛争の解決を促進するため、加入金融商品取引関係業者その他の者に対し、情報の提供、相談その他の援助を行うよう努めなければならない。
art-156-45/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-45/par-2
A designated dispute resolution organization must endeavor to provide information, consultation, and other support to member person or firms involved in financial instruments transactions and to other persons, in order to preemptively prevent complaints related to financial instruments transaction services and disputes related to financial instruments transaction services, and to facilitate the processing of complaints related to financial instruments transaction services and the resolution of disputes related to financial instruments transaction services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十六（暴力団員等の使用の禁止） — (Prohibition on the Employment of a Member of an Organized Crime Group)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-46 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-46
**第一項** 指定紛争解決機関は、暴力団員等（暴力団員による不当な行為の防止等に関する法律第二条第六号に規定する暴力団員（以下この条において「暴力団員」という。）又は暴力団員でなくなつた日から五年を経過しない者をいう。）を紛争解決等業務に従事させ、又は紛争解決等業務の補助者として使用してはならない。
art-156-46/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-46/par-1
A designated dispute resolution organization must not allow the member, etc. of an organized crime group (meaning a member of an organized crime group as defined in Article 2, item (vi) of the Act to Prevent Illegal Activities by Members of Organized Crime Groups (hereinafter referred to as the "member of an organized crime group" in this Article) or a person for whom five years have not passed since the day on which they ceased to be the member of an organized crime group) to engage in dispute resolution services, etc., or use such a person as an assistant in dispute resolution services, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十七（差別的取扱いの禁止） — (Prohibition on DiscriminatoryTreatment)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-47 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-47
**第一項** 指定紛争解決機関は、特定の加入金融商品取引関係業者に対し不当な差別的取扱いをしてはならない。
art-156-47/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-47/par-1
A designated dispute resolution organization must not subject any particular member person or firm involved in financial instruments transactions to unfair and discriminatory treatment.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十八（記録の保存） — (Archiving Records)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-48 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-48
**第一項** 指定紛争解決機関は、第百五十六条の五十第九項の規定によるもののほか、内閣府令で定めるところにより、紛争解決等業務に関する記録を作成し、これを保存しなければならない。
art-156-48/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-48/par-1
A designated dispute resolution organization must prepare and archive records of its dispute resolution services, etc. pursuant to the provisions of Cabinet Office Order, beyond the records under the provisions of Article 156-50, paragraph (9).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の四十九（指定紛争解決機関による苦情処理手続） — (Complaint Processing Procedures by a Designated Dispute Resolution Organization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-49 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-49
**第一項** 指定紛争解決機関は、加入金融商品取引関係業者の顧客から金融商品取引業等業務関連苦情について解決の申立てがあつたときは、その相談に応じ、当該顧客に必要な助言をし、当該金融商品取引業等業務関連苦情に係る事情を調査するとともに、当該加入金融商品取引関係業者に対し、当該金融商品取引業等業務関連苦情の内容を通知してその迅速な処理を求めなければならない。
art-156-49/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-49/par-1
If the customer of a member person or firm involved in financial instruments transactions files an application for the resolution of a complaint related to financial instruments transaction services, beyond providing the customer with the necessary advice and investigating the circumstances to which the complaint related to financial instruments transaction services pertains based on its consultation with the customer, the designated dispute resolution organization must notify the member person or firm involved in financial instruments transactions of the substance and content of the complaint related to financial instruments transaction services, and request that the member person or firm involved in financial instruments transactions process the complaint expeditiously.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十（指定紛争解決機関による紛争解決手続） — (Dispute Resolution Procedures by a Designated Dispute Resolution Organization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-50 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50
**第一項** 加入金融商品取引関係業者に係る金融商品取引業等業務関連紛争の解決を図るため、当事者は、当該加入金融商品取引関係業者が手続実施基本契約を締結した指定紛争解決機関に対し、紛争解決手続の申立てをすることができる。
art-156-50/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-1
The party to a dispute related to financial instruments transaction services may file an application for dispute resolution procedures with the designated dispute resolution organization with which the member person or firm involved in financial instruments transactions has concluded a basic contract for the implementation of dispute resolution procedures, for the purpose of resolving the dispute related to the financial instruments transaction services of the member person or firm involved in financial instruments transactions.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 指定紛争解決機関は、前項の申立てを受けたときは、紛争解決委員を選任するものとする。
art-156-50/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-2
When a designated dispute resolution organization receives the application referred to in the preceding paragraph, it is to appoint dispute resolution mediators.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 紛争解決委員は、人格が高潔で識見の高い者であつて、次の各号のいずれかに該当する者（第一項の申立てに係る当事者と利害関係を有する者を除く。）のうちから選任されるものとする。この場合において、紛争解決委員のうち少なくとも一人は、第一号又は第三号（当該申立てが司法書士法第三条第一項第七号に規定する紛争に係るものである場合にあつては、第一号、第三号又は第四号）のいずれかに該当する者でなければならない。
art-156-50/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3
Dispute resolution mediators are to be appointed from among persons of the highest moral character that fall under any of the following items (excluding any person that has an interest in a party connected with the application referred to in paragraph (1)). In such a case, at least one of the dispute resolution mediators must be a person that falls under item (i) or (iii) (or in item (i), (iii) or (iv), if the application pertains to a dispute provided for in Article 3, paragraph (1), item (vii) of the Judicial Scrivener Act):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 弁護士であつてその職務に従事した期間が通算して五年以上である者
art-156-50/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-1
an attorney-at-law who has been practicing for five years or more in total;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業等業務に従事した期間が通算して十年以上である者
art-156-50/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-2
a person that has engaged in financial instruments transaction services for ten years or more in total;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 消費生活に関する消費者と事業者との間に生じた苦情に係る相談その他の消費生活に関する事項について専門的な知識経験を有する者として内閣府令で定める者
art-156-50/par-3/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-3
a person provided for by Cabinet Office Order as having specialized knowledge of and experience in consulting on complaints that arise between consumers and person or firms in business with regard to consumer affairs or on any other consumer affairs matters;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 当該申立てが司法書士法第三条第一項第七号に規定する紛争に係るものである場合にあつては、同条第二項に規定する司法書士であつて同項に規定する簡裁訴訟代理等関係業務に従事した期間が通算して五年以上である者
art-156-50/par-3/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-4
if the application pertains to a dispute prescribed in Article 3, paragraph (1), item (vii) of the Judicial Scriveners Act, a judicial scrivener as prescribed in paragraph (2) of that Article that has engaged in summary court legal representation services, etc. as defined in that paragraph for five years or more in total; or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 前各号に掲げる者に準ずる者として内閣府令で定める者
art-156-50/par-3/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-5
a person specified by Cabinet Office Order as being equivalent to a person set forth in any of the preceding items.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 指定紛争解決機関は、第一項の申立てを第二項の規定により選任した紛争解決委員（以下この条及び次条第一項において単に「紛争解決委員」という。）による紛争解決手続に付するものとする。ただし、紛争解決委員は、当該申立てに係る当事者である加入金融商品取引関係業者の顧客が当該金融商品取引業等業務関連紛争を適切に解決するに足りる能力を有する者であると認められることその他の事由により紛争解決手続を行うのに適当でないと認めるとき、又は当事者が不当な目的でみだりに第一項の申立てをしたと認めるときは、紛争解決手続を実施しないものとし、紛争解決委員が当該申立てを受託紛争解決機関における紛争解決手続に相当する手続に付することが適当と認めるときは、指定紛争解決機関は、受託紛争解決機関に紛争解決手続の業務を委託するものとする。
art-156-50/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-4
A designated dispute resolution organization is to send the application referred to in paragraph (1) into dispute resolution procedures by the dispute resolution mediators appointed pursuant to paragraph (2) (hereinafter simply referred to as "dispute resolution mediators" in this Article and paragraph (1) of the following Article); provided, however, that if the dispute resolution mediators find that it is not appropriate to carry out dispute resolution procedures due to it being found that the customer of the member person or firm involved in financial instruments transactions that is a party under that application has sufficient ability to properly resolve the dispute related to financial instruments transaction services or due to any other grounds, or if the dispute resolution mediators find that a party has filed the application referred to in paragraph (1) for unjust purposes and without due cause, they are not to implement dispute resolution procedures, and if the dispute resolution mediators find it to be appropriate to send the application into procedures equivalent to dispute resolution procedures at an entrusted dispute resolution organization, the designated dispute resolution organization is to entrust the operation of dispute resolution procedures to an entrusted dispute resolution organization.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 前項ただし書の規定により紛争解決委員が紛争解決手続を実施しないこととしたとき、又は受託紛争解決機関に業務を委託することとしたときは、指定紛争解決機関は、第一項の申立てをした者に対し、その旨を理由を付して通知するものとする。
art-156-50/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-5
If the dispute resolution mediators decide not to implement dispute resolution procedures pursuant to the proviso to the preceding paragraph, or if they decide to entrust the operation to an entrusted dispute resolution organization, the designated dispute resolution organization is to notify the person that filed the application referred to in paragraph (1), indicating that they have done so and giving the reason.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 紛争解決委員は、当事者若しくは参考人から意見を聴取し、若しくは報告書の提出を求め、又は当事者から参考となるべき帳簿書類その他の物件の提出を求め、和解案を作成して、その受諾を勧告し、又は特別調停（第百五十六条の四十四第六項に規定する特別調停案を提示することをいう。）をすることができる。
art-156-50/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-6
A dispute resolution mediator may hear the opinions of the parties and witnesses, request them to submit written reports, request the parties to submit books, documents, and any other articles that should serve as a reference, prepare the settlement proposal that is needed to resolve the case and recommend that the parties accept it, or implement a special conciliation (meaning presenting the special conciliation proposal provided for in Article 156-44, paragraph (6)).
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "A dispute resolution mediator may hear the opinions of the parties and witnesses, request them to submit written reports, request the parties to submit books, documents, and any other articles that should serve as a reference, prepare the settlement proposal that is needed to resolve the case and recommend that the parties accept it, or implement a special conciliation (meaning presenting the special conciliation proposal provided for in Article 56-44, paragraph (6))." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第七項** 紛争解決手続は、公開しない。ただし、紛争解決委員は、当事者の同意を得て、相当と認める者の傍聴を許すことができる。
art-156-50/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-7
Dispute resolution procedures are not open to the public; provided, however, that a dispute resolution mediator may allow the attendance of a person that is considered to be appropriate, with the consent of the parties.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 指定紛争解決機関は、紛争解決手続の開始に先立ち、当事者である加入金融商品取引関係業者の顧客に対し、内閣府令で定めるところにより、次に掲げる事項について、これを記載した書面を交付し、又はこれを記録した電磁的記録を提供して説明をしなければならない。
art-156-50/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-8
Prior to the commencement of dispute resolution procedures and pursuant to the provisions of Cabinet Office Order, a designated dispute resolution organization must deliver a document that states the following particulars or provide an electronic or magnetic record in which these have been recorded to the customer of the member person or firm involved in financial instruments transactions that is a party to the dispute, and give an explanation of the same:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該顧客が支払う料金に関する事項
art-156-50/par-8/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-8/item-1
the particulars of the fees to be paid by the customer;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第百五十六条の四十四第四項第六号に規定する紛争解決手続の開始から終了に至るまでの標準的な手続の進行
art-156-50/par-8/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-8/item-2
the standard operation process from the commencement to the termination of dispute resolution procedures, as provided in Article 156-44, paragraph (4), item (vi); and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げるもののほか、内閣府令で定める事項
art-156-50/par-8/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-8/item-3
beyond what is set forth in the preceding two items, matters specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第九項** 指定紛争解決機関は、内閣府令で定めるところにより、その実施した紛争解決手続に関し、次に掲げる事項を記載した手続実施記録を作成し、保存しなければならない。
art-156-50/par-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9
A designated dispute resolution organization must prepare and archive a dispute resolution procedures record detailing the following matters with regard to the dispute resolution procedures it implemented, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引業等業務関連紛争の当事者が紛争解決手続の申立てをした年月日
art-156-50/par-9/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-1
the date on which the party to the dispute related to financial instruments transaction services filed the application for dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業等業務関連紛争の当事者及びその代理人の氏名、商号又は名称
art-156-50/par-9/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-2
the name or trade name of the parties to the dispute related to financial instruments transaction services and their agents;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 紛争解決委員の氏名
art-156-50/par-9/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-3
the names of the dispute resolution mediators;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 紛争解決手続の実施の経緯
art-156-50/par-9/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-4
the particulars of the dispute resolution procedures;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 紛争解決手続の結果（紛争解決手続の終了の理由及びその年月日を含む。）
art-156-50/par-9/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-5
the results of the dispute resolution procedures (including the reasons for the termination of dispute resolution procedures and its date); and
Ministry of Justice translation — Japanese Law Translation Database System
**六** 前各号に掲げるもののほか、実施した紛争解決手続の内容を明らかにするために必要な事項であつて内閣府令で定めるもの
art-156-50/par-9/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-6
beyond what is set forth in the preceding items, the particulars necessary for clarifying the content of the implemented dispute resolution procedures which are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十一（時効の完成猶予） — (Postponement of Completion of Prescription)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-51 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-51
**第一項** 紛争解決手続によつては金融商品取引業等業務関連紛争の当事者間に和解が成立する見込みがないことを理由に紛争解決委員が当該紛争解決手続を終了した場合において、当該紛争解決手続の申立てをした当該金融商品取引業等業務関連紛争の当事者がその旨の通知を受けた日から一月以内に当該紛争解決手続の目的となつた請求について訴えを提起したときは、時効の完成猶予に関しては、当該紛争解決手続における請求の時に、訴えの提起があつたものとみなす。
art-156-51/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-51/par-1
If the dispute resolution mediators terminate dispute resolution procedures on the grounds that there is no prospect of reaching a settlement between the parties to a dispute related to financial instruments transaction services through dispute resolution procedures, and the party to the dispute related to financial instruments transaction services which filed the application for dispute resolution procedures files an action on a claim that was subject to the dispute resolution procedures within one month from the day on which that party receives notice of the termination, the action is deemed to have been filed at the time that the claim was filed in dispute resolution procedures in terms of the postponement of completion of prescription.
machine translation, not official
**第二項** 指定紛争解決機関の紛争解決等業務の廃止が第百五十六条の六十第一項の規定により認可され、又は第百五十六条の三十九第一項の規定による指定が第百五十六条の六十一第一項の規定により取り消され、かつ、その認可又は取消しの日に紛争解決手続が実施されていた金融商品取引業等業務関連紛争がある場合において、当該紛争解決手続の申立てをした当該金融商品取引業等業務関連紛争の当事者が第百五十六条の六十第三項若しくは第百五十六条の六十一第三項の規定による通知を受けた日又は当該認可若しくは取消しを知つた日のいずれか早い日から一月以内に当該紛争解決手続の目的となつた請求について訴えを提起したときも、前項と同様とする。
art-156-51/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-51/par-2
The provisions of the preceding paragraph also apply if the discontinuation of dispute resolution services, etc. by a designated dispute resolution organization is authorized pursuant to Article 156-60, paragraph (1) or if the designation under Article 156-39, paragraph (1) is rescinded pursuant to Article 156-61, paragraph (1) and there is a dispute related to financial instruments transaction services for which dispute resolution procedures have been implemented as of the day of authorization or rescission, and the party to the dispute related to financial instruments transaction services which has filed the application for dispute resolution procedures files an action on a claim that was subject to those dispute resolution procedures within one month from the day on which the party receives the notice under Article 156-60, paragraph (3) or Article 156-61, paragraph (3), or within one month from the day on which the party comes to know of the authorization or rescission, whichever comes earlier.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十二（訴訟手続の中止） — (Suspension of Court Proceedings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-52 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52
**第一項** 金融商品取引業等業務関連紛争について当該金融商品取引業等業務関連紛争の当事者間に訴訟が係属する場合において、次の各号のいずれかに掲げる事由があり、かつ、当該金融商品取引業等業務関連紛争の当事者の共同の申立てがあるときは、受訴裁判所は、四月以内の期間を定めて訴訟手続を中止する旨の決定をすることができる。
art-156-52/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-1
If litigation is pending with regard to a dispute related to financial instruments transaction services between the parties to a dispute related to financial instruments transaction services, and if any of the following grounds exist and the parties to the dispute related to financial instruments transaction services file a joint petition, the court in charge of the case may decide to suspend the court proceedings for a fixed period of no longer than four months:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引業等業務関連紛争について、当該金融商品取引業等業務関連紛争の当事者間において紛争解決手続が実施されていること。
art-156-52/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-1/item-1
dispute resolution procedures have been implemented for a dispute related to financial instruments transaction services, between the parties to the relevant dispute related to financial instruments transaction services; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 前号の場合のほか、当該金融商品取引業等業務関連紛争の当事者間に紛争解決手続によつて当該金融商品取引業等業務関連紛争の解決を図る旨の合意があること。
art-156-52/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-1/item-2
beyond the case referred to in the preceding item, the parties to the dispute related to financial instruments transaction services reach an agreement to endeavor to resolve the dispute related to financial instruments transaction services through dispute resolution procedures.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 受訴裁判所は、いつでも前項の決定を取り消すことができる。
art-156-52/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-2
The court in charge of the case may rescind the decision referred to in the preceding paragraph at any time.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の申立てを却下する決定及び前項の規定により第一項の決定を取り消す決定に対しては、不服を申し立てることができない。
art-156-52/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-3
No appeal may be entered against a decision dismissing the petition referred to in paragraph (1) or a decision rescinding the decision referred to in paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十三（加入金融商品取引関係業者の名簿の縦覧） — (Public Inspection of the List of Members and Firms Involved in Financial Instruments Transactions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-53 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-53
**第一項** 指定紛争解決機関は、加入金融商品取引関係業者の名簿を公衆の縦覧に供しなければならない。
art-156-53/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-53/par-1
A designated dispute resolution organization must make the register of members and firms involved in financial instruments transactions available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十四（名称の使用制限） — (Restriction on the Use of Names)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-54 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-54
**第一項** 指定紛争解決機関でない者（銀行法第五十二条の六十二第一項の規定による指定を受けた者その他これに類する者として政令で定めるものを除く。）は、その名称又は商号中に、指定紛争解決機関と誤認されるおそれのある文字を用いてはならない。
art-156-54/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-54/par-1
A person that is not a designated dispute resolution organization (other than a person that has obtained the designation under Article 52-62, paragraph (1) of the Banking Act or any other person specified by Cabinet Order as being similar thereto) must not use a term in its name or trade name which could give rise to the misconception that it is a designated dispute resolution organization.
Ministry of Justice translation — Japanese Law Translation Database System
## 第三節 監督 — Section 3 Supervision
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5-5/sec-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#ch-5-5/sec-3
### 第百五十六条の五十五（変更の届出） — (Notification of a Change)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-55 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-55
**第一項** 指定紛争解決機関は、第百五十六条の四十第一項第二号から第四号までのいずれかに掲げる事項に変更があつたときは、その旨を内閣総理大臣に届け出なければならない。
art-156-55/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-55/par-1
If a particular set forth in Article 156-40, paragraph (1), items (ii) through (iv) changes, the designated dispute resolution organization must notify the Prime Minister of this.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定により指定紛争解決機関の商号若しくは名称又は主たる営業所若しくは事務所の所在地の変更の届出があつたときは、その旨を官報で公示しなければならない。
art-156-55/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-55/par-2
If the Prime Minister is notified of a change in the trade name or name of a designated dispute resolution organization or in the location of its principal business office or office, the Prime Minister must give public notice of this in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十六（手続実施基本契約の締結等の届出） — (Notification of the Conclusion of a Basic Contract for the Implementation of Dispute Resolution Procedures)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-56 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-56
**第一項** 指定紛争解決機関は、次の各号のいずれかに該当するときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-156-56/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-56/par-1
If a designated dispute resolution organization falls under any of the following items, it must notify the Prime Minister of this pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引関係業者と手続実施基本契約を締結したとき、又は当該手続実施基本契約を終了したとき。
art-156-56/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-56/par-1/item-1
it concludes a basic contract for the implementation of dispute resolution procedures with a person or firm involved in financial instruments transactions, or it terminates such a basic contract for the implementation of dispute resolution procedures; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 前号に掲げるもののほか、内閣府令で定めるとき。
art-156-56/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-56/par-1/item-2
cases other than what is set forth in the preceding item, which are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十七（業務に関する報告書の提出） — (Submission of Business Reports)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-57 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-57
**第一項** 指定紛争解決機関は、事業年度ごとに、当該事業年度に係る紛争解決等業務に関する報告書を作成し、内閣総理大臣に提出しなければならない。
art-156-57/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-57/par-1
Each business year, a designated dispute resolution organization must prepare a report on the dispute resolution services, etc. in that business year and submit it to the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の報告書に関する記載事項、提出期日その他必要な事項は、内閣府令で定める。
art-156-57/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-57/par-2
The particulars to be stated in the report referred to the preceding paragraph, the submission date, and other necessary particulars are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十八（報告の徴取及び立入検査） — (Collection of Reports and On-Site Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-58 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-58
**第一項** 内閣総理大臣は、紛争解決等業務の公正かつ適確な遂行のため必要があると認めるときは、指定紛争解決機関に対し、その業務に関し報告若しくは資料の提出を命じ、又は当該職員に、指定紛争解決機関の営業所若しくは事務所その他の施設に立ち入らせ、当該指定紛争解決機関の業務の状況に関し質問させ、若しくは帳簿書類その他の物件を検査させることができる。
art-156-58/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-58/par-1
If the Prime Minister finds it to be necessary for the fair and appropriate execution of dispute resolution services, etc., the Prime Minister may order a designated dispute resolution organization to make reports or submit materials relevant to its business, or may have relevant officials enter the business office, office, or any other facilities of the designated dispute resolution organization and ask questions about the state of the business of the designated dispute resolution organization or to inspect its books, documents, and any other articles.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、紛争解決等業務の公正かつ適確な遂行のため特に必要があると認めるときは、その必要の限度において、指定紛争解決機関の加入金融商品取引関係業者若しくは当該指定紛争解決機関から業務の委託を受けた者に対し、当該指定紛争解決機関の業務に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に、これらの者の営業所若しくは事務所その他の施設に立ち入らせ、当該指定紛争解決機関の業務の状況に関し質問させ、若しくはこれらの者の帳簿書類その他の物件を検査させることができる。
art-156-58/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-58/par-2
If the Prime Minister finds it to be particularly necessary for the fair and appropriate execution of dispute resolution services, etc., the Prime Minister may, to the extent necessary, order a designated dispute resolution organization's member person or firm involved in financial instruments transactions or the person that a designated dispute resolution organization has entrusted with its business, to make reports or submit materials, or may have relevant officials enter the business office, office, or any other facilities of those persons, ask questions about the state of the business of the designated dispute resolution organization, or inspect their books, documents, and any other articles.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の五十九（業務改善命令） — (Business Improvement Orders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-59 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-59
**第一項** 内閣総理大臣は、指定紛争解決機関の紛争解決等業務の運営に関し、紛争解決等業務の公正かつ適確な遂行を確保するため必要があると認めるときは、その必要の限度において、当該指定紛争解決機関に対して、その業務の運営の改善に必要な措置を命ずることができる。
art-156-59/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-59/par-1
If the Prime Minister finds it to be necessary for ensuring the fair and appropriate execution of dispute resolution services, etc. concerning a designated dispute resolution organization's operation of dispute resolution services, etc., the Prime Minister may, to the extent necessary, order the designated dispute resolution organization to take measures that are necessary for improving its business operations.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当する場合において、前項の規定による命令をしようとするときは、あらかじめ、法務大臣に協議しなければならない。
art-156-59/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-59/par-2
If a designated dispute resolution organization falls under any of the following items, the Prime Minister must consult with the Minister of Justice before seeking to give the order under the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百五十六条の三十九第一項第五号から第七号までに掲げる要件（紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあつては、第百五十六条の四十四第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。）に該当しないこととなつた場合又は第百五十六条の三十九第一項第五号から第七号までに掲げる要件に該当しないこととなるおそれがあると認められる場合
art-156-59/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-59/par-2/item-1
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) (limited to the part that involves the operation of dispute resolution procedures, the requirement set forth in item (vii) of that paragraph involving the criteria set forth in the items of Article 156-44, paragraph (4) or the items of paragraph (5) of that Article; hereinafter the same applies in this item), or it is found to be likely that it will come to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) to (vii); or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第百五十六条の四十二、第百五十六条の四十三、第百五十六条の四十六又は第百五十六条の五十の規定に違反した場合（その違反行為が紛争解決手続の業務に係るものである場合に限る。）
art-156-59/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-59/par-2/item-2
it violates the provisions of Article 156-42, Article 156-43, Article 156-46, or Article 156-50 (but only if such violation is related to the operation of dispute resolution procedures).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の六十（紛争解決等業務の休廃止） — (Suspension or Discontinuation of Dispute Resolution Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-60 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60
**第一項** 指定紛争解決機関は、紛争解決等業務の全部若しくは一部の休止（次項に規定する理由によるものを除く。）をし、又は廃止をしようとするときは、内閣総理大臣の認可を受けなければならない。
art-156-60/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-1
A designated dispute resolution organization must obtain the authorization of the Prime Minister if it seeks to suspend (excluding suspension on the grounds prescribed in the following paragraph) or discontinue the whole or part of the dispute resolution services, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 指定紛争解決機関が、天災その他のやむを得ない理由により紛争解決等業務の全部又は一部の休止をした場合には、直ちにその旨を、理由を付して内閣総理大臣に届け出なければならない。指定紛争解決機関が当該休止をした当該紛争解決等業務の全部又は一部を再開するときも、同様とする。
art-156-60/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-2
If a designated dispute resolution organization suspends all or part of its dispute resolution services, etc. due to a natural disaster or for any other compelling reason, it must immediately notify the Prime Minister of this, indicating that it has done so and giving the reason. The same applies when the designated dispute resolution organization recommences all or a part of the dispute resolution services, etc. so suspended.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の規定による休止若しくは廃止の認可を受け、又は前項の休止をした指定紛争解決機関は、当該休止又は廃止の日から二週間以内に、当該休止又は廃止の日に苦情処理手続又は紛争解決手続（他の指定紛争解決機関又は他の法律の規定による指定であつて紛争解決等業務に相当する業務に係るものとして政令で定めるものを受けた者（以下この項において「委託紛争解決機関」という。）から業務の委託を受けている場合における当該委託に係る当該委託紛争解決機関の苦情を処理する手続又は紛争の解決を図る手続を含む。次条第三項において同じ。）が実施されていた当事者、当該当事者以外の加入金融商品取引関係業者及び他の指定紛争解決機関に当該休止又は廃止をした旨を通知しなければならない。指定紛争解決機関が当該休止をした当該紛争解決等業務の全部又は一部を再開するときも、同様とする。
art-156-60/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-3
A designated dispute resolution organization that obtains the authorization for suspension or discontinuation under paragraph (1) or that implements the suspension referred to in the preceding paragraph must notify a party for which complaint processing procedures or dispute resolution procedures have been implemented as of the day of the suspension or discontinuation (if the designated dispute resolution organization has been entrusted with business by another designated dispute resolution organization or by a person that has obtained a designation under the provisions of other Acts which is specified by Cabinet Order as being connected with business equivalent to dispute resolution services, etc. (hereinafter collectively referred to as an "entrusting dispute resolution organization" in this paragraph), this includes procedures for processing complaints for the entrusting dispute resolution organization in connection with that entrustment and procedures for resolving disputes that have been implemented as of the day of the suspension or discontinuation; the same applies in paragraph (3) of the following Article), the member persons and firms involved in financial instruments transactions that are not parties, and other designated dispute resolution organizations, of the suspension or discontinuation, within two weeks from the day of the suspension or discontinuation. The same applies if the designated dispute resolution organization recommences all or a part of dispute resolution services, etc. so suspended.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百五十六条の六十一（指定の取消し等） — (Rescission of a Designation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-156-61 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61
**第一項** 内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当するときは、第百五十六条の三十九第一項の規定による指定を取り消し、又は六月以内の期間を定めて、その業務の全部若しくは一部の停止を命ずることができる。
art-156-61/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
If a designated dispute resolution organization falls under any of the following items, the Prime Minister may rescind the designation under Article 156-39, paragraph (1) or order the suspension of all or part of its business during a fixed period of no longer than six months:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百五十六条の三十九第一項第二号から第七号までに掲げる要件に該当しないこととなつたとき、又は指定を受けた時点において同項各号のいずれかに該当していなかつたことが判明したとき。
art-156-61/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1/item-1
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (ii) through (vii), or it is discovered not to have fallen under any of the items of that paragraph at the time it obtained the designation;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 不正の手段により第百五十六条の三十九第一項の規定による指定を受けたとき。
art-156-61/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1/item-2
it has obtained the designation under Article 156-39, paragraph (1) by wrongful means; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 法令又は法令に基づく処分に違反したとき。
art-156-61/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1/item-3
it violates a law or regulation or a disposition based on a law or regulation.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当する場合において、前項の規定による処分又は命令をしようとするときは、あらかじめ、法務大臣に協議しなければならない。
art-156-61/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-2
If a designated dispute resolution organization falls under any of the following items, the Prime Minister must consult with the Minister of Justice before seeking to issue a disposition or order under the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百五十六条の三十九第一項第五号から第七号までに掲げる要件（紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあつては、第百五十六条の四十四第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。）に該当しないこととなつた場合又は第百五十六条の三十九第一項の規定による指定を受けた時点において同項第五号から第七号までに掲げる要件に該当していなかつたことが判明した場合
art-156-61/par-2/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-2/item-1
it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) (limited to the part that involves the operation of dispute resolution procedures; the requirement set forth in item (vii) of that paragraph is limited to that which is related to the criteria set forth in the items of Article 156-44, paragraph (4) or the items of paragraph (5) of that Article; hereinafter the same applies in this item), or it is discovered not to have satisfied the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) at the time it obtained the designation under Article 156-39, paragraph (1); or
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "it comes to no longer satisfy the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) (limited to the part that involves the operation of dispute resolution procedures; the requirement set forth in item (vii) of that paragraph is limited to that which is related to the criteria set forth in the items of Article 156-44, paragraph (4) or the items of paragraph (5) of that Article; hereinafter the same applies in this item), or it is discovered not to have satisfied the requirements set forth in Article 156-39, paragraph (1), items (v) through (vii) at the time it obtained the designation under Article 156-29, paragraph (1); or" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**二** 第百五十六条の四十二、第百五十六条の四十三、第百五十六条の四十六又は第百五十六条の五十の規定に違反した場合（その違反行為が紛争解決手続の業務に係るものである場合に限る。）
art-156-61/par-2/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-2/item-2
it violates the provisions of Article 156-42, Article 156-43, Article 156-46, or Article 156-50 (but only if that violation is related to the operation of dispute resolution procedures).
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の規定により第百五十六条の三十九第一項の規定による指定の取消しの処分を受け、又はその業務の全部若しくは一部の停止の命令を受けた者は、当該処分又は命令の日から二週間以内に、当該処分又は命令の日に苦情処理手続又は紛争解決手続が実施されていた当事者、当該当事者以外の加入金融商品取引関係業者及び他の指定紛争解決機関に当該処分又は命令を受けた旨を通知しなければならない。
art-156-61/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-3
A person that is issued a disposition for the rescission of a designation under Article 156-39, paragraph (1) or an order for the suspension of all or part of its business pursuant to the provisions of paragraph (1) must notify a party for which complaint processing procedures or dispute resolution procedures have been implemented as of the day of that disposition or order, the member persons and firms involved in financial instruments transactions that are not parties, and other designated dispute resolution organizations, that it has been issued the disposition or order, within two weeks from the day of the disposition or order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、第一項の規定により第百五十六条の三十九第一項の規定による指定を取り消したときは、その旨を官報で公示しなければならない。
art-156-61/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-4
If the Prime Minister rescinds a designation under Article 156-39, paragraph (1) pursuant to the provisions of paragraph (1), the Prime Minister must give public notice of this in the Official Gazette.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-156-38/par-1: 次条第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-38/par-2: 第二十八条第一項 → 金融商品取引法 第二十八条第一項 (Article 28, paragraph (1)), art-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-28/par-1
- art-156-38/par-2: 第三十五条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-156-38/par-2: 第二条第十一項第一号 → 金融商品取引法 第二条第十一項第一号 (Article 2, paragraph (11), item (i)), art-2/par-11/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-11/item-1
- art-156-38/par-3: 第二十八条第二項 → 金融商品取引法 第二十八条第二項 (Article 28, paragraph (2)), art-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-28/par-2
- art-156-38/par-3: 第六十三条第一項第一号 → 金融商品取引法 第六十三条第一項第一号 (Article 63, paragraph (1), item (i)), art-63/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-6/from-art-63#art-63/par-1/item-1
- art-156-38/par-3: 第六十三条の八第一項第二号 → 金融商品取引法 第六十三条の八第一項第二号 (Article 63-8, paragraph (1), item (ii)), art-63-8/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-2
- art-156-38/par-4: 第二十八条第三項 → 金融商品取引法 第二十八条第三項 (Article 28, paragraph (3)), art-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-28/par-3
- art-156-38/par-5: 第二十八条第四項 → 金融商品取引法 第二十八条第四項 (Article 28, paragraph (4)), art-28/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-28/par-4
- art-156-38/par-5: 第六十三条第一項第二号 → 金融商品取引法 第六十三条第一項第二号 (Article 63, paragraph (1), item (ii)), art-63/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-6/from-art-63#art-63/par-1/item-2
- art-156-38/par-5: 第六十三条の八第一項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1
- art-156-38/par-5: 第三十五条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-156-38/par-5: 第二条第十一項第一号 → 金融商品取引法 第二条第十一項第一号 (Article 2, paragraph (11), item (i)), art-2/par-11/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-11/item-1
- art-156-38/par-6: 第二十八条第五項 → 金融商品取引法 第二十八条第五項 (Article 28, paragraph (5)), art-28/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-28/par-5
- art-156-38/par-6: 第三十五条の二の二第一項 → 金融商品取引法 第三十五条の二の二第一項 (Article 35-2-2, paragraph (1)), art-35-2-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1
- art-156-38/par-6: 第二条第十一項第二号 → 金融商品取引法 第二条第十一項第二号 (Article 2, paragraph (11), item (ii)), art-2/par-11/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-11/item-2
- art-156-38/par-7: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-33-2#art-33-2
- art-156-38/par-7: 第三十三条の八第二項 → 金融商品取引法 第三十三条の八第二項 (Article 33-8, paragraph (2)), art-33-8/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-33-8#art-33-8/par-2
- art-156-38/par-7: この項 → 金融商品取引法 第百五十六条の三十八第七項 (Article 156-38, paragraph (7)), art-156-38/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-7
- art-156-38/par-7: 第二条第十一項第一号 → 金融商品取引法 第二条第十一項第一号 (Article 2, paragraph (11), item (i)), art-2/par-11/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-11/item-1
- art-156-38/par-8: 第百五十六条の二十七第一項第一号 → 金融商品取引法 第百五十六条の二十七第一項第一号 (Article 156-27, paragraph (1), item (i)), art-156-27/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-1
- art-156-38/par-8: 第三号 → 金融商品取引法 第百五十六条の二十七第一項第三号 (Article 156-27, paragraph (1), item (iii)), art-156-27/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-3
- art-156-38/par-8: 第四号 → 金融商品取引法 第百五十六条の二十七第一項第四号 (Article 156-27, paragraph (1), item (iv)), art-156-27/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-27/par-1/item-4
- art-156-38/par-10: 第百五十六条の四十四 → 金融商品取引法 第百五十六条の四十四 (Article 156-44), art-156-44 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44
- art-156-38/par-10: 第百五十六条の四十五 → 金融商品取引法 第百五十六条の四十五 (Article 156-45), art-156-45 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-45
- art-156-38/par-10: 第百五十六条の四十九 → 金融商品取引法 第百五十六条の四十九 (Article 156-49), art-156-49 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-49
- art-156-38/par-11: 第百五十六条の四十四 → 金融商品取引法 第百五十六条の四十四 (Article 156-44), art-156-44 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44
- art-156-38/par-11: 第百五十六条の四十五 → 金融商品取引法 第百五十六条の四十五 (Article 156-45), art-156-45 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-45
- art-156-38/par-11: 第百五十六条の五十から第百五十六条の五十二まで → 金融商品取引法 第百五十六条の五十 (Article 156-50), art-156-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50
- art-156-38/par-11: 第百五十六条の五十から第百五十六条の五十二まで → 金融商品取引法 第百五十六条の五十一 (Article 156-51), art-156-51 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-51
- art-156-38/par-11: 第百五十六条の五十から第百五十六条の五十二まで → 金融商品取引法 第百五十六条の五十二 (Article 156-52), art-156-52 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52
- art-156-38/par-14: 次条 → 金融商品取引法 第百五十六条の三十九 (Article 156-39), art-156-39 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39
- art-156-38/par-14: 第百五十六条の四十二第二項 → 金融商品取引法 第百五十六条の四十二第二項 (Article 156-42, paragraph (2)), art-156-42/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-42/par-2
- art-156-38/par-14: 第百五十六条の四十四 → 金融商品取引法 第百五十六条の四十四 (Article 156-44), art-156-44 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44
- art-156-38/par-14: 第百五十六条の五十六第一号 → 金融商品取引法 第百五十六条の五十六第一項第一号 (Article 156-56, paragraph (1), item (i)), art-156-56/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-56/par-1/item-1
- art-156-39/par-1/item-1: 第四号 → 金融商品取引法 第百五十六条の三十九第一項第四号 (Article 156-39, paragraph (1), item (iv)), art-156-39/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4
- art-156-39/par-1/item-2: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-156-39/par-1/item-2: この項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-39/par-1/item-4/sub-4: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-156-39/par-1/item-4/sub-4: この項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-39/par-1/item-8: 次項 → 金融商品取引法 第百五十六条の三十九第二項 (Article 156-39, paragraph (2)), art-156-39/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-2
- art-156-39/par-1/item-8: 第百五十六条の四十四第二項 → 金融商品取引法 第百五十六条の四十四第二項 (Article 156-44, paragraph (2)), art-156-44/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2
- art-156-39/par-1/item-8: 同条第三項 → 金融商品取引法 第百五十六条の四十四第三項 (Article 156-44, paragraph (3)), art-156-44/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-3
- art-156-39/par-1/item-8: 同条第四項 → 金融商品取引法 第百五十六条の四十四第四項 (Article 156-44, paragraph (4)), art-156-44/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4
- art-156-39/par-1/item-8: 第五項第一号 → 金融商品取引法 第百五十六条の四十四第五項第一号 (Article 156-44, paragraph (5), item (i)), art-156-44/par-5/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5/item-1
- art-156-39/par-2: 前項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-39/par-3: 第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-39/par-3: 同項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第五号 (Article 156-39, paragraph (1), item (v)), art-156-39/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-5
- art-156-39/par-3: 同項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第六号 (Article 156-39, paragraph (1), item (vi)), art-156-39/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-6
- art-156-39/par-3: 同項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第七号 (Article 156-39, paragraph (1), item (vii)), art-156-39/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-7
- art-156-39/par-3: 第百五十六条の四十四第四項 → 金融商品取引法 第百五十六条の四十四第四項 (Article 156-44, paragraph (4)), art-156-44/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4
- art-156-39/par-3: 第五項 → 金融商品取引法 第百五十六条の四十四第五項 (Article 156-44, paragraph (5)), art-156-44/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5
- art-156-39/par-4: 第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-39/par-4: 同項第八号 → 金融商品取引法 第百五十六条の三十九第一項第八号 (Article 156-39, paragraph (1), item (viii)), art-156-39/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-8
- art-156-39/par-5: 第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-40/par-1: 前条第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-40/par-2: 前項 → 金融商品取引法 第百五十六条の四十第一項 (Article 156-40, paragraph (1)), art-156-40/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1
- art-156-40/par-2/item-1: 前条第一項第三号 → 金融商品取引法 第百五十六条の三十九第一項第三号 (Article 156-39, paragraph (1), item (iii)), art-156-39/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-3
- art-156-40/par-2/item-1: 第四号 → 金融商品取引法 第百五十六条の三十九第一項第四号 (Article 156-39, paragraph (1), item (iv)), art-156-39/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4
- art-156-40/par-2/item-6: 前条第二項 → 金融商品取引法 第百五十六条の三十九第二項 (Article 156-39, paragraph (2)), art-156-39/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-2
- art-156-40/par-2/item-6: 同条第一項第八号 → 金融商品取引法 第百五十六条の三十九第一項第八号 (Article 156-39, paragraph (1), item (viii)), art-156-39/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-8
- art-156-40/par-3: 前項 → 金融商品取引法 第百五十六条の四十第二項 (Article 156-40, paragraph (2)), art-156-40/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-2
- art-156-41/par-1: 第百五十六条の五十第二項 → 金融商品取引法 第百五十六条の五十第二項 (Article 156-50, paragraph (2)), art-156-50/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-2
- art-156-41/par-1: 次項 → 金融商品取引法 第百五十六条の四十一第二項 (Article 156-41, paragraph (2)), art-156-41/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-41/par-2
- art-156-41/par-1: 次条第二項 → 金融商品取引法 第百五十六条の四十二第二項 (Article 156-42, paragraph (2)), art-156-42/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-42/par-2
- art-156-41/par-1: 第百五十六条の四十四第二項 → 金融商品取引法 第百五十六条の四十四第二項 (Article 156-44, paragraph (2)), art-156-44/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2
- art-156-41/par-1: 第四項 → 金融商品取引法 第百五十六条の四十四第四項 (Article 156-44, paragraph (4)), art-156-44/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4
- art-156-42/par-2: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1
- art-156-43/par-1: 第百五十六条の五十第四項 → 金融商品取引法 第百五十六条の五十第四項 (Article 156-50, paragraph (4)), art-156-50/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-4
- art-156-43/par-1: 第五項 → 金融商品取引法 第百五十六条の五十第五項 (Article 156-50, paragraph (5)), art-156-50/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-5
- art-156-44/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の四十四第一項第一号 (Article 156-44, paragraph (1), item (i)), art-156-44/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-1
- art-156-44/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の四十四第一項第二号 (Article 156-44, paragraph (1), item (ii)), art-156-44/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-2
- art-156-44/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の四十四第一項第三号 (Article 156-44, paragraph (1), item (iii)), art-156-44/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-3
- art-156-44/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の四十四第一項第四号 (Article 156-44, paragraph (1), item (iv)), art-156-44/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-4
- art-156-44/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の四十四第一項第五号 (Article 156-44, paragraph (1), item (v)), art-156-44/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-5
- art-156-44/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の四十四第一項第六号 (Article 156-44, paragraph (1), item (vi)), art-156-44/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-6
- art-156-44/par-1/item-8: 前各号 → 金融商品取引法 第百五十六条の四十四第一項第七号 (Article 156-44, paragraph (1), item (vii)), art-156-44/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-7
- art-156-44/par-2: 前項第一号 → 金融商品取引法 第百五十六条の四十四第一項第一号 (Article 156-44, paragraph (1), item (i)), art-156-44/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-1
- art-156-44/par-2/item-5: 前号 → 金融商品取引法 第百五十六条の四十四第二項第四号 (Article 156-44, paragraph (2), item (iv)), art-156-44/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-4
- art-156-44/par-2/item-8: 前二号 → 金融商品取引法 第百五十六条の四十四第二項第六号 (Article 156-44, paragraph (2), item (vi)), art-156-44/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-6
- art-156-44/par-2/item-8: 前二号 → 金融商品取引法 第百五十六条の四十四第二項第七号 (Article 156-44, paragraph (2), item (vii)), art-156-44/par-2/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-7
- art-156-44/par-2/item-9: 第六号 → 金融商品取引法 第百五十六条の四十四第二項第六号 (Article 156-44, paragraph (2), item (vi)), art-156-44/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-6
- art-156-44/par-2/item-9: 第七号 → 金融商品取引法 第百五十六条の四十四第二項第七号 (Article 156-44, paragraph (2), item (vii)), art-156-44/par-2/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-7
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第一号 (Article 156-44, paragraph (2), item (i)), art-156-44/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-1
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第十号 (Article 156-44, paragraph (2), item (x)), art-156-44/par-2/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-10
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第二号 (Article 156-44, paragraph (2), item (ii)), art-156-44/par-2/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-2
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第三号 (Article 156-44, paragraph (2), item (iii)), art-156-44/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-3
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第四号 (Article 156-44, paragraph (2), item (iv)), art-156-44/par-2/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-4
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第五号 (Article 156-44, paragraph (2), item (v)), art-156-44/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-5
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第六号 (Article 156-44, paragraph (2), item (vi)), art-156-44/par-2/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-6
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第七号 (Article 156-44, paragraph (2), item (vii)), art-156-44/par-2/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-7
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第八号 (Article 156-44, paragraph (2), item (viii)), art-156-44/par-2/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-8
- art-156-44/par-2/item-11: 前各号 → 金融商品取引法 第百五十六条の四十四第二項第九号 (Article 156-44, paragraph (2), item (ix)), art-156-44/par-2/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-9
- art-156-44/par-3: 第一項第二号 → 金融商品取引法 第百五十六条の四十四第一項第二号 (Article 156-44, paragraph (1), item (ii)), art-156-44/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-2
- art-156-44/par-4: 第一項第三号 → 金融商品取引法 第百五十六条の四十四第一項第三号 (Article 156-44, paragraph (1), item (iii)), art-156-44/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-3
- art-156-44/par-4/item-4: 司法書士法（昭和二十五年法律第百九十七号）第三条第一項第七号 → e-Gov law 325AC1000000197, 第三条第一項第七号 (Article 3, paragraph (1), item (vii)), art-3/par-1/item-7 — not held in this collection
- art-156-44/par-4/item-4: 同条第二項 → e-Gov law 325AC1000000197, 第三条第二項 (Article 3, paragraph (2)), art-3/par-2 — not held in this collection
- art-156-44/par-4/item-9: 第七号 → 金融商品取引法 第百五十六条の四十四第四項第七号 (Article 156-44, paragraph (4), item (vii)), art-156-44/par-4/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-7
- art-156-44/par-4/item-11: 第百五十六条の五十第九項 → 金融商品取引法 第百五十六条の五十第九項 (Article 156-50, paragraph (9)), art-156-50/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9
- art-156-44/par-5: 第一項第四号 → 金融商品取引法 第百五十六条の四十四第一項第四号 (Article 156-44, paragraph (1), item (iv)), art-156-44/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-4
- art-156-44/par-5: 第五号 → 金融商品取引法 第百五十六条の四十四第一項第五号 (Article 156-44, paragraph (1), item (v)), art-156-44/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-5
- art-156-44/par-5/item-1: 第一項第四号 → 金融商品取引法 第百五十六条の四十四第一項第四号 (Article 156-44, paragraph (1), item (iv)), art-156-44/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-4
- art-156-44/par-5/item-1: 同項第五号 → 金融商品取引法 第百五十六条の四十四第一項第五号 (Article 156-44, paragraph (1), item (v)), art-156-44/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-1/item-5
- art-156-44/par-5/item-1: 次号 → 金融商品取引法 第百五十六条の四十四第五項第二号 (Article 156-44, paragraph (5), item (ii)), art-156-44/par-5/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5/item-2
- art-156-44/par-6: 第二項第五号 → 金融商品取引法 第百五十六条の四十四第二項第五号 (Article 156-44, paragraph (2), item (v)), art-156-44/par-2/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-2/item-5
- art-156-44/par-6/item-1: この項 → 金融商品取引法 第百五十六条の四十四第六項 (Article 156-44, paragraph (6)), art-156-44/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-6
- art-156-44/par-6/item-4: 仲裁法（平成十五年法律第百三十八号）第二条第一項 → e-Gov law 415AC0000000138, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection
- art-156-44/par-8: 前項 → 金融商品取引法 第百五十六条の四十四第七項 (Article 156-44, paragraph (7)), art-156-44/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-7
- art-156-44/par-8: 第四項 → 金融商品取引法 第百五十六条の四十四第四項 (Article 156-44, paragraph (4)), art-156-44/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4
- art-156-44/par-8: 第五項 → 金融商品取引法 第百五十六条の四十四第五項 (Article 156-44, paragraph (5)), art-156-44/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5
- art-156-46/par-1: 暴力団員による不当な行為の防止等に関する法律第二条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection
- art-156-46/par-1: この条 → 金融商品取引法 第百五十六条の四十六 (Article 156-46), art-156-46 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-46
- art-156-48/par-1: 第百五十六条の五十第九項 → 金融商品取引法 第百五十六条の五十第九項 (Article 156-50, paragraph (9)), art-156-50/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9
- art-156-50/par-2: 前項 → 金融商品取引法 第百五十六条の五十第一項 (Article 156-50, paragraph (1)), art-156-50/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-1
- art-156-50/par-3: 第一項 → 金融商品取引法 第百五十六条の五十第一項 (Article 156-50, paragraph (1)), art-156-50/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-1
- art-156-50/par-3: 第一号 → 金融商品取引法 第百五十六条の五十第三項第一号 (Article 156-50, paragraph (3), item (i)), art-156-50/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-1
- art-156-50/par-3: 第三号 → 金融商品取引法 第百五十六条の五十第三項第三号 (Article 156-50, paragraph (3), item (iii)), art-156-50/par-3/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-3
- art-156-50/par-3: 司法書士法第三条第一項第七号 → e-Gov law 325AC1000000197, 第三条第一項第七号 (Article 3, paragraph (1), item (vii)), art-3/par-1/item-7 — not held in this collection
- art-156-50/par-3: 第四号 → 金融商品取引法 第百五十六条の五十第三項第四号 (Article 156-50, paragraph (3), item (iv)), art-156-50/par-3/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-4
- art-156-50/par-3/item-4: 司法書士法第三条第一項第七号 → e-Gov law 325AC1000000197, 第三条第一項第七号 (Article 3, paragraph (1), item (vii)), art-3/par-1/item-7 — not held in this collection
- art-156-50/par-3/item-4: 同条第二項 → e-Gov law 325AC1000000197, 第三条第二項 (Article 3, paragraph (2)), art-3/par-2 — not held in this collection
- art-156-50/par-3/item-5: 前各号 → 金融商品取引法 第百五十六条の五十第三項第一号 (Article 156-50, paragraph (3), item (i)), art-156-50/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-1
- art-156-50/par-3/item-5: 前各号 → 金融商品取引法 第百五十六条の五十第三項第二号 (Article 156-50, paragraph (3), item (ii)), art-156-50/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-2
- art-156-50/par-3/item-5: 前各号 → 金融商品取引法 第百五十六条の五十第三項第三号 (Article 156-50, paragraph (3), item (iii)), art-156-50/par-3/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-3
- art-156-50/par-3/item-5: 前各号 → 金融商品取引法 第百五十六条の五十第三項第四号 (Article 156-50, paragraph (3), item (iv)), art-156-50/par-3/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-4
- art-156-50/par-4: 第一項 → 金融商品取引法 第百五十六条の五十第一項 (Article 156-50, paragraph (1)), art-156-50/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-1
- art-156-50/par-4: 第二項 → 金融商品取引法 第百五十六条の五十第二項 (Article 156-50, paragraph (2)), art-156-50/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-2
- art-156-50/par-4: この条 → 金融商品取引法 第百五十六条の五十 (Article 156-50), art-156-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50
- art-156-50/par-4: 次条第一項 → 金融商品取引法 第百五十六条の五十一第一項 (Article 156-51, paragraph (1)), art-156-51/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-51/par-1
- art-156-50/par-5: 前項 → 金融商品取引法 第百五十六条の五十第四項 (Article 156-50, paragraph (4)), art-156-50/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-4
- art-156-50/par-5: 第一項 → 金融商品取引法 第百五十六条の五十第一項 (Article 156-50, paragraph (1)), art-156-50/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-1
- art-156-50/par-6: 第百五十六条の四十四第六項 → 金融商品取引法 第百五十六条の四十四第六項 (Article 156-44, paragraph (6)), art-156-44/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-6
- art-156-50/par-8/item-2: 第百五十六条の四十四第四項第六号 → 金融商品取引法 第百五十六条の四十四第四項第六号 (Article 156-44, paragraph (4), item (vi)), art-156-44/par-4/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4/item-6
- art-156-50/par-8/item-3: 前二号 → 金融商品取引法 第百五十六条の五十第八項第一号 (Article 156-50, paragraph (8), item (i)), art-156-50/par-8/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-8/item-1
- art-156-50/par-8/item-3: 前二号 → 金融商品取引法 第百五十六条の五十第八項第二号 (Article 156-50, paragraph (8), item (ii)), art-156-50/par-8/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-8/item-2
- art-156-50/par-9/item-6: 前各号 → 金融商品取引法 第百五十六条の五十第九項第一号 (Article 156-50, paragraph (9), item (i)), art-156-50/par-9/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-1
- art-156-50/par-9/item-6: 前各号 → 金融商品取引法 第百五十六条の五十第九項第二号 (Article 156-50, paragraph (9), item (ii)), art-156-50/par-9/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-2
- art-156-50/par-9/item-6: 前各号 → 金融商品取引法 第百五十六条の五十第九項第三号 (Article 156-50, paragraph (9), item (iii)), art-156-50/par-9/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-3
- art-156-50/par-9/item-6: 前各号 → 金融商品取引法 第百五十六条の五十第九項第四号 (Article 156-50, paragraph (9), item (iv)), art-156-50/par-9/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-4
- art-156-50/par-9/item-6: 前各号 → 金融商品取引法 第百五十六条の五十第九項第五号 (Article 156-50, paragraph (9), item (v)), art-156-50/par-9/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-9/item-5
- art-156-51/par-2: 第百五十六条の六十第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-1
- art-156-51/par-2: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-51/par-2: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-156-51/par-2: 第百五十六条の六十第三項 → 金融商品取引法 第百五十六条の六十第三項 (Article 156-60, paragraph (3)), art-156-60/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-3
- art-156-51/par-2: 第百五十六条の六十一第三項 → 金融商品取引法 第百五十六条の六十一第三項 (Article 156-61, paragraph (3)), art-156-61/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-3
- art-156-51/par-2: 前項 → 金融商品取引法 第百五十六条の五十一第一項 (Article 156-51, paragraph (1)), art-156-51/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-51/par-1
- art-156-52/par-1/item-2: 前号 → 金融商品取引法 第百五十六条の五十二第一項第一号 (Article 156-52, paragraph (1), item (i)), art-156-52/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-1/item-1
- art-156-52/par-2: 前項 → 金融商品取引法 第百五十六条の五十二第一項 (Article 156-52, paragraph (1)), art-156-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-1
- art-156-52/par-3: 第一項 → 金融商品取引法 第百五十六条の五十二第一項 (Article 156-52, paragraph (1)), art-156-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-1
- art-156-52/par-3: 前項 → 金融商品取引法 第百五十六条の五十二第二項 (Article 156-52, paragraph (2)), art-156-52/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-52/par-2
- art-156-54/par-1: 銀行法第五十二条の六十二第一項 → 銀行法 第五十二条の六十二第一項 (Article 52-62, paragraph (1)), art-52-62/par-1 — https://japanlaw.org/ja/banking-act/art-52-62/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-62/par-1
- art-156-55/par-1: 第百五十六条の四十第一項第二号から第四号まで → 金融商品取引法 第百五十六条の四十第一項第二号 (Article 156-40, paragraph (1), item (ii)), art-156-40/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1/item-2
- art-156-55/par-1: 第百五十六条の四十第一項第二号から第四号まで → 金融商品取引法 第百五十六条の四十第一項第三号 (Article 156-40, paragraph (1), item (iii)), art-156-40/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1/item-3
- art-156-55/par-1: 第百五十六条の四十第一項第二号から第四号まで → 金融商品取引法 第百五十六条の四十第一項第四号 (Article 156-40, paragraph (1), item (iv)), art-156-40/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-40/par-1/item-4
- art-156-55/par-2: 前項 → 金融商品取引法 第百五十六条の五十五第一項 (Article 156-55, paragraph (1)), art-156-55/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-55/par-1
- art-156-56/par-1/item-2: 前号 → 金融商品取引法 第百五十六条の五十六第一項第一号 (Article 156-56, paragraph (1), item (i)), art-156-56/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-56/par-1/item-1
- art-156-57/par-2: 前項 → 金融商品取引法 第百五十六条の五十七第一項 (Article 156-57, paragraph (1)), art-156-57/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-57/par-1
- art-156-59/par-2: 前項 → 金融商品取引法 第百五十六条の五十九第一項 (Article 156-59, paragraph (1)), art-156-59/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-59/par-1
- art-156-59/par-2/item-1: 第百五十六条の三十九第一項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第五号 (Article 156-39, paragraph (1), item (v)), art-156-39/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-5
- art-156-59/par-2/item-1: 第百五十六条の三十九第一項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第六号 (Article 156-39, paragraph (1), item (vi)), art-156-39/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-6
- art-156-59/par-2/item-1: 第百五十六条の三十九第一項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第七号 (Article 156-39, paragraph (1), item (vii)), art-156-39/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-7
- art-156-59/par-2/item-1: 第百五十六条の四十四第四項 → 金融商品取引法 第百五十六条の四十四第四項 (Article 156-44, paragraph (4)), art-156-44/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4
- art-156-59/par-2/item-1: 第五項 → 金融商品取引法 第百五十六条の四十四第五項 (Article 156-44, paragraph (5)), art-156-44/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5
- art-156-59/par-2/item-1: この号 → 金融商品取引法 第百五十六条の五十九第二項第一号 (Article 156-59, paragraph (2), item (i)), art-156-59/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-59/par-2/item-1
- art-156-59/par-2/item-2: 第百五十六条の四十二 → 金融商品取引法 第百五十六条の四十二 (Article 156-42), art-156-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-42
- art-156-59/par-2/item-2: 第百五十六条の四十三 → 金融商品取引法 第百五十六条の四十三 (Article 156-43), art-156-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-43
- art-156-59/par-2/item-2: 第百五十六条の四十六 → 金融商品取引法 第百五十六条の四十六 (Article 156-46), art-156-46 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-46
- art-156-59/par-2/item-2: 第百五十六条の五十 → 金融商品取引法 第百五十六条の五十 (Article 156-50), art-156-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50
- art-156-60/par-1: 次項 → 金融商品取引法 第百五十六条の六十第二項 (Article 156-60, paragraph (2)), art-156-60/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-2
- art-156-60/par-3: 第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-1
- art-156-60/par-3: 前項 → 金融商品取引法 第百五十六条の六十第二項 (Article 156-60, paragraph (2)), art-156-60/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-2
- art-156-60/par-3: この項 → 金融商品取引法 第百五十六条の六十第三項 (Article 156-60, paragraph (3)), art-156-60/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-3
- art-156-60/par-3: 次条第三項 → 金融商品取引法 第百五十六条の六十一第三項 (Article 156-61, paragraph (3)), art-156-61/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-3
- art-156-61/par-1: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-61/par-1/item-1: 第百五十六条の三十九第一項第二号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第二号 (Article 156-39, paragraph (1), item (ii)), art-156-39/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-2
- art-156-61/par-1/item-1: 第百五十六条の三十九第一項第二号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第三号 (Article 156-39, paragraph (1), item (iii)), art-156-39/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-3
- art-156-61/par-1/item-1: 第百五十六条の三十九第一項第二号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第四号 (Article 156-39, paragraph (1), item (iv)), art-156-39/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-4
- art-156-61/par-1/item-1: 第百五十六条の三十九第一項第二号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第五号 (Article 156-39, paragraph (1), item (v)), art-156-39/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-5
- art-156-61/par-1/item-1: 第百五十六条の三十九第一項第二号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第六号 (Article 156-39, paragraph (1), item (vi)), art-156-39/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-6
- art-156-61/par-1/item-1: 第百五十六条の三十九第一項第二号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第七号 (Article 156-39, paragraph (1), item (vii)), art-156-39/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-7
- art-156-61/par-1/item-1: 同項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-61/par-1/item-2: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-61/par-2: 前項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-156-61/par-2/item-1: 第百五十六条の三十九第一項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第五号 (Article 156-39, paragraph (1), item (v)), art-156-39/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-5
- art-156-61/par-2/item-1: 第百五十六条の三十九第一項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第六号 (Article 156-39, paragraph (1), item (vi)), art-156-39/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-6
- art-156-61/par-2/item-1: 第百五十六条の三十九第一項第五号から第七号まで → 金融商品取引法 第百五十六条の三十九第一項第七号 (Article 156-39, paragraph (1), item (vii)), art-156-39/par-1/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1/item-7
- art-156-61/par-2/item-1: 第百五十六条の四十四第四項 → 金融商品取引法 第百五十六条の四十四第四項 (Article 156-44, paragraph (4)), art-156-44/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-4
- art-156-61/par-2/item-1: 第五項 → 金融商品取引法 第百五十六条の四十四第五項 (Article 156-44, paragraph (5)), art-156-44/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-44#art-156-44/par-5
- art-156-61/par-2/item-1: この号 → 金融商品取引法 第百五十六条の六十一第二項第一号 (Article 156-61, paragraph (2), item (i)), art-156-61/par-2/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-2/item-1
- art-156-61/par-2/item-1: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-61/par-2/item-2: 第百五十六条の四十二 → 金融商品取引法 第百五十六条の四十二 (Article 156-42), art-156-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-42
- art-156-61/par-2/item-2: 第百五十六条の四十三 → 金融商品取引法 第百五十六条の四十三 (Article 156-43), art-156-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-41#art-156-43
- art-156-61/par-2/item-2: 第百五十六条の四十六 → 金融商品取引法 第百五十六条の四十六 (Article 156-46), art-156-46 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-46
- art-156-61/par-2/item-2: 第百五十六条の五十 → 金融商品取引法 第百五十六条の五十 (Article 156-50), art-156-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50
- art-156-61/par-3: 第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-156-61/par-3: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-156-61/par-4: 第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-156-61/par-4: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
---
## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和五年法律第五十三号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_505AC0000000053), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-39, paragraph (1), item (iv), (b) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-39, paragraph (1), item (viii) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-43, paragraph (1) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-44, paragraph (2), item (ix) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-50, paragraph (6) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 156-61, paragraph (2), item (i) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-017, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-050, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-051, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22